Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | Director · Chairman & CEO | March 25, 2026 | March 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date March 25, 2026 · Filed March 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 624,691 |
Ending reported balance
After 2026-03-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-03-25 · Grant · Acquired 19,205 · Balance 597,392 F1: Shares acquired pursuant to earned performance units granted on March 20, 2023. Row 2 · 2026-03-25 · Tax withholding · Disposed 11,523 · Balance 585,869 F2: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Row 3 · 2026-03-25 · Grant · Acquired 38,822 · Balance 624,691 F3: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29. |
| Common StockSEC Table I · non-derivative | IndirectIRA for spouse | 416 |
Reported balance
Holding disclosure · report date 2026-03-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 416 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 4 | 263,773 |
Reported balance
Holding disclosure · report date 2026-03-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 263,773 F4: Held in a trust for the benefit of the spouse of the Reporting Person, and of which the spouse of the Reporting Person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired pursuant to earned performance units granted on March 20, 2023.
F2: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
F3: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.
F4: Held in a trust for the benefit of the spouse of the Reporting Person, and of which the spouse of the Reporting Person is a trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2019 Filed Mar 21, 2019 20:14 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 4,834 | $20.79 | $100,498.86 |
DisclosureSEC source: 0001568214-19-000030 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,408 F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:14 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 9,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000030 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,242 F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2016. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:05 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,392 | $21.28 | $50,901.76 |
DisclosureSEC source: 0001568214-19-000019 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,573 F2 · shares: Reflects withholding of shares acquired upon settlement of deferred stock grant above so as to satisfy personal income tax obligations Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 20:04 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 4,750 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000042 · primary_doc.xml · derivative · entry 4 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,750 shares Expires 2019-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 20:04 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 6,937 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000042 · primary_doc.xml · derivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,937 shares Expires 2019-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 20:04 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 4,750 | $4.62 | $21,945.00 |
DisclosureSEC source: 0001568214-18-000042 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 20:04 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 6,937 | $4.62 | $32,048.94 |
DisclosureSEC source: 0001568214-18-000042 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 18:50 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 51,935 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000033 · primary_doc.xml · derivative · entry 4 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,935 shares Expires 2018-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 18:50 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 51,935 | $4.62 | $239,939.70 |
DisclosureSEC source: 0001568214-18-000033 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 18:50 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 17,810 | $24.93 | $444,044.26 |
DisclosureSEC source: 0001568214-18-000033 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,989 Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 18:50 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 10,918 | $25.06 | $273,600.71 |
DisclosureSEC source: 0001568214-18-000033 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,799 Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 19:58 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 4,716 | $29.35 | $138,426.39 |
DisclosureSEC source: 0001568214-18-000027 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,717 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Sorrentino to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Mr. Sorrentino by the Issuer. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:25 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 16,734 | $30.00 | $502,020.00 |
DisclosureSEC source: 0001568214-18-000019 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,433 F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:25 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 37,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000019 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,167 F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2015 Read SEC document |
| March 15, 2018 Filed Mar 20, 2019 21:05 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 14,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000019 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,965 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/18/19, 1/3 vesting on 3/18/20, and the final 1/3 vesting on 3/18/21 Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 17:56 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 2,174 | $28.45 | $61,840.30 |
DisclosureSEC source: 0001568214-18-000015 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,980 Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 15:48 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 8,250 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000001 · primary_doc.xml · derivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,750 Underlying: Common Stock · 8,250 shares Expires 2019-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 15:48 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 8,250 | $4.62 | $38,115.00 |
DisclosureSEC source: 0001568214-18-000001 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 20:48 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 4,750 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-17-000032 · primary_doc.xml · derivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,937 Underlying: Common Stock · 4,750 shares Expires 2019-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 20:48 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 4,750 | $4.62 | $21,945.00 |
DisclosureSEC source: 0001568214-17-000032 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 19:12 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 11,721 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-17-000031 · primary_doc.xml · derivative · entry 5 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,721 shares Expires 2018-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 19:12 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 11,721 | $6.15 | $72,084.15 |
DisclosureSEC source: 0001568214-17-000031 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 19:12 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 10,871 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-17-000031 · primary_doc.xml · derivative · entry 4 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,871 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 19:12 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 10,871 | $6.15 | $66,856.65 |
DisclosureSEC source: 0001568214-17-000031 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 19:12 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 5,848 | $26.49 | $154,918.78 |
DisclosureSEC source: 0001568214-17-000031 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,562 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Sorrentino to fund the exercise of the stock options and to satisfy estimated personal income tax obligations with respect to such stock option exercise. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 13:42 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 2,445 | $21.85 | $53,431.32 |
DisclosureSEC source: 0001568214-17-000027 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,410 Read SEC document |
| March 29, 2017 Filed Mar 29, 2017 16:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 5,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-17-000021 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,855 Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 18:31 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 10,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-17-000020 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,807 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 15:02 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 2,178 | $25.46 | $55,442.30 |
DisclosureSEC source: 0001568214-17-000003 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,711 Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 19:37 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 2,140 | $24.68 | $52,807.07 |
DisclosureSEC source: 0001568214-17-000001 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,889 Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 14:24 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 10,655 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-16-000064 · primary_doc.xml · derivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,655 shares Expires 2016-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 14:24 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 6,417 | $18.30 | $117,404.15 |
DisclosureSEC source: 0001568214-16-000064 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,029 F1 · balance_after: The sale reported on this Form 4 was used by Mr. Sorrentino to fund the exercise of the stock options and to satisfy estimated personal income tax obligations with respect to the stock option exercise. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 14:24 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 10,655 | $6.15 | $65,528.25 |
DisclosureSEC source: 0001568214-16-000064 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.