Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aeluma, Inc.ALMU · Entity 6202 | Director | December 03, 2025 | March 02, 2026 |
| Endovia Health Sciences, Inc.SBEV · Entity 8508 | Director | February 26, 2024 | March 07, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aeluma, Inc.
Report date December 03, 2025 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,361 |
Reported balance
After 2025-12-03 transaction · row 1
1 source rowRow 1 · 2025-12-03 · Grant · Acquired 10,861 · Balance 23,361 F1: Restricted stock units scheduled to vest with respect to approximately 1/12 of the shares on December 31, 2025, 1/4 of the shares on March 31, June 30, and September 30, 2026, and 1/6 of the shares on November 30, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units scheduled to vest with respect to approximately 1/12 of the shares on December 31, 2025, 1/4 of the shares on March 31, June 30, and September 30, 2026, and 1/6 of the shares on November 30, 2026.
Endovia Health Sciences, Inc.
Report date February 26, 2024 · Filed March 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock optionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.53 · Expires 2034-02-26 | Direct | 600,000 |
Reported balance
After 2024-02-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-02-26 · Grant · Acquired 600,000 · Balance 600,000 F1: The options were issued in connection with serving as a director on SBEV's board, pursuant to the 2020 Long-Term Incentive Compensation Plan. The options are subject to the following vesting schedule: (i) 200,000 shares vested upon execution of Dr. Paglia's offer letter, and (ii) the remaining 400,000 shares vesting 50,000 per quarter beginning May 23, 2024, and ending February 25, 2026. Should there be a change in control of the Company, the options will all immediately vest. F2: Dr. Paglia's shares remain subject to termination in the event Dr. Paglia chooses to resign during the first 90 days of his tenure. F3: The expiration date of the options is fixed at 2/26/2034 and is unaffected whether or not Dr. Paglia is engaged with the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: The options were issued in connection with serving as a director on SBEV's board, pursuant to the 2020 Long-Term Incentive Compensation Plan. The options are subject to the following vesting schedule: (i) 200,000 shares vested upon execution of Dr. Paglia's offer letter, and (ii) the remaining 400,000 shares vesting 50,000 per quarter beginning May 23, 2024, and ending February 25, 2026. Should there be a change in control of the Company, the options will all immediately vest.
F2: Dr. Paglia's shares remain subject to termination in the event Dr. Paglia chooses to resign during the first 90 days of his tenure.
F3: The expiration date of the options is fixed at 2/26/2034 and is unaffected whether or not Dr. Paglia is engaged with the Company.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Simulations Plus, Inc.
Report date October 06, 2026 · Filed October 06, 2026
Section 16 reporting ended · disclosed 2026-10-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-10-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-06 · Disposition to issuer · Disposed 14,589 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), by and among Simulations Plus, Inc. (the "Issuer"), SP Evolution HoldCo II, LLC ("Parent") and SP Evolution BidCo II, LLC, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.23 · Expires 2029-07-19 | Direct | 0 |
Reported balance
After 2026-10-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-06 · Disposition to issuer · Disposed 6,000 · Balance 0 F3: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.84 · Expires 2030-07-17 | Direct | 0 |
Reported balance
After 2026-10-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-06 · Disposition to issuer · Disposed 5,000 · Balance 0 F3: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), by and among Simulations Plus, Inc. (the "Issuer"), SP Evolution HoldCo II, LLC ("Parent") and SP Evolution BidCo II, LLC, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.
F2: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration").
F3: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option.
F4: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Disposition to issuerStock Options (Right to Buy) · Derivative | 5,000 | Not disclosed Strike: $61.84 | Not disclosed |
DisclosureSEC source: 0001023459-26-000083 · wk-form4_1791317125.xml · derivative · entry 3 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2030-07-17 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Disposition to issuerStock Options (Right to Buy) · Derivative | 6,000 | Not disclosed Strike: $34.23 | Not disclosed |
DisclosureSEC source: 0001023459-26-000083 · wk-form4_1791317125.xml · derivative · entry 2 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2029-07-19 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Disposition to issuerCommon Stock | 14,589 | $18.50 | $269,896.50 |
DisclosureSEC source: 0001023459-26-000083 · wk-form4_1791317125.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), by and among Simulations Plus, Inc. (the "Issuer"), SP Evolution HoldCo II, LLC ("Parent") and SP Evolution BidCo II, LLC, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2 · shares: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). F2 · balance_after: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). Read SEC document |
| May 01, 2026 Filed May 1, 2026 20:05 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 2,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001627832-26-000007 · wk-form4_1777665925.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,589 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| January 30, 2026 Filed Feb 2, 2026 21:09 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 1,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001627832-26-000002 · wk-form4_1770066546.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,472 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| December 03, 2025 Filed Mar 2, 2026 21:56 UTC | Aeluma, Inc. ALMU · Entity 6202 | GrantCommon Stock | 10,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001627832-26-000005 · form4-03022026_090305.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,361 F1 · shares: Restricted stock units scheduled to vest with respect to approximately 1/12 of the shares on December 31, 2025, 1/4 of the shares on March 31, June 30, and September 30, 2026, and 1/6 of the shares on November 30, 2026. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 21:33 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 1,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001627832-25-000004 · wk-form4_1762291998.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,696 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 20:25 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 2,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-037446 · wk-form4_1754339144.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,925 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| May 01, 2025 Filed May 1, 2025 20:19 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 786 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-021546 · wk-form4_1746130731.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,851 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| February 03, 2025 Filed Feb 4, 2025 22:41 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 787 | $0.00 | $0.00 |
DisclosureSEC source: 0001023459-25-000022 · wk-form4_1738708895.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,065 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| January 10, 2025 Filed May 23, 2025 17:24 UTC | Aeluma, Inc. ALMU · Entity 6202 | GrantStock Option · Derivative | 87,973 | $7.80 Strike: $7.80 | $686,189.40 |
DisclosureSEC source: 0001213900-25-047224 · ownership.xml · derivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,011 Underlying: Common Stock · 87,973 shares Expires 2035-01-10 Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 13:04 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 992 | $0.00 | $0.00 |
DisclosureSEC source: 0001023459-24-000146 · wk-form4_1730811873.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,278 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| August 01, 2024 Filed Aug 2, 2024 20:25 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 735 | $0.00 | $0.00 |
DisclosureSEC source: 0001023459-24-000102 · wk-form4_1722630312.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,286 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| May 01, 2024 Filed May 2, 2024 20:28 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001023459-24-000050 · wk-form4_1714681724.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,551 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| March 01, 2024 Filed May 23, 2025 17:29 UTC | Aeluma, Inc. ALMU · Entity 6202 | SaleStock Option · Derivative | 13,538 | $2.99 Strike: $2.99 | $40,478.62 |
DisclosureSEC source: 0001213900-25-047230 · ownership.xml · derivative · entry 5 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,038 Underlying: Common Stock · 13,538 shares Expires 2034-03-01 Read SEC document |
| February 26, 2024 Filed Mar 7, 2024 22:30 UTC | Endovia Health Sciences, Inc. SBEV · Entity 8508 | GrantStock options · Derivative | 600,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001731122-24-000375 · ownership.xml · derivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,000 Underlying: Common stock · 600,000 shares Expires 2034-02-26 F1 · kind: The options were issued in connection with serving as a director on SBEV's board, pursuant to the 2020 Long-Term Incentive Compensation Plan. The options are subject to the following vesting schedule: (i) 200,000 shares vested upon execution of Dr. Paglia's offer letter, and (ii) the remaining 400,000 shares vesting 50,000 per quarter beginning May 23, 2024, and ending February 25, 2026. Should there be a change in control of the Company, the options will all immediately vest. F2 · kind: Dr. Paglia's shares remain subject to termination in the event Dr. Paglia chooses to resign during the first 90 days of his tenure. F1 · shares: The options were issued in connection with serving as a director on SBEV's board, pursuant to the 2020 Long-Term Incentive Compensation Plan. The options are subject to the following vesting schedule: (i) 200,000 shares vested upon execution of Dr. Paglia's offer letter, and (ii) the remaining 400,000 shares vesting 50,000 per quarter beginning May 23, 2024, and ending February 25, 2026. Should there be a change in control of the Company, the options will all immediately vest. F2 · shares: Dr. Paglia's shares remain subject to termination in the event Dr. Paglia chooses to resign during the first 90 days of his tenure. F1 · derivative.exercise_date: The options were issued in connection with serving as a director on SBEV's board, pursuant to the 2020 Long-Term Incentive Compensation Plan. The options are subject to the following vesting schedule: (i) 200,000 shares vested upon execution of Dr. Paglia's offer letter, and (ii) the remaining 400,000 shares vesting 50,000 per quarter beginning May 23, 2024, and ending February 25, 2026. Should there be a change in control of the Company, the options will all immediately vest. F2 · derivative.expiration_date: Dr. Paglia's shares remain subject to termination in the event Dr. Paglia chooses to resign during the first 90 days of his tenure. F3 · derivative.expiration_date: The expiration date of the options is fixed at 2/26/2034 and is unaffected whether or not Dr. Paglia is engaged with the Company. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:42 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 792 | $0.00 | $0.00 |
DisclosureSEC source: 0001023459-24-000022 · wk-form4_1706910126.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,889 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| January 04, 2024 Filed Jan 4, 2024 23:37 UTC | Simulations Plus, Inc. SLP · Entity 5719 | SaleCommon Stock | 1,000 | $43.74 | $43,740.00 |
DisclosureSEC source: 0001023459-24-000009 · wk-form4_1704411450.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,097 F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting person. Read SEC document |
| November 08, 2023 Filed Nov 9, 2023 21:19 UTC | Simulations Plus, Inc. SLP · Entity 5719 | SaleCommon Stock | 1,000 | $35.25 | $35,250.00 |
DisclosureSEC source: 0001023459-23-000142 · wk-form4_1699564752.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,097 F1 · price: The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.81 to $35.68, inclusive. The reporting person undertakes to provide to Simulations Plus, Inc., any security holder of Simulations Plus, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4. Read SEC document |
| November 01, 2023 Filed Nov 1, 2023 21:31 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 851 | $0.00 | $0.00 |
DisclosureSEC source: 0001023459-23-000138 · wk-form4_1698874309.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,097 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 20:20 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 602 | $0.00 | $0.00 |
DisclosureSEC source: 0001023459-23-000107 · wk-form4_1691007619.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,246 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 21:15 UTC | Simulations Plus, Inc. SLP · Entity 5719 | SaleCommon Stock | 1,200 | $46.45 | $55,740.00 |
DisclosureSEC source: 0001023459-23-000094 · wk-form4_1689628513.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,644 F1 · price: The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.41 to $46.48, inclusive. The reporting person undertakes to provide to Simulations Plus, Inc., any security holder of Simulations Plus, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4. Read SEC document |
| May 01, 2023 Filed May 2, 2023 21:50 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 719 | $0.00 | $0.00 |
DisclosureSEC source: 0001023459-23-000064 · wf-form4_168306420877698.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,844 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 21:33 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 729 | $0.00 | $0.00 |
DisclosureSEC source: 0001023459-23-000027 · wf-form4_167537357910929.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| February 01, 2023 Filed May 23, 2025 17:29 UTC | Aeluma, Inc. ALMU · Entity 6202 | SaleStock Option · Derivative | 16,750 | $3.00 Strike: $3.00 | $50,250.00 |
DisclosureSEC source: 0001213900-25-047230 · ownership.xml · derivative · entry 4 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,500 Underlying: Common Stock · 16,750 shares Expires 2033-02-01 Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 21:23 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 703 | $0.00 | $0.00 |
DisclosureSEC source: 0001023459-22-000089 · wf-form4_166846090627283.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,396 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 21:13 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 273 | $0.00 | $0.00 |
DisclosureSEC source: 0001023459-22-000034 · wf-form4_165947477977515.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| May 02, 2022 Filed May 4, 2022 16:02 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-003160 · ownership.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| February 10, 2022 Filed May 23, 2025 17:29 UTC | Aeluma, Inc. ALMU · Entity 6202 | SaleStock Option · Derivative | 16,750 | $2.00 Strike: $2.00 | $33,500.00 |
DisclosureSEC source: 0001213900-25-047230 · ownership.xml · derivative · entry 3 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,750 Underlying: Common Stock · 16,750 shares Expires 2032-02-10 Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:06 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 429 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-000611 · ownership.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 23:51 UTC | Simulations Plus, Inc. SLP · Entity 5719 | SaleCommon Stock | 600 | $40.76 | $24,456.00 |
DisclosureSEC source: 0001683168-22-000512 · ownership.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.75 to $40.76. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing range. Read SEC document |
| December 01, 2021 Filed May 23, 2025 17:29 UTC | Aeluma, Inc. ALMU · Entity 6202 | SaleStock Option · Derivative | 125,000 | $2.00 Strike: $2.00 | $250,000.00 |
DisclosureSEC source: 0001213900-25-047230 · ownership.xml · derivative · entry 2 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,000 Underlying: Common Stock · 125,000 shares Expires 2031-12-01 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:04 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 347 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-005220 · ownership.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,216 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 18:46 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-003565 · ownership.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan. Read SEC document |
| July 02, 2021 Filed May 23, 2025 17:29 UTC | Aeluma, Inc. ALMU · Entity 6202 | SaleStock Option · Derivative | 10,000 | $2.00 Strike: $2.00 | $20,000.00 |
DisclosureSEC source: 0001213900-25-047230 · ownership.xml · derivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2031-07-02 Read SEC document |
| May 03, 2021 Filed May 4, 2021 23:57 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 277 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-001746 · ownership.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2017 Equity Incentive Plan. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:02 UTC | Simulations Plus, Inc. SLP · Entity 5719 | GrantCommon Stock | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-000381 · ownership.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221 F1 · price: Stock granted as independent director compensation, issued under the issuer's 2017 Equity Incentive Plan. Read SEC document |
| January 29, 2021 Filed Jan 30, 2021 01:55 UTC | Simulations Plus, Inc. SLP · Entity 5719 | SaleCommon Stock | 13,260 | $79.25 | $1,050,824.50 |
DisclosureSEC source: 0001683168-21-000327 · ownership.xml · nonDerivative · entry 10 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Reflects the weighted-average sale price for an aggregate of 13,260 shares sold in multiple transactions at prices ranging from $79.00 to $79.80 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 01:55 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $34.23 | $0.00 |
DisclosureSEC source: 0001683168-21-000327 · ownership.xml · derivative · entry 14 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 4,000 shares Expires 2029-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%. Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 01:55 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,750 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001683168-21-000327 · ownership.xml · derivative · entry 13 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2027-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully Vested Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 01:55 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $8.62 | $0.00 |
DisclosureSEC source: 0001683168-21-000327 · ownership.xml · derivative · entry 12 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2026-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully Vested Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 01:55 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,750 | $0.00 Strike: $6.75 | $0.00 |
DisclosureSEC source: 0001683168-21-000327 · ownership.xml · derivative · entry 11 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2025-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully Vested Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 01:55 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Tax withholdingCommon Stock | 1,708 | $80.18 | $136,947.44 |
DisclosureSEC source: 0001683168-21-000327 · ownership.xml · nonDerivative · entry 9 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,260 Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 01:55 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Exercise / conversionCommon Stock | 4,000 | $34.23 | $136,920.00 |
DisclosureSEC source: 0001683168-21-000327 · ownership.xml · nonDerivative · entry 8 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 01:55 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Tax withholdingCommon Stock | 678 | $80.18 | $54,362.04 |
DisclosureSEC source: 0001683168-21-000327 · ownership.xml · nonDerivative · entry 7 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,968 Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 01:55 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Exercise / conversionCommon Stock | 3,750 | $14.50 | $54,375.00 |
DisclosureSEC source: 0001683168-21-000327 · ownership.xml · nonDerivative · entry 6 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 01:55 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Tax withholdingCommon Stock | 538 | $80.18 | $43,136.84 |
DisclosureSEC source: 0001683168-21-000327 · ownership.xml · nonDerivative · entry 5 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,896 Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 01:55 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Exercise / conversionCommon Stock | 5,000 | $8.62 | $43,100.00 |
DisclosureSEC source: 0001683168-21-000327 · ownership.xml · nonDerivative · entry 4 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 01:55 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Tax withholdingCommon Stock | 316 | $80.18 | $25,336.88 |
DisclosureSEC source: 0001683168-21-000327 · ownership.xml · nonDerivative · entry 3 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,434 Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 01:55 UTC | Simulations Plus, Inc. SLP · Entity 5719 | Exercise / conversionCommon Stock | 3,750 | $6.75 | $25,312.50 |
DisclosureSEC source: 0001683168-21-000327 · ownership.xml · nonDerivative · entry 2 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.