Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | Director · 10% owner | May 07, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date May 07, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 9,348,016 |
Reported balance
After 2026-05-07 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-05-07 · Exercise / conversion · Acquired 835,075 · Balance 9,348,016 F1: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee. F2: The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,000,000 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000,000 F3: These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 546,501 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 546,501 F4: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 546,501 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 546,501 F5: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 126,057 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 126,057 F6: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 126,057 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 126,057 F7: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020. |
| Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.83 · Expires 2026-09-20 | Direct | 0 |
Reported balance
After 2026-05-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-05-07 · Exercise / conversion · Disposed 835,075 · Balance 0 F8: All of the shares subject to this option are fully vested and exercisable as of the date hereof. |
| Common StockSEC Table I · non-derivative | Direct | 52,614 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 52,614 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee.
F2: The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust.
F3: These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023.
F4: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
F5: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
F6: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
F7: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
F8: All of the shares subject to this option are fully vested and exercisable as of the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 15,814 | $201.78 | $3,190,920.45 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 23 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,589 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F27 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.265 to $202.19. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,865 | $200.68 | $1,578,315.95 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 22 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,403 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F26 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.235 to $201.10. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,558 | $199.67 | $1,708,743.34 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 21 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,268 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F25 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.22 to $200.195. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,562 | $198.69 | $1,701,221.45 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 20 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,826 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F24 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.20 to $199.18. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,615 | $197.68 | $1,307,672.38 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 19 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,388 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F23 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.20 to $198.19. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,948 | $196.55 | $1,562,161.91 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 18 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,003 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F22 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.18 to $197.175. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,878 | $195.54 | $562,772.47 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 17 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,951 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.99 to $195.91. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,572 | $194.34 | $694,193.91 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 16 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,829 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.90 to $194.87. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,593 | $193.24 | $887,551.78 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 15 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,401 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.82 to $193.76. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,408 | $192.05 | $654,498.90 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 14 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,994 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.76 to $192.52. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,128 | $190.64 | $215,042.94 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 13 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,402 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.46 to $190.82. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,265 | $189.31 | $428,794.40 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 12 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,530 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.04 to $189.84. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,310 | $188.48 | $623,856.88 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 11 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,795 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.88 to $188.83. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,983 | $187.31 | $746,073.65 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 10 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,105 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.80 to $187.77. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 5,259 | $186.33 | $979,910.00 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 9 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,088 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $185.77 to $186.74. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,497 | $185.28 | $1,574,309.72 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 8 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,347 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.75 to $185.74. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,479 | $184.04 | $272,192.94 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 7 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,844 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.56 to $184.54. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 928 | $182.30 | $169,170.50 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 6 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,323 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.15 to $182.43. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,080 | $180.92 | $195,395.87 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 5 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,251 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.76 to $181.15. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,692 | $179.10 | $482,132.09 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 4 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,331 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.005 to $179.501. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,990 | $178.67 | $1,427,539.74 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,023 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.005 to $179.00. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,295 | $177.36 | $584,412.07 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,013 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.985 to $177.95. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) and footnotes (7) through (32) to this Form 4. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F6 · balance_after: Immediately prior to the sale by the Reporting Person of an aggregate of 125,000 shares of Common Stock, the Girouard Revocable Trust transferred 125,000 shares of Common Stock to the Reporting Person. Read SEC document |
| November 30, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GiftCommon Stock | 101,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Disclosed balance after: 9,116,570 F1 · ownership.nature: These shares are held by the 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee (the "Girouard Revocable Trust"). F2 · ownership.nature: 101,270 shares were gifted from the Girouard Revocable Trust. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $336.19 | $67,238.50 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 20 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 981,253 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.045 to $336.34. F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,005 | $335.34 | $337,011.68 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 19 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 981,453 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.85 to $335.80. F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 665 | $333.79 | $221,968.42 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 18 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 982,458 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.42 to $334.09. F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $332.72 | $66,543.50 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 17 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 983,123 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.25 to $333.185. F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $331.59 | $66,318.00 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 16 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 983,323 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.18 to $322.00. F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 900 | $329.92 | $296,928.99 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 15 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 983,523 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.37 to $330.05. F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 900 | $328.59 | $295,732.98 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 14 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 984,423 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.128 to $329.00. F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $327.39 | $327,393.00 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 13 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 985,323 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $327.04 to $328.02. F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 500 | $326.12 | $163,062.00 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 12 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 986,323 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.00 to $326.22. F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 679 | $324.03 | $220,018.14 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 11 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 986,823 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.78 to $324.50. F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 300 | $336.14 | $100,840.50 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 10 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 981,253 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.02 to $336.25. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $335.29 | $335,288.30 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 9 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 981,553 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.85 to $335.80. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 570 | $333.77 | $190,246.39 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 8 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 982,553 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.42 to $334.28. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $332.73 | $66,546.00 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 7 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 983,123 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.25 to $333.21. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $331.59 | $66,318.00 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 6 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 983,323 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.18 to $332.00. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 900 | $329.92 | $296,931.96 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 5 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 983,523 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.37 to $330.05. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 900 | $328.59 | $295,732.98 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 4 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 984,423 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.12 to $329.00. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $327.39 | $327,393.00 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 985,323 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $327.04 to $328.02. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 500 | $326.12 | $163,062.00 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 986,323 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.00 to $326.22. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 679 | $323.95 | $219,958.93 |
DisclosureSEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 986,823 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.78 to $324.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), footnotes (4) through (12), footnote (14), and footnotes (16) through (20) to this Form 4. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,383 | $342.88 | $474,202.07 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 19 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,308 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.87 to $343.19. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,277 | $342.17 | $1,463,475.63 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 18 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,691 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.85 to $342.66. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 9,501 | $341.22 | $3,241,932.17 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 17 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,968 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.81 to $341.7850. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 20,142 | $340.19 | $6,852,203.66 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 16 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,469 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.78 to $340.77. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 18,916 | $339.39 | $6,419,935.29 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 15 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,611 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $338.78 to $339.77. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 13,985 | $338.32 | $4,731,354.85 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 14 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,527 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $337.75 to $338.72. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 12,815 | $337.12 | $4,320,215.87 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 13 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,512 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.75 to $337.72. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.