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Faria Joao V

Disclosed activity across 2 companies

Tapewire entity
56936
SEC CIK
0001703817

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Eaton Corp plcETN · Entity 2604See Remarks below.March 09, 2023March 10, 2023
NN INCNNBR · Entity 6041DirectorMarch 18, 2026March 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Eaton Corp plc

Report date March 09, 2023 · Filed March 10, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect68,814 Reported balance After 2023-03-09 transaction · row 1
1 source row

Row 1 · 2023-03-09 · Sale · Disposed 2,500 · Balance 68,814

NN INC

Report date March 18, 2026 · Filed March 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect388,440 Reported balance After 2026-03-18 transaction · row 1
1 source row

Row 1 · 2026-03-18 · Grant · Acquired 51,774 · Balance 388,440

F1: Represents restricted stock which fully vests on March 18, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock which fully vests on March 18, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2019 Filed Feb 26, 2019 18:16 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 798 $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000039 · wf-form4_155120499818615.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:49 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 566 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000030 · wf-form4_155112416800769.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584

Underlying: Ordinary Shares · 566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F2 · derivative.exercise_date: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:49 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 192 $79.48 $15,260.16
Disclosure

SEC source: 0001551182-19-000030 · wf-form4_155112416800769.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,236

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:49 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 566 $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000030 · wf-form4_155112416800769.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 20:05 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 5,000 $76.73 $383,650.00
Disclosure

SEC source: 0001551182-19-000007 · wf-form4_154939714448757.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,862

Read SEC document
June 15, 2018 Filed Jun 19, 2018 18:24 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 298 $78.60 $23,422.80
Disclosure

SEC source: 0001551182-18-000194 · wf-form4_152943264300412.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,862

F1 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted shares.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:00 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 2,838 $71.89 Strike: $71.89 $204,023.82
Disclosure

SEC source: 0001551182-18-000136 · wf-form4_152096400807909.xml · derivative · entry 7

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,762

Underlying: Ordinary Shares · 2,838 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:00 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 4,175 $56.55 Strike: $56.55 $236,096.25
Disclosure

SEC source: 0001551182-18-000136 · wf-form4_152096400807909.xml · derivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,301

Underlying: Ordinary Shares · 4,175 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:00 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 2,000 $82.44 $164,880.00
Disclosure

SEC source: 0001551182-18-000136 · wf-form4_152096400807909.xml · nonDerivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,734

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:00 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 2,838 $82.29 $233,539.02
Disclosure

SEC source: 0001551182-18-000136 · wf-form4_152096400807909.xml · nonDerivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,734

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:00 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 2,838 $71.89 $204,023.82
Disclosure

SEC source: 0001551182-18-000136 · wf-form4_152096400807909.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:00 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 4,175 $82.29 $343,560.75
Disclosure

SEC source: 0001551182-18-000136 · wf-form4_152096400807909.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,734

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:00 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 4,175 $56.55 $236,096.25
Disclosure

SEC source: 0001551182-18-000136 · wf-form4_152096400807909.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:57 UTC Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 12,300 $0.00 Strike: $81.96 $0.00
Disclosure

SEC source: 0001551182-18-000121 · wf-form4_151994144023856.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,300

Underlying: Ordinary Shares · 12,300 shares

Expires 2028-02-27

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:57 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 2,560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000121 · wf-form4_151994144023856.xml · derivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560

Underlying: Ordinary Shares · 2,560 shares

Expires not disclosed

F2 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:57 UTC Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 643 $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000121 · wf-form4_151994144023856.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,767

F1 · shares: These shares were acquired upon the vesting of performance share awards.

Read SEC document
February 27, 2018 Filed Mar 13, 2018 17:55 UTC Amendment Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 12,300 $0.00 Strike: $81.96 $0.00
Disclosure

SEC source: 0001551182-18-000134 · wf-form4a_152096368989038.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,300

Underlying: Ordinary Shares · 12,300 shares

Expires 2028-02-27

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 27, 2018 Filed Mar 13, 2018 17:55 UTC Amendment Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 2,560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000134 · wf-form4a_152096368989038.xml · derivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560

Underlying: Ordinary Shares · 2,560 shares

Expires not disclosed

F2 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 27, 2018 Filed Mar 13, 2018 17:55 UTC Amendment Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 613 $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000134 · wf-form4a_152096368989038.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,734

F1 · shares: These shares were acquired upon the vesting of performance share awards. The amount has been revised to show the proper amount awarded.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:57 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 774 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000070 · wf-form4_151974343794731.xml · derivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798

Underlying: Ordinary Shares · 774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F6 · derivative.exercise_date: These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F5 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:57 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000070 · wf-form4_151974343794731.xml · derivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F4 · derivative.exercise_date: These restricted stock units were granted on February 24, 2015 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F5 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:57 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 226 $82.12 $18,559.12
Disclosure

SEC source: 0001551182-18-000070 · wf-form4_151974343794731.xml · nonDerivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,124

F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:57 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 774 $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000070 · wf-form4_151974343794731.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:57 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 176 $82.12 $14,453.12
Disclosure

SEC source: 0001551182-18-000070 · wf-form4_151974343794731.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,576

F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:57 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 606 $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000070 · wf-form4_151974343794731.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
February 23, 2018 Filed Mar 13, 2018 17:38 UTC Amendment Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 774 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000132 · wf-form4a_152096270409602.xml · derivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798

Underlying: Ordinary Shares · 774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F6 · derivative.exercise_date: These restricted stock units were granted on February 23, 2016 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F5 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 23, 2018 Filed Mar 13, 2018 17:38 UTC Amendment Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000132 · wf-form4a_152096270409602.xml · derivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F4 · derivative.exercise_date: These restricted stock units were granted on February 24, 2015 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F5 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 23, 2018 Filed Mar 13, 2018 17:38 UTC Amendment Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 226 $82.12 $18,559.12
Disclosure

SEC source: 0001551182-18-000132 · wf-form4a_152096270409602.xml · nonDerivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,121

F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. The amount was revised to show the proper amount withheld.

Read SEC document
February 23, 2018 Filed Mar 13, 2018 17:38 UTC Amendment Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 774 $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000132 · wf-form4a_152096270409602.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
February 23, 2018 Filed Mar 13, 2018 17:38 UTC Amendment Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 179 $82.12 $14,699.48
Disclosure

SEC source: 0001551182-18-000132 · wf-form4a_152096270409602.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,573

F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. The amount was revised to show the proper amount withheld.

Read SEC document
February 23, 2018 Filed Mar 13, 2018 17:38 UTC Amendment Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 606 $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000132 · wf-form4a_152096270409602.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:55 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000039 · wf-form4_151941931400150.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Ordinary Shares · 565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F4 · shares: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.

F5 · derivative.exercise_date: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F5 · derivative.expiration_date: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:55 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 192 $81.96 $15,736.32
Disclosure

SEC source: 0001551182-18-000039 · wf-form4_151941931400150.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,146

F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:55 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 565 $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000039 · wf-form4_151941931400150.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:32 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 1,039 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-17-000150 · wf-form4_149790435858792.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,426

Underlying: Ordinary Shares · 1,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F3 · derivative.exercise_date: These restricted stock units were granted on June 15, 2015 and vest as follows: 30% on the second and third anniversaries of the grant date and 40% on the fourth anniversary of the grant date.

F4 · derivative.expiration_date: This field is not applicable.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:32 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 328 $75.48 $24,757.44
Disclosure

SEC source: 0001551182-17-000150 · wf-form4_149790435858792.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,827

F1 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:32 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,039 $0.00 $0.00
Disclosure

SEC source: 0001551182-17-000150 · wf-form4_149790435858792.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 15, 2017 Filed Feb 21, 2018 20:30 UTC Amendment Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 1,039 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000016 · wf-form4a_151924498840165.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,426

Underlying: Ordinary Shares · 1,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F3 · derivative.exercise_date: These restricted stock units were granted on June 15, 2015 and vest as follows: 30% on the second and third anniversaries of the grant date and 40% on the fourth anniversary of the grant date.

F4 · derivative.expiration_date: This field is not applicable.

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June 15, 2017 Filed Feb 21, 2018 20:30 UTC Amendment Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 382 $75.48 $28,833.36
Disclosure

SEC source: 0001551182-18-000016 · wf-form4a_151924498840165.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,773

F1 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units and has been revised.

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June 15, 2017 Filed Feb 21, 2018 20:30 UTC Amendment Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,039 $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000016 · wf-form4a_151924498840165.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.