Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | Director · 10% owner | May 07, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date May 07, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 9,348,016 |
Reported balance
After 2026-05-07 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-05-07 · Exercise / conversion · Acquired 835,075 · Balance 9,348,016 F1: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee. F2: The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,000,000 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000,000 F3: These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 546,501 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 546,501 F4: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 546,501 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 546,501 F5: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 126,057 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 126,057 F6: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 126,057 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 126,057 F7: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020. |
| Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.83 · Expires 2026-09-20 | Direct | 0 |
Reported balance
After 2026-05-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-05-07 · Exercise / conversion · Disposed 835,075 · Balance 0 F8: All of the shares subject to this option are fully vested and exercisable as of the date hereof. |
| Common StockSEC Table I · non-derivative | Direct | 52,614 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 52,614 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee.
F2: The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust.
F3: These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023.
F4: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
F5: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
F6: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
F7: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
F8: All of the shares subject to this option are fully vested and exercisable as of the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 13,843 | $336.19 | $4,653,923.85 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 12 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,327 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $335.75 to $336.73. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,589 | $335.17 | $1,538,086.41 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 11 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,170 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.73 to $335.72. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,500 | $334.14 | $1,169,506.45 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 10 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,759 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.68 to $334.67. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,324 | $333.09 | $774,098.60 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 9 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,259 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.64 to $333.5350. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,176 | $332.22 | $1,055,125.00 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 8 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,583 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.64 to $332.63. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 900 | $330.83 | $297,749.97 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 7 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,759 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.50 to $331.00. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,700 | $329.69 | $1,219,834.87 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 6 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,659 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.22 to $330.00. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,500 | $328.65 | $1,478,921.85 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 5 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,359 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.12 to $329.00. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,700 | $327.63 | $884,591.01 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 4 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,859 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $327.12 to $328.02. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,100 | $326.54 | $685,723.71 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,559 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.00 to $326.90. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $325.00 | $65,000.00 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,659 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:09 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,449 | $323.99 | $793,460.08 |
DisclosureSEC source: 0001832805-21-000002 · wf-form4_163597374661890.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,859 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.78 to $324.51. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), and footnotes (5) through (21) to this Form 4. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · balance_after: Immediately prior to the sale by the Reporting Person of an aggregate of 125,000 shares of Common Stock, the 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee (the "Girouard Revocable Trust"), transferred 125,000 shares of Common Stock to the Reporting Person. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 700 | $313.35 | $219,347.59 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 16 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 987,502 F11 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $313.00 to $313.99. F13 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,010 | $312.13 | $315,251.91 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 15 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 988,202 F11 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $311.79 to $312.75. F13 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $310.59 | $62,117.00 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 14 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 989,212 F11 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $310.38 to $310.79. F13 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 900 | $309.62 | $278,653.50 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 13 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 989,412 F11 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $309.26 to $310.00. F13 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 700 | $308.56 | $215,989.97 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 12 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 990,312 F11 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $308.11 to $308.99. F13 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,212 | $307.59 | $372,798.23 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 11 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 991,012 F11 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $307.11 to $308.07. F13 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 800 | $306.48 | $245,185.28 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 10 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 992,224 F11 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.07 to $307.02. F13 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 727 | $305.53 | $222,117.55 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 9 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 993,024 F11 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $305.03 to $306.00. F13 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 700 | $313.37 | $219,362.01 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 8 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 987,502 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $313.00 to $313.99. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,010 | $312.14 | $315,256.86 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 7 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 988,202 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $311.79 to $312.75. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $310.59 | $62,117.00 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 6 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 989,212 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $310.38 to $310.79. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 900 | $309.62 | $278,659.17 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 5 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 989,412 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $309.26 to $310.00. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 700 | $308.56 | $215,994.03 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 4 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 990,312 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $308.11 to $308.99. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,310 | $307.57 | $402,922.20 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 991,012 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $307.11 to $308.07. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 701 | $306.52 | $214,872.20 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 992,322 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.07 to $307.02. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 728 | $305.54 | $222,429.63 |
DisclosureSEC source: 0001209191-21-059751 · doc4.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 993,023 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $305.03 to $306.00. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), footnotes (4) through (10), footnote (12), and footnotes (14) through (20) to this Form 4. F3 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 600 | $314.10 | $188,457.00 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 27 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,308 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F30 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $313.99 to $314.20. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 5,900 | $313.16 | $1,847,644.00 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 26 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,908 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F29 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $312.79 to $313.75. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 5,740 | $312.01 | $1,790,950.60 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 25 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,808 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F28 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $311.79 to $312.78. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,069 | $311.50 | $644,488.12 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 24 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,548 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F27 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $310.78 to $311.77. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,565 | $310.28 | $2,347,303.00 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 23 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,617 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F26 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $309.77 to $310.76. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,328 | $309.27 | $1,957,035.25 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 22 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,182 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F25 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $308.66 to $309.65. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 9,206 | $308.09 | $2,836,316.13 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 21 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,510 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F24 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $307.655 to $308.65. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 10,037 | $307.20 | $3,083,408.56 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 20 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,716 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F23 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.64 to $307.63. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,513 | $306.05 | $2,605,386.62 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 19 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,753 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F22 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $305.64 to $306.61. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,820 | $305.28 | $2,082,011.65 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 18 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,266 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $304.64 to $305.63. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,300 | $303.68 | $394,782.96 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 17 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,086 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $303.23 to $303.90. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,721 | $302.24 | $520,152.97 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 16 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,386 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $302.00 to $302.60. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,800 | $301.49 | $2,050,123.84 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 15 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,107 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $300.96 to $301.89. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,000 | $300.32 | $600,646.00 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 14 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,907 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $299.745 to $300.72. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 5,820 | $299.00 | $1,740,174.76 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 13 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,907 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $298.53 to $299.38. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,808 | $298.22 | $837,406.81 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 12 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,727 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $297.52 to $298.45. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,844 | $296.70 | $547,119.96 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 11 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,535 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $296.31 to $297.24. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,200 | $295.68 | $1,833,221.58 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 10 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,379 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.25 to $296.17. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,000 | $294.64 | $1,767,841.20 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 9 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,579 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $294.22 to $295.18. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,400 | $293.74 | $411,233.48 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 8 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,579 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $293.115 to $294.06. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,118 | $292.54 | $619,600.57 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 7 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,979 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $292.09 to $293.01. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 00:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,900 | $291.41 | $845,102.05 |
DisclosureSEC source: 0001209191-21-059750 · doc4.xml · nonDerivative · entry 6 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,097 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $291.00 to $291.89. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.