person · Reporting owner
Hurtsellers Christine
Disclosed activity across 18 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGNC Investment Corp.AGNC · Entity 3435 | Director | April 16, 2026 | April 17, 2026 |
| JOHN HANCOCK FINANCIAL OPPORTUNITIES FUNDBTO · Entity 5148 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK INCOME SECURITIES TRUSTJHS · Entity 6624 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK INVESTORS TRUSTJHI · Entity 8810 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK PREFERRED INCOME FUNDHPI · Entity 8881 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK PREFERRED INCOME FUND IIHPF · Entity 5825 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK PREFERRED INCOME FUND IIIHPS · Entity 5557 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK PREMIUM DIVIDEND FUNDPDT · Entity 8828 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUNDHTD · Entity 5030 | Director | May 06, 2026 | May 07, 2026 |
| John Hancock Diversified Income FundHEQ · Entity 6566 | Director | May 06, 2026 | May 07, 2026 |
| Virtus Artificial Intelligence & Technology Opportunities FundAIO · Entity 5033 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Virtus Convertible & Income 2024 Target Term FundCBH · Entity 90218 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Virtus Convertible & Income FundNCV · Entity 8885 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Virtus Convertible & Income Fund IINCZ · Entity 5978 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Virtus Diversified Income & Convertible FundACV · Entity 6061 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Virtus Dividend, Interest & Premium Strategy FundNFJ · Entity 4708 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Virtus Equity & Convertible Income FundNIE · Entity 5206 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | July 03, 2023 | July 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGNC Investment Corp.
Report date April 16, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 17,045 |
Reported balance
After 2026-04-16 transaction · row 1
1 source rowRow 1 · 2026-04-16 · Grant · Acquired 17,045 · Balance 17,045 F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders.
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 321.027 |
Ending reported balance
After 2026-05-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 163 · Balance 163 Row 2 · 2026-05-06 · Purchase · Acquired 156 · Balance 319 Row 3 · 2026-05-06 · Purchase · Acquired 2 · Balance 321 Row 4 · 2026-05-06 · Purchase · Acquired 0.027 · Balance 321.027 |
JOHN HANCOCK INCOME SECURITIES TRUST
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 1,071.439 |
Ending reported balance
After 2026-05-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 1,071 · Balance 1,071 Row 2 · 2026-05-06 · Purchase · Acquired 0.439 · Balance 1,071.439 |
JOHN HANCOCK INVESTORS TRUST
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 748.502 |
Ending reported balance
After 2026-05-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 748 · Balance 748 Row 2 · 2026-05-06 · Purchase · Acquired 0.502 · Balance 748.502 |
JOHN HANCOCK PREFERRED INCOME FUND
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 738.441 |
Ending reported balance
After 2026-05-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 76 · Balance 76 Row 2 · 2026-05-06 · Purchase · Acquired 657 · Balance 733 Row 3 · 2026-05-06 · Purchase · Acquired 5 · Balance 738 Row 4 · 2026-05-06 · Purchase · Acquired 0.441 · Balance 738.441 |
JOHN HANCOCK PREFERRED INCOME FUND II
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 743.961 |
Ending reported balance
After 2026-05-06 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 144 · Balance 144 Row 2 · 2026-05-06 · Purchase · Acquired 300 · Balance 444 Row 3 · 2026-05-06 · Purchase · Acquired 100 · Balance 544 Row 4 · 2026-05-06 · Purchase · Acquired 199 · Balance 743 Row 5 · 2026-05-06 · Purchase · Acquired 0.961 · Balance 743.961 |
JOHN HANCOCK PREFERRED INCOME FUND III
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 808.902 |
Ending reported balance
After 2026-05-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 17 · Balance 17 Row 2 · 2026-05-06 · Purchase · Acquired 791 · Balance 808 Row 3 · 2026-05-06 · Purchase · Acquired 0.902 · Balance 808.902 |
JOHN HANCOCK PREMIUM DIVIDEND FUND
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 912.908 |
Ending reported balance
After 2026-05-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 472 · Balance 472 Row 2 · 2026-05-06 · Purchase · Acquired 440 · Balance 912 Row 3 · 2026-05-06 · Purchase · Acquired 0.908 · Balance 912.908 |
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 467.651 |
Ending reported balance
After 2026-05-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 465 · Balance 465 Row 2 · 2026-05-06 · Purchase · Acquired 2 · Balance 467 Row 3 · 2026-05-06 · Purchase · Acquired 0.651 · Balance 467.651 |
John Hancock Diversified Income Fund
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 1,037.394 |
Ending reported balance
After 2026-05-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 200 · Balance 200 Row 2 · 2026-05-06 · Purchase · Acquired 835 · Balance 1,035 Row 3 · 2026-05-06 · Purchase · Acquired 2 · Balance 1,037 Row 4 · 2026-05-06 · Purchase · Acquired 0.394 · Balance 1,037.394 |
Virtus Artificial Intelligence & Technology Opportunities Fund
Report date July 25, 2022 · Filed August 04, 2022
This filing explicitly reported no securities owned.
Virtus Convertible & Income 2024 Target Term Fund
Report date July 25, 2022 · Filed August 04, 2022
This filing explicitly reported no securities owned.
Virtus Convertible & Income Fund
Report date July 25, 2022 · Filed August 04, 2022
This filing explicitly reported no securities owned.
Virtus Convertible & Income Fund II
Report date July 25, 2022 · Filed August 04, 2022
This filing explicitly reported no securities owned.
Virtus Diversified Income & Convertible Fund
Report date July 25, 2022 · Filed August 04, 2022
This filing explicitly reported no securities owned.
Virtus Dividend, Interest & Premium Strategy Fund
Report date July 25, 2022 · Filed August 04, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
Virtus Equity & Convertible Income Fund
Report date July 25, 2022 · Filed August 04, 2022
This filing explicitly reported no securities owned.
Voya Financial, Inc.
Report date July 03, 2023 · Filed July 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,324 |
Reported balance
After 2023-07-03 transaction · row 1
1 source rowRow 1 · 2023-07-03 · Exercise / conversion · Acquired 1,679 · Balance 31,324 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,789 |
Reported balance
After 2023-07-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-07-03 · Exercise / conversion · Disposed 1,679 · Balance 35,789 F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 81,092 |
Reported balance
Holding disclosure · report date 2023-07-03 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 81,092 F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 110,874 |
Reported balance
Holding disclosure · report date 2023-07-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 110,874 F3: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3: The options vest based on the conditions set forth in their respective agreements.
F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2019 Filed Feb 26, 2019 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance-Based Stock Options · Derivative | 71,174 | $0.00 Strike: $50.03 | $0.00 |
DisclosureSEC source: 0001127602-19-008219 · form4.xml · derivative · entry 6 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,874 Underlying: Common Stock · 71,174 shares Expires 2029-02-21 F6 · derivative.exercise_date: The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition. F7 · derivative.expiration_date: To the extent that the relevant vesting condition discussed in footnote (6) has not been met by December 31, 2020, any unvested options will be forfeited. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 25,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008219 · form4.xml · derivative · entry 5 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,126 Underlying: Common Stock · 25,180 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 19,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008219 · form4.xml · derivative · entry 4 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,149 Underlying: Common Stock · 19,968 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 6,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008219 · form4.xml · derivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,181 Underlying: Common Stock · 6,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 2,076 | $50.03 | $103,862.28 |
DisclosureSEC source: 0001127602-19-008219 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,247 Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 01:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 6,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008219 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 18,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010830 · form4.xml · derivative · entry 7 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,861 Underlying: Common Stock · 18,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 8,614 | $51.69 | $445,257.66 |
DisclosureSEC source: 0001127602-18-010830 · form4.xml · nonDerivative · entry 4 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,643 Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 18,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010830 · form4.xml · nonDerivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 2,290 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001127602-18-010830 · form4.xml · derivative · entry 6 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,946 Underlying: Common Stock · 2,999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 8,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010830 · form4.xml · derivative · entry 5 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,850 Underlying: Common Stock · 8,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 5,362 | $52.03 | $278,984.86 |
DisclosureSEC source: 0001127602-18-010830 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,268 Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 11,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010830 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:08 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 5,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008236 · form4.xml · derivative · entry 5 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,671 Underlying: Common Stock · 5,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:08 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,722 | $50.71 | $87,322.62 |
DisclosureSEC source: 0001127602-18-008236 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,810 Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:08 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 5,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-008236 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 02:08 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 23,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008236 · form4.xml · derivative · entry 4 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,212 Underlying: Common Stock · 23,254 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 02:08 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 20,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008236 · form4.xml · derivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,203 Underlying: Common Stock · 20,041 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. Read SEC document |
| February 21, 2018 Filed Mar 2, 2018 22:07 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 25,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009727 · form4a.xml · derivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,236 Underlying: Common Stock · 25,278 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| March 28, 2017 Filed Mar 28, 2017 21:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 4,632 | $37.22 | $172,388.22 |
DisclosureSEC source: 0001127602-17-013074 · form4.xml · nonDerivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: The shares being sold are vested equity awards granted in 2013 with respect to the 2012 performance year. F3 · price: This transaction was executed in multiple trades at prices ranging from $37.2130 to $37.2350. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 21:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 8,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013074 · form4.xml · derivative · entry 4 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,162 Underlying: Common Stock · 8,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 21:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 4,268 | $36.98 | $157,830.64 |
DisclosureSEC source: 0001127602-17-013074 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,632 Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 21:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 8,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-013074 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 02:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 9,879 | $41.38 | $408,756.47 |
DisclosureSEC source: 0001127602-17-010957 · form4.xml · nonDerivative · entry 6 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 18,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010957 · form4.xml · derivative · entry 9 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,062 Underlying: Common Stock · 18,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 9,107 | $41.09 | $374,206.63 |
DisclosureSEC source: 0001127602-17-010957 · form4.xml · nonDerivative · entry 5 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,879 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 18,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010957 · form4.xml · nonDerivative · entry 4 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 5,851 | $41.09 | $240,424.61 |
DisclosureSEC source: 0001127602-17-010957 · form4.xml · nonDerivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This transaction was executed in multiple trades at prices ranging from $41.0700 to $41.0934. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 2,290 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001127602-17-010957 · form4.xml · derivative · entry 8 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,958 Underlying: Common Stock · 2,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F5 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F5 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 8,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010957 · form4.xml · derivative · entry 7 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,048 Underlying: Common Stock · 8,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 5,396 | $41.35 | $223,124.60 |
DisclosureSEC source: 0001127602-17-010957 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,851 Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 11,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010957 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 21,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008306 · form4.xml · derivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,248 Underlying: Common Stock · 21,056 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 16,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008306 · form4.xml · derivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,868 Underlying: Common Stock · 16,598 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 22:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 27,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067039 · form4.xml · derivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,270 Underlying: Common Stock · 27,948 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · shares: The number of stock units granted was determined by reference to the closing price of a share of the company's common stock on November 10, 2016, the date of the grant. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.