Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Commerce.com, Inc.BIGC · Entity 6337 | Director | May 17, 2022 | May 19, 2022 |
| Upland Software, Inc.UPLD · Entity 7891 | Director | April 30, 2026 | May 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Commerce.com, Inc.
Report date May 17, 2022 · Filed May 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series 1 Common StockSEC Table I · non-derivative | Direct | 13,422 |
Reported balance
After 2022-05-17 transaction · row 1
1 source rowRow 1 · 2022-05-17 · Grant · Acquired 9,918 · Balance 13,422 |
Upland Software, Inc.
Report date April 30, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,640,887 |
Reported balance
After 2026-04-30 transaction · row 1
1 source rowRow 1 · 2026-04-30 · Grant · Acquired 250,000 · Balance 2,640,887 F1: The restricted stock units will vest on the earliest of (i) February 28, 2028, subject to Mr. McDonald's continued service on the Issuer's board of directors through such date, (ii) the termination of his service on the Board without Cause, as that term is defined in Mr. McDonald's employment agreement and (iii) a Change in Control, as defined in the Issuer's 2024 Omnibus Incentive Plan. |
| Performance Share UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-04-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-30 · Disposition to issuer · Disposed 250,000 · Balance 0 F3: The performance stock units canceled effective April 30, 2026 in accordance with that certain Transition Agreement dated February 25, 2026 by and between the Issuer and Mr. McDonald. |
| Common StockSEC Table I · non-derivative | IndirectBy National Financial Services as Cust FBO J. McDonald RRA | 363,738 |
Reported balance
Holding disclosure · report date 2026-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 363,738 F2: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units will vest on the earliest of (i) February 28, 2028, subject to Mr. McDonald's continued service on the Issuer's board of directors through such date, (ii) the termination of his service on the Board without Cause, as that term is defined in Mr. McDonald's employment agreement and (iii) a Change in Control, as defined in the Issuer's 2024 Omnibus Incentive Plan.
F2: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.
F3: The performance stock units canceled effective April 30, 2026 in accordance with that certain Transition Agreement dated February 25, 2026 by and between the Issuer and Mr. McDonald.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 23, 2022 Filed Aug 25, 2022 21:39 UTC | Upland Software, Inc. UPLD · Entity 7891 | PurchaseCommon Stock | 10,000 | $11.33 | $113,307.00 |
DisclosureSEC source: 0001094792-22-000019 · wf-form4_166146354712252.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By National Financial Services as Cust FBO J. McDonald RRA Disclosed balance after: 243,738 Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 20:04 UTC | Upland Software, Inc. UPLD · Entity 7891 | PurchaseCommon Stock | 10,000 | $10.99 | $109,940.00 |
DisclosureSEC source: 0001094792-22-000017 · wf-form4_166128502696575.xml · nonDerivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By National Financial Services as Cust FBO J. McDonald RRA Disclosed balance after: 233,738 Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 20:04 UTC | Upland Software, Inc. UPLD · Entity 7891 | PurchaseCommon Stock | 20,000 | $10.73 | $214,660.00 |
DisclosureSEC source: 0001094792-22-000017 · wf-form4_166128502696575.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By National Financial Services as Cust FBO J. McDonald RRA Disclosed balance after: 223,738 Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 20:02 UTC | Upland Software, Inc. UPLD · Entity 7891 | PurchaseCommon Stock | 10,000 | $11.10 | $111,000.00 |
DisclosureSEC source: 0001094792-22-000015 · wf-form4_166093932130414.xml · nonDerivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By National Financial Services as Cust FBO J. McDonald RRA Disclosed balance after: 203,738 Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 20:02 UTC | Upland Software, Inc. UPLD · Entity 7891 | PurchaseCommon Stock | 10,000 | $11.33 | $113,300.00 |
DisclosureSEC source: 0001094792-22-000015 · wf-form4_166093932130414.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By National Financial Services as Cust FBO J. McDonald RRA Disclosed balance after: 193,738 Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:23 UTC | Upland Software, Inc. UPLD · Entity 7891 | PurchaseCommon Stock | 10,000 | $11.22 | $112,200.00 |
DisclosureSEC source: 0001094792-22-000011 · wf-form4_166076777458543.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By National Financial Services as Cust FBO J. McDonald RRA Disclosed balance after: 183,738 Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 20:15 UTC | Upland Software, Inc. UPLD · Entity 7891 | PurchaseCommon Stock | 10,000 | $11.39 | $113,900.00 |
DisclosureSEC source: 0001094792-22-000009 · wf-form4_166059390962359.xml · nonDerivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By National Financial Services as Cust FBO J. McDonald RRA Disclosed balance after: 173,738 Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 20:15 UTC | Upland Software, Inc. UPLD · Entity 7891 | PurchaseCommon Stock | 10,000 | $11.23 | $112,300.00 |
DisclosureSEC source: 0001094792-22-000009 · wf-form4_166059390962359.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By National Financial Services as Cust FBO J. McDonald RRA Disclosed balance after: 163,738 Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:11 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 7,265 | $13.72 | $99,675.80 |
DisclosureSEC source: 0001094792-22-000007 · wf-form4_165584225326757.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497,212 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:46 UTC | Commerce.com, Inc. BIGC · Entity 6337 | GrantSeries 1 Common Stock | 9,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004251 · primarydocument.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,422 Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:12 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 7,489 | $16.66 | $124,766.74 |
DisclosureSEC source: 0001628280-22-006729 · wf-form4_164763434241147.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,504,477 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| March 11, 2022 Filed Mar 16, 2022 00:01 UTC | Commerce.com, Inc. BIGC · Entity 6337 | GrantSeries 1 Common Stock | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002656 · primarydocument.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,504 Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 23:05 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantPerformance Share Unit · Derivative | 93,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094792-22-000002 · wf-form4_164220151664643.xml · derivative · entry 4 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,750 Underlying: Common Stock · 93,750 shares Expires 2023-06-18 F4 · shares: Units will vest on the first date on which the closing price of Upland's common stock for any thirty (30) consecutive trading days immediately preceding such date before June 30, 2023 equals or exceeds certain stock price hurdles. On June 30, 2023, a number of Units (if any) will vest based on the closing price of Upland's common stock on June 30, 2023 using linear interpolation. Total shares earned will be between 0% and 300% of the target number of shares reported. F4 · derivative.exercise_date: Units will vest on the first date on which the closing price of Upland's common stock for any thirty (30) consecutive trading days immediately preceding such date before June 30, 2023 equals or exceeds certain stock price hurdles. On June 30, 2023, a number of Units (if any) will vest based on the closing price of Upland's common stock on June 30, 2023 using linear interpolation. Total shares earned will be between 0% and 300% of the target number of shares reported. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 23:05 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 93,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-22-000002 · wf-form4_164220151664643.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511,966 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2022 and ending on December 16, 2024; provided that the participant continues to be a service provider through each such vesting date. F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 14:27 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 10,090 | $18.11 | $182,729.90 |
DisclosureSEC source: 0001094792-21-000024 · wf-form4_164009681897484.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,418,216 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 22:57 UTC | Commerce.com, Inc. BIGC · Entity 6337 | GrantSeries 1 Common Stock | 171 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007057 · primarydocument.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,194 Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 22:57 UTC | Commerce.com, Inc. BIGC · Entity 6337 | GrantSeries 1 Common Stock | 171 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007057 · primarydocument.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,023 Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:09 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 10,090 | $36.94 | $372,724.60 |
DisclosureSEC source: 0001094792-21-000022 · wf-form4_163216856826268.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,428,306 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 22:01 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 52,740 | $41.58 | $2,192,781.53 |
DisclosureSEC source: 0001094792-21-000018 · wf-form4_162526327749459.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,437,707 F3 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.55 to $42.04, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:01 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionPerformance Share Unit · Derivative | 66,297 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094792-21-000018 · wf-form4_162526327749459.xml · derivative · entry 4 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: 0% to 300% of these TSR performance PSUs may vest on June 30, 2021 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation. F5 · derivative.exercise_date: 0% to 300% of these TSR performance PSUs may vest on June 30, 2021 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation. F5 · derivative.expiration_date: 0% to 300% of these TSR performance PSUs may vest on June 30, 2021 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:01 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionCommon Stock | 135,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-21-000018 · wf-form4_162526327749459.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,490,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021, approximately 204% of the PSUs awarded on February 24, 2020 vested on June 30, 2021 in accordance with the terms of Mr. McDonald's performance grant. F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| June 21, 2021 Filed Jun 21, 2021 23:06 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 51 | $40.45 | $2,062.95 |
DisclosureSEC source: 0001094792-21-000016 · wf-form4_162431679280657.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,355,102 Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 23:06 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 10,322 | $41.12 | $424,447.87 |
DisclosureSEC source: 0001094792-21-000016 · wf-form4_162431679280657.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,355,153 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.99 to $41.49, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:10 UTC | Commerce.com, Inc. BIGC · Entity 6337 | GrantSeries 1 Common Stock | 2,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003549 · primarydocument.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,852 F1 · balance_after: Includes 2,852 Restricted Stock Units which are subject to forfeiture until they vest. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:10 UTC | Commerce.com, Inc. BIGC · Entity 6337 | GrantSeries 1 Common Stock | 158 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003549 · primarydocument.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397 Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:10 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 4,240 | $48.73 | $206,594.00 |
DisclosureSEC source: 0001094792-21-000014 · wf-form4_161618463311626.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,365,475 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $48.92, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:10 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 6,637 | $48.15 | $319,551.64 |
DisclosureSEC source: 0001094792-21-000014 · wf-form4_161618463311626.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,369,715 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.67 to $48.66, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| March 17, 2021 Filed Sep 20, 2021 20:08 UTC Amendment | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 3,551 | $48.73 | $173,054.43 |
DisclosureSEC source: 0001094792-21-000021 · wf-form4a_163216848257994.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,366,164 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units. F4 · shares: Form is being amended to report the correct number of shares sold. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $48.92, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| March 17, 2021 Filed Sep 20, 2021 20:08 UTC Amendment | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 6,637 | $48.15 | $319,551.64 |
DisclosureSEC source: 0001094792-21-000021 · wf-form4a_163216848257994.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,369,715 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.67 to $48.66, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 20:37 UTC | Commerce.com, Inc. BIGC · Entity 6337 | GrantSeries 1 Common Stock | 123 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002373 · primarydocument.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:58 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantPerformance Share Unit · Derivative | 61,437 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094792-21-000012 · wf-form4_161420746013945.xml · derivative · entry 4 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,437 Underlying: Common Stock · 61,437 shares Expires not disclosed F4 · derivative.exercise_date: 0% to 300% of these TSR performance PSUs may vest on June 30, 2022 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2022. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation. F4 · derivative.expiration_date: 0% to 300% of these TSR performance PSUs may vest on June 30, 2022 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2022. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:58 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 61,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-21-000012 · wf-form4_161420746013945.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376,352 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2021 and ending on December 16, 2023; provided that the participant continues to be a service provider through each such vesting date. F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 21:54 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 14,684 | $50.73 | $744,848.84 |
DisclosureSEC source: 0001094792-21-000010 · wf-form4_161316681650859.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,314,915 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.575 to $50.9725, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:54 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 3,894 | $50.10 | $195,089.40 |
DisclosureSEC source: 0001094792-21-000010 · wf-form4_161316681650859.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329,599 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.475, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| February 09, 2021 Filed Feb 9, 2021 22:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 44,393 | $50.32 | $2,234,006.70 |
DisclosureSEC source: 0001094792-21-000008 · wf-form4_161291003724626.xml · nonDerivative · entry 5 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,493 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.95, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 22:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1,285 | $50.00 | $64,251.03 |
DisclosureSEC source: 0001094792-21-000008 · wf-form4_161291003724626.xml · nonDerivative · entry 4 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377,886 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.02, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 22:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 11,633 | $50.37 | $585,983.29 |
DisclosureSEC source: 0001094792-21-000008 · wf-form4_161291003724626.xml · nonDerivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,379,171 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.98, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 4,606 | $51.00 | $234,916.59 |
DisclosureSEC source: 0001094792-21-000008 · wf-form4_161291003724626.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390,804 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.02, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 62,392 | $50.71 | $3,163,698.67 |
DisclosureSEC source: 0001094792-21-000008 · wf-form4_161291003724626.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,410 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.995, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| February 04, 2021 Filed Feb 4, 2021 23:15 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 7,080 | $50.03 | $354,212.40 |
DisclosureSEC source: 0001094792-21-000006 · wf-form4_161248053669085.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,457,802 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.14, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 23:15 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 13,588 | $50.03 | $679,806.28 |
DisclosureSEC source: 0001094792-21-000006 · wf-form4_161248053669085.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,464,882 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.045 to $50.39, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:29 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1,700 | $50.01 | $85,010.20 |
DisclosureSEC source: 0001094792-21-000004 · wf-form4_161195575031783.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478,470 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.03, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. Read SEC document |
| January 25, 2021 Filed Jan 25, 2021 22:53 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 26,219 | $50.04 | $1,311,867.67 |
DisclosureSEC source: 0001094792-21-000002 · wf-form4_161161519176182.xml · nonDerivative · entry 4 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,480,170 F2 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.335, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 22:53 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 7,526 | $50.00 | $376,300.00 |
DisclosureSEC source: 0001094792-21-000002 · wf-form4_161161519176182.xml · nonDerivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506,389 F2 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which Bryn Mawr Trust Company is the trustee. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 22:53 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 1,000 | $50.00 | $50,000.00 |
DisclosureSEC source: 0001094792-21-000002 · wf-form4_161161519176182.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,513,915 F2 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| December 24, 2020 Filed Jan 25, 2021 22:53 UTC | Upland Software, Inc. UPLD · Entity 7891 | GiftCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-21-000002 · wf-form4_161161519176182.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,514,915 F1 · kind: This gift was a transfer of shares to a trust for the benefit of Mr. McDonald's children. Bryn Mawr Trust Company is the trustee of the trust. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:09 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 2,725 | $47.52 | $129,486.55 |
DisclosureSEC source: 0001094792-20-000014 · wf-form4_160876493328751.xml · nonDerivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,639,915 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.20 to $47.92, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 23:09 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 10,897 | $46.77 | $509,652.69 |
DisclosureSEC source: 0001094792-20-000014 · wf-form4_160876493328751.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,642,640 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.20 to $47.18, inclusive. The reporting person undertakes to provide Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 23:02 UTC | Commerce.com, Inc. BIGC · Entity 6337 | GrantSeries 1 Common Stock | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-007370 · primarydocument.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116 Read SEC document |
| December 09, 2020 Filed Dec 23, 2020 23:09 UTC | Upland Software, Inc. UPLD · Entity 7891 | GiftCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-20-000014 · wf-form4_160876493328751.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,653,537 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.