person · Reporting owner
Hurtsellers Christine
Disclosed activity across 18 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGNC Investment Corp.AGNC · Entity 3435 | Director | April 16, 2026 | April 17, 2026 |
| JOHN HANCOCK FINANCIAL OPPORTUNITIES FUNDBTO · Entity 5148 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK INCOME SECURITIES TRUSTJHS · Entity 6624 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK INVESTORS TRUSTJHI · Entity 8810 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK PREFERRED INCOME FUNDHPI · Entity 8881 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK PREFERRED INCOME FUND IIHPF · Entity 5825 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK PREFERRED INCOME FUND IIIHPS · Entity 5557 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK PREMIUM DIVIDEND FUNDPDT · Entity 8828 | Director | May 06, 2026 | May 07, 2026 |
| JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUNDHTD · Entity 5030 | Director | May 06, 2026 | May 07, 2026 |
| John Hancock Diversified Income FundHEQ · Entity 6566 | Director | May 06, 2026 | May 07, 2026 |
| Virtus Artificial Intelligence & Technology Opportunities FundAIO · Entity 5033 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Virtus Convertible & Income 2024 Target Term FundCBH · Entity 90218 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Virtus Convertible & Income FundNCV · Entity 8885 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Virtus Convertible & Income Fund IINCZ · Entity 5978 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Virtus Diversified Income & Convertible FundACV · Entity 6061 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Virtus Dividend, Interest & Premium Strategy FundNFJ · Entity 4708 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Virtus Equity & Convertible Income FundNIE · Entity 5206 | CEO - Subadviser to the issuer | July 25, 2022 | August 04, 2022 |
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | July 03, 2023 | July 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGNC Investment Corp.
Report date April 16, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 17,045 |
Reported balance
After 2026-04-16 transaction · row 1
1 source rowRow 1 · 2026-04-16 · Grant · Acquired 17,045 · Balance 17,045 F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders.
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 321.027 |
Ending reported balance
After 2026-05-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 163 · Balance 163 Row 2 · 2026-05-06 · Purchase · Acquired 156 · Balance 319 Row 3 · 2026-05-06 · Purchase · Acquired 2 · Balance 321 Row 4 · 2026-05-06 · Purchase · Acquired 0.027 · Balance 321.027 |
JOHN HANCOCK INCOME SECURITIES TRUST
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 1,071.439 |
Ending reported balance
After 2026-05-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 1,071 · Balance 1,071 Row 2 · 2026-05-06 · Purchase · Acquired 0.439 · Balance 1,071.439 |
JOHN HANCOCK INVESTORS TRUST
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 748.502 |
Ending reported balance
After 2026-05-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 748 · Balance 748 Row 2 · 2026-05-06 · Purchase · Acquired 0.502 · Balance 748.502 |
JOHN HANCOCK PREFERRED INCOME FUND
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 738.441 |
Ending reported balance
After 2026-05-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 76 · Balance 76 Row 2 · 2026-05-06 · Purchase · Acquired 657 · Balance 733 Row 3 · 2026-05-06 · Purchase · Acquired 5 · Balance 738 Row 4 · 2026-05-06 · Purchase · Acquired 0.441 · Balance 738.441 |
JOHN HANCOCK PREFERRED INCOME FUND II
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 743.961 |
Ending reported balance
After 2026-05-06 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 144 · Balance 144 Row 2 · 2026-05-06 · Purchase · Acquired 300 · Balance 444 Row 3 · 2026-05-06 · Purchase · Acquired 100 · Balance 544 Row 4 · 2026-05-06 · Purchase · Acquired 199 · Balance 743 Row 5 · 2026-05-06 · Purchase · Acquired 0.961 · Balance 743.961 |
JOHN HANCOCK PREFERRED INCOME FUND III
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 808.902 |
Ending reported balance
After 2026-05-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 17 · Balance 17 Row 2 · 2026-05-06 · Purchase · Acquired 791 · Balance 808 Row 3 · 2026-05-06 · Purchase · Acquired 0.902 · Balance 808.902 |
JOHN HANCOCK PREMIUM DIVIDEND FUND
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 912.908 |
Ending reported balance
After 2026-05-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 472 · Balance 472 Row 2 · 2026-05-06 · Purchase · Acquired 440 · Balance 912 Row 3 · 2026-05-06 · Purchase · Acquired 0.908 · Balance 912.908 |
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 467.651 |
Ending reported balance
After 2026-05-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 465 · Balance 465 Row 2 · 2026-05-06 · Purchase · Acquired 2 · Balance 467 Row 3 · 2026-05-06 · Purchase · Acquired 0.651 · Balance 467.651 |
John Hancock Diversified Income Fund
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 1,037.394 |
Ending reported balance
After 2026-05-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-05-06 · Purchase · Acquired 200 · Balance 200 Row 2 · 2026-05-06 · Purchase · Acquired 835 · Balance 1,035 Row 3 · 2026-05-06 · Purchase · Acquired 2 · Balance 1,037 Row 4 · 2026-05-06 · Purchase · Acquired 0.394 · Balance 1,037.394 |
Virtus Artificial Intelligence & Technology Opportunities Fund
Report date July 25, 2022 · Filed August 04, 2022
This filing explicitly reported no securities owned.
Virtus Convertible & Income 2024 Target Term Fund
Report date July 25, 2022 · Filed August 04, 2022
This filing explicitly reported no securities owned.
Virtus Convertible & Income Fund
Report date July 25, 2022 · Filed August 04, 2022
This filing explicitly reported no securities owned.
Virtus Convertible & Income Fund II
Report date July 25, 2022 · Filed August 04, 2022
This filing explicitly reported no securities owned.
Virtus Diversified Income & Convertible Fund
Report date July 25, 2022 · Filed August 04, 2022
This filing explicitly reported no securities owned.
Virtus Dividend, Interest & Premium Strategy Fund
Report date July 25, 2022 · Filed August 04, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
Virtus Equity & Convertible Income Fund
Report date July 25, 2022 · Filed August 04, 2022
This filing explicitly reported no securities owned.
Voya Financial, Inc.
Report date July 03, 2023 · Filed July 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,324 |
Reported balance
After 2023-07-03 transaction · row 1
1 source rowRow 1 · 2023-07-03 · Exercise / conversion · Acquired 1,679 · Balance 31,324 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,789 |
Reported balance
After 2023-07-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-07-03 · Exercise / conversion · Disposed 1,679 · Balance 35,789 F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 81,092 |
Reported balance
Holding disclosure · report date 2023-07-03 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 81,092 F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 110,874 |
Reported balance
Holding disclosure · report date 2023-07-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 110,874 F3: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3: The options vest based on the conditions set forth in their respective agreements.
F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2023 Filed Feb 24, 2023 01:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 5,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006894 · form4.xml · nonDerivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 01:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 9,290 | $74.44 | $691,547.60 |
DisclosureSEC source: 0001127602-23-006894 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,817 Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 01:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 20,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006894 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 21:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Disposition to issuerCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026978 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,510 F1 · shares: This transaction was a charitable gift. Read SEC document |
| December 05, 2022 Filed Dec 15, 2022 21:17 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | Disposition to issuerCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027537 · form4a.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,510 F1 · date: The reporting person's original Form 4 filed on December 6, 2022 needs to be amended to reflect an updated transaction date of December 8, 2022 due to a processing delay by the transfer agent. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 21:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 5,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019196 · form4.xml · derivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,073 Underlying: Common Stock · 5,037 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 21:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 11,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019196 · form4.xml · derivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,361 Underlying: Common Stock · 11,754 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date. F2 · derivative.expiration_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 2,174 | $69.05 | $150,118.40 |
DisclosureSEC source: 0001127602-22-006839 · form4.xml · nonDerivative · entry 6 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,510 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021. F7 · price: The transaction was executed in multiple trades at prices ranging from $68.88 to $69.215. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 16,114 | $68.25 | $1,099,732.16 |
DisclosureSEC source: 0001127602-22-006839 · form4.xml · nonDerivative · entry 5 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,684 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021. F6 · price: The transaction was executed in multiple trades at prices ranging from $67.86 to $68.85. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 14,494 | $67.42 | $977,113.01 |
DisclosureSEC source: 0001127602-22-006839 · form4.xml · nonDerivative · entry 4 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,798 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021. F5 · price: The transaction was executed in multiple trades at prices ranging from $66.895 to $67.84. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 1,370 | $69.04 | $94,590.01 |
DisclosureSEC source: 0001127602-22-006839 · form4.xml · nonDerivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,292 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021. F4 · price: The transaction was executed in multiple trades at prices ranging from $68.90 to $69.20. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 12,185 | $68.26 | $831,692.05 |
DisclosureSEC source: 0001127602-22-006839 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,662 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021. F3 · price: The transaction was executed in multiple trades at prices ranging from $67.90 to $68.89. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 11,445 | $65.86 | $753,712.76 |
DisclosureSEC source: 0001127602-22-006839 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,847 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021. F2 · price: The transaction was executed in multiple trades at prices ranging from $66.90 to $67.86. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 698 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006677 · form4.xml · derivative · entry 9 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,036 Underlying: Common Stock · 698 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · shares: FICA tax withholding on the grant of restricted stock units. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 16,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006677 · form4.xml · derivative · entry 8 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,734 Underlying: Common Stock · 16,982 shares Expires not disclosed F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F8 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. F8 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 19,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006677 · form4.xml · derivative · entry 7 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,350 Underlying: Common Stock · 19,788 shares Expires not disclosed F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F7 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. F7 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 19,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006677 · form4.xml · derivative · entry 6 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,752 Underlying: Common Stock · 19,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 25,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006677 · form4.xml · derivative · entry 5 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,562 Underlying: Common Stock · 32,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · balance_after: Awarded at 129% of target. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 698 | $68.32 | $47,687.36 |
DisclosureSEC source: 0001127602-22-006677 · form4.xml · nonDerivative · entry 4 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,292 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 698 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006677 · form4.xml · nonDerivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 18,702 | $68.32 | $1,277,720.64 |
DisclosureSEC source: 0001127602-22-006677 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,292 Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 51,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006677 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2022 Filed Mar 2, 2022 22:07 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 21,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007766 · form4a.xml · derivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,607 Underlying: Common Stock · 21,045 shares Expires not disclosed F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 1,257 shares. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030519 · form4.xml · derivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,754 Underlying: Common Stock · 823 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F1 · shares: FICA tax withholding on the grant of restricted stock units. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 823 | $62.30 | $51,272.90 |
DisclosureSEC source: 0001127602-21-030519 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,510 F1 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030519 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: FICA tax withholding on the grant of restricted stock units. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| November 29, 2021 Filed Dec 2, 2021 21:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Disposition to issuerCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030079 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,510 F1 · shares: This transaction was a charitable gift. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 25,278 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-21-007579 · form4.xml · derivative · entry 4 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,742 Underlying: Common Stock · 37,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 19,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007579 · form4.xml · derivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,577 Underlying: Common Stock · 19,278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 23,295 | $59.26 | $1,380,461.70 |
DisclosureSEC source: 0001127602-21-007579 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,510 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 57,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007579 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:15 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 20,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006990 · form4.xml · derivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,855 Underlying: Common Stock · 20,038 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:15 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 26,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006990 · form4.xml · derivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,020 Underlying: Common Stock · 26,023 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. F2 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. Read SEC document |
| December 03, 2020 Filed Dec 3, 2020 21:43 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 27,000 | $60.19 | $1,625,019.30 |
DisclosureSEC source: 0001127602-20-030433 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,610 F1 · price: This transaction was executed in multiple trades at prices ranging from $60.151 to $60.37. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 21,056 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-20-007642 · form4.xml · derivative · entry 4 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,997 Underlying: Common Stock · 31,584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 18,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007642 · form4.xml · derivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,817 Underlying: Common Stock · 18,869 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 20,448 | $63.19 | $1,292,109.12 |
DisclosureSEC source: 0001127602-20-007642 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,610 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 50,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007642 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:33 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 17,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007238 · form4.xml · derivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,686 Underlying: Common Stock · 17,824 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:33 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 23,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007238 · form4.xml · derivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,053 Underlying: Common Stock · 23,539 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. F2 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 22:22 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 27,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032558 · form4.xml · derivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,862 Underlying: Common Stock · 27,948 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 22:22 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 12,605 | $57.34 | $722,770.70 |
DisclosureSEC source: 0001127602-19-032558 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,605 Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 22:22 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 27,948 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-032558 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 8,612 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001127602-19-010859 · form4.xml · derivative · entry 4 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,514 Underlying: Common Stock · 11,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 10,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-010859 · form4.xml · derivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,810 Underlying: Common Stock · 10,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 10,097 | $49.10 | $495,762.70 |
DisclosureSEC source: 0001127602-19-010859 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,262 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 21:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 22,259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010859 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:53 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 5,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008474 · form4.xml · derivative · entry 3 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,616 Underlying: Common Stock · 5,533 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:53 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,680 | $49.95 | $83,916.00 |
DisclosureSEC source: 0001127602-19-008474 · form4.xml · nonDerivative · entry 2 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,100 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:53 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 5,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008474 · form4.xml · nonDerivative · entry 1 Hurtsellers Christine · CIK 0001481859 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.