person · Reporting owner

WYCOFF W KIRK

Disclosed activity across 7 companies

Tapewire entity: 47444
SEC CIK: 0000949197

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Avidbank Holdings, Inc.AVBH · Entity 5802	10% owner · Member of 10% owner group	August 08, 2025	August 11, 2025
BANC OF CALIFORNIA, INC.BANC · Entity 4259	Director	October 18, 2021	October 19, 2021
HERITAGE COMMERCE CORPHTBK · Entity 52106	Director	December 01, 2016	December 05, 2016
LIMESTONE BANCORP, INC.LMST · Entity 114033	Director	December 19, 2018	December 21, 2018
Patriot Acquisition Corp./CIPTAC · Entity 6252	10% owner	May 14, 2026	May 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Avidbank Holdings, Inc.

Report date August 08, 2025 · Filed August 11, 2025

Jointly reported with Patriot Financial Partners IV, L.P., Patriot Financial Partners GP IV, LLC, Patriot Financial Partners Parallel IV, L.P., Patriot Financial Partners GP IV, L.P., Deutsch James F.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, no par valueSEC Table I · non-derivative	Direct	1,053,918	Reported balance After 2025-08-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-08-08 · Purchase · Acquired 80,000 · Balance 1,053,918 F1: This Form 4 is filed jointly by Patriot Financial Partners GP IV, LLC ("Patriot LLC"), Patriot Financial Partners GP IV, L.P. ("Patriot GP"), Patriot Financial Partners IV, L.P. ("Patriot Fund IV"), Patriot Financial Partners Parallel IV, L.P. ("Patriot Parallel Fund IV," together with Patriot Fund IV, the "Funds"), W. Kirk Wycoff and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff and James F. Deutsch is a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff and James F. Deutsch. On August 8, 2025, Patriot Fund IV purchased 69,016 shares of common stock and Patriot Parallel Fund IV purchased 10,984 shares of common stock in the Issuer's initial public offering. F2: After the purchases, Patriot Fund IV holds 906,626 shares of common stock and Patriot Parallel Fund IV holds 144,292 shares of common stock. In addition, James F. Deutsch holds directly 3,000 shares of common stock including 1,500 shares of restricted stock which vest 12 months from the date of grant. The shares held by Mr. Deutsch were previously granted to him for serving as a director of the Issuer. F3: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Patriot Financial Partners GP IV, LLC ("Patriot LLC"), Patriot Financial Partners GP IV, L.P. ("Patriot GP"), Patriot Financial Partners IV, L.P. ("Patriot Fund IV"), Patriot Financial Partners Parallel IV, L.P. ("Patriot Parallel Fund IV," together with Patriot Fund IV, the "Funds"), W. Kirk Wycoff and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff and James F. Deutsch is a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff and James F. Deutsch. On August 8, 2025, Patriot Fund IV purchased 69,016 shares of common stock and Patriot Parallel Fund IV purchased 10,984 shares of common stock in the Issuer's initial public offering.

F2: After the purchases, Patriot Fund IV holds 906,626 shares of common stock and Patriot Parallel Fund IV holds 144,292 shares of common stock. In addition, James F. Deutsch holds directly 3,000 shares of common stock including 1,500 shares of restricted stock which vest 12 months from the date of grant. The shares held by Mr. Deutsch were previously granted to him for serving as a director of the Issuer.

F3: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein.

BANC OF CALIFORNIA, INC.

Report date October 18, 2021 · Filed October 19, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectby Patriot Financial Partners III, LP	1,991,231	Last balance in matching sequence After 2021-10-18 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2021-10-18 · Grant · Acquired 1,257,654 · Balance 1,257,654 F1: Received in exchange for 2,515,308 shares of the common stock of Pacific Mercantile Bancorp ("PMB") in connection with the merger of PMB's into Banc of California, Inc. ("BOC"). On the effective date of the merger, the closing price of PMB's common stock was $9.40 per share, and the closing price of BOC's common stock was $18.74 per share. F2: The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Row 2 · 2021-10-18 · Grant · Acquired 733,577 · Balance 1,991,231 F3: Received in exchange for 1,467,155 shares of non-voting common stock of PMB in connection with the merger of PMB into BOC. F2: The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
Common StockSEC Table I · non-derivative	Direct	82,536	Reported balance Holding disclosure · report date 2021-10-18 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 82,536
Common StockSEC Table I · non-derivative	Indirectby Patriot Financial Manager, LP	518	Reported balance Holding disclosure · report date 2021-10-18 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 518 F4: The Reporting Person is a majority owner of Patriot Financial Manager, L.P. and may be deemed to be the beneficial owner of the securities held thereby. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
Common StockSEC Table I · non-derivative	Indirectby Patriot Financial Partners II, LP	1,308,661	Reported balance Holding disclosure · report date 2021-10-18 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 1,308,661 F5: The securities are beneficially held by Patriot Financial Partners II, L.P. (the "Patriot Fund II") and Patriot Financial Partners Parallel II, L.P. (the "Patriot Parallel Fund II," together with the Patriot Fund II, the "Funds II"). Patriot Financial Partners GP II, L.P. ("Patriot II GP") is a general partner of each of the Funds II, and Patriot Financial Partners GP II, LLC ("Patriot II LLC") is a general partner of Patriot II GP. In addition, the Reporting Person is a general partner of the Funds II and Patriot II GP and a member of Patriot II LLC. Accordingly, securities owned by the Funds II may be regarded as being beneficially owned by Patriot II GP, Patriot II LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
Common StockSEC Table I · non-derivative	Indirectby Patriot Financial Partners Parallel II, LP	152,692	Reported balance Holding disclosure · report date 2021-10-18 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 152,692 F5: The securities are beneficially held by Patriot Financial Partners II, L.P. (the "Patriot Fund II") and Patriot Financial Partners Parallel II, L.P. (the "Patriot Parallel Fund II," together with the Patriot Fund II, the "Funds II"). Patriot Financial Partners GP II, L.P. ("Patriot II GP") is a general partner of each of the Funds II, and Patriot Financial Partners GP II, LLC ("Patriot II LLC") is a general partner of Patriot II GP. In addition, the Reporting Person is a general partner of the Funds II and Patriot II GP and a member of Patriot II LLC. Accordingly, securities owned by the Funds II may be regarded as being beneficially owned by Patriot II GP, Patriot II LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

Filing footnotes · ownership attribution and instrument terms

F1: Received in exchange for 2,515,308 shares of the common stock of Pacific Mercantile Bancorp ("PMB") in connection with the merger of PMB's into Banc of California, Inc. ("BOC"). On the effective date of the merger, the closing price of PMB's common stock was $9.40 per share, and the closing price of BOC's common stock was $18.74 per share.

F2: The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

F3: Received in exchange for 1,467,155 shares of non-voting common stock of PMB in connection with the merger of PMB into BOC.

F4: The Reporting Person is a majority owner of Patriot Financial Manager, L.P. and may be deemed to be the beneficial owner of the securities held thereby. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

F5: The securities are beneficially held by Patriot Financial Partners II, L.P. (the "Patriot Fund II") and Patriot Financial Partners Parallel II, L.P. (the "Patriot Parallel Fund II," together with the Patriot Fund II, the "Funds II"). Patriot Financial Partners GP II, L.P. ("Patriot II GP") is a general partner of each of the Funds II, and Patriot Financial Partners GP II, LLC ("Patriot II LLC") is a general partner of Patriot II GP. In addition, the Reporting Person is a general partner of the Funds II and Patriot II GP and a member of Patriot II LLC. Accordingly, securities owned by the Funds II may be regarded as being beneficially owned by Patriot II GP, Patriot II LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

HERITAGE COMMERCE CORP

Report date December 01, 2016 · Filed December 05, 2016

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectIndirect By Partnership	3,157	Reported balance After 2016-12-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2016-12-01 · Sale · Disposed 2,416,083 · Balance 3,157 F1: Transaction of Patriot Financial Partners, L.P. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2500 to $12.4300, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3: These are Restricted Stock Awards (RSA) subject to vesting terms under RSA agreements. The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
Common StockSEC Table I · non-derivative	IndirectIndirect By Partnership	545	Reported balance After 2016-12-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2016-12-01 · Sale · Disposed 417,419 · Balance 545 F4: Transaction of Patriot Financial Partners Parallel, L.P. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2500 to $12.4300, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3: These are Restricted Stock Awards (RSA) subject to vesting terms under RSA agreements. The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
Standard Employee Option - NSOSEC Table II · derivative / convertible security · Conversion / exercise price $5.16 · Expires 2021-06-16	Direct	4,000	Reported balance Holding disclosure · report date 2016-12-01 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 4,000
Standard Employee Option - NSOSEC Table II · derivative / convertible security · Conversion / exercise price $6.39 · Expires 2022-05-01	Direct	4,000	Reported balance Holding disclosure · report date 2016-12-01 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 4,000
Standard Employee Option - NSOSEC Table II · derivative / convertible security · Conversion / exercise price $6.57 · Expires 2023-04-30	Direct	4,000	Reported balance Holding disclosure · report date 2016-12-01 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 4,000
Standard Employee Option - NSOSEC Table II · derivative / convertible security · Conversion / exercise price $8.07 · Expires 2024-02-27	Direct	4,000	Reported balance Holding disclosure · report date 2016-12-01 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 4,000

Filing footnotes · ownership attribution and instrument terms

F1: Transaction of Patriot Financial Partners, L.P.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2500 to $12.4300, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

F3: These are Restricted Stock Awards (RSA) subject to vesting terms under RSA agreements. The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

F4: Transaction of Patriot Financial Partners Parallel, L.P.

LIMESTONE BANCORP, INC.

Report date December 19, 2018 · Filed December 21, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	IndirectBy limited partnership	197,644	Last balance in matching sequence After 2018-12-20 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2018-12-19 · Purchase · Acquired 25,100 · Balance 186,150 F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein Row 2 · 2018-12-20 · Purchase · Acquired 8,691 · Balance 194,841 F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein Row 3 · 2018-12-20 · Purchase · Acquired 2,803 · Balance 197,644 F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein
Common SharesSEC Table I · non-derivative	IndirectBy limited Partnership	272,544	Reported balance After 2018-12-20 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2018-12-20 · Purchase · Acquired 74,900 · Balance 272,544 F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein
Common SharesSEC Table I · non-derivative	Direct	118,542	Reported balance Holding disclosure · report date 2018-12-19 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 118,542
Non-voting Common SharesSEC Table II · derivative / convertible security	IndirectBy limited partnership	1,000,000	Reported balance Holding disclosure · report date 2018-12-19 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 1,000,000 F2: Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder. F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein

Filing footnotes · ownership attribution and instrument terms

F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein

F2: Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder.

Patriot Acquisition Corp./CI

Report date May 14, 2026 · Filed May 15, 2026

Jointly reported with Patriot Acquisition Sponsor LLC, Deutsch James F.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible security	Direct	Not disclosed	Reported balance Holding disclosure · report date 2026-05-14 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: As described in the Issuer's Registration Statement on Form S-1 (File No.: 333-294090) (the "Registration Statement"), under the heading "Description of Securities - Founder Shares," Class B Ordinary Shares will automatically convert into Class A Ordinary Shares on a one-for-one basis upon the consummation of an initial business combination. F2: The Class B Ordinary Shares beneficially owned by Patriot Acquisition Sponsor LLC (the "Sponsor") include up to 600,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the Issuer's securities do not exercise in full their over-allotment option as described in the Issuer's registration statement. This figure also includes 400,000 Class B Ordinary Shares of the Issuer that, substantially concurrently with the effectiveness of the Registration Statement and the closing of the initial publicoffering, the Sponsor transferred to the directors of the Issuer, including Jack Kopnisky, Thomas Cestare, James Barresi, Robert Jones, Michael Taff and Joseph V. Topper, Jr., at the same price as originally paid by the Sponsor for such shares, pursuant to a securities transfer agreement dated May 14, 2026. F3: This Form 3 is filed jointly by the Sponsor, Mr. Wycoff and Mr. Deutsch. Each of Mr. Wycoff and Mr. Deutsch have indirect control over the Sponsor, and as such, securities owned by the Sponsor may be regarded as being indirectly beneficially owned by Mr. Wycoff and Mr. Deutsch. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended, or, for purposes of such Section 16 or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Sponsor, except to the extent of their respective pecuniary interest therein.
Private Placement WarrantsSEC Table II · derivative / convertible security	Direct	Not disclosed	Reported balance Holding disclosure · report date 2026-05-14 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F4: Each Private Placement Warrant is exercisable for cash or on a cashless basis, as described in the Registration Statement. Assuming an exercise for cash, 4,140,000 Class A Ordinary Shares would be issued upon exercise of the Private Placement Warrants. The Private Placement Warrants expire five (5) years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation of the Issuer, as described in the Registration Statement. F3: This Form 3 is filed jointly by the Sponsor, Mr. Wycoff and Mr. Deutsch. Each of Mr. Wycoff and Mr. Deutsch have indirect control over the Sponsor, and as such, securities owned by the Sponsor may be regarded as being indirectly beneficially owned by Mr. Wycoff and Mr. Deutsch. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended, or, for purposes of such Section 16 or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Sponsor, except to the extent of their respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the Issuer's Registration Statement on Form S-1 (File No.: 333-294090) (the "Registration Statement"), under the heading "Description of Securities - Founder Shares," Class B Ordinary Shares will automatically convert into Class A Ordinary Shares on a one-for-one basis upon the consummation of an initial business combination.

F2: The Class B Ordinary Shares beneficially owned by Patriot Acquisition Sponsor LLC (the "Sponsor") include up to 600,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the Issuer's securities do not exercise in full their over-allotment option as described in the Issuer's registration statement. This figure also includes 400,000 Class B Ordinary Shares of the Issuer that, substantially concurrently with the effectiveness of the Registration Statement and the closing of the initial publicoffering, the Sponsor transferred to the directors of the Issuer, including Jack Kopnisky, Thomas Cestare, James Barresi, Robert Jones, Michael Taff and Joseph V. Topper, Jr., at the same price as originally paid by the Sponsor for such shares, pursuant to a securities transfer agreement dated May 14, 2026.

F3: This Form 3 is filed jointly by the Sponsor, Mr. Wycoff and Mr. Deutsch. Each of Mr. Wycoff and Mr. Deutsch have indirect control over the Sponsor, and as such, securities owned by the Sponsor may be regarded as being indirectly beneficially owned by Mr. Wycoff and Mr. Deutsch. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended, or, for purposes of such Section 16 or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Sponsor, except to the extent of their respective pecuniary interest therein.

F4: Each Private Placement Warrant is exercisable for cash or on a cashless basis, as described in the Registration Statement. Assuming an exercise for cash, 4,140,000 Class A Ordinary Shares would be issued upon exercise of the Private Placement Warrants. The Private Placement Warrants expire five (5) years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation of the Issuer, as described in the Registration Statement.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Guaranty Bancorp

Report date January 01, 2019 · Filed January 03, 2019

Section 16 reporting ended · disclosed 2019-01-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Voting Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2019-01-01 transaction · row 1 1 source row Row 1 · 2019-01-01 · Disposition to issuer · Disposed 94,396 · Balance 0 F1: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 45,227 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax F2: (continued from footnote 1) withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share.
Voting Common StockSEC Table I · non-derivative	IndirectBy Patriot Financial Manager, LP	0	Reported balance After 2019-01-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-01-01 · Disposition to issuer · Disposed 6,110 · Balance 0 F1: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 45,227 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax F2: (continued from footnote 1) withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share.

Filing footnotes · ownership attribution and instrument terms

F1: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 45,227 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax

F2: (continued from footnote 1) withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share.

USCB FINANCIAL HOLDINGS, INC.

Report date April 30, 2026 · Filed May 01, 2026

Jointly reported with Patriot Financial Partners GP II, L.P., Patriot Financial Partners II, L.P., Patriot Financial Partners Parallel II, L.P., Patriot Financial Partners GP II, LLC, Deutsch James F., LUBERT IRA M, LYNCH JAMES J, Patriot Financial Manager, L.P., Patriot Financial Manager, LLC

Section 16 reporting ended · disclosed 2026-05-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Voting Common StockSEC Table I · non-derivative	Direct	1,813,786	Last balance in matching sequence After 2026-05-01 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2026-04-30 · Sale · Disposed 37,152 · Balance 1,826,634 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.57, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F5: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F6: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock. F7: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. Row 2 · 2026-05-01 · Sale · Disposed 12,848 · Balance 1,813,786 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F5: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F6: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock. F7: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein.
Option to Purchase Class A Voting Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.35	Direct	4,000	Reported balance Holding disclosure · report date 2026-04-30 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 4,000 F8: The option was previously granted to Mr. Wycoff as a director of the Company. The option to purchase Class A Voting Common Stock remains exercisable until three months after the date Mr. Wycoff ceased to serve as a non-employee of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.57, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.

F4: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee.

F5: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.

F6: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock.

F7: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein.

F8: The option was previously granted to Mr. Wycoff as a director of the Company. The option to purchase Class A Voting Common Stock remains exercisable until three months after the date Mr. Wycoff ceased to serve as a non-employee of the Issuer.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 18, 2017 Filed Feb 14, 2018 21:06 UTC	LIMESTONE BANCORP, INC. PBIB · Entity 114033	OtherCommon Shares	118,542	$0.00	$0.00	Disclosure SEC source: 0001437749-18-002568 · rdgdoc.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,542 F2 · kind: Common shares received by reporting person in pro rata distribution by limited partnerships. See note 1 and 3. Read SEC document
December 18, 2017 Filed Feb 14, 2018 21:06 UTC	LIMESTONE BANCORP, INC. PBIB · Entity 114033	OtherCommon Shares	374,930	$0.00	$0.00	Disclosure SEC source: 0001437749-18-002568 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 9,255 F1 · kind: Pro rata distribution of common shares (including 16,459 director compensation shares) by limited partnerships of which reporting person is a managing partner. The reporting person disclaims beneficial ownership of the 9,255 shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein. F1 · ownership.nature: Pro rata distribution of common shares (including 16,459 director compensation shares) by limited partnerships of which reporting person is a managing partner. The reporting person disclaims beneficial ownership of the 9,255 shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein. Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:25 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	44,191	$27.25	$1,204,372.68	Disclosure SEC source: 0001179110-17-014692 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 205,009 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.95, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:25 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	255,809	$27.25	$6,971,767.32	Disclosure SEC source: 0001179110-17-014692 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 1,186,758 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.95, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
October 30, 2017 Filed Oct 31, 2017 20:43 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	6,424	$28.35	$182,146.10	Disclosure SEC source: 0001179110-17-013590 · edgar.xml · nonDerivative · entry 5 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 249,195 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.10 to $28.825, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
October 30, 2017 Filed Oct 31, 2017 20:43 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	37,183	$28.35	$1,054,286.78	Disclosure SEC source: 0001179110-17-013590 · edgar.xml · nonDerivative · entry 4 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 1,442,572 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.10 to $28.825, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
October 27, 2017 Filed Oct 31, 2017 20:43 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	5,641	$29.08	$164,016.59	Disclosure SEC source: 0001179110-17-013590 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 255,619 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.20, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
October 27, 2017 Filed Oct 31, 2017 20:43 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	32,652	$29.08	$949,383.02	Disclosure SEC source: 0001179110-17-013590 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 1,479,755 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.20, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
October 26, 2017 Filed Oct 26, 2017 22:04 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	3,771	$29.15	$109,938.60	Disclosure SEC source: 0001179110-17-013456 · edgar.xml · nonDerivative · entry 7 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 261,260 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.30, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
October 26, 2017 Filed Oct 26, 2017 22:04 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	21,829	$29.15	$636,396.12	Disclosure SEC source: 0001179110-17-013456 · edgar.xml · nonDerivative · entry 6 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 1,512,407 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.30, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
October 25, 2017 Filed Oct 26, 2017 22:04 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	6,261	$29.04	$181,828.83	Disclosure SEC source: 0001179110-17-013456 · edgar.xml · nonDerivative · entry 5 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 265,031 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.325, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
October 25, 2017 Filed Oct 26, 2017 22:04 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	36,239	$29.04	$1,052,434.92	Disclosure SEC source: 0001179110-17-013456 · edgar.xml · nonDerivative · entry 4 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 1,534,236 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.325, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
October 24, 2017 Filed Oct 26, 2017 22:04 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	7,365	$29.15	$214,655.13	Disclosure SEC source: 0001179110-17-013456 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 271,292 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.45, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
October 24, 2017 Filed Oct 26, 2017 22:04 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	42,635	$29.15	$1,242,609.87	Disclosure SEC source: 0001179110-17-013456 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 1,570,475 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.45, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
July 14, 2017 Filed Jul 18, 2017 21:41 UTC	BANC OF CALIFORNIA, INC. BANC · Entity 4259	GrantCommon Stock	4,748	$0.00	$0.00	Disclosure SEC source: 0001415889-17-001214 · form4-07182017_020709.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,748 F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. Read SEC document
June 29, 2017 Filed Jul 3, 2017 19:44 UTC	Guaranty Bancorp GBNK · Entity 161325	GrantVoting Common Stock	1,174	$0.00	$0.00	Disclosure SEC source: 0001179110-17-009900 · edgar.xml · nonDerivative · entry 4 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Manager LP Disclosed balance after: 4,277 F2 · shares: Represents shares of restricted stock awarded on June 29, 2017, which are scheduled to vest in full on May 2, 2018. Read SEC document
June 29, 2017 Filed Jul 3, 2017 19:44 UTC	Guaranty Bancorp GBNK · Entity 161325	GrantVoting Common Stock	1,539	$0.00	$0.00	Disclosure SEC source: 0001179110-17-009900 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Manager LP Disclosed balance after: 3,103 F1 · shares: Represents shares of restricted stock awarded on June 29, 2017, which vested in full on June 29, 2017. Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:11 UTC	LIMESTONE BANCORP, INC. PBIB · Entity 114033	GrantCommon Stock	2,513	$0.00	$0.00	Disclosure SEC source: 0001437749-17-010630 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,185 F1 · kind: Grant of Restricted Stock pursuant to the Porter Bancorp, Inc., 2016 Omnibus Equity Compensation Plan. Generally, the restrictions as to transferability of the shares granted will lapse on December 31 of the calendar year in which the award date occurs. Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:27 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	810	$22.50	$18,225.00	Disclosure SEC source: 0001179110-16-032957 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 344,947 Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:27 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	4,690	$22.50	$105,525.00	Disclosure SEC source: 0001179110-16-032957 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 1,996,820 Read SEC document
December 09, 2016 Filed Dec 12, 2016 19:27 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	1,105	$22.50	$24,862.50	Disclosure SEC source: 0001179110-16-032791 · edgar.xml · nonDerivative · entry 4 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 345,757 Read SEC document
December 09, 2016 Filed Dec 12, 2016 19:27 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	6,395	$22.50	$143,887.50	Disclosure SEC source: 0001179110-16-032791 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,001,510 Read SEC document
December 08, 2016 Filed Dec 12, 2016 19:27 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	1,989	$22.52	$44,794.07	Disclosure SEC source: 0001179110-16-032791 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 346,862 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.625, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
December 08, 2016 Filed Dec 12, 2016 19:27 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	11,511	$22.52	$259,238.08	Disclosure SEC source: 0001179110-16-032791 · edgar.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,007,905 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.625, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
December 01, 2016 Filed Dec 5, 2016 17:28 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	SaleCommon Stock	417,419	$12.25	$5,113,424.49	Disclosure SEC source: 0001127602-16-069070 · form4.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 545 F4 · shares: Transaction of Patriot Financial Partners Parallel, L.P. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2500 to $12.4300, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3 · ownership.nature: These are Restricted Stock Awards (RSA) subject to vesting terms under RSA agreements. The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document
December 01, 2016 Filed Dec 5, 2016 17:28 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	SaleCommon Stock	2,416,083	$12.25	$29,597,258.36	Disclosure SEC source: 0001127602-16-069070 · form4.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 3,157 F1 · shares: Transaction of Patriot Financial Partners, L.P. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2500 to $12.4300, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3 · ownership.nature: These are Restricted Stock Awards (RSA) subject to vesting terms under RSA agreements. The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document
November 30, 2016 Filed Dec 1, 2016 17:13 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	SaleCommon Stock	73,651	$12.22	$899,764.81	Disclosure SEC source: 0001127602-16-068759 · form4.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 417,170 F4 · shares: Transaction of Patriot Financial Partners Parallel, L.P. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2000 to $12.4488, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document
November 30, 2016 Filed Dec 1, 2016 17:13 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	SaleCommon Stock	426,349	$12.22	$5,208,535.19	Disclosure SEC source: 0001127602-16-068759 · form4.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 2,420,034 F1 · shares: Transaction of Patriot Financial Partners, L.P. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2000 to $12.4488, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document
November 28, 2016 Filed Nov 29, 2016 17:35 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	SaleCommon Stock	14,730	$12.50	$184,125.00	Disclosure SEC source: 0001127602-16-068558 · form4.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 490,821 F3 · shares: Transaction of Patriot Financial Partners Parallel, L.P. F2 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document
November 28, 2016 Filed Nov 29, 2016 17:35 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	SaleCommon Stock	85,270	$12.50	$1,065,875.00	Disclosure SEC source: 0001127602-16-068558 · form4.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 2,846,383 F1 · shares: Transaction of Patriot Financial Partners, L.P. F2 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document
November 21, 2016 Filed Nov 22, 2016 16:49 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	147,302	$20.76	$3,058,328.31	Disclosure SEC source: 0001179110-16-031928 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 348,851 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.75 to $21.30, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
November 21, 2016 Filed Nov 22, 2016 16:49 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	852,698	$20.76	$17,703,971.69	Disclosure SEC source: 0001179110-16-031928 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,019,416 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.75 to $21.30, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
November 21, 2016 Filed Nov 23, 2016 18:14 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	SaleCommon Stock	852,698	$12.00	$10,232,376.00	Disclosure SEC source: 0001127602-16-068301 · form4.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 2,931,653 F3 · shares: Transaction of Patriot Financial Partners, L.P. F2 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document
November 21, 2016 Filed Nov 23, 2016 18:14 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	SaleCommon Stock	147,302	$12.00	$1,767,624.00	Disclosure SEC source: 0001127602-16-068301 · form4.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 505,551 F1 · shares: Transaction of Patriot Financial Partners Parallel, L.P. F2 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:15 UTC Amendment	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	147,302	$20.75	$3,056,516.50	Disclosure SEC source: 0001179110-16-032010 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 348,851 F1 · price: The original Form 4 filed on November 22, 2016 is amended by this Form 4 amendment to correctly reflect the transaction price. No other changes have been made to the original Form 4. Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:15 UTC Amendment	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	852,698	$20.75	$17,693,483.50	Disclosure SEC source: 0001179110-16-032010 · edgar.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,019,416 F1 · price: The original Form 4 filed on November 22, 2016 is amended by this Form 4 amendment to correctly reflect the transaction price. No other changes have been made to the original Form 4. Read SEC document
November 17, 2016 Filed Nov 21, 2016 23:48 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	730	$20.03	$14,622.56	Disclosure SEC source: 0001179110-16-031912 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 496,153 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.10, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
November 17, 2016 Filed Nov 21, 2016 23:48 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	4,227	$20.03	$84,670.61	Disclosure SEC source: 0001179110-16-031912 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,872,114 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.10, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
November 16, 2016 Filed Nov 16, 2016 21:43 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	1,719	$20.01	$34,389.28	Disclosure SEC source: 0001179110-16-031694 · edgar.xml · nonDerivative · entry 7 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 496,883 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.20, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
November 16, 2016 Filed Nov 16, 2016 21:43 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	9,947	$20.01	$198,993.71	Disclosure SEC source: 0001179110-16-031694 · edgar.xml · nonDerivative · entry 6 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,876,341 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.20, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:43 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	4,635	$20.14	$93,341.02	Disclosure SEC source: 0001179110-16-031694 · edgar.xml · nonDerivative · entry 5 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 498,602 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.40, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:43 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	26,832	$20.14	$540,350.87	Disclosure SEC source: 0001179110-16-031694 · edgar.xml · nonDerivative · entry 4 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,886,288 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.40, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
November 14, 2016 Filed Nov 16, 2016 21:43 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	7,646	$20.66	$157,964.83	Disclosure SEC source: 0001179110-16-031694 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 503,237 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $21.05, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
November 14, 2016 Filed Nov 16, 2016 21:43 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	44,264	$20.66	$914,485.39	Disclosure SEC source: 0001179110-16-031694 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,913,120 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $21.05, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
September 12, 2016 Filed Sep 13, 2016 20:30 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	333	$18.00	$5,994.00	Disclosure SEC source: 0001179110-16-029593 · edgar.xml · nonDerivative · entry 5 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 510,883 Read SEC document
September 12, 2016 Filed Sep 13, 2016 20:30 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	1,929	$18.00	$34,722.00	Disclosure SEC source: 0001179110-16-029593 · edgar.xml · nonDerivative · entry 4 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,957,384 Read SEC document
September 12, 2016 Filed Sep 14, 2016 20:56 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Disposition to issuerSeries C Preferred Stock · Derivative	2,145,000	$3.75 Strike: $3.75	$8,043,750.00	Disclosure SEC source: 0001127602-16-062526 · form4.xml · derivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect by Partnership Disclosed balance after: 0 Underlying: Heritage Commerce Corp - Common Stock · 2,145,000 shares Expires 2020-08-26 F4 · derivative.exercise_date: The Series C Preferred Stock was automatically convertible following the subsequent transfer of the Series C Preferred stock to a transferee not affiliated with the holder in a widely dispersed offering. F2 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document
September 12, 2016 Filed Sep 14, 2016 20:56 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantCommon Stock	316,000	$3.75	$1,185,000.00	Disclosure SEC source: 0001127602-16-062526 · form4.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 652,853 F3 · shares: The shares of common stock acquired by Patriot Financial Partners Parallel, L.P. were acquired in exchange for shares of Series C Preferred Stock of the Issuer, using an exchange ratio equivalent to the conversion ratio of such Series C Preferred Stock. F2 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document
September 12, 2016 Filed Sep 14, 2016 20:56 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantCommon Stock	1,829,000	$3.75	$6,858,750.00	Disclosure SEC source: 0001127602-16-062526 · form4.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 3,784,351 F1 · shares: The shares of common stock acquired by Patriot Financial Partners, L.P. were acquired in exchange for shares of Series C Preferred Stock of the Issuer, using an exchange ratio equivalent to the conversion ratio of such Series C Preferred Stock. F2 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document
September 09, 2016 Filed Sep 13, 2016 20:30 UTC	Guaranty Bancorp GBNK · Entity 161325	SaleVoting Common Stock	59	$18.00	$1,062.00	Disclosure SEC source: 0001179110-16-029593 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 511,216 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.