person · Reporting owner
Swenson Nicholas John
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AIR T INCAIRT · Entity 6862 | Director · CEO · 10% owner | August 11, 2025 | August 12, 2025 |
| BLOOMIA HOLDINGS, INC.TULP · Entity 7768 | Director · 10% owner | April 02, 2026 | April 07, 2026 |
| PRO DEX INCPDEX · Entity 6340 | Director · 10% owner | November 20, 2025 | November 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AIR T INC
Report date August 11, 2025 · Filed August 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.00 · Expires 2045-08-06 | Direct | 4,000 |
Reported balance
After 2025-08-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-08-11 · Grant · Acquired 4,000 · Balance 4,000 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $50.00 · Expires 2045-08-06 | Direct | 4,000 |
Reported balance
After 2025-08-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-08-11 · Grant · Acquired 4,000 · Balance 4,000 |
| Common StockSEC Table I · non-derivative | Direct | 62,920 |
Reported balance
Holding disclosure · report date 2025-08-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 62,920 |
| Common StockSEC Table I · non-derivative | IndirectBy AO Partners I, LP | 972,584 |
Reported balance
Holding disclosure · report date 2025-08-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 972,584 F1: The reported securities are owned directly by AO Partners I, L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I, L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Glenhurst Co. | 94,938 |
Reported balance
Holding disclosure · report date 2025-08-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 94,938 F2: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation. Nick Swenson is the President and sole director of Glenhurst Co. Nick Swenson directs the voting of all shares owned by Glenhurst Co. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Groveland Capital, LLC | 52,690 |
Reported balance
Holding disclosure · report date 2025-08-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 52,690 F3: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Groveland DST, LLC | 169,806 |
Reported balance
Holding disclosure · report date 2025-08-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 169,806 F4: The reported securities are owned directly by Groveland DST, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland DST, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are owned directly by AO Partners I, L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I, L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation. Nick Swenson is the President and sole director of Glenhurst Co. Nick Swenson directs the voting of all shares owned by Glenhurst Co. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: The reported securities are owned directly by Groveland DST, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland DST, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
BLOOMIA HOLDINGS, INC.
Report date April 02, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectAO Partners I, L.P. | 836,134 |
Reported balance
After 2026-04-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-04-02 · Other · Acquired 696,690 · Balance 836,134 F1: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst. F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.05 · Expires 2026-04-02 | Direct | 0 |
Reported balance
After 2026-04-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-04-02 · Other · Disposed 696,690 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 3,300 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,300 F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing. |
| Common StockSEC Table I · non-derivative | IndirectGroveland Capital LLC | 60,284 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 60,284 F1: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst. F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing. |
| Common StockSEC Table I · non-derivative | IndirectGlenhurst Co | 11,428 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 11,428 F1: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst. F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst.
F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing.
PRO DEX INC
Report date November 20, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 97,613 |
Reported balance
After 2025-11-20 transaction · row 1
1 source rowRow 1 · 2025-11-20 · Grant · Acquired 1,000 · Balance 97,613 F1: Grant of restricted shares under the Issuer's 2016 Equity Incentive Plan. The shares vest in equal installments over the five years following the date of grant, subject to the Reporting Person's continued service to Pro-Dex, Inc. over the applicable vesting period. |
| Common StockSEC Table I · non-derivative | IndirectBy AO Partners I. LP | 926,730 |
Reported balance
Holding disclosure · report date 2025-11-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 926,730 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted shares under the Issuer's 2016 Equity Incentive Plan. The shares vest in equal installments over the five years following the date of grant, subject to the Reporting Person's continued service to Pro-Dex, Inc. over the applicable vesting period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2026 Filed Apr 7, 2026 01:07 UTC | BLOOMIA HOLDINGS, INC. TULP · Entity 7768 | OtherSubscription Rights (right to buy) · Derivative | 696,690 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0000897069-26-000821 · form4.xml · derivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 696,690 shares Expires 2026-04-02 Read SEC document |
| April 02, 2026 Filed Apr 7, 2026 01:07 UTC | BLOOMIA HOLDINGS, INC. TULP · Entity 7768 | OtherCommon Stock | 696,690 | $4.05 | $2,821,594.50 |
DisclosureSEC source: 0000897069-26-000821 · form4.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · AO Partners I, L.P. Disclosed balance after: 836,134 F1 · ownership.direct: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst. F2 · ownership.nature: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 22:14 UTC | BLOOMIA HOLDINGS, INC. LDWY · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 1,594 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-26-000018 · form4.xml · derivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,191 Underlying: Common Stock · 1,594 shares Expires not disclosed F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| November 20, 2025 Filed Nov 21, 2025 23:45 UTC | PRO DEX INC PDEX · Entity 6340 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-25-000133 · ownership.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,613 F1 · kind: Grant of restricted shares under the Issuer's 2016 Equity Incentive Plan. The shares vest in equal installments over the five years following the date of grant, subject to the Reporting Person's continued service to Pro-Dex, Inc. over the applicable vesting period. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:59 UTC | BLOOMIA HOLDINGS, INC. LDWY · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 1,008 | $5.45 | $5,495.92 |
DisclosureSEC source: 0000897069-25-001534 · form4.xml · derivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,597 Underlying: Common Stock · 1,008 shares Expires not disclosed F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 21:42 UTC | AIR T INC AIRT · Entity 6862 | GrantStock Option · Derivative | 4,000 | $0.00 Strike: $50.00 | $0.00 |
DisclosureSEC source: 0000897069-25-001293 · form4.xml · derivative · entry 7 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2045-08-06 Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 21:42 UTC | AIR T INC AIRT · Entity 6862 | GrantStock Option · Derivative | 4,000 | $0.00 Strike: $30.00 | $0.00 |
DisclosureSEC source: 0000897069-25-001293 · form4.xml · derivative · entry 6 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2045-08-06 Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 12:36 UTC | BLOOMIA HOLDINGS, INC. LDWY · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 1,093 | $5.03 | $5,497.79 |
DisclosureSEC source: 0000897069-25-001159 · form4.xml · derivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,589 Underlying: Common Stock · 1,093 shares Expires not disclosed F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| June 27, 2025 Filed Jul 2, 2025 01:43 UTC | AIR T INC AIRT · Entity 6862 | OtherCommon Stock | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-001157 · form4.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 972,584 F1 · kind: On June 27, 2025, the General Partner of AO Partners I, L.P. (the "Fund") made an irrevocable delegation of sole voting and dispositive power over 1,620 shares to a third party. There was no consideration paid and there was no change in pecuniary interest. So, the total shares held by the Fund did not change. The sole impact was to reduce the beneficial ownership of the Fund pursuant to Rule 13d-3 of the Securities Exchange Act of 1934 (on an aggregate basis the reporting person is the beneficial owner of less than 50% of the common stock). F2 · ownership.nature: The reported securities are owned directly by AO Partners I, L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I, L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:24 UTC | PRO DEX INC PDEX · Entity 6340 | SaleCommon Stock | 2,635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-25-000769 · form4.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 922,204 F2 · price: This constitutes the weighted average purchase price. The prices range from $55.19 to $55.00. The Reporting Persons will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:24 UTC | PRO DEX INC PDEX · Entity 6340 | SaleCommon Stock | 1,891 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-25-000769 · form4.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 924,839 F1 · price: This constitutes the weighted average purchase price. The prices range from $56.20 to $55.21. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 31, 2025 Filed Apr 3, 2025 20:50 UTC | BLOOMIA HOLDINGS, INC. LDWY · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 1,466 | $3.75 | $5,497.50 |
DisclosureSEC source: 0000897069-25-000765 · form4.xml · derivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,496 Underlying: Common Stock · 1,466 shares Expires not disclosed F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 15:16 UTC | BLOOMIA HOLDINGS, INC. LDWY · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 1,134 | $4.85 | $5,499.90 |
DisclosureSEC source: 0000897069-25-000021 · form4.xml · derivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,030 Underlying: Common Stock · 1,134 shares Expires not disclosed F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:20 UTC | PRO DEX INC PDEX · Entity 6340 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-24-001628 · ownership.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,613 F1 · kind: Grant of restricted shares under the Issuer's 2016 Equity Incentive Plan. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 14:13 UTC | BLOOMIA HOLDINGS, INC. LDWY · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 1,543 | $3.56 | $5,499.25 |
DisclosureSEC source: 0000897069-24-001914 · form4.xml · derivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,896 Underlying: Common Stock · 1,543 shares Expires not disclosed F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 15:47 UTC | BLOOMIA HOLDINGS, INC. LDWY · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 1,157 | $4.75 | $5,495.75 |
DisclosureSEC source: 0000897069-24-001467 · form4.xml · derivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,353 Underlying: Common Stock · 1,157 shares Expires not disclosed F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 18:02 UTC | BLOOMIA HOLDINGS, INC. LDWY · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 922 | $5.96 | $5,495.12 |
DisclosureSEC source: 0000897069-24-000807 · form4.xml · derivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,196 Underlying: Common Stock · 922 shares Expires not disclosed F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 18:20 UTC | BLOOMIA HOLDINGS, INC. LDWY · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 1,193 | $4.61 | $5,499.73 |
DisclosureSEC source: 0000897069-24-000046 · form4.xml · derivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,274 Underlying: Common Stock · 1,193 shares Expires not disclosed F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| December 28, 2023 Filed Dec 28, 2023 23:56 UTC | AIR T INC AIRT · Entity 6862 | GiftCommon Stock | 611 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001852 · form4.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Groveland Capital, LLC Disclosed balance after: 52,690 F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 21:09 UTC | BLOOMIA HOLDINGS, INC. LDWY · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 950 | $5.35 | $5,082.50 |
DisclosureSEC source: 0000897069-23-001418 · form4.xml · derivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,081 Underlying: Common Stock · 950 shares Expires not disclosed F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Lendway, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Lendway, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Lendway, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:06 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 550 | $7.72 | $4,246.00 |
DisclosureSEC source: 0000897069-23-000818 · form4.xml · derivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,131 Underlying: Common Stock · 550 shares Expires not disclosed F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:15 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantCommon Stock Equivalent · Derivative | 581 | $7.31 | $4,247.11 |
DisclosureSEC source: 0000897069-23-000202 · form4.xml · derivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 581 Underlying: Common Stock · 581 shares Expires not disclosed F3 · derivative.exercise_price: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.exercise_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. F3 · derivative.expiration_date: Each Common Stock Equivalent is the economic equivalent of one share of Insignia Systems, Inc. common stock. The Common Stock Equivalents were acquired pursuant to the Insignia Systems, Inc. Deferred Compensation Plan for Directors (the "Plan"), whereby Directors may elect to defer receipt of cash fees. The Common Stock Equivalents will be settled (i) in Insignia Systems, Inc. common stock upon a separation from service with the Company or (ii) in cash upon an earlier change in control of the Company. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:13 UTC | AIR T INC AIRT · Entity 6862 | Exercise / conversionCommon Stock · Derivative | 3,750 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0001567619-22-016843 · doc1.xml · derivative · entry 6 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2022-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:13 UTC | AIR T INC AIRT · Entity 6862 | Exercise / conversionCommon Stock | 3,750 | $5.75 | $21,562.50 |
DisclosureSEC source: 0001567619-22-016843 · doc1.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2022 Filed Apr 26, 2023 16:08 UTC Amendment | AIR T INC AIRT · Entity 6862 | Exercise / conversionCommon Stock · Derivative | 3,750 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0000897069-23-000335 · form4.xml · derivative · entry 6 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2022-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2022 Filed Apr 26, 2023 16:08 UTC Amendment | AIR T INC AIRT · Entity 6862 | Exercise / conversionCommon Stock | 3,750 | $5.75 | $21,562.50 |
DisclosureSEC source: 0000897069-23-000335 · form4.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2022 Filed Aug 9, 2022 00:16 UTC | BLOOMIA HOLDINGS, INC. ISIG · Entity 7768 | GrantCommon Stock | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-015192 · doc1.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 F1 · shares: Restricted stock units, each representing a contingent right to receive one share of Issuer common stock, granted under the Insignia Systems, Inc. 2018 Equity Incentive Plan and scheduled to vest upon the earlier of August 4, 2023 and the day before the next annual meeting of shareholders of the Issuer. F2 · ownership.direct: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 22:33 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 1,100 | $24.59 | $27,053.40 |
DisclosureSEC source: 0001567619-22-004741 · doc1.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 972,584 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.25 to $24.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:33 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 1,100 | $24.72 | $27,192.00 |
DisclosureSEC source: 0001567619-22-004741 · doc1.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 971,484 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.55 to $24.99. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 11, 2022 Filed Feb 12, 2022 00:37 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 875 | $25.52 | $22,330.61 |
DisclosureSEC source: 0001567619-22-003771 · doc1.xml · nonDerivative · entry 4 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 970,384 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F8 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $25.28 to $25.99. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 10, 2022 Filed Feb 12, 2022 00:37 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 66 | $29.00 | $1,914.00 |
DisclosureSEC source: 0001567619-22-003771 · doc1.xml · nonDerivative · entry 3 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 969,509 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 10, 2022 Filed Feb 12, 2022 00:37 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 809 | $27.52 | $22,262.71 |
DisclosureSEC source: 0001567619-22-003771 · doc1.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 969,443 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $27.16 to $28.02. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 09, 2022 Filed Feb 12, 2022 00:37 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 875 | $28.82 | $25,216.98 |
DisclosureSEC source: 0001567619-22-003771 · doc1.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 968,634 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $28.69 to $29.35. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 08, 2022 Filed Feb 8, 2022 23:39 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 673 | $26.98 | $18,159.29 |
DisclosureSEC source: 0001567619-22-002933 · doc1.xml · nonDerivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 967,759 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F7 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $26.53 to $27.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 08, 2022 Filed Feb 8, 2022 23:39 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 202 | $26.08 | $5,268.26 |
DisclosureSEC source: 0001567619-22-002933 · doc1.xml · nonDerivative · entry 4 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 967,086 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F6 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $25.51 to $26.25. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 23:39 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 838 | $24.54 | $20,561.42 |
DisclosureSEC source: 0001567619-22-002933 · doc1.xml · nonDerivative · entry 3 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 966,884 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F5 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.10 to $25.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 23:39 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 37 | $22.77 | $842.56 |
DisclosureSEC source: 0001567619-22-002933 · doc1.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 966,046 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $22.76 to $22.98. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 23:39 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 720 | $22.60 | $16,272.22 |
DisclosureSEC source: 0001567619-22-002933 · doc1.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 966,009 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $22.00 to $23.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 00:19 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 150 | $23.47 | $3,520.50 |
DisclosureSEC source: 0001567619-22-002478 · doc1.xml · nonDerivative · entry 6 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 965,289 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 00:19 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 570 | $22.55 | $12,853.96 |
DisclosureSEC source: 0001567619-22-002478 · doc1.xml · nonDerivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 965,139 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F7 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $22.15 to $22.99. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 00:19 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 420 | $25.33 | $10,637.00 |
DisclosureSEC source: 0001567619-22-002478 · doc1.xml · nonDerivative · entry 4 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 964,569 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F6 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.90 to $25.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 00:19 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 300 | $26.20 | $7,860.99 |
DisclosureSEC source: 0001567619-22-002478 · doc1.xml · nonDerivative · entry 3 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 964,149 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F5 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $26.2033 to $26.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 00:19 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 419 | $25.45 | $10,663.30 |
DisclosureSEC source: 0001567619-22-002478 · doc1.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 963,849 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.70 to $25.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 00:19 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 301 | $23.66 | $7,120.70 |
DisclosureSEC source: 0001567619-22-002478 · doc1.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 963,430 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $23.29 to $24.21. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 07, 2021 Filed Sep 7, 2021 22:00 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 488 | $40.23 | $19,631.61 |
DisclosureSEC source: 0001567619-21-016818 · doc1.xml · nonDerivative · entry 7 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 963,129 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F9 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $40.00 to $41.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 07, 2021 Filed Sep 7, 2021 22:00 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 340 | $39.27 | $13,352.89 |
DisclosureSEC source: 0001567619-21-016818 · doc1.xml · nonDerivative · entry 6 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 962,641 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F8 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $39.00 to $39.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 07, 2021 Filed Sep 7, 2021 22:00 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 416 | $38.18 | $15,881.72 |
DisclosureSEC source: 0001567619-21-016818 · doc1.xml · nonDerivative · entry 5 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 962,301 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F7 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $37.9625 to $38.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 07, 2021 Filed Sep 7, 2021 22:00 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 160 | $36.00 | $5,759.50 |
DisclosureSEC source: 0001567619-21-016818 · doc1.xml · nonDerivative · entry 4 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 961,885 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F6 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $35.95 to $36.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 07, 2021 Filed Sep 7, 2021 22:00 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 60 | $34.96 | $2,097.80 |
DisclosureSEC source: 0001567619-21-016818 · doc1.xml · nonDerivative · entry 3 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 961,725 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F5 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $34.90 to $35.28. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 22:00 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 368 | $34.69 | $12,764.71 |
DisclosureSEC source: 0001567619-21-016818 · doc1.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 961,665 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $34.00 to $34.94. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.