Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REDWOOD TRUST INCRWT · Entity 5400 | Director | March 31, 2026 | March 31, 2026 |
| Sculptor Capital Management, Inc.SCU · Entity 108091 | Director | May 25, 2021 | May 27, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REDWOOD TRUST INC
Report date March 31, 2026 · Filed March 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $5.38 | Direct | 4,595.96 |
Reported balance
After 2026-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-31 · Grant · Acquired 4,595.96 · Balance 4,595.96 F1: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2: 100% vested at grant. F3: No expiration date is applicable to deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.
F2: 100% vested at grant.
F3: No expiration date is applicable to deferred stock units.
Sculptor Capital Management, Inc.
Report date May 25, 2021 · Filed May 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A SharesSEC Table I · non-derivative | Direct | 42,484 |
Reported balance
After 2021-05-25 transaction · row 1
1 source rowRow 1 · 2021-05-25 · Grant · Acquired 430 · Balance 42,484 F1: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 322 are fully vested and the remainder vest on January 1, 2022. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 322 are fully vested and the remainder vest on January 1, 2022. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AVANTAX, INC.
Report date November 27, 2023 · Filed November 29, 2023
Section 16 reporting ended · disclosed 2023-11-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-27 transaction · row 1
1 source rowRow 1 · 2023-11-27 · Disposition to issuer · Disposed 64,643 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2023 (as may be amended from time to time, the "Merger Agreement") by and among the Issuer, Aretec Group, Inc., a Delaware corporation ("Parent"), and C2023 Sub Corp., a Delaware corporation and a wholly-owned subsidiary of Parent ("Acquisition Sub"), effective November 27, 2023, among other things, Acquisition Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Parent. F2: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), these shares of the Issuer's common stock ("Common Stock") and restricted stock units of the Issuer that vest solely on the basis of time ("RSUs") were automatically canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the reported number of shares multiplied by (ii) $26.00 (less any required tax withholdings). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2023 (as may be amended from time to time, the "Merger Agreement") by and among the Issuer, Aretec Group, Inc., a Delaware corporation ("Parent"), and C2023 Sub Corp., a Delaware corporation and a wholly-owned subsidiary of Parent ("Acquisition Sub"), effective November 27, 2023, among other things, Acquisition Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Parent.
F2: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), these shares of the Issuer's common stock ("Common Stock") and restricted stock units of the Issuer that vest solely on the basis of time ("RSUs") were automatically canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the reported number of shares multiplied by (ii) $26.00 (less any required tax withholdings).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2019 Filed Aug 22, 2019 16:14 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 415 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000234 · wf-form4_156650486719757.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,717 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 252 are fully vested and the remainder vest on January 1, 2020. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:51 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,272.31 | $0.00 Strike: $16.26 | $0.00 |
DisclosureSEC source: 0001221603-19-000007 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272.31 Underlying: Common Stock · 1,272.31 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 16:16 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 1,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-19-000072 · wf-form4_156209859395325.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,936 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that will vest on the one-year anniversary of the date of grant. Reporting person has deferred 100% of the RSU award. Read SEC document |
| June 28, 2019 Filed May 8, 2023 16:53 UTC Amendment | AVANTAX, INC. AVTA · Entity 107910 | GrantCommon Stock | 1,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-23-000088 · wf-form4a_168357921682488.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,168 F1 · balance_after: The Form 4 filed on July 2, 2019 on behalf of the reporting person did not reflect the correct amount of securities beneficially owned following the reported transaction, as it did not account for 2,768 shares of common stock previously sold by the reporting person on June 5, 2019, as reported on the Form 4 filed on June 7, 2019. The amount of securities beneficially owned by the reporting person as of July 2, 2019 has accordingly been corrected herein from 18,936 to 16,168. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 17:06 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 2,768 | $31.29 | $86,610.72 |
DisclosureSEC source: 0001221603-19-000005 · wf-form4_155994154960388.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,680 F1 · price: These shares sold at a price ranging from $31.15 to $31.48 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| May 28, 2019 Filed May 30, 2019 16:14 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 547 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000186 · wf-form4_155924724121090.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,302 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 333 are fully vested and the remainder vest on January 1, 2020. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| May 23, 2019 Filed May 24, 2019 16:49 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 3,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001221603-19-000003 · wf-form4_155873096194540.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,448 F1 · shares: Reflects a grant of restricted stock units that will vest on the earlier of the one-year anniversary of the date of grant or the first annual stockholders meeting after the grant date. Reporting person has deferred 100% of the RSU award. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:19 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 6,802 | $0.00 Strike: $16.17 | $0.00 |
DisclosureSEC source: 0001144204-19-026848 · tv520805_4.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 Underlying: Common Stock · 6,802 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 23:24 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,256.86 | $0.00 Strike: $16.16 | $0.00 |
DisclosureSEC source: 0001221603-19-000002 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,256.86 Underlying: Common Stock · 1,256.86 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 17:05 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000101 · wf-form4_155423910988724.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,755 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 250 are fully vested and the remainder vest on January 1, 2020. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 16:33 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 108,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000018 · wf-form4_154655115972511.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,364 F1 · shares: The amount shown represents Class A Restricted Share Units granted to the Reporting Person on January 2, 2019. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. The Class A Restricted Share Units will vest, subject to certain limited exceptions, on January 1, 2020. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 21:16 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,312.07 | $0.00 Strike: $15.18 | $0.00 |
DisclosureSEC source: 0001144204-18-066765 · tv510080_4.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312.07 Underlying: Common Stock · 1,312.07 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:24 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-18-000275 · wf-form4_154283546182404.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,668 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 2,242 are fully vested and the remainder vest on January 1, 2019. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:10 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,212.98 | $0.00 Strike: $16.12 | $0.00 |
DisclosureSEC source: 0001221603-18-000011 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,268.66 Underlying: Common Stock · 1,212.98 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 17:04 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 1,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-18-000226 · wf-form4_153497188415420.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,496 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 1,193 are fully vested and the remainder vest on January 1, 2019. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 16:35 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 3,000 | $35.31 | $105,915.00 |
DisclosureSEC source: 0001221603-18-000009 · wf-form4_153358770188903.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,476 Read SEC document |
| June 29, 2018 Filed Jun 29, 2018 20:24 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,164.58 | $0.00 Strike: $16.49 | $0.00 |
DisclosureSEC source: 0001221603-18-000007 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164.58 Underlying: Common Stock · 1,164.58 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 16:22 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 3,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001221603-18-000005 · wf-form4_152848933220173.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,476 F1 · shares: Reflects a grant of restricted stock units that will vest on the earlier of the one-year anniversary of the date of grant or the first annual stockholders meeting after the grant date. Read SEC document |
| May 22, 2018 Filed May 22, 2018 23:33 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 6,016 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001221603-18-000004 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,016 Underlying: Common Stock · 6,016 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2021. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 21, 2018 Filed May 22, 2018 16:59 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 1,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-18-000155 · wf-form4_152702276555125.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,808 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 1,130 are fully vested and the remainder vest on January 1, 2019. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| March 29, 2018 Filed Mar 29, 2018 20:55 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,149.69 | $0.00 Strike: $15.31 | $0.00 |
DisclosureSEC source: 0001221603-18-000002 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,149.69 Underlying: Common Stock · 1,149.69 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 18:14 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 4,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-18-000072 · wf-form4_152037806250909.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,209 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 2,971 are fully vested and the remainder vest on January 1, 2019. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 16:11 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 46,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-18-000010 · wf-form4_151501380715299.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,006 F1 · shares: The amount shown represents Class A Restricted Share Units granted to the Reporting Person on January 2, 2018. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. The Class A Restricted Shared Units will vest, subject to certain limited exceptions, on January 1, 2019. Read SEC document |
| December 28, 2017 Filed Dec 28, 2017 21:20 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,153.45 | $0.00 Strike: $14.98 | $0.00 |
DisclosureSEC source: 0001221603-17-000017 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153.45 Underlying: Common Stock · 1,153.45 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 16:16 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 712 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-17-000206 · wf-form4_151138539853205.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,364 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 429 are fully vested and the remainder vest on January 1, 2018. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 22:36 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,040.26 | $0.00 Strike: $16.33 | $0.00 |
DisclosureSEC source: 0001221603-17-000015 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040.26 Underlying: Common Stock · 1,040.26 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 18:03 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-17-000167 · wf-form4_150352578928338.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,652 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 452 are fully vested and the remainder vest on January 1, 2018. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 21:20 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 984.21 | $0.00 Strike: $16.98 | $0.00 |
DisclosureSEC source: 0001221603-17-000013 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984.21 Underlying: Common Stock · 984.21 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 16:44 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 13,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001221603-17-000011 · wf-form4_149643625317304.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,316 F1 · shares: Reflects (a) an initial grant of 7,263 restricted stock units ("RSUs") that was made to the reporting person upon joining the Board of Directors that will vest equally over a three-year period on each anniversary of the grant date, and (b) an annual grant of 6,053 RSUs that will vest on the one-year anniversary of the date of grant. Read SEC document |
| May 19, 2017 Filed May 23, 2017 17:01 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 941 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-17-000122 · wf-form4_149557328016546.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,902 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 567 are fully vested and the remainder vest on January 1, 2018. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| May 18, 2017 Filed May 19, 2017 22:17 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 5,778 | $0.00 Strike: $16.44 | $0.00 |
DisclosureSEC source: 0001221603-17-000006 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,778 Underlying: Common Stock · 5,778 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2020. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 22:07 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 990.04 | $0.00 Strike: $16.60 | $0.00 |
DisclosureSEC source: 0001221603-17-000004 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990.04 Underlying: Common Stock · 990.04 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 19:25 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 392 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-17-000058 · wf-form4_148901911382264.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,961 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the 392 Class A Restricted Share Units, 236 are fully vested and 156 vest on January 1, 2018. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 18:52 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Shares | 40,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-17-000011 · wf-form4_148357392881547.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,569 F1 · shares: The amount shown represents Class A Restricted Share Units granted to the Reporting Person on January 3, 2017. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. The Class A Restricted Shared Units will vest, subject to certain limited exceptions, on January 1, 2018. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:12 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,064.42 | $0.00 Strike: $15.16 | $0.00 |
DisclosureSEC source: 0001221603-17-000002 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064.42 Underlying: Common Stock · 1,064.42 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:00 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,127.65 | $0.00 Strike: $14.03 | $0.00 |
DisclosureSEC source: 0001221603-16-000019 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127.65 Underlying: Common Stock · 1,127.65 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.