Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Commerce.com, Inc.BIGC · Entity 6337 | Director | May 17, 2022 | May 19, 2022 |
| Upland Software, Inc.UPLD · Entity 7891 | Director | April 30, 2026 | May 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Commerce.com, Inc.
Report date May 17, 2022 · Filed May 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series 1 Common StockSEC Table I · non-derivative | Direct | 13,422 |
Reported balance
After 2022-05-17 transaction · row 1
1 source rowRow 1 · 2022-05-17 · Grant · Acquired 9,918 · Balance 13,422 |
Upland Software, Inc.
Report date April 30, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,640,887 |
Reported balance
After 2026-04-30 transaction · row 1
1 source rowRow 1 · 2026-04-30 · Grant · Acquired 250,000 · Balance 2,640,887 F1: The restricted stock units will vest on the earliest of (i) February 28, 2028, subject to Mr. McDonald's continued service on the Issuer's board of directors through such date, (ii) the termination of his service on the Board without Cause, as that term is defined in Mr. McDonald's employment agreement and (iii) a Change in Control, as defined in the Issuer's 2024 Omnibus Incentive Plan. |
| Performance Share UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-04-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-30 · Disposition to issuer · Disposed 250,000 · Balance 0 F3: The performance stock units canceled effective April 30, 2026 in accordance with that certain Transition Agreement dated February 25, 2026 by and between the Issuer and Mr. McDonald. |
| Common StockSEC Table I · non-derivative | IndirectBy National Financial Services as Cust FBO J. McDonald RRA | 363,738 |
Reported balance
Holding disclosure · report date 2026-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 363,738 F2: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units will vest on the earliest of (i) February 28, 2028, subject to Mr. McDonald's continued service on the Issuer's board of directors through such date, (ii) the termination of his service on the Board without Cause, as that term is defined in Mr. McDonald's employment agreement and (iii) a Change in Control, as defined in the Issuer's 2024 Omnibus Incentive Plan.
F2: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.
F3: The performance stock units canceled effective April 30, 2026 in accordance with that certain Transition Agreement dated February 25, 2026 by and between the Issuer and Mr. McDonald.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2020 Filed Oct 2, 2020 20:04 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 27,180 | $38.07 | $1,034,840.45 |
DisclosureSEC source: 0001094792-20-000012 · wf-form4_160166903737258.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,657,037 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.82 to $38.115, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 20:56 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 700 | $38.42 | $26,894.00 |
DisclosureSEC source: 0001094792-20-000010 · wf-form4_160046255254358.xml · nonDerivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,684,217 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F4 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.34 to $38.61, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 20:56 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 3,204 | $37.73 | $120,890.12 |
DisclosureSEC source: 0001094792-20-000010 · wf-form4_160046255254358.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,684,917 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.34 to $38.32, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 20:56 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 9,880 | $36.76 | $363,169.04 |
DisclosureSEC source: 0001094792-20-000010 · wf-form4_160046255254358.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,688,121 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.34 to $37.32, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 12:59 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 6,406 | $44.63 | $285,888.89 |
DisclosureSEC source: 0001094792-20-000008 · wf-form4_159706433505328.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,698,001 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 12:59 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 6,414 | $43.99 | $282,180.08 |
DisclosureSEC source: 0001094792-20-000008 · wf-form4_159706433505328.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,704,407 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 00:18 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 8,062 | $34.15 | $275,317.30 |
DisclosureSEC source: 0001094792-20-000006 · wf-form4_159252586340148.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710,821 F2 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.97 to $34.38, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 16, 2020 Filed Jun 19, 2020 00:18 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-20-000006 · wf-form4_159252586340148.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,718,883 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 23:57 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 13,668 | $22.61 | $309,033.48 |
DisclosureSEC source: 0001094792-20-000004 · wf-form4_158457580337839.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,724,719 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 00:04 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantPerformance Share Unit · Derivative | 66,297 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094792-20-000002 · wf-form4_158276186125598.xml · derivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,297 Underlying: Common Stock · 66,297 shares Expires not disclosed F2 · shares: 0% to 300% of these TSR performance PSUs may vest on June 30, 2021 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation. F2 · derivative.exercise_date: 0% to 300% of these TSR performance PSUs may vest on June 30, 2021 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation. F2 · derivative.expiration_date: 0% to 300% of these TSR performance PSUs may vest on June 30, 2021 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 00:04 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 66,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-20-000002 · wf-form4_158276186125598.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,738,387 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2020 and ending on December 16, 2022; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:43 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 21,378 | $36.22 | $774,311.16 |
DisclosureSEC source: 0001094792-19-000013 · wf-form4_157670541603108.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,672,090 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 20:17 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 16,460 | $36.02 | $592,889.20 |
DisclosureSEC source: 0001094792-19-000011 · wf-form4_156875141800582.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693,468 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| June 16, 2019 Filed Jun 18, 2019 20:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 16,461 | $48.19 | $793,255.59 |
DisclosureSEC source: 0001094792-19-000009 · wf-form4_156089004664777.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,709,928 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| April 08, 2019 Filed Jun 18, 2019 20:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-19-000009 · wf-form4_156089004664777.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,726,389 Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 23:10 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 14,650 | $41.43 | $606,949.50 |
DisclosureSEC source: 0001094792-19-000006 · wf-form4_155303701991083.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,731,297 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 16, 2019 Filed Apr 3, 2019 20:56 UTC Amendment | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 16,558 | $41.43 | $685,997.94 |
DisclosureSEC source: 0001094792-19-000007 · wf-form4a_155432499297845.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729,389 F1 · shares: Form amended to correct the shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:19 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-19-000004 · wf-form4_155190718135527.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,745,947 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2019 and ending on December 16, 2021; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 21:13 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 20,000 | $30.00 | $600,000.00 |
DisclosureSEC source: 0001094792-19-000002 · wf-form4_154819160841382.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By MLPF&S as Cust. FBO J. McDonald IRA Disclosed balance after: 153,738 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| December 16, 2018 Filed Dec 18, 2018 22:36 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 14,864 | $28.56 | $424,515.84 |
DisclosureSEC source: 0001094792-18-000031 · wf-form4_154517259266556.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,565,947 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 21:46 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 841 | $30.75 | $25,860.75 |
DisclosureSEC source: 0001094792-18-000029 · wf-form4_154266397082505.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580,811 Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:46 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 9,365 | $30.00 | $280,950.00 |
DisclosureSEC source: 0001094792-18-000029 · wf-form4_154266397082505.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By MLPF&S as Cust. FBO J. McDonald IRA Disclosed balance after: 173,738 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner. Read SEC document |
| November 14, 2018 Filed Nov 14, 2018 22:12 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1,130 | $30.00 | $33,900.00 |
DisclosureSEC source: 0001094792-18-000027 · wf-form4_154223352723557.xml · nonDerivative · entry 4 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By MLPF&S as Cust. FBO J. McDonald IRA Disclosed balance after: 183,103 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 22:12 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1,586 | $31.16 | $49,419.76 |
DisclosureSEC source: 0001094792-18-000027 · wf-form4_154223352723557.xml · nonDerivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By MLPF&S as Cust. FBO J. McDonald IRA Disclosed balance after: 184,233 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.73, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 22:12 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 7,919 | $30.37 | $240,463.60 |
DisclosureSEC source: 0001094792-18-000027 · wf-form4_154223352723557.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By MLPF&S as Cust. FBO J. McDonald IRA Disclosed balance after: 185,819 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.99, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 21:05 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1,570 | $37.00 | $58,090.00 |
DisclosureSEC source: 0001094792-18-000025 · wf-form4_153911914003947.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,581,652 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| September 16, 2018 Filed Sep 18, 2018 20:24 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 10,473 | $34.82 | $364,617.50 |
DisclosureSEC source: 0001094792-18-000023 · wf-form4_153730226272157.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,586,222 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 22:40 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 18,202 | $35.29 | $642,330.38 |
DisclosureSEC source: 0001094792-18-000021 · wf-form4_153670561915392.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,596,695 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.87 to $35.63, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 22:40 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 28,001 | $35.22 | $986,279.22 |
DisclosureSEC source: 0001094792-18-000021 · wf-form4_153670561915392.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,614,897 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.95 to $35.65, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 22:02 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 20,744 | $35.26 | $731,495.67 |
DisclosureSEC source: 0001094792-18-000019 · wf-form4_153627135963869.xml · nonDerivative · entry 5 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,642,898 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.05 to $35.62, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 22:02 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 19,231 | $35.51 | $682,846.66 |
DisclosureSEC source: 0001094792-18-000019 · wf-form4_153627135963869.xml · nonDerivative · entry 4 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,663,642 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.91, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 22:02 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 7,432 | $34.72 | $258,065.80 |
DisclosureSEC source: 0001094792-18-000019 · wf-form4_153627135963869.xml · nonDerivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,682,873 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.41 to $34.98, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 22:02 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 9,839 | $36.24 | $356,587.01 |
DisclosureSEC source: 0001094792-18-000019 · wf-form4_153627135963869.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,690,305 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.73, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 22:02 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 16,551 | $35.90 | $594,144.49 |
DisclosureSEC source: 0001094792-18-000019 · wf-form4_153627135963869.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700,144 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.58 to $35.99, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 17, 2018 Filed Oct 9, 2018 21:05 UTC | Upland Software, Inc. UPLD · Entity 7891 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-18-000025 · wf-form4_153911914003947.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583,222 Read SEC document |
| June 16, 2018 Filed Jun 19, 2018 22:24 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 10,473 | $35.27 | $369,382.71 |
DisclosureSEC source: 0001094792-18-000017 · wf-form4_152944703561051.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,716,695 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. F2 · balance_after: Excludes 193,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 1,910,433 shares. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 67,253 | $29.26 | $1,967,822.78 |
DisclosureSEC source: 0001094792-18-000015 · wf-form4_152606901513596.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,727,168 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. F2 · balance_after: Excludes 193,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 1,920,906 shares. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 01:43 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1,300 | $28.34 | $36,842.00 |
DisclosureSEC source: 0001094792-18-000013 · wf-form4_152401578063906.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MLPF&S as Cust. FBO J. McDonald IRA Disclosed balance after: 193,738 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of March 19, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.12 to $28.61, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Excludes 1,794,421 shares held directly for a total of 1,988,159 shares. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 01:43 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 38,700 | $27.70 | $1,071,990.00 |
DisclosureSEC source: 0001094792-18-000013 · wf-form4_152401578063906.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MLPF&S as Cust. FBO J. McDonald IRA Disclosed balance after: 195,038 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of March 19, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.12 to $28.11, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Excludes 1,794,421 shares held directly for a total of 1,989,459 shares. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:23 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 5,785 | $28.79 | $166,550.15 |
DisclosureSEC source: 0001094792-18-000010 · wf-form4_152244860830733.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,794,421 F3 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. F4 · balance_after: Excludes 233,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,028,159 shares. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:23 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 178,000 | $28.79 | $5,124,620.00 |
DisclosureSEC source: 0001094792-18-000010 · wf-form4_152244860830733.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800,206 F1 · shares: The shares vest in twelve equal quarterly installments starting on March 16, 2018 and ending on December 16, 2020; provided that the participant continues to be a service provider through each such vesting date. F2 · balance_after: Excludes 233,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,033,944 shares. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 21:46 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 10,000 | $28.24 | $282,425.00 |
DisclosureSEC source: 0001094792-18-000008 · wf-form4_152158236667081.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MLPF&S as Cust. FBO J. McDonald IRA Disclosed balance after: 233,738 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of March 19, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.95 to $28.64, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any securityholder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 21:46 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 4,735 | $28.62 | $135,515.70 |
DisclosureSEC source: 0001094792-18-000008 · wf-form4_152158236667081.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,622,206 F3 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. F4 · balance_after: Excludes 233,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 1,855,944 shares. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 15:26 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 50,000 | $28.04 | $1,402,205.00 |
DisclosureSEC source: 0001094792-18-000006 · wf-form4_152095475703890.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,626,941 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of November 20, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.0012 to $28.1239, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any securityholder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 1,870,679 shares. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:06 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 45,300 | $22.56 | $1,021,913.64 |
DisclosureSEC source: 0001094792-18-000004 · wf-form4_151881518162116.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,676,941 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of November 20, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.19 to $22.85, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 1,920,679 shares. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:06 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 22,200 | $22.46 | $498,527.64 |
DisclosureSEC source: 0001094792-18-000004 · wf-form4_151881518162116.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,722,241 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of November 20, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.07 to $22.65, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 20:56 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 13,847 | $22.03 | $305,003.71 |
DisclosureSEC source: 0001094792-18-000002 · wf-form4_151561778760292.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,744,441 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of November 20, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.47, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 1,988,179 shares. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:56 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 53,653 | $22.28 | $1,195,313.73 |
DisclosureSEC source: 0001094792-18-000002 · wf-form4_151561778760292.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,758,288 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of November 20, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.575, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 16, 2017 Filed Dec 19, 2017 23:18 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 10,277 | $22.00 | $226,094.00 |
DisclosureSEC source: 0001094792-17-000016 · wf-form4_151372550643683.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811,941 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. F2 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,055,679 shares. Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 23:10 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 12,064 | $21.71 | $261,943.22 |
DisclosureSEC source: 0001094792-17-000014 · wf-form4_151320661432264.xml · nonDerivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,822,218 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of November 20, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.30 to $22.04, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,065,956 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.