Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Commerce.com, Inc.BIGC · Entity 6337 | Director | May 17, 2022 | May 19, 2022 |
| Upland Software, Inc.UPLD · Entity 7891 | Director | April 30, 2026 | May 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Commerce.com, Inc.
Report date May 17, 2022 · Filed May 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series 1 Common StockSEC Table I · non-derivative | Direct | 13,422 |
Reported balance
After 2022-05-17 transaction · row 1
1 source rowRow 1 · 2022-05-17 · Grant · Acquired 9,918 · Balance 13,422 |
Upland Software, Inc.
Report date April 30, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,640,887 |
Reported balance
After 2026-04-30 transaction · row 1
1 source rowRow 1 · 2026-04-30 · Grant · Acquired 250,000 · Balance 2,640,887 F1: The restricted stock units will vest on the earliest of (i) February 28, 2028, subject to Mr. McDonald's continued service on the Issuer's board of directors through such date, (ii) the termination of his service on the Board without Cause, as that term is defined in Mr. McDonald's employment agreement and (iii) a Change in Control, as defined in the Issuer's 2024 Omnibus Incentive Plan. |
| Performance Share UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-04-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-30 · Disposition to issuer · Disposed 250,000 · Balance 0 F3: The performance stock units canceled effective April 30, 2026 in accordance with that certain Transition Agreement dated February 25, 2026 by and between the Issuer and Mr. McDonald. |
| Common StockSEC Table I · non-derivative | IndirectBy National Financial Services as Cust FBO J. McDonald RRA | 363,738 |
Reported balance
Holding disclosure · report date 2026-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 363,738 F2: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units will vest on the earliest of (i) February 28, 2028, subject to Mr. McDonald's continued service on the Issuer's board of directors through such date, (ii) the termination of his service on the Board without Cause, as that term is defined in Mr. McDonald's employment agreement and (iii) a Change in Control, as defined in the Issuer's 2024 Omnibus Incentive Plan.
F2: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.
F3: The performance stock units canceled effective April 30, 2026 in accordance with that certain Transition Agreement dated February 25, 2026 by and between the Issuer and Mr. McDonald.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2017 Filed Dec 13, 2017 23:10 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 26,782 | $21.92 | $586,997.16 |
DisclosureSEC source: 0001094792-17-000014 · wf-form4_151320661432264.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,834,282 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of November 20, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.42 to $22.52, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:10 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 28,654 | $22.39 | $641,617.50 |
DisclosureSEC source: 0001094792-17-000014 · wf-form4_151320661432264.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861,064 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of November 20, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.16 to $22.61, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 32,304 | $21.53 | $695,346.83 |
DisclosureSEC source: 0001094792-17-000012 · wf-form4_151138457791005.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,889,718 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of November 20, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.22 to $21.78, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,133,456 shares. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:03 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 35,196 | $21.44 | $754,767.66 |
DisclosureSEC source: 0001094792-17-000012 · wf-form4_151138457791005.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,922,022 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of November 20, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.18 to $21.4775, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 20:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 4,943 | $20.71 | $102,369.53 |
DisclosureSEC source: 0001094792-17-000010 · wf-form4_150585323129134.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,957,218 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. F2 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,200,956 shares Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 20:54 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 4,946 | $21.55 | $106,586.30 |
DisclosureSEC source: 0001094792-17-000006 · wf-form4_149799202581907.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,966,161 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. F2 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,209,899 shares. Read SEC document |
| May 22, 2017 Filed Aug 17, 2017 20:42 UTC | Upland Software, Inc. UPLD · Entity 7891 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-17-000008 · wf-form4_150300253582181.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,962,161 F1 · kind: Charitable gift. F2 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,205,899 shares Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:22 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 3,411 | $15.50 | $52,870.50 |
DisclosureSEC source: 0001094792-17-000004 · wf-form4_149099171062527.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,971,107 F2 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. F3 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,214,845 shares Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:22 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 144,000 | $15.50 | $2,232,000.00 |
DisclosureSEC source: 0001094792-17-000004 · wf-form4_149099171062527.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,974,518 F1 · shares: The shares vest in twelve equal quarterly installments starting on March 16, 2017 and ending on December 16, 2019; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 22:15 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 5,252 | $8.75 | $45,955.00 |
DisclosureSEC source: 0001094792-16-000005 · wf-form4_148218571619485.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,830,518 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. F2 · balance_after: Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,074,256 shares Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.