person · Reporting owner

CARNELIAN ENERGY CAPITAL HOLDINGS, LLC

Disclosed activity across 3 companies

Tapewire entity: 50013
SEC CIK: 0001825619

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
INFINITY NATURAL RESOURCES, INC.INR · Entity 5987	Director · 10% owner	February 23, 2026	May 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INFINITY NATURAL RESOURCES, INC.

Report date February 23, 2026 · Filed May 05, 2026 · Amendment

Jointly reported with Etineles Holdings V, LLC, CEC Selenite III Holdings, LLC, CARNELIAN ENERGY CAPITAL V, L.P., Carnelian Energy Capital GP V, L.P., Ackerman Tomas, Goodman Daniel

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	1,734	Reported balance Holding disclosure · report date 2026-02-23 · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · Balance 1,734 F1: Class A Common Stock was acquired by Etineles Holdings V, LLC on November 12, 2025.
Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $21.39	Direct	Not disclosed	Reported balance Holding disclosure · report date 2026-02-23 · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · Balance Not disclosed F2: On February 23, 2026, Etineles Holdings V, LLC acquired 75,000 shares of Series A Convertible Preferred Stock, par value $0.01 per share (the "Series A Preferred Stock") at a price of $1,000 per share ("Initial Liquidation Preference). Pursuant to the Certificate of Designation (as defined below), each share of Series A Preferred Stock is convertible at the option of the holder into shares of Class A Common Stock using a conversion ratio equal to the then-applicable liquidation preference (as determined in accordance with the Certificate of Designation and which equals the Initial Liquidation Preference per share as of the date hereof) divided by a conversion price of $21.39 per share (subject to customary adjustments in accordance with the Certificate of Designation), which would result in 3,506,311 shares of Class A Common Stock upon full conversion. The Series A Preferred Stock has no expiration date and is convertible at any time at the option of the holder. F3: Etineles Holdings V, LLC is the record holder of the shares reported herein. Tomas Ackerman and Daniel Goodman are managing members of Carnelian Energy Capital Holdings, LLC, which is the general partner of Carnelian Energy Capital GP V, L.P. Carnelian Energy Capital GP V, L.P. is the general partner of Carnelian Energy Capital V, L.P. Carnelian Energy Capital V, L.P. is the sole member of CEC Selenite III Holdings, LLC, which is the sole member of Etineles Holdings V, LLC. F4: Each of Etineles Holdings V, LLC, CEC Selenite III Holdings, LLC, Carnelian Energy Capital V, L.P., Carnelian Energy Capital GP V, L.P., Carnelian Energy Capital Holdings, LLC, and Messrs. Ackerman and Goodman may be deemed to have or share beneficial ownership of the ordinary shares held directly by Etineles Holdings V, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Class A Common Stock was acquired by Etineles Holdings V, LLC on November 12, 2025.

F2: On February 23, 2026, Etineles Holdings V, LLC acquired 75,000 shares of Series A Convertible Preferred Stock, par value $0.01 per share (the "Series A Preferred Stock") at a price of $1,000 per share ("Initial Liquidation Preference). Pursuant to the Certificate of Designation (as defined below), each share of Series A Preferred Stock is convertible at the option of the holder into shares of Class A Common Stock using a conversion ratio equal to the then-applicable liquidation preference (as determined in accordance with the Certificate of Designation and which equals the Initial Liquidation Preference per share as of the date hereof) divided by a conversion price of $21.39 per share (subject to customary adjustments in accordance with the Certificate of Designation), which would result in 3,506,311 shares of Class A Common Stock upon full conversion. The Series A Preferred Stock has no expiration date and is convertible at any time at the option of the holder.

F3: Etineles Holdings V, LLC is the record holder of the shares reported herein. Tomas Ackerman and Daniel Goodman are managing members of Carnelian Energy Capital Holdings, LLC, which is the general partner of Carnelian Energy Capital GP V, L.P. Carnelian Energy Capital GP V, L.P. is the general partner of Carnelian Energy Capital V, L.P. Carnelian Energy Capital V, L.P. is the sole member of CEC Selenite III Holdings, LLC, which is the sole member of Etineles Holdings V, LLC.

F4: Each of Etineles Holdings V, LLC, CEC Selenite III Holdings, LLC, Carnelian Energy Capital V, L.P., Carnelian Energy Capital GP V, L.P., Carnelian Energy Capital Holdings, LLC, and Messrs. Ackerman and Goodman may be deemed to have or share beneficial ownership of the ordinary shares held directly by Etineles Holdings V, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PERIDOT ACQUISITION CORP.

Report date August 10, 2021 · Filed August 12, 2021

Jointly reported with PERIDOT ACQUISITION SPONSOR, LLC, CEC AVENTURINE HOLDINGS, LLC, CARNELIAN ENERGY CAPITAL III, L.P., CARNELIAN ENERGY CAPITAL GP III, L.P., Ackerman Tomas, Goodman Daniel

Section 16 reporting ended · disclosed 2021-08-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-08-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2021-08-10 · Conversion · Disposed 7,410,000 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share ("Class B ordinary shares"), automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: (Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. In connection with the Business Combination, each share of Class B ordinary shares was exchanged on a one-for-one basis for Amalco Shares (as defined below). F5: In connection with the Business Combination, the Sponsor, through a series of transactions consummated pursuant to the Business Combination, converted all of its Class B ordinary shares for 7,410,000 fully paid and non-assessable common shares of Li-Cycle Holdings Corp. ("Amalco Shares"). F3: These securities were held by Peridot Acquisition Sponsor, LLC (the "Sponsor"). CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by our sponsor may be deemed to be beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. F4: (Continued from Footnote 3) Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B ordinary share covered by this Form 4.
WarrantSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-08-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-08-10 · Other · Disposed 8,000,000 · Balance 0 F6: In connection with the Business Combination, the Sponsor, through a series of transactions consummated pursuant to the Business Combination, converted all of its warrants to purchase Peridot Class A ordinary shares on a one-for-one basis for 8,000,000 warrants to purchase Amalco Shares at a price of $11.50 per share. F7: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination. F3: These securities were held by Peridot Acquisition Sponsor, LLC (the "Sponsor"). CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by our sponsor may be deemed to be beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. F4: (Continued from Footnote 3) Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B ordinary share covered by this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share ("Class B ordinary shares"), automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: (Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. In connection with the Business Combination, each share of Class B ordinary shares was exchanged on a one-for-one basis for Amalco Shares (as defined below).

F3: These securities were held by Peridot Acquisition Sponsor, LLC (the "Sponsor"). CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by our sponsor may be deemed to be beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman.

F4: (Continued from Footnote 3) Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B ordinary share covered by this Form 4.

F5: In connection with the Business Combination, the Sponsor, through a series of transactions consummated pursuant to the Business Combination, converted all of its Class B ordinary shares for 7,410,000 fully paid and non-assessable common shares of Li-Cycle Holdings Corp. ("Amalco Shares").

F6: In connection with the Business Combination, the Sponsor, through a series of transactions consummated pursuant to the Business Combination, converted all of its warrants to purchase Peridot Class A ordinary shares on a one-for-one basis for 8,000,000 warrants to purchase Amalco Shares at a price of $11.50 per share.

F7: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.

Peridot Acquisition Corp. II

Report date March 13, 2023 · Filed March 13, 2023

Jointly reported with Peridot Acquisition Sponsor II, LLC, CEC AVENTURINE HOLDINGS, LLC, CARNELIAN ENERGY CAPITAL III, L.P., CARNELIAN ENERGY CAPITAL GP III, L.P., Ackerman Tomas, Goodman Daniel, Levande Alan B, YEARWOOD JUNE, Prochazka Scott M

Section 16 reporting ended · disclosed 2023-03-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2023-03-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2023-03-13 · Disposition to issuer · Disposed 10,121,368 · Balance 0 F1: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F2: In connection with the liquidation and dissolution of the Issuer, Peridot Acquisition Sponsor II, LLC ("Sponsor") surrendered to the Issuer, for no consideration, 10,121,368 Class B Shares directly held by Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by the Sponsor may be deemed to be F3: (Continued from footnote 2) beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B Shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B Shares covered by this Form 4.
Class B Ordinary SharesSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2023-03-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2023-03-13 · Disposition to issuer · Disposed 90,000 · Balance 0 F1: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F4: In connection with the liquidation and dissolution of the Issuer, each of Alan Levande, June Yearwood and Scott Prochazka surrendered to the Issuer, for no consideration, 30,000 Class B Shares directly held by such reporting persons.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date.

F2: In connection with the liquidation and dissolution of the Issuer, Peridot Acquisition Sponsor II, LLC ("Sponsor") surrendered to the Issuer, for no consideration, 10,121,368 Class B Shares directly held by Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by the Sponsor may be deemed to be

F3: (Continued from footnote 2) beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B Shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B Shares covered by this Form 4.

F4: In connection with the liquidation and dissolution of the Issuer, each of Alan Levande, June Yearwood and Scott Prochazka surrendered to the Issuer, for no consideration, 30,000 Class B Shares directly held by such reporting persons.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 13, 2023 Filed Mar 13, 2023 16:15 UTC	Peridot Acquisition Corp. II PDOT · Entity 115632	Disposition to issuerClass B Ordinary Shares · Derivative	90,000	$0.00	$0.00	Disclosure SEC source: 0000899243-23-008241 · doc4.xml · derivative · entry 2 Peridot Acquisition Sponsor II, LLC · CIK 0001841897 · 10% owner · See Remarks CEC AVENTURINE HOLDINGS, LLC · CIK 0001825713 · 10% owner CARNELIAN ENERGY CAPITAL III, L.P. · CIK 0001773942 · 10% owner CARNELIAN ENERGY CAPITAL GP III, L.P. · CIK 0001825632 · 10% owner CARNELIAN ENERGY CAPITAL HOLDINGS, LLC · CIK 0001825619 · 10% owner Ackerman Tomas · CIK 0001733420 · Director · 10% owner Goodman Daniel · CIK 0001733466 · 10% owner Levande Alan B · CIK 0001490501 · Director YEARWOOD JUNE · CIK 0001825198 · Director Prochazka Scott M · CIK 0001526699 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 90,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F4 · kind: In connection with the liquidation and dissolution of the Issuer, each of Alan Levande, June Yearwood and Scott Prochazka surrendered to the Issuer, for no consideration, 30,000 Class B Shares directly held by such reporting persons. F4 · shares: In connection with the liquidation and dissolution of the Issuer, each of Alan Levande, June Yearwood and Scott Prochazka surrendered to the Issuer, for no consideration, 30,000 Class B Shares directly held by such reporting persons. F4 · price: In connection with the liquidation and dissolution of the Issuer, each of Alan Levande, June Yearwood and Scott Prochazka surrendered to the Issuer, for no consideration, 30,000 Class B Shares directly held by such reporting persons. F1 · derivative.exercise_date: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F1 · derivative.expiration_date: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F4 · ownership.direct: In connection with the liquidation and dissolution of the Issuer, each of Alan Levande, June Yearwood and Scott Prochazka surrendered to the Issuer, for no consideration, 30,000 Class B Shares directly held by such reporting persons. Read SEC document
March 13, 2023 Filed Mar 13, 2023 16:15 UTC	Peridot Acquisition Corp. II PDOT · Entity 115632	Disposition to issuerClass B Ordinary Shares · Derivative	10,121,368	$0.00	$0.00	Disclosure SEC source: 0000899243-23-008241 · doc4.xml · derivative · entry 1 Peridot Acquisition Sponsor II, LLC · CIK 0001841897 · 10% owner · See Remarks CEC AVENTURINE HOLDINGS, LLC · CIK 0001825713 · 10% owner CARNELIAN ENERGY CAPITAL III, L.P. · CIK 0001773942 · 10% owner CARNELIAN ENERGY CAPITAL GP III, L.P. · CIK 0001825632 · 10% owner CARNELIAN ENERGY CAPITAL HOLDINGS, LLC · CIK 0001825619 · 10% owner Ackerman Tomas · CIK 0001733420 · Director · 10% owner Goodman Daniel · CIK 0001733466 · 10% owner Levande Alan B · CIK 0001490501 · Director YEARWOOD JUNE · CIK 0001825198 · Director Prochazka Scott M · CIK 0001526699 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 10,121,368 shares Expires not disclosed F1 · derivative.exercise_price: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F2 · kind: In connection with the liquidation and dissolution of the Issuer, Peridot Acquisition Sponsor II, LLC ("Sponsor") surrendered to the Issuer, for no consideration, 10,121,368 Class B Shares directly held by Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by the Sponsor may be deemed to be F3 · kind: (Continued from footnote 2) beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B Shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B Shares covered by this Form 4. F2 · shares: In connection with the liquidation and dissolution of the Issuer, Peridot Acquisition Sponsor II, LLC ("Sponsor") surrendered to the Issuer, for no consideration, 10,121,368 Class B Shares directly held by Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by the Sponsor may be deemed to be F3 · shares: (Continued from footnote 2) beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B Shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B Shares covered by this Form 4. F2 · price: In connection with the liquidation and dissolution of the Issuer, Peridot Acquisition Sponsor II, LLC ("Sponsor") surrendered to the Issuer, for no consideration, 10,121,368 Class B Shares directly held by Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by the Sponsor may be deemed to be F3 · price: (Continued from footnote 2) beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B Shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B Shares covered by this Form 4. F1 · derivative.exercise_date: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F1 · derivative.expiration_date: The Class B ordinary shares ("Class B Shares") would have automatically converted into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination, or earlier at the option of the subject holder, on a one-for-one basis, with no expiration date. F2 · ownership.direct: In connection with the liquidation and dissolution of the Issuer, Peridot Acquisition Sponsor II, LLC ("Sponsor") surrendered to the Issuer, for no consideration, 10,121,368 Class B Shares directly held by Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by the Sponsor may be deemed to be F3 · ownership.direct: (Continued from footnote 2) beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B Shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B Shares covered by this Form 4. Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:55 UTC	PERIDOT ACQUISITION CORP. PDAC · Entity 136322	OtherWarrant · Derivative	8,000,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-032793 · doc4.xml · derivative · entry 2 PERIDOT ACQUISITION SPONSOR, LLC · CIK 0001824519 · 10% owner CEC AVENTURINE HOLDINGS, LLC · CIK 0001825713 · 10% owner CARNELIAN ENERGY CAPITAL III, L.P. · CIK 0001773942 · 10% owner CARNELIAN ENERGY CAPITAL GP III, L.P. · CIK 0001825632 · 10% owner CARNELIAN ENERGY CAPITAL HOLDINGS, LLC · CIK 0001825619 · 10% owner Ackerman Tomas · CIK 0001733420 · 10% owner Goodman Daniel · CIK 0001733466 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 8,000,000 shares Expires not disclosed F6 · derivative.exercise_price: In connection with the Business Combination, the Sponsor, through a series of transactions consummated pursuant to the Business Combination, converted all of its warrants to purchase Peridot Class A ordinary shares on a one-for-one basis for 8,000,000 warrants to purchase Amalco Shares at a price of $11.50 per share. F6 · price: In connection with the Business Combination, the Sponsor, through a series of transactions consummated pursuant to the Business Combination, converted all of its warrants to purchase Peridot Class A ordinary shares on a one-for-one basis for 8,000,000 warrants to purchase Amalco Shares at a price of $11.50 per share. F7 · derivative.exercise_date: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination. F7 · derivative.expiration_date: The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination. F3 · ownership.direct: These securities were held by Peridot Acquisition Sponsor, LLC (the "Sponsor"). CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by our sponsor may be deemed to be beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. F4 · ownership.direct: (Continued from Footnote 3) Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B ordinary share covered by this Form 4. Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:55 UTC	PERIDOT ACQUISITION CORP. PDAC · Entity 136322	ConversionClass B Ordinary Shares · Derivative	7,410,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-032793 · doc4.xml · derivative · entry 1 PERIDOT ACQUISITION SPONSOR, LLC · CIK 0001824519 · 10% owner CEC AVENTURINE HOLDINGS, LLC · CIK 0001825713 · 10% owner CARNELIAN ENERGY CAPITAL III, L.P. · CIK 0001773942 · 10% owner CARNELIAN ENERGY CAPITAL GP III, L.P. · CIK 0001825632 · 10% owner CARNELIAN ENERGY CAPITAL HOLDINGS, LLC · CIK 0001825619 · 10% owner Ackerman Tomas · CIK 0001733420 · 10% owner Goodman Daniel · CIK 0001733466 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 7,410,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share ("Class B ordinary shares"), automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · derivative.exercise_price: (Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. In connection with the Business Combination, each share of Class B ordinary shares was exchanged on a one-for-one basis for Amalco Shares (as defined below). F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share ("Class B ordinary shares"), automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · price: (Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. In connection with the Business Combination, each share of Class B ordinary shares was exchanged on a one-for-one basis for Amalco Shares (as defined below). F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share ("Class B ordinary shares"), automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · derivative.exercise_date: (Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. In connection with the Business Combination, each share of Class B ordinary shares was exchanged on a one-for-one basis for Amalco Shares (as defined below). F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share ("Class B ordinary shares"), automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · derivative.expiration_date: (Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. In connection with the Business Combination, each share of Class B ordinary shares was exchanged on a one-for-one basis for Amalco Shares (as defined below). F5 · balance_after: In connection with the Business Combination, the Sponsor, through a series of transactions consummated pursuant to the Business Combination, converted all of its Class B ordinary shares for 7,410,000 fully paid and non-assessable common shares of Li-Cycle Holdings Corp. ("Amalco Shares"). F3 · ownership.direct: These securities were held by Peridot Acquisition Sponsor, LLC (the "Sponsor"). CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by our sponsor may be deemed to be beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. F4 · ownership.direct: (Continued from Footnote 3) Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B ordinary share covered by this Form 4. Read SEC document
March 17, 2021 Filed Mar 17, 2021 21:44 UTC	Peridot Acquisition Corp. II PDOT · Entity 115632	OtherClass B Ordinary Shares · Derivative	138,631	$0.00	$0.00	Disclosure SEC source: 0000899243-21-012398 · doc4.xml · derivative · entry 1 Peridot Acquisition Sponsor II, LLC · CIK 0001841897 · 10% owner CEC AVENTURINE HOLDINGS, LLC · CIK 0001825713 · 10% owner CARNELIAN ENERGY CAPITAL III, L.P. · CIK 0001773942 · 10% owner CARNELIAN ENERGY CAPITAL GP III, L.P. · CIK 0001825632 · 10% owner CARNELIAN ENERGY CAPITAL HOLDINGS, LLC · CIK 0001825619 · 10% owner Ackerman Tomas · CIK 0001733420 · Director · 10% owner Goodman Daniel · CIK 0001733466 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,121,369 Underlying: Class A Ordinary Shares · 138,631 shares Expires not disclosed F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-252583) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · kind: This Form 4 reflects the automatic surrender to Peridot Acquisition Corp. II (the "issuer") of 138,631 shares of the issuer's Class B common stock, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriters of the issuer's initial public offering to purchase additional units. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252583) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252583) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F3 · ownership.direct: This Form 4 is being filed by Peridot Acquisition Sponsor II, LLC (the "Sponsor"). CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by our sponsor may be deemed to be beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the F4 · ownership.direct: (Continued from footnote 3) extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B ordinary share covered by this Form 4. Read SEC document
February 08, 2021 Filed Feb 10, 2021 09:11 UTC	PERIDOT ACQUISITION CORP. PDAC · Entity 136322	OtherClass B Ordinary Shares · Derivative	30,000	$90.00	$2,700,000.00	Disclosure SEC source: 0000899243-21-005581 · doc4.xml · derivative · entry 1 PERIDOT ACQUISITION SPONSOR, LLC · CIK 0001824519 · 10% owner CEC AVENTURINE HOLDINGS, LLC · CIK 0001825713 · 10% owner CARNELIAN ENERGY CAPITAL III, L.P. · CIK 0001773942 · 10% owner CARNELIAN ENERGY CAPITAL GP III, L.P. · CIK 0001825632 · 10% owner CARNELIAN ENERGY CAPITAL HOLDINGS, LLC · CIK 0001825619 · 10% owner Ackerman Tomas · CIK 0001733420 · 10% owner Goodman Daniel · CIK 0001733466 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,410,000 Underlying: Class A Ordinary Shares · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · kind: In connection with Varun Sivaram's resignation as an independent director of the issuer, Peridot Acquisition Sponsor, LLC (the "Sponsor") repurchased 30,000 shares of Class B common stock of the issuer from Mr. Sivaram for approximately $90.00, or $0.003 per share. F2 · price: In connection with Varun Sivaram's resignation as an independent director of the issuer, Peridot Acquisition Sponsor, LLC (the "Sponsor") repurchased 30,000 shares of Class B common stock of the issuer from Mr. Sivaram for approximately $90.00, or $0.003 per share. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F3 · ownership.direct: This Form 4 is being filed by the Sponsor. CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. F4 · ownership.direct: (Continued from Footnote 3) Accordingly, all of the shares held by the Sponsor may be deemed to be beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B ordinary share covered by this Form 4. Read SEC document
November 07, 2020 Filed Nov 9, 2020 11:09 UTC	PERIDOT ACQUISITION CORP. PDAC · Entity 136322	OtherClass B Ordinary Shares · Derivative	1,125,000	$0.00	$0.00	Disclosure SEC source: 0000899243-20-030611 · doc4.xml · derivative · entry 1 PERIDOT ACQUISITION SPONSOR, LLC · CIK 0001824519 · 10% owner CEC PERIDOT HOLDINGS, LLC · CIK 0001825713 · 10% owner CARNELIAN ENERGY CAPITAL III, L.P. · CIK 0001773942 · 10% owner CARNELIAN ENERGY CAPITAL GP III, L.P. · CIK 0001825632 · 10% owner CARNELIAN ENERGY CAPITAL HOLDINGS, LLC · CIK 0001825619 · 10% owner Ackerman Tomas · CIK 0001733420 · 10% owner Goodman Daniel · CIK 0001733466 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,380,000 Underlying: Class A Ordinary Shares · 1,125,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · kind: This Form 4 reflects the automatic surrender to Peridot Acquisition Corp. (the "issuer") of 1,125,000 shares of the issuer's Class B common stock, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriters of the issuer's initial public offering to purchase additional units. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F3 · ownership.direct: This Form 4 is being filed by Peridot Acquisition Sponsor, LLC (the "Sponsor"). CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by our sponsor may be deemed to be beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. F4 · ownership.direct: (Continued from Footnote 3) Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B ordinary share covered by this Form 4. Read SEC document
October 02, 2020 Filed Oct 6, 2020 17:20 UTC	PERIDOT ACQUISITION CORP. PDAC · Entity 136322	OtherClass B Ordinary Shares · Derivative	30,000	$90.00	$2,700,000.00	Disclosure SEC source: 0000899243-20-027622 · doc4.xml · derivative · entry 1 PERIDOT ACQUISITION SPONSOR, LLC · CIK 0001824519 · 10% owner CEC PERIDOT HOLDINGS, LLC · CIK 0001825713 · 10% owner CARNELIAN ENERGY CAPITAL III, L.P. · CIK 0001773942 · 10% owner CARNELIAN ENERGY CAPITAL GP III, L.P. · CIK 0001825632 · 10% owner CARNELIAN ENERGY CAPITAL HOLDINGS, LLC · CIK 0001825619 · 10% owner Ackerman Tomas · CIK 0001733420 · 10% owner Goodman Daniel · CIK 0001733466 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,505,000 Underlying: Class A Ordinary Shares · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · kind: In connection with Jonathan Silver's election as an independent director of the issuer, 30,000 shares of Class B common stock of the issuer were transferred by Peridot Acquisition Sponsor, LLC to Mr. Silver for approximately $90.00, or $0.003 per share. F2 · price: In connection with Jonathan Silver's election as an independent director of the issuer, 30,000 shares of Class B common stock of the issuer were transferred by Peridot Acquisition Sponsor, LLC to Mr. Silver for approximately $90.00, or $0.003 per share. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F3 · balance_after: The Class B ordinary shares beneficially owned by the reporting person include up to 1,125,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. F4 · ownership.direct: This Form 4 is being filed by Peridot Acquisition Sponsor, LLC (the "Sponsor"). CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by our sponsor may be deemed to be beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman. F5 · ownership.direct: (Continued from Footnote 4) Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B ordinary share covered by this Form 4. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.