Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDFMO · Entity 145571 | Director · Trustee | December 19, 2019 | December 23, 2019 |
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF · Entity 4471 | Director · Trustee | April 30, 2026 | April 30, 2026 |
| Guggenheim Active Allocation FundGUG · Entity 5458 | Director · Trustee | November 24, 2021 | November 24, 2021 |
| Guggenheim Credit Allocation FundGGM · Entity 144888 | Director · Trustee | November 13, 2019 | November 15, 2019 |
| Guggenheim Energy & Income FundXGEIX · Entity 153755 | Director · Trustee | November 13, 2019 | November 15, 2019 |
| Guggenheim Enhanced Equity Income FundGPM · Entity 143309 | Director · Trustee | November 13, 2019 | November 15, 2019 |
| Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustGBAB · Entity 5709 | Director · Trustee | November 13, 2019 | November 15, 2019 |
| U S GLOBAL INVESTORS INCGROW · Entity 7316 | Director | October 05, 2020 | October 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND
Report date December 19, 2019 · Filed December 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,463 |
Reported balance
After 2019-12-19 transaction · row 1
1 source rowRow 1 · 2019-12-19 · Purchase · Acquired 2,463 · Balance 2,463 |
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Report date April 30, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,710 |
Reported balance
After 2026-04-30 transaction · row 1
1 source rowRow 1 · 2026-04-30 · Purchase · Acquired 8,710 · Balance 8,710 |
Guggenheim Active Allocation Fund
Report date November 24, 2021 · Filed November 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Credit Allocation Fund
Report date November 13, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Energy & Income Fund
Report date November 13, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Enhanced Equity Income Fund
Report date November 13, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
Report date November 13, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
U S GLOBAL INVESTORS INC
Report date October 05, 2020 · Filed October 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 17,500 |
Reported balance
After 2020-10-05 transaction · row 1
1 source rowRow 1 · 2020-10-05 · Other · Acquired 800 · Balance 17,500 F1: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2026 Filed Apr 30, 2026 13:39 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 8,710 | $11.45 | $99,729.50 |
DisclosureSEC source: 0001249279-26-000002 · form4-04302026_050453.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,710 Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 21:37 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 800 | $2.50 | $2,000.00 |
DisclosureSEC source: 0000754811-20-000042 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 16:16 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $2.38 | $238.00 |
DisclosureSEC source: 0000754811-20-000038 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,700 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive plan. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 16:05 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $3.70 | $370.00 |
DisclosureSEC source: 0000754811-20-000034 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,600 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 17:39 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $3.35 | $335.00 |
DisclosureSEC source: 0000754811-20-000030 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 19:10 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.90 | $190.00 |
DisclosureSEC source: 0000754811-20-000026 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,400 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| May 29, 2020 Filed Jun 1, 2020 18:30 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $2.09 | $209.00 |
DisclosureSEC source: 0000754811-20-000022 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,300 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| April 30, 2020 Filed May 1, 2020 17:08 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.66 | $166.00 |
DisclosureSEC source: 0000754811-20-000018 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,200 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 13:39 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $0.97 | $97.00 |
DisclosureSEC source: 0000754811-20-000014 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,100 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 20:26 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.08 | $108.00 |
DisclosureSEC source: 0000754811-20-000012 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 19:59 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.31 | $131.00 |
DisclosureSEC source: 0000754811-20-000006 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,900 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 19:35 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.44 | $144.00 |
DisclosureSEC source: 0000754811-20-000002 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 F1 · kind: Registered stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 09:42 UTC | FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND FMO · Entity 145571 | PurchaseCommon Stock | 2,463 | $8.11 | $19,964.34 |
DisclosureSEC source: 0001179110-19-013103 · edgar.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,463 Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 21:32 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.45 | $145.00 |
DisclosureSEC source: 0000754811-19-000050 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,700 F1 · kind: Restricted stock award to members of the Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:45 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.48 | $148.00 |
DisclosureSEC source: 0000754811-19-000048 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,600 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 21:16 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherCLASS A Common Stock | 100 | $1.99 | $199.00 |
DisclosureSEC source: 0000754811-19-000042 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 16:43 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherCLASS A Common Stock | 100 | $2.15 | $215.00 |
DisclosureSEC source: 0000754811-19-000036 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,400 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 17:57 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherCLASS A Common Stock | 100 | $1.74 | $174.00 |
DisclosureSEC source: 0000754811-19-000032 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,300 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 15:53 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherCLASS A Common Stock | 100 | $1.81 | $181.00 |
DisclosureSEC source: 0000754811-19-000029 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 20:29 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherCLASS A Common Stock | 100 | $1.12 | $112.00 |
DisclosureSEC source: 0000754811-19-000024 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,100 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| April 30, 2019 Filed May 2, 2019 19:11 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.18 | $118.00 |
DisclosureSEC source: 0000754811-19-000021 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 15:13 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.09 | $109.00 |
DisclosureSEC source: 0000754811-19-000015 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,900 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 17:50 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.31 | $131.00 |
DisclosureSEC source: 0000754811-19-000012 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,800 F1 · kind: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 18:54 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.25 | $125.00 |
DisclosureSEC source: 0000754811-19-000006 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,700 F1 · kind: Restricted stock award to Board of Directors under 2010 Stock Incentive Plan. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 16:05 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.10 | $110.00 |
DisclosureSEC source: 0000754811-19-000001 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 17:44 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.13 | $113.00 |
DisclosureSEC source: 0000754811-18-000054 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 19:36 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.31 | $131.00 |
DisclosureSEC source: 0000754811-18-000050 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 15:01 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | PurchaseClass A Common Stock | 100 | $1.52 | $152.00 |
DisclosureSEC source: 0000754811-18-000046 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,300 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 13:35 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.62 | $162.00 |
DisclosureSEC source: 0000754811-18-000042 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,200 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 21:23 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.63 | $163.00 |
DisclosureSEC source: 0000754811-18-000038 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,100 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 15:25 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $1.61 | $161.00 |
DisclosureSEC source: 0000754811-18-000034 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 15:32 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $2.31 | $231.00 |
DisclosureSEC source: 0000754811-18-000030 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,900 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| April 30, 2018 Filed May 1, 2018 20:01 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $2.77 | $277.00 |
DisclosureSEC source: 0000754811-18-000025 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,800 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 16:44 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 100 | $2.53 | $253.00 |
DisclosureSEC source: 0000754811-18-000020 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,700 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 18:57 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $3.40 | $340.00 |
DisclosureSEC source: 0000754811-18-000014 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,600 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 19:32 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $3.46 | $346.00 |
DisclosureSEC source: 0000754811-18-000009 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 18:28 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $3.90 | $390.00 |
DisclosureSEC source: 0000754811-18-000004 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,400 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 18:10 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $4.12 | $412.00 |
DisclosureSEC source: 0000754811-17-000098 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,300 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 19:57 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 1,300 | $2.61 | $3,393.00 |
DisclosureSEC source: 0000754811-17-000087 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,200 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 18:47 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $2.13 | $213.00 |
DisclosureSEC source: 0000754811-17-000077 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,900 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 19:16 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $1.33 | $133.00 |
DisclosureSEC source: 0000754811-17-000068 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,800 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 16:07 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $1.37 | $137.00 |
DisclosureSEC source: 0000754811-17-000059 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,700 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 15:22 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $1.52 | $152.00 |
DisclosureSEC source: 0000754811-17-000053 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,600 F1 · kind: Restricted Stock award under 2010 stock incentive plan Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 21:46 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $1.49 | $149.00 |
DisclosureSEC source: 0000754811-17-000046 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| April 28, 2017 Filed May 2, 2017 16:01 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $1.33 | $133.00 |
DisclosureSEC source: 0000754811-17-000038 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,400 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 19:19 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $1.56 | $156.00 |
DisclosureSEC source: 0000754811-17-000028 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 21:17 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $1.84 | $184.00 |
DisclosureSEC source: 0000754811-17-000017 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,200 F1 · kind: Restricted stock award under 2010 stock incentive plan Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 15:52 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $1.75 | $175.00 |
DisclosureSEC source: 0000754811-17-000009 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,100 F1 · kind: Restricted Stock award under 2010 stock incentive plan Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 18:02 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $1.36 | $136.00 |
DisclosureSEC source: 0000754811-17-000004 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · kind: Restricted stock award under 2010 incentive stock plan Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 15:51 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $1.44 | $144.00 |
DisclosureSEC source: 0000754811-16-000210 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,900 F1 · kind: Restricted stock award under 2010 incentive stock plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.