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person · Reporting owner

Swenson Nicholas John

Disclosed activity across 3 companies

Tapewire entity
53692
SEC CIK
0001478067

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AIR T INCAIRT · Entity 6862Director · CEO · 10% ownerAugust 11, 2025August 12, 2025
BLOOMIA HOLDINGS, INC.TULP · Entity 7768Director · 10% ownerApril 02, 2026April 07, 2026
PRO DEX INCPDEX · Entity 6340Director · 10% ownerNovember 20, 2025November 21, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AIR T INC

Report date August 11, 2025 · Filed August 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.00 · Expires 2045-08-06Direct4,000 Reported balance After 2025-08-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-08-11 · Grant · Acquired 4,000 · Balance 4,000

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $50.00 · Expires 2045-08-06Direct4,000 Reported balance After 2025-08-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-08-11 · Grant · Acquired 4,000 · Balance 4,000

Common StockSEC Table I · non-derivativeDirect62,920 Reported balance Holding disclosure · report date 2025-08-11 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 62,920

Common StockSEC Table I · non-derivativeIndirectBy AO Partners I, LP972,584 Reported balance Holding disclosure · report date 2025-08-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 972,584

F1: The reported securities are owned directly by AO Partners I, L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I, L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Glenhurst Co.94,938 Reported balance Holding disclosure · report date 2025-08-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 94,938

F2: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation. Nick Swenson is the President and sole director of Glenhurst Co. Nick Swenson directs the voting of all shares owned by Glenhurst Co. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Groveland Capital, LLC52,690 Reported balance Holding disclosure · report date 2025-08-11 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 52,690

F3: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Groveland DST, LLC169,806 Reported balance Holding disclosure · report date 2025-08-11 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 169,806

F4: The reported securities are owned directly by Groveland DST, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland DST, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are owned directly by AO Partners I, L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I, L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F2: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation. Nick Swenson is the President and sole director of Glenhurst Co. Nick Swenson directs the voting of all shares owned by Glenhurst Co. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F4: The reported securities are owned directly by Groveland DST, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland DST, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

BLOOMIA HOLDINGS, INC.

Report date April 02, 2026 · Filed April 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectAO Partners I, L.P.836,134 Reported balance After 2026-04-02 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-04-02 · Other · Acquired 696,690 · Balance 836,134

F1: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst.

F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing.

Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.05 · Expires 2026-04-02Direct0 Reported balance After 2026-04-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-04-02 · Other · Disposed 696,690 · Balance 0

Common StockSEC Table I · non-derivativeDirect3,300 Reported balance Holding disclosure · report date 2026-04-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,300

F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing.

Common StockSEC Table I · non-derivativeIndirectGroveland Capital LLC60,284 Reported balance Holding disclosure · report date 2026-04-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 60,284

F1: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst.

F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing.

Common StockSEC Table I · non-derivativeIndirectGlenhurst Co11,428 Reported balance Holding disclosure · report date 2026-04-02 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 11,428

F1: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst.

F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing.

Filing footnotes · ownership attribution and instrument terms

F1: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst.

F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing.

PRO DEX INC

Report date November 20, 2025 · Filed November 21, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect97,613 Reported balance After 2025-11-20 transaction · row 1
1 source row

Row 1 · 2025-11-20 · Grant · Acquired 1,000 · Balance 97,613

F1: Grant of restricted shares under the Issuer's 2016 Equity Incentive Plan. The shares vest in equal installments over the five years following the date of grant, subject to the Reporting Person's continued service to Pro-Dex, Inc. over the applicable vesting period.

Common StockSEC Table I · non-derivativeIndirectBy AO Partners I. LP926,730 Reported balance Holding disclosure · report date 2025-11-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 926,730

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted shares under the Issuer's 2016 Equity Incentive Plan. The shares vest in equal installments over the five years following the date of grant, subject to the Reporting Person's continued service to Pro-Dex, Inc. over the applicable vesting period.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2021 Filed Sep 7, 2021 22:00 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 87 $34.35 $2,988.20
Disclosure

SEC source: 0001567619-21-016818 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 961,297

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $34.16 to $34.42. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 22:46 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 80 $34.23 $2,738.50
Disclosure

SEC source: 0001567619-21-016599 · doc1.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 961,210

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $34.10 to $34.25. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 22:46 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 150 $34.39 $5,159.00
Disclosure

SEC source: 0001567619-21-016599 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 961,130

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $33.90 to $34.64. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 22:46 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 100 $33.90 $3,390.00
Disclosure

SEC source: 0001567619-21-016599 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 960,980

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 27, 2021 Filed Aug 27, 2021 20:31 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 500 $34.75 $17,377.20
Disclosure

SEC source: 0001567619-21-016415 · doc1.xml · nonDerivative · entry 4

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 960,880

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $34.525 to $35.17. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:31 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 100 $35.00 $3,500.00
Disclosure

SEC source: 0001567619-21-016415 · doc1.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 960,380

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:31 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 200 $34.05 $6,810.00
Disclosure

SEC source: 0001567619-21-016415 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 960,280

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $33.90 to $34.20. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:31 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 288 $34.79 $10,018.97
Disclosure

SEC source: 0001567619-21-016415 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 960,080

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $34.38 to $35.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 24, 2021 Filed Aug 24, 2021 21:42 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 200 $34.71 $6,941.32
Disclosure

SEC source: 0001567619-21-016278 · doc1.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 959,792

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $34.38 to $35.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 21:42 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 100 $33.37 $3,337.00
Disclosure

SEC source: 0001567619-21-016278 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 959,592

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 21:42 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 100 $33.72 $3,372.00
Disclosure

SEC source: 0001567619-21-016278 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 959,492

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 23:47 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 100 $33.70 $3,370.00
Disclosure

SEC source: 0001567619-21-016074 · doc1.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 959,392

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 23:47 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 500 $32.94 $16,469.80
Disclosure

SEC source: 0001567619-21-016074 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 959,292

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $32.50 to $33.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 23:47 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 300 $33.13 $9,939.99
Disclosure

SEC source: 0001567619-21-016074 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 958,792

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $33.00 to $33.40. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2021 Filed Aug 13, 2021 21:36 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 100 $35.00 $3,500.00
Disclosure

SEC source: 0001567619-21-015557 · doc1.xml · nonDerivative · entry 7

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 958,492

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2021 Filed Aug 13, 2021 21:36 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 700 $33.38 $23,365.02
Disclosure

SEC source: 0001567619-21-015557 · doc1.xml · nonDerivative · entry 6

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 958,392

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $33.00 to $33.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 21:36 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 346 $33.86 $11,715.01
Disclosure

SEC source: 0001567619-21-015557 · doc1.xml · nonDerivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 957,692

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $33.50 to $34.01. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 21:36 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 300 $32.73 $9,819.99
Disclosure

SEC source: 0001567619-21-015557 · doc1.xml · nonDerivative · entry 4

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 957,346

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $32.49 to $32.87. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 21:36 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 100 $32.40 $3,240.00
Disclosure

SEC source: 0001567619-21-015557 · doc1.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 957,046

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 21:36 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 4 $33.45 $133.80
Disclosure

SEC source: 0001567619-21-015557 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 956,946

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 21:36 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 196 $34.08 $6,679.11
Disclosure

SEC source: 0001567619-21-015557 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 956,942

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $33.70 to $34.47. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 10, 2021 Filed Aug 10, 2021 20:51 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 400 $33.42 $13,368.40
Disclosure

SEC source: 0001567619-21-014930 · doc1.xml · nonDerivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 956,746

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $33.20 to $33.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 20:51 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 204 $30.60 $6,241.50
Disclosure

SEC source: 0001567619-21-014930 · doc1.xml · nonDerivative · entry 4

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 956,346

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $30.00 to $31.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 20:51 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 100 $31.35 $3,135.00
Disclosure

SEC source: 0001567619-21-014930 · doc1.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 956,142

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 20:51 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 300 $32.92 $9,875.01
Disclosure

SEC source: 0001567619-21-014930 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 956,042

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $32.74 to $33.21. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 07, 2021 Filed Aug 5, 2021 21:58 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 723 $33.07 $23,909.18
Disclosure

SEC source: 0001567619-21-014524 · doc1.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 955,642

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $32.40 to $33.40. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 20:51 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 100 $31.90 $3,190.00
Disclosure

SEC source: 0001567619-21-014930 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 955,742

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:58 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 500 $32.21 $16,104.00
Disclosure

SEC source: 0001567619-21-014524 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 954,919

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $31.90 to $32.45. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:58 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 300 $31.36 $9,407.01
Disclosure

SEC source: 0001567619-21-014524 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 954,419

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $30.77 to $31.70. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 21:22 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 100 $29.78 $2,978.05
Disclosure

SEC source: 0001567619-21-014288 · doc1.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 954,119

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $29.71 to $29.82. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:22 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 208 $30.35 $6,313.24
Disclosure

SEC source: 0001567619-21-014288 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 954,019

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $29.91 to $30.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 29, 2021 Filed Aug 2, 2021 21:22 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 210 $30.21 $6,344.50
Disclosure

SEC source: 0001567619-21-014288 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 953,811

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $29.95 to $30.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 28, 2021 Filed Jul 28, 2021 21:29 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 400 $30.08 $12,030.00
Disclosure

SEC source: 0001567619-21-014114 · doc1.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 953,601

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $29.90 to $30.20. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 21:29 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 300 $29.71 $8,912.01
Disclosure

SEC source: 0001567619-21-014114 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 953,201

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $29.50 to $29.90. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 21:29 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 500 $29.80 $14,901.15
Disclosure

SEC source: 0001567619-21-014114 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 952,901

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $29.70 to $29.85. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 23, 2021 Filed Jul 23, 2021 21:29 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 1,900 $28.65 $54,427.97
Disclosure

SEC source: 0001567619-21-013903 · doc1.xml · nonDerivative · entry 4

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 952,401

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $28.00 to $29.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 22, 2021 Filed Jul 23, 2021 21:29 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 206 $27.70 $5,705.99
Disclosure

SEC source: 0001567619-21-013903 · doc1.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 950,501

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $27.50 to $27.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 21:29 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 300 $28.28 $8,484.00
Disclosure

SEC source: 0001567619-21-013903 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 950,295

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $28.24 to $28.325. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 21, 2021 Filed Jul 23, 2021 21:29 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 2,185 $27.46 $59,993.98
Disclosure

SEC source: 0001567619-21-013903 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 949,995

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $26.75 to $27.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 20, 2021 Filed Jul 20, 2021 20:51 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 270 $26.44 $7,138.21
Disclosure

SEC source: 0001567619-21-013723 · doc1.xml · nonDerivative · entry 5

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 947,810

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $26.40 to $26.46. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 20, 2021 Filed Jul 20, 2021 20:51 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 500 $25.77 $12,885.55
Disclosure

SEC source: 0001567619-21-013723 · doc1.xml · nonDerivative · entry 4

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 947,540

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $25.35 to $25.99. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 19, 2021 Filed Jul 20, 2021 20:51 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 100 $24.85 $2,485.00
Disclosure

SEC source: 0001567619-21-013723 · doc1.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 947,040

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 19, 2021 Filed Jul 20, 2021 20:51 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 1,097 $24.50 $26,872.22
Disclosure

SEC source: 0001567619-21-013723 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 946,940

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $23.84 to $24.735. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 16, 2021 Filed Jul 20, 2021 20:51 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 280 $24.49 $6,858.43
Disclosure

SEC source: 0001567619-21-013723 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 945,843

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.42 to $24.52. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 15, 2021 Filed Jul 15, 2021 21:02 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 287 $24.98 $7,168.89
Disclosure

SEC source: 0001567619-21-013503 · doc1.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 945,563

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.90 to $25.025. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 14, 2021 Filed Jul 15, 2021 21:02 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 800 $24.96 $19,967.68
Disclosure

SEC source: 0001567619-21-013503 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 945,276

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.70 to $25.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 13, 2021 Filed Jul 15, 2021 21:02 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 1,723 $24.82 $42,764.69
Disclosure

SEC source: 0001567619-21-013503 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 944,476

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.45 to $24.98. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 12, 2021 Filed Jul 12, 2021 20:48 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 690 $23.84 $16,447.88
Disclosure

SEC source: 0001567619-21-013243 · doc1.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 942,753

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $23.55 to $23.95. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 09, 2021 Filed Jul 12, 2021 20:48 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 372 $24.15 $8,983.69
Disclosure

SEC source: 0001567619-21-013243 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 942,063

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $23.94 to $24.20. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 08, 2021 Filed Jul 12, 2021 20:48 UTC AIR T INC AIRT · Entity 6862 PurchaseCommon Stock 400 $24.32 $9,728.00
Disclosure

SEC source: 0001567619-21-013243 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AO Partners I, LP

Disclosed balance after: 941,150

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.30 to $24.34. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · balance_after: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.