Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | Director · 10% owner | May 07, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date May 07, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 9,348,016 |
Reported balance
After 2026-05-07 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-05-07 · Exercise / conversion · Acquired 835,075 · Balance 9,348,016 F1: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee. F2: The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,000,000 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000,000 F3: These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 546,501 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 546,501 F4: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 546,501 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 546,501 F5: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 126,057 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 126,057 F6: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 126,057 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 126,057 F7: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020. |
| Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.83 · Expires 2026-09-20 | Direct | 0 |
Reported balance
After 2026-05-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-05-07 · Exercise / conversion · Disposed 835,075 · Balance 0 F8: All of the shares subject to this option are fully vested and exercisable as of the date hereof. |
| Common StockSEC Table I · non-derivative | Direct | 52,614 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 52,614 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee.
F2: The number of shares held reflects the transfer of 835,075 shares of Common Stock from the Reporting Person to the D&T Girouard Revocable Trust.
F3: These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023.
F4: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
F5: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
F6: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
F7: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
F8: All of the shares subject to this option are fully vested and exercisable as of the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2024 Filed Aug 21, 2024 22:05 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,361 | $38.35 | $128,878.55 |
DisclosureSEC source: 0001628280-24-038068 · wk-form4_1724277920.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,512 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.95 to $38.91. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:39 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,997 | $25.62 | $76,782.84 |
DisclosureSEC source: 0001628280-24-024747 · wk-form4_1716410325.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,873 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.26 to $26.21. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 417,098 | $0.00 Strike: $25.75 | $0.00 |
DisclosureSEC source: 0001628280-24-008655 · wk-form4_1709594068.xml · derivative · entry 8 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 417,098 Underlying: Common Stock · 417,098 shares Expires 2034-02-28 F8 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on March 20, 2024 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:19 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,158 | $25.29 | $105,176.19 |
DisclosureSEC source: 0001628280-24-006358 · wk-form4_1708636754.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,870 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.135 to $25.54. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 21:24 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,265 | $24.01 | $102,406.92 |
DisclosureSEC source: 0001628280-23-039876 · wk-form4_1700688277.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,028 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Unites (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.79 to $24.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 22:59 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $33.22 | $6,643.26 |
DisclosureSEC source: 0001628280-23-030558 · wk-form4_1692917929.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,293 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Unites (RSUs). F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.205 to $33.23. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 22:59 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,420 | $32.61 | $111,527.57 |
DisclosureSEC source: 0001628280-23-030558 · wk-form4_1692917929.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,493 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Unites (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.14 to $33.135. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:39 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,153 | $26.93 | $84,902.41 |
DisclosureSEC source: 0001628280-23-019806 · wk-form4_1685047139.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,913 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.51 to $27.31. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 21:56 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 806,704 | $0.00 Strike: $15.23 | $0.00 |
DisclosureSEC source: 0001628280-23-008787 · wf-form4_167943574645021.xml · derivative · entry 9 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 806,704 Underlying: Common Stock · 806,704 shares Expires 2033-03-17 F11 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on March 20, 2023 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:07 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,048 | $18.14 | $73,436.39 |
DisclosureSEC source: 0001628280-23-004881 · wf-form4_167719004418795.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,066 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.31. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares held (i) includes 40 shares of Common Stock received pursuant to a pro rata distribution in April 2022 from Kleiner Perkins Caufield & Byers XV, LLC, of which theReporting Person is a member, and which acquisition was exempt pursuant to Rule 16a-9, and (ii)reflects the transfer, in April 2022, of 40 shares of Common Stock from the Reporting Person to the 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee (the"Girouard Revocable Trust"). F4 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 02, 2022 Filed May 4, 2022 22:44 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,083 | $80.00 | $166,640.42 |
DisclosureSEC source: 0001628280-22-012382 · wf-form4_165170419127689.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 546,501 F7 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.005. F9 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| May 02, 2022 Filed May 4, 2022 22:44 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,083 | $80.00 | $166,640.00 |
DisclosureSEC source: 0001628280-22-012382 · wf-form4_165170419127689.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 546,501 F5 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F6 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| May 02, 2022 Filed May 4, 2022 22:44 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 41,667 | $80.00 | $3,333,376.67 |
DisclosureSEC source: 0001628280-22-012382 · wf-form4_165170419127689.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,114 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.035. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (8). F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · balance_after: Immediately prior to the sale by the Reporting Person of an aggregate of 41,667 shares of Common Stock, the 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee (the "Girouard Revocable Trust"), transferred 41,667 shares of Common Stock to the Reporting Person. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:16 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,083 | $80.00 | $166,640.42 |
DisclosureSEC source: 0001628280-22-012343 · wf-form4_165169884946756.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 546,501 F7 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.005. F9 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:16 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,083 | $80.00 | $166,640.00 |
DisclosureSEC source: 0001628280-22-012343 · wf-form4_165169884946756.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 546,501 F5 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F6 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:16 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 41,667 | $80.00 | $3,333,376.67 |
DisclosureSEC source: 0001628280-22-012343 · wf-form4_165169884946756.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,114 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.035. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (8). F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · balance_after: Immediately prior to the sale by the Reporting Person of an aggregate of 41,667 shares of Common Stock, the 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee (the "Girouard Revocable Trust"), transferred 41,667 shares of Common Stock to the Reporting Person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 23:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,163 | $109.08 | $235,943.07 |
DisclosureSEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 8 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 548,584 F12 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.84 to $109.66. F14 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 23:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,003 | $108.11 | $216,550.34 |
DisclosureSEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 7 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 550,747 F12 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.79 to $108.575. F14 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 23:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,914 | $109.53 | $209,638.12 |
DisclosureSEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 6 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 548,584 F8 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.2425 to $109.66. F10 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 23:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,252 | $108.81 | $245,039.44 |
DisclosureSEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 5 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 550,498 F8 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.24 to $109.235. F10 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 23:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,250 | $109.71 | $356,561.40 |
DisclosureSEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 4 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,114 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.56 to $110.04. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 23:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 35,348 | $109.07 | $3,855,279.11 |
DisclosureSEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,364 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.54 to $109.50. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 23:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 33,185 | $108.03 | $3,584,905.86 |
DisclosureSEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,712 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.53 to $108.51. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 23:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 11,550 | $106.98 | $1,235,669.82 |
DisclosureSEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,897 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.53 to $107.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), footnotes (5) through (7), footnote (9), footnote (11), footnote (13), and footnote (15) to this Form 4. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · balance_after: Immediately prior to the sale by the Reporting Person of an aggregate of 83,333 shares of Common Stock, the 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee (the "Girouard Revocable Trust"), transferred 83,333 shares of Common Stock to the Reporting Person. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,249 | $159.89 | $999,156.36 |
DisclosureSEC source: 0001628280-22-004985 · wf-form4_164634906857483.xml · nonDerivative · entry 8 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 552,750 F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.50 to $160.33. F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,249 | $159.84 | $998,812.66 |
DisclosureSEC source: 0001628280-22-004985 · wf-form4_164634906857483.xml · nonDerivative · entry 7 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 552,750 F10 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.50 to $160.10. F12 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 27,778 | $160.08 | $4,446,710.57 |
DisclosureSEC source: 0001628280-22-004985 · wf-form4_164634906857483.xml · nonDerivative · entry 6 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,114 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.005 to $160.29. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 36,026 | $159.74 | $5,754,677.96 |
DisclosureSEC source: 0001628280-22-004985 · wf-form4_164634906857483.xml · nonDerivative · entry 5 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,892 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.01 to $160.00. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,864 | $158.24 | $453,208.52 |
DisclosureSEC source: 0001628280-22-004985 · wf-form4_164634906857483.xml · nonDerivative · entry 4 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,918 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.01 to $158.39. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 17,911 | $157.38 | $2,818,820.64 |
DisclosureSEC source: 0001628280-22-004985 · wf-form4_164634906857483.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,782 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.01 to $158.00. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 10,600 | $156.22 | $1,655,891.72 |
DisclosureSEC source: 0001628280-22-004985 · wf-form4_164634906857483.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,693 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.98 to $156.87. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 25,361 | $155.24 | $3,936,950.34 |
DisclosureSEC source: 0001628280-22-004985 · wf-form4_164634906857483.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,293 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.74 to $155.70. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), footnotes (5) through (9), footnote (11), and footnote (14) to this Form 4. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · balance_after: Immediately prior to the sale by the Reporting Person of an aggregate of 120,540 shares of Common Stock, the 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee (the "Girouard Revocable Trust"), transferred 120,540 shares of Common Stock to the Reporting Person. Read SEC document |
| February 20, 2022 Filed Feb 24, 2022 01:50 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 74,515 | $0.00 Strike: $130.05 | $0.00 |
DisclosureSEC source: 0001628280-22-003602 · wf-form4_164566740843666.xml · derivative · entry 6 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,515 Underlying: Common Stock · 74,515 shares Expires 2032-02-20 F7 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on March 20, 2024 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 20, 2022 Filed Feb 24, 2022 01:50 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 33,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003602 · wf-form4_164566740843666.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,114 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on May 20, 2024 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 666 | $110.89 | $73,854.07 |
DisclosureSEC source: 0001628280-22-001826 · wf-form4_164394208295929.xml · nonDerivative · entry 13 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 558,999 F16 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.53 to $111.42. F18 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,300 | $109.90 | $142,866.23 |
DisclosureSEC source: 0001628280-22-001826 · wf-form4_164394208295929.xml · nonDerivative · entry 12 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 559,665 F16 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.50 to $110.35. F18 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,350 | $109.09 | $147,272.72 |
DisclosureSEC source: 0001628280-22-001826 · wf-form4_164394208295929.xml · nonDerivative · entry 11 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 560,965 F16 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.49 to $109.45. F18 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 850 | $107.72 | $91,562.00 |
DisclosureSEC source: 0001628280-22-001826 · wf-form4_164394208295929.xml · nonDerivative · entry 10 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 562,315 F16 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.34 to $108.27. F18 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 666 | $110.89 | $73,854.07 |
DisclosureSEC source: 0001628280-22-001826 · wf-form4_164394208295929.xml · nonDerivative · entry 9 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 558,999 F10 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.53 to $111.42. F12 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,550 | $109.89 | $170,325.16 |
DisclosureSEC source: 0001628280-22-001826 · wf-form4_164394208295929.xml · nonDerivative · entry 8 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 559,665 F10 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.49 to $110.35. F12 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,050 | $109.09 | $114,543.03 |
DisclosureSEC source: 0001628280-22-001826 · wf-form4_164394208295929.xml · nonDerivative · entry 7 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 561,215 F10 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.49 to $109.45. F12 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 900 | $107.72 | $96,951.96 |
DisclosureSEC source: 0001628280-22-001826 · wf-form4_164394208295929.xml · nonDerivative · entry 6 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 562,265 F10 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.34 to $108.28. F12 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,605 | $111.10 | $956,032.71 |
DisclosureSEC source: 0001628280-22-001826 · wf-form4_164394208295929.xml · nonDerivative · entry 5 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,243 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $111.69. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 18,000 | $110.34 | $1,986,035.40 |
DisclosureSEC source: 0001628280-22-001826 · wf-form4_164394208295929.xml · nonDerivative · entry 4 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,848 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.94 to $110.92. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 30,778 | $109.47 | $3,369,166.09 |
DisclosureSEC source: 0001628280-22-001826 · wf-form4_164394208295929.xml · nonDerivative · entry 3 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,848 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.94 to $109.93. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 12,350 | $108.60 | $1,341,256.93 |
DisclosureSEC source: 0001628280-22-001826 · wf-form4_164394208295929.xml · nonDerivative · entry 2 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,626 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.94 to $108.93. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 02:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 13,600 | $107.49 | $1,461,820.48 |
DisclosureSEC source: 0001628280-22-001826 · wf-form4_164394208295929.xml · nonDerivative · entry 1 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,976 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.94 to $107.93. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), footnotes (6) through (9), footnote (11), footnotes (13) through (15), footnote (17) and footnote (19) to this Form 4. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · balance_after: Immediately prior to the sale by the Reporting Person of an aggregate of 83,333 shares of Common Stock, the 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee (the "Girouard Revocable Trust"), transferred 83,333 shares of Common Stock to the Reporting Person. F5 · balance_after: The number of shares held reflects the transfer, in August 2021, of 65 shares of Common Stock from the Reporting Person to the Girouard Revocable Trust. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 400 | $154.80 | $61,918.00 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 28 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 563,165 F24 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F32 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.60 to $155.00. F25 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 810 | $153.80 | $124,574.92 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 27 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 563,565 F24 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F31 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.60 to $154.14. F25 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 331 | $152.86 | $50,597.69 |
DisclosureSEC source: 0001628280-22-000393 · wf-form4_164143356293523.xml · nonDerivative · entry 26 Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 564,375 F24 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. F30 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.49 to $153.23. F25 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.