Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | Director | April 29, 2026 | May 01, 2026 |
| Bank of New York Mellon CorpBK · Entity 2899 | Vice Chairman | November 03, 2017 | November 07, 2017 |
| WisdomTree, Inc.WETF · Entity 4093 | Director | June 19, 2018 | June 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date April 29, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock (Annual)SEC Table II · derivative / convertible security | Direct | 5,863.1739 |
Reported balance
After 2026-04-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-29 · Grant · Acquired 441.7518 · Balance 5,863.1739 F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
Bank of New York Mellon Corp
Report date November 03, 2017 · Filed November 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 181,815.4235 |
Reported balance
After 2017-11-03 transaction · row 1
1 source rowRow 1 · 2017-11-03 · Sale · Disposed 22,228 · Balance 181,815.4235 F1: Represents the weighted average price of shares sold with actual prices ranging from $51.12 to $51.48. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average price of shares sold with actual prices ranging from $51.12 to $51.48. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
WisdomTree, Inc.
Report date June 19, 2018 · Filed June 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,536 |
Reported balance
After 2018-06-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-06-19 · Grant · Acquired 8,936 · Balance 10,536 F1: Includes restricted stock awards which vest as to (i) 1,600 shares on April 24, 2019 and (ii) 8,936 shares on June 19, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted stock awards which vest as to (i) 1,600 shares on April 24, 2019 and (ii) 8,936 shares on June 19, 2019.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Fidelity National Information Services, Inc.
Report date June 05, 2024 · Filed June 07, 2024
Section 16 reporting ended · disclosed 2024-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,711 |
Ending reported balance
After 2024-06-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-06-05 · Exercise / conversion · Acquired 1,554 · Balance 10,261 Row 2 · 2024-06-05 · Exercise / conversion · Acquired 1,457 · Balance 11,718 Row 3 · 2024-06-05 · Exercise / conversion · Acquired 2,139 · Balance 13,857 Row 4 · 2024-06-05 · Exercise / conversion · Acquired 3,854 · Balance 17,711 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-06-05 · Exercise / conversion · Disposed 1,554 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2: These restricted stock units vested in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-06-05 · Exercise / conversion · Disposed 1,457 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F3: These restricted stock units vested in full on May 19, 2022. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-06-05 · Exercise / conversion · Disposed 2,139 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F4: These restricted stock units vested in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-06-05 · Exercise / conversion · Disposed 3,854 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F5: These restricted stock units vested in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
| Common StockSEC Table I · non-derivative | IndirectUGMA custodial for children accounts | 1,050 |
Reported balance
Holding disclosure · report date 2024-06-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,050 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.
F2: These restricted stock units vested in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
F3: These restricted stock units vested in full on May 19, 2022. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
F4: These restricted stock units vested in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
F5: These restricted stock units vested in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2017 Filed Feb 10, 2017 22:23 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 119,182 | $30.13 | $3,590,953.66 |
DisclosureSEC source: 0001209191-17-009660 · doc4.xml · nonDerivative · entry 3 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,173.5177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 22:23 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 80,494 | $45.07 | $3,627,558.70 |
DisclosureSEC source: 0001209191-17-009660 · doc4.xml · nonDerivative · entry 2 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,991.5177 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $44.92 to $45.16. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 22:23 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 80,494 | $22.03 | $1,773,282.82 |
DisclosureSEC source: 0001209191-17-009660 · doc4.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,485.5177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 21:47 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 74,362 | $42.94 | $3,193,238.13 |
DisclosureSEC source: 0001209191-16-148887 · doc4.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,894.4645 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $42.905 to $43.005. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.