Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 06, 2026 Filed Oct 6, 2026 20:07 UTC |
DiBella John Anthony IIChief Revenue Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 7,500 | Not disclosed Strike: $33.29 | Not disclosed |
DisclosureSEC source: 0001023459-26-000091 · wk-form4_1791317253.xml · derivative · entry 9 DiBella John Anthony II · CIK 0001544167 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2034-10-16 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:07 UTC |
DiBella John Anthony IIChief Revenue Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 2,589 | Not disclosed Strike: $19.81 | Not disclosed |
DisclosureSEC source: 0001023459-26-000091 · wk-form4_1791317253.xml · derivative · entry 8 DiBella John Anthony II · CIK 0001544167 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,589 shares Expires 2028-12-11 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:07 UTC |
DiBella John Anthony IIChief Revenue Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 15,000 | Not disclosed Strike: $43.91 | Not disclosed |
DisclosureSEC source: 0001023459-26-000091 · wk-form4_1791317253.xml · derivative · entry 7 DiBella John Anthony II · CIK 0001544167 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2032-10-19 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:07 UTC |
DiBella John Anthony IIChief Revenue Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 15,000 | Not disclosed Strike: $39.98 | Not disclosed |
DisclosureSEC source: 0001023459-26-000091 · wk-form4_1791317253.xml · derivative · entry 6 DiBella John Anthony II · CIK 0001544167 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2033-10-18 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:07 UTC |
DiBella John Anthony IIChief Revenue Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 113,300 | Not disclosed Strike: $32.57 | Not disclosed |
DisclosureSEC source: 0001023459-26-000091 · wk-form4_1791317253.xml · derivative · entry 5 DiBella John Anthony II · CIK 0001544167 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Stock Option (right to buy) · 5,000 shares Expires 2029-12-06 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:07 UTC |
DiBella John Anthony IIChief Revenue Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 9,300 | Not disclosed Strike: $57.67 | Not disclosed |
DisclosureSEC source: 0001023459-26-000091 · wk-form4_1791317253.xml · derivative · entry 4 DiBella John Anthony II · CIK 0001544167 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,300 shares Expires 2030-12-06 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:07 UTC |
DiBella John Anthony IIChief Revenue Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 26,206 | Not disclosed Strike: $10.05 | Not disclosed |
DisclosureSEC source: 0001023459-26-000091 · wk-form4_1791317253.xml · derivative · entry 3 DiBella John Anthony II · CIK 0001544167 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,206 shares Expires 2027-02-23 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F3 · price: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:07 UTC |
DiBella John Anthony IIChief Revenue Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 27,500 | Not disclosed Strike: $16.02 | Not disclosed |
DisclosureSEC source: 0001023459-26-000091 · wk-form4_1791317253.xml · derivative · entry 2 DiBella John Anthony II · CIK 0001544167 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,500 shares Expires 2035-10-15 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F3 · price: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:07 UTC |
DiBella John Anthony IIChief Revenue Officer
|
Disposition to issuerCommon Stock | 85,140 | $18.50 | $1,575,090.00 |
DisclosureSEC source: 0001023459-26-000091 · wk-form4_1791317253.xml · nonDerivative · entry 1 DiBella John Anthony II · CIK 0001544167 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), by and among Simulations Plus, Inc. (the "Issuer"), SP Evolution HoldCo II, LLC ("Parent") and SP Evolution BidCo II, LLC, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2 · shares: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). F2 · balance_after: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:06 UTC |
Evans SharleneDirector
|
Disposition to issuerCommon Stock | 17,173 | $18.50 | $317,700.50 |
DisclosureSEC source: 0001023459-26-000089 · wk-form4_1791317207.xml · nonDerivative · entry 1 Evans Sharlene · CIK 0001899498 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), by and among Simulations Plus, Inc. (the "Issuer"), SP Evolution HoldCo II, LLC ("Parent") and SP Evolution BidCo II, LLC, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2 · shares: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest. F2 · balance_after: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 5,000 | Not disclosed Strike: $37.89 | Not disclosed |
DisclosureSEC source: 0001023459-26-000087 · wk-form4_1791317183.xml · derivative · entry 9 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2031-10-20 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 9,300 | Not disclosed Strike: $57.67 | Not disclosed |
DisclosureSEC source: 0001023459-26-000087 · wk-form4_1791317183.xml · derivative · entry 8 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,300 shares Expires 2030-12-07 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 5,000 | Not disclosed Strike: $32.57 | Not disclosed |
DisclosureSEC source: 0001023459-26-000087 · wk-form4_1791317183.xml · derivative · entry 7 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2029-12-05 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 7,000 | Not disclosed Strike: $19.81 | Not disclosed |
DisclosureSEC source: 0001023459-26-000087 · wk-form4_1791317183.xml · derivative · entry 6 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2028-12-11 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 7,500 | Not disclosed Strike: $33.29 | Not disclosed |
DisclosureSEC source: 0001023459-26-000087 · wk-form4_1791317183.xml · derivative · entry 5 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2034-10-16 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 15,000 | Not disclosed Strike: $39.98 | Not disclosed |
DisclosureSEC source: 0001023459-26-000087 · wk-form4_1791317183.xml · derivative · entry 4 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2033-10-18 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 15,000 | Not disclosed Strike: $43.91 | Not disclosed |
DisclosureSEC source: 0001023459-26-000087 · wk-form4_1791317183.xml · derivative · entry 3 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2032-10-19 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 27,500 | Not disclosed Strike: $16.02 | Not disclosed |
DisclosureSEC source: 0001023459-26-000087 · wk-form4_1791317183.xml · derivative · entry 2 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,500 shares Expires 2035-10-15 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F3 · price: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
Disposition to issuerCommon Stock | 77,817 | $18.50 | $1,439,614.50 |
DisclosureSEC source: 0001023459-26-000087 · wk-form4_1791317183.xml · nonDerivative · entry 1 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), by and among Simulations Plus, Inc. (the "Issuer"), SP Evolution HoldCo II, LLC ("Parent") and SP Evolution BidCo II, LLC, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2 · shares: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). F2 · balance_after: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC |
FREDERICK WILLIAM WEVP/CFO
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 10,000 | Not disclosed Strike: $33.29 | Not disclosed |
DisclosureSEC source: 0001023459-26-000085 · wk-form4_1791317148.xml · derivative · entry 6 FREDERICK WILLIAM W · CIK 0001269890 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2034-10-16 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Each Company Option with an exercise price per share greater than or equal to the Merger Consideration was canceled for no consideration. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Each Company Option with an exercise price per share greater than or equal to the Merger Consideration was canceled for no consideration. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC |
FREDERICK WILLIAM WEVP/CFO
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 25,000 | Not disclosed Strike: $39.98 | Not disclosed |
DisclosureSEC source: 0001023459-26-000085 · wk-form4_1791317148.xml · derivative · entry 5 FREDERICK WILLIAM W · CIK 0001269890 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2033-10-18 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Each Company Option with an exercise price per share greater than or equal to the Merger Consideration was canceled for no consideration. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Each Company Option with an exercise price per share greater than or equal to the Merger Consideration was canceled for no consideration. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC |
FREDERICK WILLIAM WEVP/CFO
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 20,000 | Not disclosed Strike: $56.40 | Not disclosed |
DisclosureSEC source: 0001023459-26-000085 · wk-form4_1791317148.xml · derivative · entry 4 FREDERICK WILLIAM W · CIK 0001269890 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2030-12-01 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Each Company Option with an exercise price per share greater than or equal to the Merger Consideration was canceled for no consideration. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Each Company Option with an exercise price per share greater than or equal to the Merger Consideration was canceled for no consideration. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC |
FREDERICK WILLIAM WEVP/CFO
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 20,000 | Not disclosed Strike: $43.91 | Not disclosed |
DisclosureSEC source: 0001023459-26-000085 · wk-form4_1791317148.xml · derivative · entry 3 FREDERICK WILLIAM W · CIK 0001269890 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2032-10-19 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Each Company Option with an exercise price per share greater than or equal to the Merger Consideration was canceled for no consideration. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Each Company Option with an exercise price per share greater than or equal to the Merger Consideration was canceled for no consideration. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC |
FREDERICK WILLIAM WEVP/CFO
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 32,500 | Not disclosed Strike: $16.02 | Not disclosed |
DisclosureSEC source: 0001023459-26-000085 · wk-form4_1791317148.xml · derivative · entry 2 FREDERICK WILLIAM W · CIK 0001269890 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,500 shares Expires 2035-10-15 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Each Company Option with an exercise price per share greater than or equal to the Merger Consideration was canceled for no consideration. F3 · price: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Each Company Option with an exercise price per share greater than or equal to the Merger Consideration was canceled for no consideration. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Each Company Option with an exercise price per share greater than or equal to the Merger Consideration was canceled for no consideration. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC |
FREDERICK WILLIAM WEVP/CFO
|
Disposition to issuerCommon Stock | 2,100 | $18.50 | $38,850.00 |
DisclosureSEC source: 0001023459-26-000085 · wk-form4_1791317148.xml · nonDerivative · entry 1 FREDERICK WILLIAM W · CIK 0001269890 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), by and among Simulations Plus, Inc. (the "Issuer"), SP Evolution HoldCo II, LLC ("Parent") and SP Evolution BidCo II, LLC, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2 · shares: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). F2 · balance_after: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC |
Paglia John KennethDirector
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 5,000 | Not disclosed Strike: $61.84 | Not disclosed |
DisclosureSEC source: 0001023459-26-000083 · wk-form4_1791317125.xml · derivative · entry 3 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2030-07-17 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC |
Paglia John KennethDirector
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 6,000 | Not disclosed Strike: $34.23 | Not disclosed |
DisclosureSEC source: 0001023459-26-000083 · wk-form4_1791317125.xml · derivative · entry 2 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2029-07-19 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC |
Paglia John KennethDirector
|
Disposition to issuerCommon Stock | 14,589 | $18.50 | $269,896.50 |
DisclosureSEC source: 0001023459-26-000083 · wk-form4_1791317125.xml · nonDerivative · entry 1 Paglia John Kenneth · CIK 0001627832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), by and among Simulations Plus, Inc. (the "Issuer"), SP Evolution HoldCo II, LLC ("Parent") and SP Evolution BidCo II, LLC, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2 · shares: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). F2 · balance_after: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC |
WEINER DANIEL LDirector
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 5,000 | Not disclosed Strike: $61.84 | Not disclosed |
DisclosureSEC source: 0001023459-26-000081 · wk-form4_1791317100.xml · derivative · entry 3 WEINER DANIEL L · CIK 0001134615 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2030-07-17 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC |
WEINER DANIEL LDirector
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 2,000 | Not disclosed Strike: $34.23 | Not disclosed |
DisclosureSEC source: 0001023459-26-000081 · wk-form4_1791317100.xml · derivative · entry 2 WEINER DANIEL L · CIK 0001134615 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2029-07-18 F3 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F4 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:05 UTC |
WEINER DANIEL LDirector
|
Disposition to issuerCommon Stock | 16,547 | $18.50 | $306,119.50 |
DisclosureSEC source: 0001023459-26-000081 · wk-form4_1791317100.xml · nonDerivative · entry 1 WEINER DANIEL L · CIK 0001134615 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), by and among Simulations Plus, Inc. (the "Issuer"), SP Evolution HoldCo II, LLC ("Parent") and SP Evolution BidCo II, LLC, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2 · shares: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). F2 · balance_after: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:03 UTC |
WOLTOSZ WALTER SDirector · 10% owner
WOLTOSZ VIRGINIA E10% owner
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 5,000 | Not disclosed Strike: $61.84 | Not disclosed |
DisclosureSEC source: 0001023459-26-000079 · wk-form4_1791317023.xml · derivative · entry 2 WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2030-07-17 F3 · shares: The securities reported herein were held jointly by Walter S. Woltosz and Virginia E. Woltosz. F4 · shares: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F5 · price: Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested in full and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:03 UTC |
WOLTOSZ WALTER SDirector · 10% owner
WOLTOSZ VIRGINIA E10% owner
|
Disposition to issuerCommon Stock | 3,202,131 | $18.50 | $59,239,423.50 |
DisclosureSEC source: 0001023459-26-000079 · wk-form4_1791317023.xml · nonDerivative · entry 1 WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"), by and among Simulations Plus, Inc. (the "Issuer"), SP Evolution HoldCo II, LLC ("Parent") and SP Evolution BidCo II, LLC, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2 · shares: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). F3 · shares: The securities reported herein were held jointly by Walter S. Woltosz and Virginia E. Woltosz. F2 · balance_after: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:03 UTC |
OCONNOR SHAWNChief Executive Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 32,500 | Not disclosed Strike: $33.29 | Not disclosed |
DisclosureSEC source: 0001227877-26-000005 · wk-form4_1791316990.xml · derivative · entry 7 OCONNOR SHAWN · CIK 0001227877 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,500 shares Expires 2034-10-16 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F2 · price: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F1 · derivative.exercise_date: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:03 UTC |
OCONNOR SHAWNChief Executive Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 50,000 | Not disclosed Strike: $39.98 | Not disclosed |
DisclosureSEC source: 0001227877-26-000005 · wk-form4_1791316990.xml · derivative · entry 6 OCONNOR SHAWN · CIK 0001227877 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2033-10-18 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F2 · price: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F1 · derivative.exercise_date: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:03 UTC |
OCONNOR SHAWNChief Executive Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 50,000 | Not disclosed Strike: $43.91 | Not disclosed |
DisclosureSEC source: 0001227877-26-000005 · wk-form4_1791316990.xml · derivative · entry 5 OCONNOR SHAWN · CIK 0001227877 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2032-10-19 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F2 · price: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F1 · derivative.exercise_date: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:03 UTC |
OCONNOR SHAWNChief Executive Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 25,000 | Not disclosed Strike: $59.97 | Not disclosed |
DisclosureSEC source: 0001227877-26-000005 · wk-form4_1791316990.xml · derivative · entry 4 OCONNOR SHAWN · CIK 0001227877 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2030-09-03 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F2 · price: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F1 · derivative.exercise_date: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:03 UTC |
OCONNOR SHAWNChief Executive Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 20,000 | Not disclosed Strike: $36.11 | Not disclosed |
DisclosureSEC source: 0001227877-26-000005 · wk-form4_1791316990.xml · derivative · entry 3 OCONNOR SHAWN · CIK 0001227877 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2029-08-31 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F2 · price: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F1 · derivative.exercise_date: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:03 UTC |
OCONNOR SHAWNChief Executive Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 20,000 | Not disclosed Strike: $23.75 | Not disclosed |
DisclosureSEC source: 0001227877-26-000005 · wk-form4_1791316990.xml · derivative · entry 2 OCONNOR SHAWN · CIK 0001227877 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2028-06-26 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F2 · price: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Company Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) was automatically converted into the right to receive $18.50 in cash, without interest (the "Merger Consideration"). Any such Company Option with a per share exercise price that was equal to or greater than the Merger Consideration was canceled by virtue of the Merger without any payment to the reporting person. F1 · derivative.exercise_date: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| October 06, 2026 Filed Oct 6, 2026 20:03 UTC |
OCONNOR SHAWNChief Executive Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 50,000 | Not disclosed Strike: $16.02 | Not disclosed |
DisclosureSEC source: 0001227877-26-000005 · wk-form4_1791316990.xml · derivative · entry 1 OCONNOR SHAWN · CIK 0001227877 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2035-10-15 F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. F1 · derivative.exercise_date: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 15, 2026 (the "Merger Agreement"). Pursuant to the Merger Agreement, effective as of or immediately prior to the Effective Time, each option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding immediately prior to the Effective Time automatically vested and was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) the number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the applicable exercise price per share of Company Common Stock subject to such Company Option. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 20:07 UTC |
DiBella John Anthony IIChief Revenue Officer
|
SaleCommon Stock | 1,000 | $18.28 | $18,280.00 |
DisclosureSEC source: 0001544167-26-000013 · wk-form4_1785874063.xml · nonDerivative · entry 1 DiBella John Anthony II · CIK 0001544167 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,140 F1 · kind: The sale reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting person. F2 · price: These shares were sold in a single transaction at $18.28. Read SEC document |
| July 06, 2026 Filed Jul 8, 2026 20:05 UTC |
DiBella John Anthony IIChief Revenue Officer
|
SaleCommon Stock | 1,000 | $18.36 | $18,360.00 |
DisclosureSEC source: 0001544167-26-000011 · wk-form4_1783541110.xml · nonDerivative · entry 1 DiBella John Anthony II · CIK 0001544167 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 86,140 F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting person. F2 · price: These shares were sold in multiple transactions at prices ranging from $18.34 to $18.39, inclusive. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 22:50 UTC |
WOLTOSZ WALTER SDirector · 10% owner
WOLTOSZ VIRGINIA E10% owner
|
SaleCommon Stock | 4,177 | $18.44 | $77,023.88 |
DisclosureSEC source: 0001222526-26-000012 · wk-form4_1783378240.xml · nonDerivative · entry 1 WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,202,131 F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons. F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes. F3 · price: These shares were sold in multiple transactions at prices ranging from $18.36 to $18.49, inclusive. F4 · balance_after: The number of shares reflects a revision to correct the inadvertent inclusion of 46,492 shares of the issuer's common stock from previously reported holdings of the reporting persons. Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,350 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001899390-26-000008 · wk-form4_1781726761.xml · derivative · entry 3 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,350 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully Vested Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
SaleCommon Stock | 7,350 | $18.20 | $133,770.00 |
DisclosureSEC source: 0001899390-26-000008 · wk-form4_1781726761.xml · nonDerivative · entry 2 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 77,817 F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons. F2 · price: These shares were sold in a single transaction at $18.20. Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
Exercise / conversionCommon Stock | 7,350 | $10.05 | $73,867.50 |
DisclosureSEC source: 0001899390-26-000008 · wk-form4_1781726761.xml · nonDerivative · entry 1 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,050 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001899390-26-000006 · wk-form4_1781640366.xml · derivative · entry 3 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,350 Underlying: Common Stock · 1,050 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully Vested Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
SaleCommon Stock | 1,050 | $16.51 | $17,335.50 |
DisclosureSEC source: 0001899390-26-000006 · wk-form4_1781640366.xml · nonDerivative · entry 2 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 77,817 F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons. F2 · price: These shares were sold in a single transaction at $16.51. Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 20:06 UTC |
Fiedler-Kelly JillPresident, Services Solutions
|
Exercise / conversionCommon Stock | 1,050 | $10.05 | $10,552.50 |
DisclosureSEC source: 0001899390-26-000006 · wk-form4_1781640366.xml · nonDerivative · entry 1 Fiedler-Kelly Jill · CIK 0001899390 · President, Services Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 78,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2026 Filed Jun 4, 2026 20:06 UTC |
DiBella John Anthony IIChief Revenue Officer
|
SaleCommon Stock | 1,000 | $16.50 | $16,500.00 |
DisclosureSEC source: 0001544167-26-000008 · wk-form4_1780603567.xml · nonDerivative · entry 1 DiBella John Anthony II · CIK 0001544167 · Chief Revenue Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 87,140 F1 · kind: The sale reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting person. F2 · price: These shares were sold in a single transaction at $16.50. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.