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person · Reporting owner

Faria Joao V

Disclosed activity across 2 companies

Tapewire entity
56936
SEC CIK
0001703817

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Eaton Corp plcETN · Entity 2604See Remarks below.March 09, 2023March 10, 2023
NN INCNNBR · Entity 6041DirectorMarch 18, 2026March 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Eaton Corp plc

Report date March 09, 2023 · Filed March 10, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect68,814 Reported balance After 2023-03-09 transaction · row 1
1 source row

Row 1 · 2023-03-09 · Sale · Disposed 2,500 · Balance 68,814

NN INC

Report date March 18, 2026 · Filed March 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect388,440 Reported balance After 2026-03-18 transaction · row 1
1 source row

Row 1 · 2026-03-18 · Grant · Acquired 51,774 · Balance 388,440

F1: Represents restricted stock which fully vests on March 18, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock which fully vests on March 18, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2022 Filed Feb 28, 2022 22:30 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,238 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-028192 · tm227926-4_4seq1.xml · nonDerivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 22:30 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 407 $152.17 $61,933.19
Disclosure

SEC source: 0001104659-22-028192 · tm227926-4_4seq1.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,226

Read SEC document
February 25, 2022 Filed Feb 28, 2022 22:30 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 932 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-028192 · tm227926-4_4seq1.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 22:30 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 5,139 $152.54 $783,903.06
Disclosure

SEC source: 0001104659-22-028192 · tm227926-4_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,701

F1 · shares: Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2022.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 22:01 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-026700 · tm227633-4_4seq1.xml · derivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505

Underlying: Ordinary Shares · 740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date

F4 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 22:01 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 233 $150.91 $35,162.03
Disclosure

SEC source: 0001104659-22-026700 · tm227633-4_4seq1.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,840

Read SEC document
February 23, 2022 Filed Feb 24, 2022 22:01 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 740 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-026700 · tm227633-4_4seq1.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:01 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 1,710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-026700 · tm227633-4_4seq1.xml · derivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710

Underlying: Ordinary Shares · 1,710 shares

Expires not disclosed

F3 · derivative.exercise_date: These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date

F4 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:01 UTC Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 7,050 $0.00 Strike: $151.76 $0.00
Disclosure

SEC source: 0001104659-22-026700 · tm227633-4_4seq1.xml · derivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,050

Underlying: Ordinary Shares · 7,050 shares

Expires 2032-02-22

F2 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:01 UTC Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 13,760 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-026700 · tm227633-4_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,333

F1 · shares: These shares were acquired upon the vesting of performance share awards.

Read SEC document
January 07, 2022 Filed Jan 10, 2022 21:53 UTC NN INC NNBR · Entity 6041 GrantCommon Stock 35,128 $0.00 $0.00
Disclosure

SEC source: 0000918541-22-000011 · wf-form4_164185158973771.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,077

F1 · kind: Shares are restricted stock and vest on January 7, 2023.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 15:33 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 2,662 $170.13 $452,872.75
Disclosure

SEC source: 0001104659-21-148931 · tm2135256-1_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,573

Read SEC document
December 06, 2021 Filed Dec 7, 2021 17:52 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 3,250 $169.61 $551,246.48
Disclosure

SEC source: 0001104659-21-147105 · tm2134814-1_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,235

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $169.59 - $169.63. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 15:36 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 2,201 $0.00 Strike: $81.96 $0.00
Disclosure

SEC source: 0001551182-21-000167 · wf-form4_162852338123006.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,201 shares

Expires 2028-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 15:36 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 2,201 $163.01 $358,785.01
Disclosure

SEC source: 0001551182-21-000167 · wf-form4_162852338123006.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,485

Read SEC document
August 05, 2021 Filed Aug 9, 2021 15:36 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 2,201 $81.96 $180,393.96
Disclosure

SEC source: 0001551182-21-000167 · wf-form4_162852338123006.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 10, 2021 21:25 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 6,039 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-21-000132 · wf-form4_162068190758737.xml · derivative · entry 11

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,261

Underlying: Ordinary Shares · 6,039 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 10, 2021 21:25 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 6,848 $0.00 Strike: $80.49 $0.00
Disclosure

SEC source: 0001551182-21-000132 · wf-form4_162068190758737.xml · derivative · entry 10

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,055

Underlying: Ordinary Shares · 6,848 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
May 07, 2021 Filed May 10, 2021 21:25 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 2,200 $0.00 Strike: $81.96 $0.00
Disclosure

SEC source: 0001551182-21-000132 · wf-form4_162068190758737.xml · derivative · entry 9

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,201

Underlying: Ordinary Shares · 2,200 shares

Expires 2028-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
May 07, 2021 Filed May 10, 2021 21:25 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,220 $0.00 Strike: $81.96 $0.00
Disclosure

SEC source: 0001551182-21-000132 · wf-form4_162068190758737.xml · derivative · entry 8

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,401

Underlying: Ordinary Shares · 1,220 shares

Expires 2028-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
May 07, 2021 Filed May 10, 2021 21:25 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 6,039 $145.68 $879,761.52
Disclosure

SEC source: 0001551182-21-000132 · wf-form4_162068190758737.xml · nonDerivative · entry 7

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,485

F3 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.60-$145.83. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2021 Filed May 10, 2021 21:25 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 6,039 $98.21 $593,090.19
Disclosure

SEC source: 0001551182-21-000132 · wf-form4_162068190758737.xml · nonDerivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 10, 2021 21:25 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 6,848 $145.82 $998,575.36
Disclosure

SEC source: 0001551182-21-000132 · wf-form4_162068190758737.xml · nonDerivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,485

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.82-$145.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2021 Filed May 10, 2021 21:25 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 6,848 $80.49 $551,195.52
Disclosure

SEC source: 0001551182-21-000132 · wf-form4_162068190758737.xml · nonDerivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 10, 2021 21:25 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 2,200 $146.02 $321,244.00
Disclosure

SEC source: 0001551182-21-000132 · wf-form4_162068190758737.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,485

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $145.97-$146.05. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2021 Filed May 10, 2021 21:25 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 2,200 $81.96 $180,312.00
Disclosure

SEC source: 0001551182-21-000132 · wf-form4_162068190758737.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 10, 2021 21:25 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,220 $81.96 $99,991.20
Disclosure

SEC source: 0001551182-21-000132 · wf-form4_162068190758737.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 20:10 UTC NN INC NNBR · Entity 6041 GrantCommon Stock 14,949 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-015804 · doc4.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,949

F1 · kind: Shares are restricted stock and vest on March 23, 2022.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 1,201 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · derivative · entry 10

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238

Underlying: Ordinary Shares · 1,201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 871 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · derivative · entry 9

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 524 $130.31 $68,282.44
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · nonDerivative · entry 7

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,265

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,201 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · nonDerivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 380 $130.31 $49,517.80
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · nonDerivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,588

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 871 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · nonDerivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:57 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 932 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · derivative · entry 8

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,893

Underlying: Ordinary Shares · 932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:57 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 407 $131.63 $53,573.41
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,097

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:57 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 932 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:57 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 3,000 $132.80 $398,400.00
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,572

Read SEC document
February 24, 2021 Filed Feb 25, 2021 22:15 UTC Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 6,261 $129.45 $810,486.45
Disclosure

SEC source: 0001551182-21-000057 · wf-form4_161429127393095.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,572

F1 · shares: These shares were acquired upon the vesting of performance share awards.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:15 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 2,245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000057 · wf-form4_161429127393095.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,245

Underlying: Ordinary Shares · 2,245 shares

Expires not disclosed

F3 · derivative.exercise_date: These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date

F4 · derivative.expiration_date: This field is not applicable.

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February 23, 2021 Filed Feb 25, 2021 22:15 UTC Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 11,500 $0.00 Strike: $130.86 $0.00
Disclosure

SEC source: 0001551182-21-000057 · wf-form4_161429127393095.xml · derivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Ordinary Shares · 11,500 shares

Expires 2031-02-23

F2 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

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November 05, 2020 Filed Nov 9, 2020 17:53 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 6,847 $0.00 Strike: $80.49 $0.00
Disclosure

SEC source: 0001551182-20-000194 · wf-form4_160494440742421.xml · derivative · entry 12

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,903

Underlying: Ordinary Shares · 6,847 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

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November 05, 2020 Filed Nov 9, 2020 17:53 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,400 $81.96 Strike: $81.96 $114,744.00
Disclosure

SEC source: 0001551182-20-000194 · wf-form4_160494440742421.xml · derivative · entry 11

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,621

Underlying: Ordinary Shares · 1,400 shares

Expires 2028-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

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November 05, 2020 Filed Nov 9, 2020 17:53 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,220 $81.96 Strike: $81.96 $99,991.20
Disclosure

SEC source: 0001551182-20-000194 · wf-form4_160494440742421.xml · derivative · entry 10

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,021

Underlying: Ordinary Shares · 1,220 shares

Expires 2028-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

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November 05, 2020 Filed Nov 9, 2020 17:53 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 2,924 $71.89 Strike: $71.89 $210,206.36
Disclosure

SEC source: 0001551182-20-000194 · wf-form4_160494440742421.xml · derivative · entry 9

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,924 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

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November 05, 2020 Filed Nov 9, 2020 17:53 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 5,800 $109.06 $632,548.00
Disclosure

SEC source: 0001551182-20-000194 · wf-form4_160494440742421.xml · nonDerivative · entry 8

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,311

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November 05, 2020 Filed Nov 9, 2020 17:53 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 1,047 $109.04 $114,164.88
Disclosure

SEC source: 0001551182-20-000194 · wf-form4_160494440742421.xml · nonDerivative · entry 7

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,111

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November 05, 2020 Filed Nov 9, 2020 17:53 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 6,847 $80.49 $551,115.03
Disclosure

SEC source: 0001551182-20-000194 · wf-form4_160494440742421.xml · nonDerivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 17:53 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 1,400 $108.90 $152,460.00
Disclosure

SEC source: 0001551182-20-000194 · wf-form4_160494440742421.xml · nonDerivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,311

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $108.88 - $108.925. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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November 05, 2020 Filed Nov 9, 2020 17:53 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,400 $81.96 $114,744.00
Disclosure

SEC source: 0001551182-20-000194 · wf-form4_160494440742421.xml · nonDerivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.