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Smith Lee Matthew

Disclosed activity across 2 companies

Tapewire entity
56140
SEC CIK
0001582883

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FLAGSTAR BANK, NATIONAL ASSOCIATIONNYSE:FLG · Entity 3855SEVP & Chief Financial OfficerMarch 24, 2026March 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FLAGSTAR BANK, NATIONAL ASSOCIATION

Report date March 24, 2026 · Filed March 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect852,939 Reported balance After 2026-03-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-24 · Tax withholding · Disposed 2,131 · Balance 852,939

F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

F3: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

Common StockSEC Table I · non-derivativeIndirectBy Stock Award48,967 Reported balance Holding disclosure · report date 2026-03-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 48,967

F4: These remaining shares granted under Stock Award on December 1, 2022 pursuant to the Issuer's 2016 Stock Award and Incentive Plan, will vest in two approximately equal annual installments commencing on December 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

F3: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

F4: These remaining shares granted under Stock Award on December 1, 2022 pursuant to the Issuer's 2016 Stock Award and Incentive Plan, will vest in two approximately equal annual installments commencing on December 1, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FLAGSTAR BANCORP INC

Report date December 01, 2022 · Filed December 05, 2022

Section 16 reporting ended · disclosed 2022-12-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-12-01 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-12-01 · Grant · Acquired 6,250 · Balance 330,831

F1: Represents performance-based restricted stock units ("PSUs") which had not been previously reported that converted into time-vesting NYCB RSUs pursuant to the terms of the Merger Agreement. The PSUs were originally granted on March 15, 2021 under the Issuer's 2016 Stock Award and Incentive Plan.

Row 2 · 2022-12-01 · Grant · Acquired 6,250 · Balance 337,081

F2: Represents PSUs which had not been previously reported that converted into time-vesting NYCB RSUs pursuant to the terms of the Merger Agreement. The PSUs were originally granted on March 22, 2022 under the Issuer's 2016 Stock Award and Incentive Plan.

Row 3 · 2022-12-01 · Disposition to issuer · Disposed 337,081 · Balance 0

F3: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

Resticted Stock Unit (LTP31920)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-12-01 · Disposition to issuer · Disposed 2,557 · Balance 0

F4: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Restricted Stock Unit (LTIP31521)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-12-01 · Disposition to issuer · Disposed 3,835 · Balance 0

F4: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Restricted Stock Unit (LTP032222)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-12-01 · Disposition to issuer · Disposed 5,113 · Balance 0

F4: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Filing footnotes · ownership attribution and instrument terms

F1: Represents performance-based restricted stock units ("PSUs") which had not been previously reported that converted into time-vesting NYCB RSUs pursuant to the terms of the Merger Agreement. The PSUs were originally granted on March 15, 2021 under the Issuer's 2016 Stock Award and Incentive Plan.

F2: Represents PSUs which had not been previously reported that converted into time-vesting NYCB RSUs pursuant to the terms of the Merger Agreement. The PSUs were originally granted on March 22, 2022 under the Issuer's 2016 Stock Award and Incentive Plan.

F3: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F4: At the Effective Time of the merger, pursuant to the terms of the Merger Agreement, each Issuer RSU was converted into a time-based restricted stock unit denominated in shares of NYCB Common Stock based on the Exchange Ratio (NYCB "RSUs").

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2019 Filed May 23, 2019 16:03 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 52,977 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000046 · wf-form4_155864177189085.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 06:05 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (LTP32018) · Derivative 1,279 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000035 · wf-form4_155324911500926.xml · derivative · entry 4

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,835

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

F3 · derivative.expiration_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 06:05 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 366 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000035 · wf-form4_155324911500926.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,978

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 06:05 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 1,279 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000035 · wf-form4_155324911500926.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2019 Filed Mar 22, 2019 06:05 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (LTP31919) · Derivative 5,114 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000035 · wf-form4_155324911500926.xml · derivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114

Underlying: Flagstar Bancorp, Inc. Common Stock · 5,114 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

F3 · derivative.expiration_date: These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:12 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units (TB32018) · Derivative 17,046 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000009 · wf-form4_154654994265585.xml · derivative · entry 5

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,136

Underlying: Flagstar Bancorp, Inc. Common Stock · 17,046 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These Restricted Stock Units were granted on March 20, 2018, and will vest 25 percent each on the last business day of 2018, 2019, 2020 and 2021 calendar years.

F3 · derivative.expiration_date: These Restricted Stock Units were granted on March 20, 2018, and will vest 25 percent each on the last business day of 2018, 2019, 2020 and 2021 calendar years.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:12 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionPerformance Stock Units (L52416) · Derivative 12,097 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000009 · wf-form4_154654994265585.xml · derivative · entry 4

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 12,097 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:12 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 12,708 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000009 · wf-form4_154654994265585.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,065

F1 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:12 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 17,046 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000009 · wf-form4_154654994265585.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:12 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 12,097 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000009 · wf-form4_154654994265585.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2018 Filed Sep 26, 2018 16:07 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 SaleFlagstar Bancorp, Inc. Common Stock 3,000 $31.43 $94,290.00
Disclosure

SEC source: 0001033012-18-000104 · wf-form4_153799244291960.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,630

F1 · kind: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 16:16 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 SaleFlagstar Bancorp, Inc. Common Stock 3,000 $33.72 $101,160.00
Disclosure

SEC source: 0001033012-18-000102 · wf-form4_153540099372564.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,630

F1 · kind: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.

F2 · price: This price is the average of the following sales: 28 shares at $33.81; 45 shares at $33.59; 55 shares at $33.60; 72 shares at $33.65; 100 shares each at $33.68, $33.69, $33.7101; $33.77, $33.78, $33.80, and $33.82; 128 shares at $33.66; 130 shares at $33.83; 142 shares at $33.67; 200 shares each at $33.62, $33.70, $33.74 and $33.79; 300 shares each at $33.64, $33.75, and $33.76.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 06:58 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 SaleFlagstar Bancorp, Inc. Common Stock 2,700 $34.71 $93,717.00
Disclosure

SEC source: 0001033012-18-000097 · wf-form4_153251627246639.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,630

F1 · kind: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.

F3 · price: This price is the average of the following sales: 100 shares each at $34.38, $34.50, $34.57, $34.65, $34.69. $34.70, $34,79, $34.82, $34.84, $34.85 and $34.92, $35.15 and $35.35; 200 shares each at $34.54, $34.58, $34.59, $34.66, and $34.83; and 400 shares at $34.61.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 06:58 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 SaleFlagstar Bancorp, Inc. Common Stock 300 $33.92 $10,176.00
Disclosure

SEC source: 0001033012-18-000097 · wf-form4_153251627246639.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,330

F1 · kind: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.

F2 · price: This price is the average of the following sales: 100 shares each at $33.50, $33.98, and $34.29.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 16:16 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (LSR062818) · Derivative 1,080 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000093 · wf-form4_153056256208754.xml · derivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,080 shares

Expires 2021-06-28

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

F2 · derivative.expiration_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

Read SEC document
June 25, 2018 Filed Jun 27, 2018 16:07 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 SaleFlagstar Bancorp, Inc. Common Stock 3,000 $34.97 $104,910.00
Disclosure

SEC source: 0001033012-18-000086 · wf-form4_153013004676980.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,630

F1 · kind: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.

F2 · price: This price is the average of the following sales: 100 shares each at $34.72, $34.75, $34.82, $34.83, $34.85, $34.89, $34.91, $34.92, $34.93, $35.02, $35.04, $35.06, $35.08, $35.10, and $35.15; 200 shares each at $34.94, $34.96, $35.05, and $35.11; 300 shares at $34.99; and 400 shares at $35.00.

Read SEC document
May 24, 2018 Filed May 25, 2018 16:28 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 SaleFlagstar Bancorp, Inc. Common Stock 3,000 $35.12 $105,360.00
Disclosure

SEC source: 0001033012-18-000057 · wf-form4_152728004205857.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,863

F2 · kind: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.

F3 · price: This price is the average of the following sales: 100 shares each at $35.04, $35.11, $35.12, $35.17, $35.18, $35.21 and $35.22; 114 shares at $ 35.10; 181 shares at $35.08; 200 shares each at $35.06 and $35.07; 300 shares at $35.09; 400 shares each at $35.15 and $35.16; and 505 shares at $35.13.

Read SEC document
May 24, 2018 Filed May 29, 2018 18:00 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units (16) · Derivative 2,475 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000063 · wf-form4_152763124180914.xml · derivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,948

Underlying: Flagstar Bancorp, Inc. Common Stock · 2,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on May 24, 2016, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on May 24, 2016, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 24, 2018 Filed May 29, 2018 18:00 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 708 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000063 · wf-form4_152763124180914.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,630

F1 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
May 24, 2018 Filed May 29, 2018 18:00 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 2,475 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000063 · wf-form4_152763124180914.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2018 Filed May 25, 2018 16:28 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units L17 · Derivative 2,033 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000057 · wf-form4_152728004205857.xml · derivative · entry 4

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,097

Underlying: Flagstar Bancorp, Inc. Common Stock · 2,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F5 · derivative.exercise_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 23, 2018 Filed May 25, 2018 16:28 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000057 · wf-form4_152728004205857.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,863

F1 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
May 23, 2018 Filed May 25, 2018 16:28 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 2,033 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000057 · wf-form4_152728004205857.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 24, 2018 18:48 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit · Derivative 52,977 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000056 · wf-form4_152720211444008.xml · derivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,930

Underlying: Flagstar Bancorp, Inc. Common Stock · 52,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units will fully vest if, for one-hundred twenty consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $28.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out in five installments, subject to a "Quality Review," on the date the Performance Hurdle is attained and on each of the four subsequent annual payout dates. Vesting and payout may be adjusted upon certain triggering events, as more fully described in the Form 8-K filed by Flagstar Bancorp on October 26, 2015.

F3 · derivative.expiration_date: The Restricted Stock Units will fully vest if, for one-hundred twenty consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $28.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out in five installments, subject to a "Quality Review," on the date the Performance Hurdle is attained and on each of the four subsequent annual payout dates. Vesting and payout may be adjusted upon certain triggering events, as more fully described in the Form 8-K filed by Flagstar Bancorp on October 26, 2015.

Read SEC document
May 22, 2018 Filed May 24, 2018 18:48 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 22,476 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000056 · wf-form4_152720211444008.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,412

F1 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
May 22, 2018 Filed May 24, 2018 18:48 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 52,977 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000056 · wf-form4_152720211444008.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 16:07 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 SaleFlagstar Bancorp, Inc. Common Stock 3,000 $34.58 $103,740.00
Disclosure

SEC source: 0001033012-18-000048 · wf-form4_152468680179299.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,911

F1 · kind: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.

F2 · price: This price is the average of the following sales: 32 shares at $34.73; 68 shares at $34.81; 74 shares at $34.66; 100 shares each at $34.11, $34.21, $34.22, $34.37, $34.39, $34.47, $34.49, $34.54, $34.57, $34.58, $34.59, $34.63, $34.65, $34.69, $34.71, $34.72, $34.75, and $34.85; 200 shares at $34.68 and $34.88; 300 shares at $34.44; and 326 shares at $34.62.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:07 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit · Derivative 7,109 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000036 · wf-form4_152339083815193.xml · derivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,907

Underlying: Flagstar Bancorp, Inc. Common Stock · 7,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on April 6, 2015, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on April 6, 2015, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:07 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 2,033 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000036 · wf-form4_152339083815193.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,911

F1 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:07 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 7,109 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000036 · wf-form4_152339083815193.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 16:15 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 SaleFlagstar Bancorp, Inc. Common Stock 3,000 $35.73 $107,190.00
Disclosure

SEC source: 0001033012-18-000035 · wf-form4_152218169240722.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,835

F1 · kind: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.

F2 · price: This price is the average of: 100 shares each at $35.51, $35.56, $35.57, $35.60, $35.61, $35.65, $35.68, $35,72, $35.74, $35.78, $35.81, $35.90, $35.99, $36.01, $36.06, and $36.08; and 200 shares each at $35.59, $35.63, $35.64, $35.66, $35.75, $35.76, and $35.85.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 16:40 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Units (TB32018) · Derivative 68,182 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000027 · wf-form4_152175119775479.xml · derivative · entry 5

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,182

Underlying: Flagstar Bancorp, Inc. Common Stock · 68,182 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F5 · derivative.exercise_date: These Restricted Stock Units were granted on March 20, 2018, and will vest 25 percent each on the last business day of 2018, 2019, 2020 and 2021 calendar years.

F5 · derivative.expiration_date: These Restricted Stock Units were granted on March 20, 2018, and will vest 25 percent each on the last business day of 2018, 2019, 2020 and 2021 calendar years.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 16:40 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (LTP32018) · Derivative 20,455 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000027 · wf-form4_152175119775479.xml · derivative · entry 4

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,455

Underlying: Flagstar Bancorp, Inc. Common Stock · 20,455 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on March 20, 2018, and will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units were granted on March 20, 2018, and will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 16:40 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Units (XLPII32018) · Derivative 56,818 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000027 · wf-form4_152175119775479.xml · derivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,636

Underlying: Flagstar Bancorp, Inc. Common Stock · 56,818 shares

Expires 2028-03-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: 50 percent of these Restricted Stock Units will vest if, for ninety consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $44.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out on the fourth anniversary of the grant date. The remaining 50 percent is subject to annual quality review results. If quality review results are attained the shares will vest on the fourth anniversary of the grant date. Vesting, payout and other adjustments for certain triggering events are more fully described in the Form 8-K to be filed by Issuer on March 23, 2018.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 16:40 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Units (XLPII32018) · Derivative 56,818 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000027 · wf-form4_152175119775479.xml · derivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,818

Underlying: Flagstar Bancorp, Inc. Common Stock · 56,818 shares

Expires 2028-03-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: 50 percent of these Restricted Stock Units will vest if, for ninety consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $40.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out on the fourth anniversary of the grant date. The remaining 50 percent is subject to annual quality review results. If quality review results are attained the shares will vest on the fourth anniversary of the grant date. Vesting, payout and other adjustments for certain triggering events are more fully described in the Form 8-K to be filed by Issuer on March 23, 2018.

Read SEC document
March 20, 2018 Filed Mar 26, 2018 20:23 UTC Amendment FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (LTP32018) · Derivative 5,114 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000034 · wf-form4a_152211017032715.xml · derivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114

Underlying: Flagstar Bancorp, Inc. Common Stock · 5,114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · shares: Amended due to administrative error, wherein the number of shares was incorrectly reported as 20,455.

F3 · derivative.exercise_date: The restricted stock units were granted on March 20, 2018, and will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on March 20, 2018, and will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 16:33 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 SaleFlagstar Bancorp, Inc. Common Stock 3,000 $35.96 $107,880.00
Disclosure

SEC source: 0001033012-18-000022 · wf-form4_151976720475989.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,835

F1 · kind: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.

F2 · price: The price of $35.96 is the average of: 100 shares each at $35.61, $35.69, $35.73, $35.77, $35.78, $35.96, $36.04, $36.05, $36.07, $36.10, $36.14 and $36.18; 101 shares at $36.13; 195 shares at $36.21; 200 shares each at $35.74, $35.79, $35.82, $35.88, $36.06 and $36.15; and 304 shares at $36.09.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 16:05 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 SaleFlagstar Bancorp, Inc. Common Stock 3,000 $37.48 $112,440.00
Disclosure

SEC source: 0001033012-18-000021 · wf-form4_151691430125102.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,835

F1 · kind: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.

F2 · price: the price of $37.48 is the average of: 11 shares at $37.62; 89 shares at $37.625; 100 shares each at $37.16, $37.30, $37.31, $37.34, $37.36, $37.37, $37.38, $37.40, $37.41, $37.43, $37.53, $37.59, $37.60, $37.75, $37.78 and $37,80; 200 shares each at $37.26, $37.49, $37.61, $37.65 and $37.68; and 300 shares at $37.32.

Read SEC document
January 18, 2018 Filed Jan 19, 2018 16:41 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 1,040 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000012 · wf-form4_151639807135614.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,835

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 16:41 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantPerformance Stock Units (L52416) · Derivative 12,097 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000012 · wf-form4_151639807135614.xml · derivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,097

Underlying: Flagstar Bancorp, Inc. Common Stock · 12,097 shares

Expires 2018-12-31

Read SEC document
December 31, 2017 Filed Jan 3, 2018 19:13 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionQuality Stock Unit · Derivative 2,133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000001 · wf-form4_151502479656086.xml · derivative · entry 5

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 2,133 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 19:13 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionPerformance Stock Unit · Derivative 21,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000001 · wf-form4_151502479656086.xml · derivative · entry 4

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 21,327 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 19:13 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 10,839 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000001 · wf-form4_151502479656086.xml · nonDerivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,875

F1 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 19:13 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 2,133 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000001 · wf-form4_151502479656086.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 19:13 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 21,327 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000001 · wf-form4_151502479656086.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2017 Filed Dec 26, 2017 18:12 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 SaleFlagstar Bancorp, Inc. Common Stock 3,000 $37.71 $113,130.00
Disclosure

SEC source: 0001033012-17-000092 · wf-form4_151432994362589.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,254

F1 · kind: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.

F2 · price: The price of $37.71 is the average of: 53 shares at $37.60; 100 shares each at $37.53, $37,55, $37.56, $37.59, $37.63, $37.67, $37.68, $37.69, $37.70, $37.71, $37.79, $37.80, $37.81, $37.82, $37.86, $37.89, $38.00, and $38.07; 200 shares each at $37.54, $37.57, and $37.87; 247 shares at $37.61; and 300 shares at $37.74.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 16:01 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 SaleFlagstar Bancorp, Inc. Common Stock 3,000 $36.60 $109,800.00
Disclosure

SEC source: 0001033012-17-000090 · wf-form4_151181650530487.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,254

F1 · kind: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.

F2 · price: The price of $36.60 is the average of: 100 shares each at $36.45, $36.51, $36.52, $36.53, $36.54, $36.57, $36.6201, $36.6301, $36.66, $36.67, $36.68, $36.69 and $36.73; 200 shares at $36.47 and $36.60; 105 shares at $36.59; 360 shares at $36.61; 400 shares at $36.63; 140 shares at $36.64; and 295 shares at $36.65.

Read SEC document
May 24, 2017 Filed May 26, 2017 13:57 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Units (16) · Derivative 2,474 $0.00 $0.00
Disclosure

SEC source: 0001033012-17-000066 · wf-form4_149582145758822.xml · derivative · entry 3

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,423

Underlying: Flagstar Bancorp, Inc. Common Stock · 2,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on May 24, 2016, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on May 24, 2016, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
May 24, 2017 Filed May 26, 2017 13:57 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001033012-17-000066 · wf-form4_149582145758822.xml · nonDerivative · entry 2

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,254

F1 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
May 24, 2017 Filed May 26, 2017 13:57 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 2,474 $0.00 $0.00
Disclosure

SEC source: 0001033012-17-000066 · wf-form4_149582145758822.xml · nonDerivative · entry 1

Smith Lee Matthew · CIK 0001582883 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.