Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPPENHEIMER HOLDINGS INCOPY · Entity 4793 | Director · Chairman · 10% owner | February 06, 2026 | May 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPPENHEIMER HOLDINGS INC
Report date February 06, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Class A non-voting common stockSEC Table II · derivative / convertible security | Direct | 267,500 |
Reported balance
After 2026-02-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-06 · Other · Acquired 40,000 · Balance 267,500 F1: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2019 Filed Feb 1, 2019 20:47 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 75,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-19-000002 · primary_doc.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,001 Underlying: Class A non-voting common stock · 75,472 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on the earlier of 1/30/2024 or death. F1 · price: The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on the earlier of 1/30/2024 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on the earlier of 1/30/2024 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on the earlier of 1/30/2024 or death. Read SEC document |
| December 11, 2018 Filed Feb 1, 2019 20:41 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass B voting common stock | 32 | $28.51 | $912.32 |
DisclosureSEC source: 0001041339-19-000001 · primary_doc.xml · nonDerivative · entry 5 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Phase II Financial Inc. Disclosed balance after: 96,121 F2 · ownership.nature: Phase II Financial Inc. is a Delaware corporation controlled by Mr. Lowenthal who is its president. Read SEC document |
| November 23, 2018 Filed Feb 1, 2019 20:41 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 55.52 | $28.24 | $1,567.88 |
DisclosureSEC source: 0001041339-19-000001 · primary_doc.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,284 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 24, 2018 Filed Feb 1, 2019 20:41 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 45.98 | $33.25 | $1,528.84 |
DisclosureSEC source: 0001041339-19-000001 · primary_doc.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,228 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 25, 2018 Filed Feb 1, 2019 20:41 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 53.46 | $29.05 | $1,553.01 |
DisclosureSEC source: 0001041339-19-000001 · primary_doc.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,183 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 26, 2018 Filed Feb 1, 2019 20:41 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 57.68 | $26.95 | $1,554.48 |
DisclosureSEC source: 0001041339-19-000001 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,129 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 19:32 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 9,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-18-000003 · primary_doc.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,529 Underlying: Class A non-voting common stock · 9,100 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/31/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/30/2023 or death. F1 · price: The transaction describes the award on 1/31/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/30/2023 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/31/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/30/2023 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/31/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/30/2023 or death. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:06 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 46,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-18-000002 · primary_doc.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,429 Underlying: Class A non-voting common stock · 46,429 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/29/2023 or death. F1 · price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/29/2023 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/29/2023 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/29/2023 or death. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 19:24 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 13,795 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000005 · primary_doc.xml · derivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,000 Underlying: Class A non-voting common stock · 6,781 shares Expires not disclosed F3 · derivative.exercise_price: The transaction describes the vesting of 13,795 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 and vested on accelerated basis from February 25, 2018 to December 28th, 2017 of which 6,781 Class A non-voting common shares were converted and 7,014 shares were forfeited. F3 · price: The transaction describes the vesting of 13,795 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 and vested on accelerated basis from February 25, 2018 to December 28th, 2017 of which 6,781 Class A non-voting common shares were converted and 7,014 shares were forfeited. F3 · derivative.exercise_date: The transaction describes the vesting of 13,795 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 and vested on accelerated basis from February 25, 2018 to December 28th, 2017 of which 6,781 Class A non-voting common shares were converted and 7,014 shares were forfeited. F3 · derivative.expiration_date: The transaction describes the vesting of 13,795 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 and vested on accelerated basis from February 25, 2018 to December 28th, 2017 of which 6,781 Class A non-voting common shares were converted and 7,014 shares were forfeited. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 19:24 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 31,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000005 · primary_doc.xml · derivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,795 Underlying: Class A non-voting common stock · 15,347 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 31,690 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 and vested on accelerated basis from January 28, 2018 to December 28th, 2017 of which 15,347 Class A non-voting common shares were converted and 16,343 shares were forfeited. F1 · price: The transaction describes the vesting of 31,690 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 and vested on accelerated basis from January 28, 2018 to December 28th, 2017 of which 15,347 Class A non-voting common shares were converted and 16,343 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 31,690 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 and vested on accelerated basis from January 28, 2018 to December 28th, 2017 of which 15,347 Class A non-voting common shares were converted and 16,343 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 31,690 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 and vested on accelerated basis from January 28, 2018 to December 28th, 2017 of which 15,347 Class A non-voting common shares were converted and 16,343 shares were forfeited. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 19:24 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 6,781 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000005 · primary_doc.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Phase II Financial LP Disclosed balance after: 3,163,321 F3 · price: The transaction describes the vesting of 13,795 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 and vested on accelerated basis from February 25, 2018 to December 28th, 2017 of which 6,781 Class A non-voting common shares were converted and 7,014 shares were forfeited. F2 · ownership.nature: Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 19:24 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 15,347 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000005 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Phase II Financial LP Disclosed balance after: 3,156,540 F1 · price: The transaction describes the vesting of 31,690 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 and vested on accelerated basis from January 28, 2018 to December 28th, 2017 of which 15,347 Class A non-voting common shares were converted and 16,343 shares were forfeited. F2 · ownership.nature: Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner. Read SEC document |
| November 24, 2017 Filed Feb 1, 2018 20:45 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 57.31 | $27.40 | $1,570.29 |
DisclosureSEC source: 0001041339-18-000001 · primary_doc.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,071 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 25, 2017 Filed Feb 1, 2018 20:45 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 93.52 | $16.45 | $1,538.40 |
DisclosureSEC source: 0001041339-18-000001 · primary_doc.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,014 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 26, 2017 Filed Feb 1, 2018 20:45 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 95.59 | $15.75 | $1,505.54 |
DisclosureSEC source: 0001041339-18-000001 · primary_doc.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 13,921 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 24, 2017 Filed Feb 1, 2018 20:45 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 89.41 | $16.75 | $1,497.62 |
DisclosureSEC source: 0001041339-18-000001 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 13,825 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:03 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 52,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000003 · primary_doc.xml · derivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,485 Underlying: Class A non-voting common stock · 25,425 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 52,500 shares of Restricted Class A non-voting common stock which were awarded on January 25, 2012 of which 25,425 Class A non-voting common shares were converted and 27,075 shares were forfeited. F1 · price: The transaction describes the vesting of 52,500 shares of Restricted Class A non-voting common stock which were awarded on January 25, 2012 of which 25,425 Class A non-voting common shares were converted and 27,075 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 52,500 shares of Restricted Class A non-voting common stock which were awarded on January 25, 2012 of which 25,425 Class A non-voting common shares were converted and 27,075 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 52,500 shares of Restricted Class A non-voting common stock which were awarded on January 25, 2012 of which 25,425 Class A non-voting common shares were converted and 27,075 shares were forfeited. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:03 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 25,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000003 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Phase II Financial LP Disclosed balance after: 3,141,193 F1 · price: The transaction describes the vesting of 52,500 shares of Restricted Class A non-voting common stock which were awarded on January 25, 2012 of which 25,425 Class A non-voting common shares were converted and 27,075 shares were forfeited. F2 · ownership.nature: Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 19:09 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 124,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000002 · primary_doc.xml · derivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,985 Underlying: Class A non-voting common stock · 68,384 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 124,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 68,384 Class A non-voting common shares were converted and 55,616 shares were forfeited. F2 · price: Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner. F1 · derivative.exercise_date: The transaction describes the vesting of 124,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 68,384 Class A non-voting common shares were converted and 55,616 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 124,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 68,384 Class A non-voting common shares were converted and 55,616 shares were forfeited. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 19:09 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 68,384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000002 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Phase II Financial LP Disclosed balance after: 3,115,768 F1 · price: The transaction describes the vesting of 124,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 68,384 Class A non-voting common shares were converted and 55,616 shares were forfeited. F2 · ownership.nature: Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 20:52 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 67,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-17-000002 · primary_doc.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,985 Underlying: Class A non-voting common stock · 67,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2020 or death. F1 · price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2020 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2020 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2020 or death. Read SEC document |
| November 25, 2016 Filed Feb 14, 2017 17:35 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 86.15 | $17.15 | $1,477.47 |
DisclosureSEC source: 0001041339-17-000004 · primary_doc.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 13,736 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 26, 2016 Filed Feb 14, 2017 17:35 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 91.87 | $16.20 | $1,488.29 |
DisclosureSEC source: 0001041339-17-000004 · primary_doc.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 13,649 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 27, 2016 Filed Feb 14, 2017 17:35 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 94.12 | $15.74 | $1,481.45 |
DisclosureSEC source: 0001041339-17-000004 · primary_doc.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 13,557 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 26, 2016 Filed Feb 14, 2017 17:35 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 101.85 | $14.40 | $1,466.64 |
DisclosureSEC source: 0001041339-17-000004 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 13,463 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 04, 2016 Filed Feb 14, 2017 17:35 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass B voting common stock | 4 | $14.79 | $59.16 |
DisclosureSEC source: 0001041339-17-000004 · primary_doc.xml · nonDerivative · entry 5 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Phase II Financial Inc. Disclosed balance after: 96,077 F2 · ownership.nature: Phase II Financial Inc. is a Delaware corporation controlled by Mr. Lowenthal who is its president. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.