Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDFMO · Entity 145571 | Director · Trustee | December 19, 2019 | December 23, 2019 |
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF · Entity 4471 | Director · Trustee | April 30, 2026 | April 30, 2026 |
| Guggenheim Active Allocation FundGUG · Entity 5458 | Director · Trustee | November 24, 2021 | November 24, 2021 |
| Guggenheim Credit Allocation FundGGM · Entity 144888 | Director · Trustee | November 13, 2019 | November 15, 2019 |
| Guggenheim Energy & Income FundXGEIX · Entity 153755 | Director · Trustee | November 13, 2019 | November 15, 2019 |
| Guggenheim Enhanced Equity Income FundGPM · Entity 143309 | Director · Trustee | November 13, 2019 | November 15, 2019 |
| Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustGBAB · Entity 5709 | Director · Trustee | November 13, 2019 | November 15, 2019 |
| U S GLOBAL INVESTORS INCGROW · Entity 7316 | Director | October 05, 2020 | October 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND
Report date December 19, 2019 · Filed December 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,463 |
Reported balance
After 2019-12-19 transaction · row 1
1 source rowRow 1 · 2019-12-19 · Purchase · Acquired 2,463 · Balance 2,463 |
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Report date April 30, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,710 |
Reported balance
After 2026-04-30 transaction · row 1
1 source rowRow 1 · 2026-04-30 · Purchase · Acquired 8,710 · Balance 8,710 |
Guggenheim Active Allocation Fund
Report date November 24, 2021 · Filed November 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Credit Allocation Fund
Report date November 13, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Energy & Income Fund
Report date November 13, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Enhanced Equity Income Fund
Report date November 13, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
Report date November 13, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
U S GLOBAL INVESTORS INC
Report date October 05, 2020 · Filed October 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 17,500 |
Reported balance
After 2020-10-05 transaction · row 1
1 source rowRow 1 · 2020-10-05 · Other · Acquired 800 · Balance 17,500 F1: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock award to members of Board of Directors under 2010 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2016 Filed Nov 2, 2016 17:40 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass a common stock | 100 | $1.60 | $160.00 |
DisclosureSEC source: 0000754811-16-000200 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 F1 · kind: Restricted stock award under 2010 incentive stock plan Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 19:39 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 100 | $1.84 | $184.00 |
DisclosureSEC source: 0000754811-16-000189 · primary_doc.xml · nonDerivative · entry 1 LYDON THOMAS F JR · CIK 0001249279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,700 F1 · kind: Restricted stock award under 2010 incentive stock plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.