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Nasdaq · USD

ALMU

Aeluma, Inc.

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Tapewire entity
6202
SEC CIK
0001828805
Parsed reports
62

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025017
Jan 2026012
Feb 202605
Mar 202602
Apr 202601
May 202607
Jun 202605
Jul 202602
Aug 202606
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2026 Filed Oct 14, 2026 20:08 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 100,000 $10.53 $1,053,430.00
Disclosure

SEC source: 0001869626-26-000028 · form4-10142026_081013.xml · nonDerivative · entry 1

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,126,995

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2026.

F2 · price: Reflects the weighted average price of 100,000 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on October 12, 2026 with sale prices ranging from $10.31 to $11.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 05:31 UTC
Stewart Christopher P.Chief Financial Officer
Tax withholdingCommon Stock 5,697 $12.36 $70,414.92
Disclosure

SEC source: 0001822991-26-000005 · form4-10022026_011020.xml · nonDerivative · entry 1

Stewart Christopher P. · CIK 0001822991 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,781

F1 · balance_after: Includes 41,250 additional shares issuable upon vesting and settlement of existing RSUs that were previously reported in Table II.

Read SEC document
September 21, 2026 Filed Sep 23, 2026 23:18 UTC
Stewart Christopher P.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 37,568 $0.00 Strike: $13.61 $0.00
Disclosure

SEC source: 0001822991-26-000003 · form4-09232026_110915.xml · derivative · entry 4

Stewart Christopher P. · CIK 0001822991 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,568

Underlying: Common Stock · 37,568 shares

Expires 2036-09-21

F3 · derivative.exercise_date: Stock options scheduled to vest with respect to 25% of the shares on first anniversary of the grant date, and thereafter in 36 substantially equivalent increments on each monthly anniversary of the grant date.

Read SEC document
September 21, 2026 Filed Sep 23, 2026 23:18 UTC
Stewart Christopher P.Chief Financial Officer
Tax withholdingCommon Stock 1,450 $13.61 $19,734.50
Disclosure

SEC source: 0001822991-26-000003 · form4-09232026_110915.xml · nonDerivative · entry 3

Stewart Christopher P. · CIK 0001822991 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,478

Read SEC document
September 21, 2026 Filed Sep 23, 2026 23:18 UTC
Stewart Christopher P.Chief Financial Officer
GrantCommon Stock 4,042 $0.00 $0.00
Disclosure

SEC source: 0001822991-26-000003 · form4-09232026_110915.xml · nonDerivative · entry 2

Stewart Christopher P. · CIK 0001822991 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,928

F2 · shares: Stock award in lieu of cash bonus.

Read SEC document
September 21, 2026 Filed Sep 23, 2026 23:18 UTC
Stewart Christopher P.Chief Financial Officer
GrantCommon Stock 15,886 $0.00 $0.00
Disclosure

SEC source: 0001822991-26-000003 · form4-09232026_110915.xml · nonDerivative · entry 1

Stewart Christopher P. · CIK 0001822991 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,886

F1 · shares: Restricted stock units ("RSUs") scheduled to vest and settle into an equal number of shares of common stock with respect to 25% of the shares on September 30, 2027 and thereafter in 12 substantially equivalent quarterly increments on the last day of each calendar quarter.

Read SEC document
September 21, 2026 Filed Sep 23, 2026 23:16 UTC
Klamkin JonathanDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 75,135 $0.00 Strike: $13.61 $0.00
Disclosure

SEC source: 0001869626-26-000026 · form4-09232026_110901.xml · derivative · entry 5

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,135

Underlying: Common Stock · 75,135 shares

Expires 2036-09-21

F5 · derivative.exercise_date: Stock options scheduled to vest with respect to 25% of the shares on first anniversary of the grant date, and thereafter in 36 substantially equivalent increments on each monthly anniversary of the grant date.

Read SEC document
September 21, 2026 Filed Sep 23, 2026 23:16 UTC
Klamkin JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,547 $13.61 $61,884.67
Disclosure

SEC source: 0001869626-26-000026 · form4-09232026_110901.xml · nonDerivative · entry 4

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,302

Read SEC document
September 21, 2026 Filed Sep 23, 2026 23:16 UTC
Klamkin JonathanDirector · Chief Executive Officer
GrantCommon Stock 12,675 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000026 · form4-09232026_110901.xml · nonDerivative · entry 3

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,849

F4 · shares: Stock award in lieu of cash bonus.

Read SEC document
September 21, 2026 Filed Sep 23, 2026 23:16 UTC
Klamkin JonathanDirector · Chief Executive Officer
GrantCommon Stock 31,771 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000026 · form4-09232026_110901.xml · nonDerivative · entry 2

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,174

F3 · shares: Restricted stock units ("RSUs") scheduled to vest and settle into an equal number of shares of common stock with respect to 25% of the shares on September 30, 2027 and thereafter in 12 substantially equivalent quarterly increments on the last day of each calendar quarter.

Read SEC document
September 21, 2026 Filed Sep 23, 2026 23:16 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 100,000 $13.35 $1,335,320.00
Disclosure

SEC source: 0001869626-26-000026 · form4-09232026_110901.xml · nonDerivative · entry 1

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,226,995

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2026.

F2 · price: Reflects the weighted average price of 100,000 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on September 21, 2026 with sale prices ranging from $12.70 to $13.65 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 21, 2026 Filed Sep 23, 2026 20:54 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001516062-26-000006 · form4-09232026_080902.xml · derivative · entry 2

Byron Michael · CIK 0001516062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,833

Underlying: Common Stock · 25,000 shares

Expires 2035-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
September 21, 2026 Filed Sep 23, 2026 20:54 UTC Exercise / conversionCommon Stock 25,000 $5.93 $148,250.00
Disclosure

SEC source: 0001516062-26-000006 · form4-09232026_080902.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2026 Filed Aug 28, 2026 17:54 UTC Amendment SaleCommon Stock 12,500 $13.82 $172,697.50
Disclosure

SEC source: 0001700533-26-000013 · form4a-08282026_090849.xml · nonDerivative · entry 2

Denbaars Steven · CIK 0001700533 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 345,209

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.

F3 · price: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.59 to $14.35, inclusive.

Read SEC document
August 27, 2026 Filed Aug 28, 2026 16:42 UTC SaleCommon Stock 12,500 $13.82 $172,697.50
Disclosure

SEC source: 0001700533-26-000011 · form4-08282026_080851.xml · nonDerivative · entry 2

Denbaars Steven · CIK 0001700533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,209

F2 · price: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.59 to $14.35, inclusive.

Read SEC document
August 26, 2026 Filed Aug 28, 2026 17:54 UTC Amendment SaleCommon Stock 12,500 $13.84 $173,043.75
Disclosure

SEC source: 0001700533-26-000013 · form4a-08282026_090849.xml · nonDerivative · entry 1

Denbaars Steven · CIK 0001700533 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 357,709

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.

F2 · price: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.57 to $14.40, inclusive.

Read SEC document
August 26, 2026 Filed Aug 28, 2026 16:42 UTC SaleCommon Stock 12,500 $13.84 $173,043.75
Disclosure

SEC source: 0001700533-26-000011 · form4-08282026_080851.xml · nonDerivative · entry 1

Denbaars Steven · CIK 0001700533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,709

F1 · price: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.57 to $14.40, inclusive.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:08 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 15,810 $16.85 $266,377.95
Disclosure

SEC source: 0001869626-26-000023 · form4-08052026_080843.xml · nonDerivative · entry 4

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,403

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F3 · price: Reflects the weighted average price of 15,810 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on August 3, 2026 with sale prices ranging from $16.62 to $17.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:08 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 4,190 $16.29 $68,262.64
Disclosure

SEC source: 0001869626-26-000023 · form4-08052026_080843.xml · nonDerivative · entry 3

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,213

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F2 · price: Reflects the weighted average price of 4,190 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on August 3, 2026 with sale prices ranging from $15.62 to $16.61 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:08 UTC
Klamkin JonathanDirector · Chief Executive Officer
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000023 · form4-08052026_080843.xml · nonDerivative · entry 2

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,403

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:08 UTC
Klamkin JonathanDirector · Chief Executive Officer
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000023 · form4-08052026_080843.xml · nonDerivative · entry 1

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,326,995

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:04 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 100 $21.56 $2,156.00
Disclosure

SEC source: 0001869626-26-000020 · form4-07022026_080711.xml · nonDerivative · entry 4

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,403

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:04 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 19,900 $21.08 $419,511.90
Disclosure

SEC source: 0001869626-26-000020 · form4-07022026_080711.xml · nonDerivative · entry 3

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,503

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F2 · price: Reflects the weighted average price of 19,900 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on July 1, 2026 with sale prices ranging from $20.54 to $21.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:04 UTC
Klamkin JonathanDirector · Chief Executive Officer
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000020 · form4-07022026_080711.xml · nonDerivative · entry 2

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,403

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:04 UTC
Klamkin JonathanDirector · Chief Executive Officer
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000020 · form4-07022026_080711.xml · nonDerivative · entry 1

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,346,995

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:09 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 8,200 $26.25 $215,211.46
Disclosure

SEC source: 0001869626-26-000018 · form4-06032026_090647.xml · nonDerivative · entry 7

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,403

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F6 · price: Reflects the weighted average price of 8,200 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on June 1, 2026 with sale prices ranging from $25.79 to $26.71 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:09 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 1,600 $25.12 $40,189.60
Disclosure

SEC source: 0001869626-26-000018 · form4-06032026_090647.xml · nonDerivative · entry 6

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,603

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F5 · price: Reflects the weighted average price of 1,600 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on June 1, 2026 with sale prices ranging from $24.76 to $25.73 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:09 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 7,900 $24.39 $192,642.29
Disclosure

SEC source: 0001869626-26-000018 · form4-06032026_090647.xml · nonDerivative · entry 5

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,203

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F4 · price: Reflects the weighted average price of 7,900 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on June 1, 2026 with sale prices ranging from $23.75 to $24.74 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:09 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 1,400 $23.32 $32,649.40
Disclosure

SEC source: 0001869626-26-000018 · form4-06032026_090647.xml · nonDerivative · entry 4

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,103

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F3 · price: Reflects the weighted average price of 1,400 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on June 1, 2026 with sale prices ranging from $22.74 to $23.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:09 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 900 $22.19 $19,968.03
Disclosure

SEC source: 0001869626-26-000018 · form4-06032026_090647.xml · nonDerivative · entry 3

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,503

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F2 · price: Reflects the weighted average price of 900 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on June 1, 2026 with sale prices ranging from $21.64 to $22.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:09 UTC
Klamkin JonathanDirector · Chief Executive Officer
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000018 · form4-06032026_090647.xml · nonDerivative · entry 2

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,403

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:09 UTC
Klamkin JonathanDirector · Chief Executive Officer
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000018 · form4-06032026_090647.xml · nonDerivative · entry 1

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,366,995

Read SEC document
May 20, 2026 Filed May 21, 2026 23:20 UTC SaleCommon Stock 942 $21.30 $20,063.75
Disclosure

SEC source: 0001700533-26-000008 · form4-05212026_110538.xml · nonDerivative · entry 4

Denbaars Steven · CIK 0001700533 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 370,209

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.

F6 · price: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $20.907 to $21.63, inclusive.

Read SEC document
May 20, 2026 Filed May 21, 2026 23:20 UTC SaleCommon Stock 11,558 $20.40 $235,733.50
Disclosure

SEC source: 0001700533-26-000008 · form4-05212026_110538.xml · nonDerivative · entry 3

Denbaars Steven · CIK 0001700533 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 371,151

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.

F5 · price: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $19.89 to $20.8895, inclusive.

Read SEC document
May 19, 2026 Filed May 21, 2026 23:20 UTC SaleCommon Stock 5,085 $20.61 $104,807.44
Disclosure

SEC source: 0001700533-26-000008 · form4-05212026_110538.xml · nonDerivative · entry 2

Denbaars Steven · CIK 0001700533 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 382,709

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.

F4 · price: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $20.0244 to $20.9963, inclusive.

Read SEC document
May 19, 2026 Filed May 21, 2026 23:20 UTC SaleCommon Stock 7,415 $19.56 $145,025.54
Disclosure

SEC source: 0001700533-26-000008 · form4-05212026_110538.xml · nonDerivative · entry 1

Denbaars Steven · CIK 0001700533 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 387,794

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.

F2 · shares: Restricted stock units scheduled to vest with respect to approximately 1/12 of the shares on December 31, 2025, 1/4 of the shares on March 31, June 30, and September 30, 2026, and 1/6 of the shares on November 30, 2026.

F3 · price: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $19.02 to $20.01, inclusive.

Read SEC document
May 01, 2026 Filed May 5, 2026 23:25 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 676 $25.71 $17,381.65
Disclosure

SEC source: 0001869626-26-000015 · form4-05052026_110525.xml · nonDerivative · entry 13

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,403

F2 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F5 · price: Reflects the weighted average price of 676 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on May 1, 2026 with sale prices ranging from $25.62 to $26.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Due to interim sales transactions previously reported on March 6, 2026 and April 3, 2026, amounts of securities beneficially owned following reported transactions may not foot.

Read SEC document
May 01, 2026 Filed May 5, 2026 23:25 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 15,024 $25.15 $377,834.07
Disclosure

SEC source: 0001869626-26-000015 · form4-05052026_110525.xml · nonDerivative · entry 12

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,079

F2 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F4 · price: Reflects the weighted average price of 15,024 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on May 1, 2026 with sale prices ranging from $24.62 to $25.61 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 01, 2026 Filed May 5, 2026 23:25 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 4,300 $24.20 $104,056.56
Disclosure

SEC source: 0001869626-26-000015 · form4-05052026_110525.xml · nonDerivative · entry 11

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,103

F2 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F3 · price: Reflects the weighted average price of 4,300 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on May 1, 2026 with sale prices ranging from $23.62 to $24.61 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 01, 2026 Filed May 5, 2026 23:25 UTC
Klamkin JonathanDirector · Chief Executive Officer
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000015 · form4-05052026_110525.xml · nonDerivative · entry 10

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,403

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May 01, 2026 Filed May 5, 2026 23:25 UTC
Klamkin JonathanDirector · Chief Executive Officer
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000015 · form4-05052026_110525.xml · nonDerivative · entry 9

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,386,995

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April 01, 2026 Filed Apr 3, 2026 22:58 UTC
Klamkin JonathanDirector · Chief Executive Officer
SaleCommon Stock 20,000 $13.10 $261,950.00
Disclosure

SEC source: 0001869626-26-000011 · form4-04032026_100412.xml · nonDerivative · entry 1

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,409,398

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F2 · price: Reflects the weighted average price of 20,000 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on April 1, 2026 with sale prices ranging from $12.82 to $13.325 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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April 01, 2026 Filed May 5, 2026 23:25 UTC
Klamkin JonathanDirector · Chief Executive Officer
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000015 · form4-05052026_110525.xml · nonDerivative · entry 8

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,403

Read SEC document
April 01, 2026 Filed May 5, 2026 23:25 UTC
Klamkin JonathanDirector · Chief Executive Officer
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000015 · form4-05052026_110525.xml · nonDerivative · entry 7

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,406,995

Read SEC document
March 04, 2026 Filed Mar 5, 2026 23:18 UTC
Klamkin JonathanDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 21,794 $18.41 $401,249.33
Disclosure

SEC source: 0001869626-26-000006 · form4-03052026_110330.xml · nonDerivative · entry 2

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,429,398

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F3 · price: Reflects the weighted average price of 21,794 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on March 4, 2026 with sale prices ranging from $18.11 to $19.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 04, 2026 Filed Mar 5, 2026 23:18 UTC
Klamkin JonathanDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 28,206 $17.77 $501,350.37
Disclosure

SEC source: 0001869626-26-000006 · form4-03052026_110330.xml · nonDerivative · entry 1

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,451,192

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2025.

F2 · price: Reflects the weighted average price of 28,206 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on March 4, 2026 with sale prices ranging from $17.11 to $18.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 04, 2026 Filed May 5, 2026 23:25 UTC
Klamkin JonathanDirector · Chief Executive Officer
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000015 · form4-05052026_110525.xml · nonDerivative · entry 6

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,403

Read SEC document
March 04, 2026 Filed May 5, 2026 23:25 UTC
Klamkin JonathanDirector · Chief Executive Officer
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001869626-26-000015 · form4-05052026_110525.xml · nonDerivative · entry 5

Klamkin Jonathan · CIK 0001869626 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,426,995

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:22 UTC SaleCommon Stock 12,500 $15.85 $198,093.75
Disclosure

SEC source: 0001700533-26-000003 · form4-02272026_090259.xml · nonDerivative · entry 2

Denbaars Steven · CIK 0001700533 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 385,088

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.

F3 · price: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $15.475 to $16.41, inclusive.

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February 25, 2026 Filed Feb 27, 2026 21:22 UTC SaleCommon Stock 12,500 $17.58 $219,766.25
Disclosure

SEC source: 0001700533-26-000003 · form4-02272026_090259.xml · nonDerivative · entry 1

Denbaars Steven · CIK 0001700533 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 397,588

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.

F2 · price: The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.97, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.