Smith Lee Matthew

SEC source: 0001582883-26-000004 · wk-form4_1774468538.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 852,939

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

F3 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

SEC source: 0001582883-26-000002 · wk-form4_1773757090.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850,182

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

SEC source: 0001582883-25-000007 · wk-form4_1767102877.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 604,280

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

SEC source: 0001582883-25-000003 · wk-form4_1764700024.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 620,374

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.

F3 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

SEC source: 0000910073-25-000057 · wk-form4_1742940064.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,565

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F3 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.

SEC source: 0000910073-25-000057 · wk-form4_1742940064.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 603,808

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

SEC source: 0000910073-24-000199 · wk-form4_1735586176.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,299

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

SEC source: 0000910073-24-000190 · wk-form4_1733178080.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 494,557

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

F3 · balance_after: On July 11, 2024, the common stock of the Issuer split 1 for 3, resulting in the reporting person's ownership reduction.

SEC source: 0000910073-24-000146 · wk-form4_1719343474.xml · derivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 3,000,000 shares

Expires 2031-06-21

F1 · derivative.exercise_date: These options will vest in three equal annual installments on June 21, 2025, June 21, 2026, and June 21, 2027.

SEC source: 0000910073-24-000093 · wk-form4_1711464424.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,442,246

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

F3 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

SEC source: 0000910073-24-000093 · wk-form4_1711464424.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,448,638

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

SEC source: 0000910073-24-000083 · wk-form4_1710782753.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,436,210

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

SEC source: 0000910073-24-000049 · wk-form4_1707491685.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,440,683

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

SEC source: 0000910073-23-000084 · wk-form4_1701708616.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,415,683

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.

F3 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

SEC source: 0000910073-23-000027 · wf-form4_167995275328440.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (032423)

Disclosed balance after: 43,994

F1 · ownership.nature: These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three approximately equal annual installments commencing on March 24, 2024.

SEC source: 0000910073-23-000024 · wf-form4_167965882123160.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,374,110

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

SEC source: 0000910073-23-000020 · wf-form4_167934448096303.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,376,347

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

SEC source: 0000910073-23-000019 · wf-form4_167901537463763.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380,260

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

SEC source: 0001225208-22-012281 · doc4.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award

Disclosed balance after: 367,248

F3 · ownership.nature: 367,248 shares granted under Stock Award on December 1, 2022 pursuant to the Flagstar Bancorp, Inc. 2016 Stock Award and Incentive Plan, which was assumed by New York Community Bancorp, Inc. pursuant to the terms of the Merger Agreement, will vest in five approximately equal annual installments commencing on December 1, 2023.

SEC source: 0001225208-22-012281 · doc4.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381,728

SEC source: 0001225208-22-012281 · doc4.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · SEVP & President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399,610

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the Merger each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 (the "Exchange Ratio") shares of NYCB common stock (the "Merger Consideration") and cash in lieu of fractional shares, if applicable. On December 1, 2022 the closing price of Flagstar's common stock was $37.54 per share, and the closing price of NYCB's common stock was $9.19 per share. (Continued in Remarks section below.)

F2 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

SEC source: 0001033012-22-000109 · wf-form4_167026854976847.xml · derivative · entry 6

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 5,113 shares

Expires not disclosed

F4 · derivative.exercise_price: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F4 · price: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F4 · derivative.exercise_date: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F4 · derivative.expiration_date: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

SEC source: 0001033012-22-000109 · wf-form4_167026854976847.xml · derivative · entry 5

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 3,835 shares

Expires not disclosed

F4 · derivative.exercise_price: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F4 · price: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F4 · derivative.exercise_date: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F4 · derivative.expiration_date: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

SEC source: 0001033012-22-000109 · wf-form4_167026854976847.xml · derivative · entry 4

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 2,557 shares

Expires not disclosed

F4 · derivative.exercise_price: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F4 · price: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F4 · derivative.exercise_date: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

F4 · derivative.expiration_date: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

SEC source: 0001033012-22-000109 · wf-form4_167026854976847.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

SEC source: 0001033012-22-000109 · wf-form4_167026854976847.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,081

F2 · price: Represents PSUs which had not been previously reported that converted into time-vesting NYCB RSUs pursuant to the terms of the Merger Agreement. The PSUs were originally granted on March 22, 2022 under the Issuer's 2016 Stock Award and Incentive Plan.

SEC source: 0001033012-22-000109 · wf-form4_167026854976847.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,831

F1 · price: Represents performance-based restricted stock units ("PSUs") which had not been previously reported that converted into time-vesting NYCB RSUs pursuant to the terms of the Merger Agreement. The PSUs were originally granted on March 15, 2021 under the Issuer's 2016 Stock Award and Incentive Plan.

SEC source: 0001033012-22-000039 · wf-form4_165057629015619.xml · derivative · entry 5

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,775 shares

Expires 2028-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F4 · derivative.exercise_date: 50 percent of these Restricted Stock Units will vest if, for ninety consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $44.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out on the fourth anniversary of the grant date. The remaining 50 percent is subject to annual quality review results. If quality review results are attained the shares will vest on the fourth anniversary of the grant date. Vesting, payout and other adjustments for certain triggering events are more fully described in the Form 8-K to be filed by Issuer on March 23, 2018.

SEC source: 0001033012-22-000039 · wf-form4_165057629015619.xml · derivative · entry 4

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,775

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,776 shares

Expires 2028-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: 50 percent of these Restricted Stock Units will vest if, for ninety consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $40.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out on the fourth anniversary of the grant date. The remaining 50 percent is subject to annual quality review results. If quality review results are attained the shares will vest on the fourth anniversary of the grant date. Vesting, payout and other adjustments for certain triggering events are more fully described in the Form 8-K to be filed by Issuer on March 23, 2018.

SEC source: 0001033012-22-000039 · wf-form4_165057629015619.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,581

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

SEC source: 0001033012-22-000039 · wf-form4_165057629015619.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001033012-22-000039 · wf-form4_165057629015619.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001033012-22-000031 · wf-form4_164815414842547.xml · derivative · entry 2

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,113

Underlying: Flagstar Bancorp, Inc. Common Stock · 5,113 shares

Expires 2025-03-22

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest 25% each on first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

SEC source: 0001033012-22-000029 · wf-form4_164798139884100.xml · derivative · entry 5

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,557

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

F3 · derivative.expiration_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

SEC source: 0001033012-22-000029 · wf-form4_164798139884100.xml · derivative · entry 4

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 2,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

F3 · derivative.expiration_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

SEC source: 0001033012-22-000029 · wf-form4_164798139884100.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,046

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

SEC source: 0001033012-22-000029 · wf-form4_164798139884100.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001033012-22-000029 · wf-form4_164798139884100.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001033012-22-000027 · wf-form4_164746298430851.xml · derivative · entry 3

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,835

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest 25% each on first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest 25% each on first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

SEC source: 0001033012-22-000027 · wf-form4_164746298430851.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,309

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

SEC source: 0001033012-22-000027 · wf-form4_164746298430851.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001033012-22-000004 · wf-form4_164133167687048.xml · derivative · entry 8

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 53,267 shares

Expires 2028-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F6 · derivative.exercise_date: 50 percent of these Restricted Stock Units will vest if, for ninety consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $40.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out on the fourth anniversary of the grant date. The remaining 50 percent is subject to annual quality review results. If quality review results are attained the shares will vest on the fourth anniversary of the grant date. Vesting, payout and other adjustable triggering events are more fully described in the Form 8-K to be filed by Issuer on March 23, 2018.

SEC source: 0001033012-22-000004 · wf-form4_164133167687048.xml · derivative · entry 7

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 53,267 shares

Expires 2028-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F5 · derivative.exercise_date: 50 percent of these Restricted Stock Units will vest if, for ninety consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $44.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out on the fourth anniversary of the grant date. The remaining 50 percent is subject to annual quality review results. If quality review results are attained the shares will vest on the fourth anniversary of the grant date. Vesting, payout and other adjustments for certain triggering events are more fully described in the Form 8-K to be filed by Issuer on March 23, 2018.

SEC source: 0001033012-22-000004 · wf-form4_164133167687048.xml · nonDerivative · entry 6

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,387

F3 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

SEC source: 0001033012-22-000004 · wf-form4_164133167687048.xml · nonDerivative · entry 5

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,563

F2 · shares: These shares were surrendered to satisfy tax withholding obligations resulting from the settlement of certain Performance Share Units of issuer.

SEC source: 0001033012-22-000004 · wf-form4_164133167687048.xml · nonDerivative · entry 4

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,013

F1 · shares: The reporting person acquired these shares upon the settlement of certain Performance Share Units of the issuer.

SEC source: 0001033012-22-000004 · wf-form4_164133167687048.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,638

F1 · shares: The reporting person acquired these shares upon the settlement of certain Performance Share Units of the issuer.

SEC source: 0001033012-22-000004 · wf-form4_164133167687048.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001033012-22-000004 · wf-form4_164133167687048.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001033012-21-000081 · wf-form4_162508443210252.xml · derivative · entry 3

Smith Lee Matthew · CIK 0001582883 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 360 shares

Expires 2021-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

F3 · derivative.expiration_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.