Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | Director · 10% owner | May 07, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date May 07, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 9,348,016 |
Reported balance
After 2026-05-07 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-05-07 · Exercise / conversion · Acquired 835,075 · Balance 9,348,016 F1: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee. F2: The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,000,000 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000,000 F3: These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 546,501 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 546,501 F4: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 546,501 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 546,501 F5: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 126,057 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 126,057 F6: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 126,057 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 126,057 F7: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020. |
| Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.83 · Expires 2026-09-20 | Direct | 0 |
Reported balance
After 2026-05-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-05-07 · Exercise / conversion · Disposed 835,075 · Balance 0 F8: All of the shares subject to this option are fully vested and exercisable as of the date hereof. |
| Common StockSEC Table I · non-derivative | Direct | 52,614 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 52,614 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee.
F2: The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust.
F3: These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023.
F4: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
F5: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
F6: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
F7: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
F8: All of the shares subject to this option are fully vested and exercisable as of the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 500 | $151.95 | $75,975.00 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 25 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 564,706 F24 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F29 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.40 to $152.25. F25 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 300 | $150.56 | $45,168.99 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 24 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 565,206 F24 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F28 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.21 to $150.95. F25 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 100 | $149.12 | $14,912.00 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 23 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 565,506 F24 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F25 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 350 | $148.38 | $51,933.25 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 22 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 565,606 F24 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F27 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.765 to $148.75. F25 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 525 | $147.25 | $77,305.57 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 21 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 565,956 F24 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F26 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.71 to $147.66. F25 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 850 | $146.15 | $124,229.54 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 20 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 566,481 F24 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.715 to $146.51. F25 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 529 | $154.64 | $81,802.97 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 19 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 563,165 F15 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F23 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.14 to $155.00. F17 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 880 | $153.68 | $135,237.26 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 18 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 563,694 F15 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F22 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.10 to $153.98. F17 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 550 | $152.30 | $83,766.98 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 17 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 564,574 F15 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.99 to $152.90. F17 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 450 | $150.96 | $67,930.02 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 16 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 565,124 F15 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.52 to $151.40. F17 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 400 | $148.55 | $59,421.00 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 15 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 565,574 F15 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.15 to $149.12. F17 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 457 | $147.37 | $67,345.81 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 14 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 565,974 F15 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.92 to $147.74. F17 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 900 | $146.16 | $131,547.24 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 13 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 566,431 F15 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.715 to $146.51. F17 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $155.60 | $31,120.00 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 12 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,308 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,500 | $154.85 | $387,115.25 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 11 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,508 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.50 to $155.36. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,534 | $153.82 | $1,158,855.02 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 10 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,008 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.50 to $154.495. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,800 | $152.68 | $580,201.10 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 9 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,542 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.29 to $153.20. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,400 | $151.88 | $364,512.24 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 8 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,342 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.29 to $152.27. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,600 | $150.57 | $542,058.84 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 7 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,742 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.17 to $151.15. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 5,375 | $149.51 | $803,595.29 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 6 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,342 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.16 to $150.14. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 13,390 | $148.63 | $1,990,115.53 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 5 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,717 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.16 to $149.11. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 12,402 | $147.69 | $1,831,693.55 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 4 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,107 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.16 to $148.15. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 11,112 | $146.64 | $1,629,443.68 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,509 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.13 to $147.11. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 13,658 | $145.61 | $1,988,716.80 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,621 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.13 to $146.12. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,362 | $144.73 | $1,065,465.45 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,279 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.13 to $145.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), footnotes (5) through (14), footnote (16), footnotes (18) through (23), and footnotes (26) to (32) to this Form 4. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · balance_after: Immediately prior to the sale by the Reporting Person of an aggregate of 83,333 shares of Common Stock, the 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee (the "Girouard Revocable Trust"), transferred 83,333 shares of Common Stock to the Reporting Person. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 170 | $207.97 | $35,354.90 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 20 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 567,331 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 ("the TMG Trust"). F15 · ownership.nature: These shares are held by the TMG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 384 | $206.94 | $79,465.27 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 19 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 567,501 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 ("the TMG Trust"). F22 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.67 to $207.59. F15 · ownership.nature: These shares are held by the TMG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,064 | $206.01 | $219,199.64 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 18 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 567,885 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 ("the TMG Trust"). F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.54 to $206.29. F15 · ownership.nature: These shares are held by the TMG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 759 | $204.49 | $155,205.56 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 17 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 568,949 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 ("the TMG Trust"). F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.24 to $205.22. F15 · ownership.nature: These shares are held by the TMG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 186 | $202.56 | $37,676.16 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 16 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 569,708 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 ("the TMG Trust"). F15 · ownership.nature: These shares are held by the TMG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,636 | $201.81 | $330,164.10 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 15 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 569,894 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 ("the TMG Trust"). F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.49 to $202.07. F15 · ownership.nature: These shares are held by the TMG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 595 | $200.63 | $119,375.68 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 14 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 571,530 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 ("the TMG Trust"). F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.29 to $200.95. F15 · ownership.nature: These shares are held by the TMG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 482 | $199.41 | $96,116.44 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 13 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 572,125 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 ("the TMG Trust"). F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.13 to $199.62. F15 · ownership.nature: These shares are held by the TMG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 614 | $198.44 | $121,839.15 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 12 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 572,607 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 ("the TMG Trust"). F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.02 to $198.88. F15 · ownership.nature: These shares are held by the TMG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 359 | $196.66 | $70,600.94 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 11 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 573,221 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 ("the TMG Trust"). F14 · balance_after: The number of shares held reflects the transfer of 407,673 shares from Tristen Baird Willard, as trustee of the TMG Trust, to the 2020 GRAT. F15 · ownership.nature: These shares are held by the TMG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 280 | $207.83 | $58,193.60 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 10 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 567,331 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 (the "JRG Trust"). F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.59 to $207.97. F4 · ownership.nature: These shares are held by the JRG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 424 | $206.41 | $87,518.73 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 9 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 567,611 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 (the "JRG Trust"). F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.29 to $206.79. F4 · ownership.nature: These shares are held by the JRG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,076 | $205.56 | $221,185.47 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 8 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 568,035 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 (the "JRG Trust"). F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.22 to $206.09. F4 · ownership.nature: These shares are held by the JRG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 633 | $204.23 | $129,279.81 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 7 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 569,111 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 (the "JRG Trust"). F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.17 to $205.005. F4 · ownership.nature: These shares are held by the JRG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 188 | $203.11 | $38,184.68 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 6 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 569,744 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 (the "JRG Trust"). F4 · ownership.nature: These shares are held by the JRG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,276 | $202.01 | $257,758.38 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 5 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 569,932 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 (the "JRG Trust"). F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.67 to $202.50. F4 · ownership.nature: These shares are held by the JRG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 740 | $201.23 | $148,907.68 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 4 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 571,208 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 (the "JRG Trust"). F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.67 to $201.66. F4 · ownership.nature: These shares are held by the JRG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 612 | $199.92 | $122,350.49 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 571,948 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 (the "JRG Trust"). F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.565 to $200.335. F4 · ownership.nature: These shares are held by the JRG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 512 | $198.94 | $101,856.31 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 572,560 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 (the "JRG Trust"). F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.37 to $199.34. F4 · ownership.nature: These shares are held by the JRG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 508 | $196.75 | $99,950.93 |
DisclosureSEC source: 0001628280-21-024547 · wf-form4_163858391883274.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 573,072 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020 (the "JRG Trust"). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.425 to $197.385. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), footnotes (5) through (12), and footnotes (16) through (22) to this Form 4. F3 · balance_after: The number of shares held reflects the transfer of 407,673 shares from Tristen Baird Willard, as trustee of the JRG Trust, to David J. Girouard, as trustee of the Girouard 2020 GRAT, dated October 19, 2020 (the "2020 GRAT"). F4 · ownership.nature: These shares are held by the JRG Trust. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,053 | $207.72 | $218,724.00 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 28 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,308 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F32 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.07 to $207.97. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,358 | $206.25 | $486,329.95 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 27 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,361 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F31 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.89 to $206.79. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,672 | $205.44 | $548,946.64 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 26 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,719 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F30 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.885. to $205.855. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,378 | $204.15 | $485,466.80 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 25 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,391 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F29 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.51 to $204.39. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,820 | $202.64 | $976,709.38 |
DisclosureSEC source: 0001628280-21-024545 · wf-form4_163858384214408.xml · nonDerivative · entry 24 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,769 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F28 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.275 to $203.21. F5 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.