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Smith Lee Matthew

Disclosed activity across 2 companies

Tapewire entity
56140
SEC CIK
0001582883

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FLAGSTAR BANK, NATIONAL ASSOCIATIONNYSE:FLG · Entity 3855SEVP & Chief Financial OfficerMarch 24, 2026March 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FLAGSTAR BANK, NATIONAL ASSOCIATION

Report date March 24, 2026 · Filed March 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect852,939 Reported balance After 2026-03-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-24 · Tax withholding · Disposed 2,131 · Balance 852,939

F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

F3: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

Common StockSEC Table I · non-derivativeIndirectBy Stock Award48,967 Reported balance Holding disclosure · report date 2026-03-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 48,967

F4: These remaining shares granted under Stock Award on December 1, 2022 pursuant to the Issuer's 2016 Stock Award and Incentive Plan, will vest in two approximately equal annual installments commencing on December 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

F3: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

F4: These remaining shares granted under Stock Award on December 1, 2022 pursuant to the Issuer's 2016 Stock Award and Incentive Plan, will vest in two approximately equal annual installments commencing on December 1, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FLAGSTAR BANCORP INC

Report date December 01, 2022 · Filed December 05, 2022

Section 16 reporting ended · disclosed 2022-12-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-12-01 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-12-01 · Grant · Acquired 6,250 · Balance 330,831

F1: Represents performance-based restricted stock units ("PSUs") which had not been previously reported that converted into time-vesting NYCB RSUs pursuant to the terms of the Merger Agreement. The PSUs were originally granted on March 15, 2021 under the Issuer's 2016 Stock Award and Incentive Plan.

Row 2 · 2022-12-01 · Grant · Acquired 6,250 · Balance 337,081

F2: Represents PSUs which had not been previously reported that converted into time-vesting NYCB RSUs pursuant to the terms of the Merger Agreement. The PSUs were originally granted on March 22, 2022 under the Issuer's 2016 Stock Award and Incentive Plan.

Row 3 · 2022-12-01 · Disposition to issuer · Disposed 337,081 · Balance 0

F3: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

Resticted Stock Unit (LTP31920)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-12-01 · Disposition to issuer · Disposed 2,557 · Balance 0

F4: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Restricted Stock Unit (LTIP31521)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-12-01 · Disposition to issuer · Disposed 3,835 · Balance 0

F4: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Restricted Stock Unit (LTP032222)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-12-01 · Disposition to issuer · Disposed 5,113 · Balance 0

F4: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Filing footnotes · ownership attribution and instrument terms

F1: Represents performance-based restricted stock units ("PSUs") which had not been previously reported that converted into time-vesting NYCB RSUs pursuant to the terms of the Merger Agreement. The PSUs were originally granted on March 15, 2021 under the Issuer's 2016 Stock Award and Incentive Plan.

F2: Represents PSUs which had not been previously reported that converted into time-vesting NYCB RSUs pursuant to the terms of the Merger Agreement. The PSUs were originally granted on March 22, 2022 under the Issuer's 2016 Stock Award and Incentive Plan.

F3: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F4: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2021 Filed Jun 30, 2021 16:20 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 157 $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000081 · wf-form4_162508443210252.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,729

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 16:20 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000081 · wf-form4_162508443210252.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 16:34 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (LTP32018) · Derivative 2,557 $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000041 · wf-form4_161653168162930.xml · derivative · entry 8

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 2,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on March 20, 2018, and will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units were granted on March 20, 2018, and will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 16:34 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 2,557 $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000041 · wf-form4_161653168162930.xml · nonDerivative · entry 4

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 16:34 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionResticted Stock Unit (LTP31920) · Derivative 1,279 $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000041 · wf-form4_161653168162930.xml · derivative · entry 7

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,835

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

F3 · derivative.expiration_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 16:34 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (LTP31919) · Derivative 1,278 $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000041 · wf-form4_161653168162930.xml · derivative · entry 6

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,557

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

F3 · derivative.expiration_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 16:34 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 1,115 $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000041 · wf-form4_161653168162930.xml · nonDerivative · entry 5

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,526

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 16:34 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 1,116 $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000041 · wf-form4_161653168162930.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,084

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 16:34 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 1,279 $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000041 · wf-form4_161653168162930.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 16:34 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 1,278 $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000041 · wf-form4_161653168162930.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:38 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantFlagstar Bancorp, Inc. Common Stock · Derivative 5,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000039 · wf-form4_161601348103450.xml · derivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,113

Underlying: Flagstar Bancorp, Inc. Common Stock · 5,113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest 25% each on first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest 25% each on first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:47 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 2,044 $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000004 · wf-form4_160988681753647.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,643

F2 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:47 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantFlagstar Bancorp, Inc. Common Stock 4,687 $0.00 $0.00
Disclosure

SEC source: 0001033012-21-000004 · wf-form4_160988681753647.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,687

F1 · shares: The reporting person acquired these shares upon the settlement of certain Performance Share Units of the issuer.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 16:15 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units (TB32018) · Derivative 34,091 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000077 · wf-form4_159743602360987.xml · derivative · entry 5

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 34,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F4 · derivative.exercise_date: These Restricted Stock Units were granted on March 20, 2018, and will vest 25 percent each on the last business day of 2018, 2019, 2020 and 2021 calendar years.

F4 · derivative.expiration_date: These Restricted Stock Units were granted on March 20, 2018, and will vest 25 percent each on the last business day of 2018, 2019, 2020 and 2021 calendar years.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 16:15 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit · Derivative 52,976 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000077 · wf-form4_159743602360987.xml · derivative · entry 4

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 52,976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units will fully vest if, for one-hundred twenty consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $28.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out in five installments, subject to a "Quality Review," on the date the Performance Hurdle is attained and on each of the four subsequent annual payout dates. Vesting and payout may be adjusted upon certain triggering events, as more fully described in the Form 8-K filed by Flagstar Bancorp on October 26, 2015.

F3 · derivative.expiration_date: The Restricted Stock Units will fully vest if, for one-hundred twenty consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $28.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out in five installments, subject to a "Quality Review," on the date the Performance Hurdle is attained and on each of the four subsequent annual payout dates. Vesting and payout may be adjusted upon certain triggering events, as more fully described in the Form 8-K filed by Flagstar Bancorp on October 26, 2015.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 16:15 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 37,340 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000077 · wf-form4_159743602360987.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,000

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed (accelerated vestings).

Read SEC document
August 12, 2020 Filed Aug 14, 2020 16:15 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 34,091 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000077 · wf-form4_159743602360987.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 16:15 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 52,976 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000077 · wf-form4_159743602360987.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2020 Filed Jun 30, 2020 16:19 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (LSR062818) · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000059 · wf-form4_159354832493995.xml · derivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360

Underlying: Flagstar Bancorp, Inc. Common Stock · 360 shares

Expires 2021-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

F3 · derivative.expiration_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

Read SEC document
June 28, 2020 Filed Jun 30, 2020 16:19 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 157 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000059 · wf-form4_159354832493995.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,273

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
June 28, 2020 Filed Jun 30, 2020 16:19 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000059 · wf-form4_159354832493995.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2020 Filed May 27, 2020 16:26 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 1,772 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000037 · wf-form4_159061119218517.xml · nonDerivative · entry 4

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,070

Read SEC document
May 23, 2020 Filed May 27, 2020 16:26 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 4,065 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000037 · wf-form4_159061119218517.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2020 Filed May 27, 2020 16:26 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units L17 · Derivative 4,065 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000037 · wf-form4_159061119218517.xml · derivative · entry 6

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 4,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 22, 2020 Filed May 27, 2020 16:26 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit · Derivative 52,977 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000037 · wf-form4_159061119218517.xml · derivative · entry 5

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,976

Underlying: Flagstar Bancorp, Inc. Common Stock · 52,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units will fully vest if, for one-hundred twenty consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $28.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out in five installments, subject to a "Quality Review," on the date the Performance Hurdle is attained and on each of the four subsequent annual payout dates. Vesting and payout may be adjusted upon certain triggering events, as more fully described in the Form 8-K filed by Flagstar Bancorp on October 26, 2015. (Installment 4 of 5)

F3 · derivative.expiration_date: The Restricted Stock Units will fully vest if, for one-hundred twenty consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $28.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out in five installments, subject to a "Quality Review," on the date the Performance Hurdle is attained and on each of the four subsequent annual payout dates. Vesting and payout may be adjusted upon certain triggering events, as more fully described in the Form 8-K filed by Flagstar Bancorp on October 26, 2015. (Installment 4 of 5)

Read SEC document
May 22, 2020 Filed May 27, 2020 16:26 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 22,476 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000037 · wf-form4_159061119218517.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,777

F1 · shares: These shares were surrendered to satisfy tax withholding obligations resulting from the settlement of certain Performance Share Units of issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 16:26 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 52,977 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000037 · wf-form4_159061119218517.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 16:03 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (LTP32018) · Derivative 1,278 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000018 · wf-form4_158499377314942.xml · derivative · entry 7

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,557

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on March 20, 2018, and will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on March 20, 2018, and will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 16:03 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000018 · wf-form4_158499377314942.xml · nonDerivative · entry 4

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,276

Read SEC document
March 20, 2020 Filed Mar 23, 2020 16:03 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 1,278 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000018 · wf-form4_158499377314942.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:03 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (LTP31919) · Derivative 1,279 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000018 · wf-form4_158499377314942.xml · derivative · entry 6

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,835

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

F2 · derivative.expiration_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:03 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantResticted Stock Unit (LTP31920) · Derivative 5,114 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000018 · wf-form4_158499377314942.xml · derivative · entry 5

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114

Underlying: Common Stock · 5,114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

F2 · derivative.expiration_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:03 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000018 · wf-form4_158499377314942.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,555

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:03 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 1,279 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000018 · wf-form4_158499377314942.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:14 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units (TB32018) · Derivative 17,045 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000002 · wf-form4_157808603603537.xml · derivative · entry 5

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,091

Underlying: Flagstar Bancorp, Inc. Common Stock · 17,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F5 · derivative.exercise_date: These Restricted Stock Units were granted on March 20, 2018, and will vest 25 percent each on the last business day of 2018, 2019, 2020 and 2021 calendar years.

F5 · derivative.expiration_date: These Restricted Stock Units were granted on March 20, 2018, and will vest 25 percent each on the last business day of 2018, 2019, 2020 and 2021 calendar years.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:14 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 4,333 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000002 · wf-form4_157808603603537.xml · nonDerivative · entry 4

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,834

F3 · shares: These shares were surrendered to satisfy tax withholding obligations resulting from the settlement of certain Performance Share Units of issuer.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:14 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantFlagstar Bancorp, Inc. Common Stock 9,936 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000002 · wf-form4_157808603603537.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,167

F2 · shares: The reporting person acquired these shares upon the settlement of certain Performance Share Units of the issuer.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:14 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 7,432 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000002 · wf-form4_157808603603537.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,231

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:14 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 17,045 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000002 · wf-form4_157808603603537.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:07 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (LSR062818) · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000064 · wf-form4_156209804707166.xml · derivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720

Underlying: Flagstar Bancorp, Inc. Common Stock · 360 shares

Expires 2021-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

F3 · derivative.expiration_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:07 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 157 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000064 · wf-form4_156209804707166.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,618

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:07 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000064 · wf-form4_156209804707166.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2019 Filed May 28, 2019 16:18 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units (16) · Derivative 4,948 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000049 · wf-form4_155907466644200.xml · derivative · entry 6

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 4,948 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on May 24, 2016, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units were granted on May 24, 2016, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 24, 2019 Filed May 28, 2019 16:18 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 2,158 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000049 · wf-form4_155907466644200.xml · nonDerivative · entry 4

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,415

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
May 24, 2019 Filed May 28, 2019 16:18 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 4,948 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000049 · wf-form4_155907466644200.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:18 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units L17 · Derivative 2,032 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000049 · wf-form4_155907466644200.xml · derivative · entry 5

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,065

Underlying: Flagstar Bancorp, Inc. Common Stock · 2,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:18 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000049 · wf-form4_155907466644200.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,625

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:18 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 2,032 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000049 · wf-form4_155907466644200.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2019 Filed May 23, 2019 16:03 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit · Derivative 52,977 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000046 · wf-form4_155864177189085.xml · derivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,953

Underlying: Flagstar Bancorp, Inc. Common Stock · 52,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: Annual Installment 3: The Restricted Stock Units will fully vest if, for one-hundred twenty consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $28.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out in five installments, subject to a "Quality Review," on the date the Performance Hurdle is attained and on each of the four subsequent annual payout dates. Vesting and payout may be adjusted upon certain triggering events, as more fully described in the Form 8-K filed by Flagstar Bancorp on October 26, 2015.

F3 · derivative.expiration_date: Annual Installment 3: The Restricted Stock Units will fully vest if, for one-hundred twenty consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $28.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out in five installments, subject to a "Quality Review," on the date the Performance Hurdle is attained and on each of the four subsequent annual payout dates. Vesting and payout may be adjusted upon certain triggering events, as more fully described in the Form 8-K filed by Flagstar Bancorp on October 26, 2015.

Read SEC document
May 22, 2019 Filed May 23, 2019 16:03 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 22,476 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000046 · wf-form4_155864177189085.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,479

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.