Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avidbank Holdings, Inc.AVBH · Entity 5802 | 10% owner · Member of 10% owner group | August 08, 2025 | August 11, 2025 |
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | Director | October 18, 2021 | October 19, 2021 |
| HERITAGE COMMERCE CORPHTBK · Entity 52106 | Director | December 01, 2016 | December 05, 2016 |
| LIMESTONE BANCORP, INC.LMST · Entity 114033 | Director | December 19, 2018 | December 21, 2018 |
| Patriot Acquisition Corp./CIPTAC · Entity 6252 | 10% owner | May 14, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avidbank Holdings, Inc.
Report date August 08, 2025 · Filed August 11, 2025
Jointly reported with Patriot Financial Partners IV, L.P., Patriot Financial Partners GP IV, LLC, Patriot Financial Partners Parallel IV, L.P., Patriot Financial Partners GP IV, L.P., Deutsch James F.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par valueSEC Table I · non-derivative | Direct | 1,053,918 |
Reported balance
After 2025-08-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-08-08 · Purchase · Acquired 80,000 · Balance 1,053,918 F1: This Form 4 is filed jointly by Patriot Financial Partners GP IV, LLC ("Patriot LLC"), Patriot Financial Partners GP IV, L.P. ("Patriot GP"), Patriot Financial Partners IV, L.P. ("Patriot Fund IV"), Patriot Financial Partners Parallel IV, L.P. ("Patriot Parallel Fund IV," together with Patriot Fund IV, the "Funds"), W. Kirk Wycoff and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff and James F. Deutsch is a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff and James F. Deutsch. On August 8, 2025, Patriot Fund IV purchased 69,016 shares of common stock and Patriot Parallel Fund IV purchased 10,984 shares of common stock in the Issuer's initial public offering. F2: After the purchases, Patriot Fund IV holds 906,626 shares of common stock and Patriot Parallel Fund IV holds 144,292 shares of common stock. In addition, James F. Deutsch holds directly 3,000 shares of common stock including 1,500 shares of restricted stock which vest 12 months from the date of grant. The shares held by Mr. Deutsch were previously granted to him for serving as a director of the Issuer. F3: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Patriot Financial Partners GP IV, LLC ("Patriot LLC"), Patriot Financial Partners GP IV, L.P. ("Patriot GP"), Patriot Financial Partners IV, L.P. ("Patriot Fund IV"), Patriot Financial Partners Parallel IV, L.P. ("Patriot Parallel Fund IV," together with Patriot Fund IV, the "Funds"), W. Kirk Wycoff and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff and James F. Deutsch is a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff and James F. Deutsch. On August 8, 2025, Patriot Fund IV purchased 69,016 shares of common stock and Patriot Parallel Fund IV purchased 10,984 shares of common stock in the Issuer's initial public offering.
F2: After the purchases, Patriot Fund IV holds 906,626 shares of common stock and Patriot Parallel Fund IV holds 144,292 shares of common stock. In addition, James F. Deutsch holds directly 3,000 shares of common stock including 1,500 shares of restricted stock which vest 12 months from the date of grant. The shares held by Mr. Deutsch were previously granted to him for serving as a director of the Issuer.
F3: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein.
BANC OF CALIFORNIA, INC.
Report date October 18, 2021 · Filed October 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Patriot Financial Partners III, LP | 1,991,231 |
Last balance in matching sequence
After 2021-10-18 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-10-18 · Grant · Acquired 1,257,654 · Balance 1,257,654 F1: Received in exchange for 2,515,308 shares of the common stock of Pacific Mercantile Bancorp ("PMB") in connection with the merger of PMB's into Banc of California, Inc. ("BOC"). On the effective date of the merger, the closing price of PMB's common stock was $9.40 per share, and the closing price of BOC's common stock was $18.74 per share. F2: The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Row 2 · 2021-10-18 · Grant · Acquired 733,577 · Balance 1,991,231 F3: Received in exchange for 1,467,155 shares of non-voting common stock of PMB in connection with the merger of PMB into BOC. F2: The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. |
| Common StockSEC Table I · non-derivative | Direct | 82,536 |
Reported balance
Holding disclosure · report date 2021-10-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 82,536 |
| Common StockSEC Table I · non-derivative | Indirectby Patriot Financial Manager, LP | 518 |
Reported balance
Holding disclosure · report date 2021-10-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 518 F4: The Reporting Person is a majority owner of Patriot Financial Manager, L.P. and may be deemed to be the beneficial owner of the securities held thereby. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. |
| Common StockSEC Table I · non-derivative | Indirectby Patriot Financial Partners II, LP | 1,308,661 |
Reported balance
Holding disclosure · report date 2021-10-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,308,661 F5: The securities are beneficially held by Patriot Financial Partners II, L.P. (the "Patriot Fund II") and Patriot Financial Partners Parallel II, L.P. (the "Patriot Parallel Fund II," together with the Patriot Fund II, the "Funds II"). Patriot Financial Partners GP II, L.P. ("Patriot II GP") is a general partner of each of the Funds II, and Patriot Financial Partners GP II, LLC ("Patriot II LLC") is a general partner of Patriot II GP. In addition, the Reporting Person is a general partner of the Funds II and Patriot II GP and a member of Patriot II LLC. Accordingly, securities owned by the Funds II may be regarded as being beneficially owned by Patriot II GP, Patriot II LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. |
| Common StockSEC Table I · non-derivative | Indirectby Patriot Financial Partners Parallel II, LP | 152,692 |
Reported balance
Holding disclosure · report date 2021-10-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 152,692 F5: The securities are beneficially held by Patriot Financial Partners II, L.P. (the "Patriot Fund II") and Patriot Financial Partners Parallel II, L.P. (the "Patriot Parallel Fund II," together with the Patriot Fund II, the "Funds II"). Patriot Financial Partners GP II, L.P. ("Patriot II GP") is a general partner of each of the Funds II, and Patriot Financial Partners GP II, LLC ("Patriot II LLC") is a general partner of Patriot II GP. In addition, the Reporting Person is a general partner of the Funds II and Patriot II GP and a member of Patriot II LLC. Accordingly, securities owned by the Funds II may be regarded as being beneficially owned by Patriot II GP, Patriot II LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in exchange for 2,515,308 shares of the common stock of Pacific Mercantile Bancorp ("PMB") in connection with the merger of PMB's into Banc of California, Inc. ("BOC"). On the effective date of the merger, the closing price of PMB's common stock was $9.40 per share, and the closing price of BOC's common stock was $18.74 per share.
F2: The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
F3: Received in exchange for 1,467,155 shares of non-voting common stock of PMB in connection with the merger of PMB into BOC.
F4: The Reporting Person is a majority owner of Patriot Financial Manager, L.P. and may be deemed to be the beneficial owner of the securities held thereby. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
F5: The securities are beneficially held by Patriot Financial Partners II, L.P. (the "Patriot Fund II") and Patriot Financial Partners Parallel II, L.P. (the "Patriot Parallel Fund II," together with the Patriot Fund II, the "Funds II"). Patriot Financial Partners GP II, L.P. ("Patriot II GP") is a general partner of each of the Funds II, and Patriot Financial Partners GP II, LLC ("Patriot II LLC") is a general partner of Patriot II GP. In addition, the Reporting Person is a general partner of the Funds II and Patriot II GP and a member of Patriot II LLC. Accordingly, securities owned by the Funds II may be regarded as being beneficially owned by Patriot II GP, Patriot II LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
HERITAGE COMMERCE CORP
Report date December 01, 2016 · Filed December 05, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectIndirect By Partnership | 3,157 |
Reported balance
After 2016-12-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-01 · Sale · Disposed 2,416,083 · Balance 3,157 F1: Transaction of Patriot Financial Partners, L.P. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2500 to $12.4300, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3: These are Restricted Stock Awards (RSA) subject to vesting terms under RSA agreements. The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. |
| Common StockSEC Table I · non-derivative | IndirectIndirect By Partnership | 545 |
Reported balance
After 2016-12-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-12-01 · Sale · Disposed 417,419 · Balance 545 F4: Transaction of Patriot Financial Partners Parallel, L.P. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2500 to $12.4300, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3: These are Restricted Stock Awards (RSA) subject to vesting terms under RSA agreements. The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. |
| Standard Employee Option - NSOSEC Table II · derivative / convertible security · Conversion / exercise price $5.16 · Expires 2021-06-16 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2016-12-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,000 |
| Standard Employee Option - NSOSEC Table II · derivative / convertible security · Conversion / exercise price $6.39 · Expires 2022-05-01 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2016-12-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,000 |
| Standard Employee Option - NSOSEC Table II · derivative / convertible security · Conversion / exercise price $6.57 · Expires 2023-04-30 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2016-12-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,000 |
| Standard Employee Option - NSOSEC Table II · derivative / convertible security · Conversion / exercise price $8.07 · Expires 2024-02-27 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2016-12-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 4,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction of Patriot Financial Partners, L.P.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2500 to $12.4300, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3: These are Restricted Stock Awards (RSA) subject to vesting terms under RSA agreements. The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
F4: Transaction of Patriot Financial Partners Parallel, L.P.
LIMESTONE BANCORP, INC.
Report date December 19, 2018 · Filed December 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy limited partnership | 197,644 |
Last balance in matching sequence
After 2018-12-20 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-12-19 · Purchase · Acquired 25,100 · Balance 186,150 F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein Row 2 · 2018-12-20 · Purchase · Acquired 8,691 · Balance 194,841 F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein Row 3 · 2018-12-20 · Purchase · Acquired 2,803 · Balance 197,644 F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein |
| Common SharesSEC Table I · non-derivative | IndirectBy limited Partnership | 272,544 |
Reported balance
After 2018-12-20 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-12-20 · Purchase · Acquired 74,900 · Balance 272,544 F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein |
| Common SharesSEC Table I · non-derivative | Direct | 118,542 |
Reported balance
Holding disclosure · report date 2018-12-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 118,542 |
| Non-voting Common SharesSEC Table II · derivative / convertible security | IndirectBy limited partnership | 1,000,000 |
Reported balance
Holding disclosure · report date 2018-12-19 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,000,000 F2: Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder. F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein |
Filing footnotes · ownership attribution and instrument terms
F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein
F2: Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder.
Patriot Acquisition Corp./CI
Report date May 14, 2026 · Filed May 15, 2026
Jointly reported with Patriot Acquisition Sponsor LLC, Deutsch James F.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-05-14 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the Issuer's Registration Statement on Form S-1 (File No.: 333-294090) (the "Registration Statement"), under the heading "Description of Securities - Founder Shares," Class B Ordinary Shares will automatically convert into Class A Ordinary Shares on a one-for-one basis upon the consummation of an initial business combination. F2: The Class B Ordinary Shares beneficially owned by Patriot Acquisition Sponsor LLC (the "Sponsor") include up to 600,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the Issuer's securities do not exercise in full their over-allotment option as described in the Issuer's registration statement. This figure also includes 400,000 Class B Ordinary Shares of the Issuer that, substantially concurrently with the effectiveness of the Registration Statement and the closing of the initial publicoffering, the Sponsor transferred to the directors of the Issuer, including Jack Kopnisky, Thomas Cestare, James Barresi, Robert Jones, Michael Taff and Joseph V. Topper, Jr., at the same price as originally paid by the Sponsor for such shares, pursuant to a securities transfer agreement dated May 14, 2026. F3: This Form 3 is filed jointly by the Sponsor, Mr. Wycoff and Mr. Deutsch. Each of Mr. Wycoff and Mr. Deutsch have indirect control over the Sponsor, and as such, securities owned by the Sponsor may be regarded as being indirectly beneficially owned by Mr. Wycoff and Mr. Deutsch. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended, or, for purposes of such Section 16 or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Sponsor, except to the extent of their respective pecuniary interest therein. |
| Private Placement WarrantsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-05-14 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F4: Each Private Placement Warrant is exercisable for cash or on a cashless basis, as described in the Registration Statement. Assuming an exercise for cash, 4,140,000 Class A Ordinary Shares would be issued upon exercise of the Private Placement Warrants. The Private Placement Warrants expire five (5) years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation of the Issuer, as described in the Registration Statement. F3: This Form 3 is filed jointly by the Sponsor, Mr. Wycoff and Mr. Deutsch. Each of Mr. Wycoff and Mr. Deutsch have indirect control over the Sponsor, and as such, securities owned by the Sponsor may be regarded as being indirectly beneficially owned by Mr. Wycoff and Mr. Deutsch. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended, or, for purposes of such Section 16 or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Sponsor, except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the Issuer's Registration Statement on Form S-1 (File No.: 333-294090) (the "Registration Statement"), under the heading "Description of Securities - Founder Shares," Class B Ordinary Shares will automatically convert into Class A Ordinary Shares on a one-for-one basis upon the consummation of an initial business combination.
F2: The Class B Ordinary Shares beneficially owned by Patriot Acquisition Sponsor LLC (the "Sponsor") include up to 600,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the Issuer's securities do not exercise in full their over-allotment option as described in the Issuer's registration statement. This figure also includes 400,000 Class B Ordinary Shares of the Issuer that, substantially concurrently with the effectiveness of the Registration Statement and the closing of the initial publicoffering, the Sponsor transferred to the directors of the Issuer, including Jack Kopnisky, Thomas Cestare, James Barresi, Robert Jones, Michael Taff and Joseph V. Topper, Jr., at the same price as originally paid by the Sponsor for such shares, pursuant to a securities transfer agreement dated May 14, 2026.
F3: This Form 3 is filed jointly by the Sponsor, Mr. Wycoff and Mr. Deutsch. Each of Mr. Wycoff and Mr. Deutsch have indirect control over the Sponsor, and as such, securities owned by the Sponsor may be regarded as being indirectly beneficially owned by Mr. Wycoff and Mr. Deutsch. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended, or, for purposes of such Section 16 or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Sponsor, except to the extent of their respective pecuniary interest therein.
F4: Each Private Placement Warrant is exercisable for cash or on a cashless basis, as described in the Registration Statement. Assuming an exercise for cash, 4,140,000 Class A Ordinary Shares would be issued upon exercise of the Private Placement Warrants. The Private Placement Warrants expire five (5) years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation of the Issuer, as described in the Registration Statement.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Guaranty Bancorp
Report date January 01, 2019 · Filed January 03, 2019
Section 16 reporting ended · disclosed 2019-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-01-01 transaction · row 1
1 source rowRow 1 · 2019-01-01 · Disposition to issuer · Disposed 94,396 · Balance 0 F1: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 45,227 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax F2: (continued from footnote 1) withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share. |
| Voting Common StockSEC Table I · non-derivative | IndirectBy Patriot Financial Manager, LP | 0 |
Reported balance
After 2019-01-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-01-01 · Disposition to issuer · Disposed 6,110 · Balance 0 F1: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 45,227 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax F2: (continued from footnote 1) withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 45,227 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax
F2: (continued from footnote 1) withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share.
USCB FINANCIAL HOLDINGS, INC.
Report date April 30, 2026 · Filed May 01, 2026
Jointly reported with Patriot Financial Partners GP II, L.P., Patriot Financial Partners II, L.P., Patriot Financial Partners Parallel II, L.P., Patriot Financial Partners GP II, LLC, Deutsch James F., LUBERT IRA M, LYNCH JAMES J, Patriot Financial Manager, L.P., Patriot Financial Manager, LLC
Section 16 reporting ended · disclosed 2026-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Voting Common StockSEC Table I · non-derivative | Direct | 1,813,786 |
Last balance in matching sequence
After 2026-05-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-04-30 · Sale · Disposed 37,152 · Balance 1,826,634 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.57, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F5: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F6: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock. F7: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. Row 2 · 2026-05-01 · Sale · Disposed 12,848 · Balance 1,813,786 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F5: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F6: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock. F7: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. |
| Option to Purchase Class A Voting Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.35 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2026-04-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,000 F8: The option was previously granted to Mr. Wycoff as a director of the Company. The option to purchase Class A Voting Common Stock remains exercisable until three months after the date Mr. Wycoff ceased to serve as a non-employee of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.57, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.
F4: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee.
F5: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.
F6: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock.
F7: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein.
F8: The option was previously granted to Mr. Wycoff as a director of the Company. The option to purchase Class A Voting Common Stock remains exercisable until three months after the date Mr. Wycoff ceased to serve as a non-employee of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2026 Filed May 1, 2026 21:43 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 12,848 | $18.28 | $234,861.44 |
DisclosureSEC source: 0001437749-26-014514 · rdgdoc.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Patriot Financial Manager, L.P. · CIK 0002079600 · 10% owner Patriot Financial Manager, LLC · CIK 0002079601 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,813,786 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4 · ownership.direct: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F5 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F6 · ownership.direct: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock. F7 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. Read SEC document |
| April 30, 2026 Filed May 1, 2026 21:43 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 37,152 | $18.24 | $677,652.48 |
DisclosureSEC source: 0001437749-26-014514 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Patriot Financial Manager, L.P. · CIK 0002079600 · 10% owner Patriot Financial Manager, LLC · CIK 0002079601 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,826,634 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.57, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4 · ownership.direct: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F5 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F6 · ownership.direct: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock. F7 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. Read SEC document |
| February 05, 2026 Filed Feb 6, 2026 15:24 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | Exercise / conversionOption to Purchase Class A Voting Common Stock · Derivative | 7,500 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001437749-26-003288 · rdgdoc.xml · derivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Patriot Financial Manager, L.P. · CIK 0002079600 · 10% owner Patriot Financial Manager, LLC · CIK 0002079601 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.expiration_date: The options were previously granted to Mr. Wycoff as a director of the Company. Each option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) ten (10) years after its date of grant or (b) the (3) months after the date Mr. Wycoff ceases to serve as a non-employee of the Issuer. F6 · ownership.direct: The options were previously granted to Mr. Wycoff as a director of the Company. Each option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) ten (10) years after its date of grant or (b) the (3) months after the date Mr. Wycoff ceases to serve as a non-employee of the Issuer. Read SEC document |
| February 05, 2026 Filed Feb 6, 2026 15:24 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | Exercise / conversionClass A Voting Common Stock | 7,500 | $7.50 | $56,250.00 |
DisclosureSEC source: 0001437749-26-003288 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Patriot Financial Manager, L.P. · CIK 0002079600 · 10% owner Patriot Financial Manager, LLC · CIK 0002079601 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,863,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F2 · ownership.direct: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F3 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4 · ownership.direct: After the option exercise, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,662,420 shares of common stock and Patriot Parallel Fund II holds 193,866 shares of common stock. F5 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 15:26 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 39,000 | $18.68 | $728,520.00 |
DisclosureSEC source: 0001437749-25-037655 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,856,286 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.83, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F3 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On December 11, 2025, Patriot Fund II sold 34,905 shares of common stock and Patriot Parallel Fund II sold 4,095 shares of common stock. F4 · ownership.direct: After the sale, Patriot Fund II holds 1,662,420 shares of common stock and Patriot Parallel Fund II holds 193,866 shares of common stock. F5 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 17:56 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 82,043 | $18.56 | $1,522,718.08 |
DisclosureSEC source: 0001437749-25-037513 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,895,286 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.91, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F3 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On December 10, 2025, Patriot Fund II sold 73,428 shares of common stock and Patriot Parallel Fund II sold 8,615 shares of common stock. F4 · ownership.direct: After the sale, Patriot Fund II holds 1,697,325 shares of common stock and Patriot Parallel Fund II holds 197,961 shares of common stock. F5 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| December 02, 2025 Filed Dec 3, 2025 16:14 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 14,695 | $17.75 | $260,836.25 |
DisclosureSEC source: 0001437749-25-036730 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,977,329 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.60 to $18.01, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F3 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On December 2, 2025, Patriot Fund II sold 13,152 shares of common stock and Patriot Parallel Fund II sold 1,543 shares of common stock. F4 · ownership.direct: After the sale, Patriot Fund II holds 1,770,753 shares of common stock and Patriot Parallel Fund II holds 206,576 shares of common stock. F5 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 16:08 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 22,558 | $18.06 | $407,397.48 |
DisclosureSEC source: 0001437749-25-036405 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,992,024 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.21, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F3 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On November 25, 2025, Patriot Fund II sold 20,189 shares of common stock and Patriot Parallel Fund II sold 2,369 shares of common stock. F4 · ownership.direct: After the sale, Patriot Fund II holds 1,783,905 shares of common stock and Patriot Parallel Fund II holds 208,119 shares of common stock. F5 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 24, 2025 Filed Nov 26, 2025 15:51 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | SaleClass A Voting Common Stock | 21,327 | $18.02 | $384,312.54 |
DisclosureSEC source: 0001437749-25-036402 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,014,582 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.99 to $18.18, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F3 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On November 24, 2025, Patriot Fund II sold 19,088 shares of common stock and Patriot Parallel Fund II sold 2,239 shares of common stock. F4 · ownership.direct: After the sale, Patriot Fund II holds 1,804,094 shares of common stock and Patriot Parallel Fund II holds 210,488 shares of common stock. F5 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 13:35 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | Disposition to issuerClass A Voting Common Stock | 1,250,000 | $17.19 | $21,487,500.00 |
DisclosureSEC source: 0001437749-25-029222 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LUBERT IRA M · CIK 0001203115 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,035,909 F1 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F2 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On September 15, 2025, Patriot Fund II agreed to sell 1,119,391 shares of common stock and Patriot Parallel Fund II agreed to sell 130,609 shares of common stock. F3 · ownership.direct: After the sale, Patriot Fund II holds 1,823,182 shares of common stock and Patriot Parallel Fund II holds 212,727 shares of common stock. F4 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 23:18 UTC | USCB FINANCIAL HOLDINGS, INC. USCB · Entity 5618 | Disposition to issuerClass A Voting Common Stock | 1,200,000 | $17.19 | $20,628,000.00 |
DisclosureSEC source: 0001437749-25-028423 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner Patriot Financial Partners GP II, L.P. · CIK 0002061817 · 10% owner Patriot Financial Partners II, L.P. · CIK 0001583223 · 10% owner Patriot Financial Partners Parallel II, L.P. · CIK 0001586224 · 10% owner Patriot Financial Partners GP II, LLC · CIK 0002061814 · 10% owner Deutsch James F. · CIK 0001561111 · 10% owner LYNCH JAMES J · CIK 0001222379 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,285,909 F1 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), W. Kirk Wycoff, James J. Lynch, Ira M. Luber! and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F2 · ownership.direct: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. On September 2, 2025, Patriot Fund II agreed to sell 1,074,616 shares of common stock to the Issuer and Patriot Parallel Fund II agreed to sell 125,384 shares of common stock to the Issuer. F3 · ownership.direct: After the sale, Patriot Fund II holds 2,942,573 shares of common stock and Patriot Parallel Fund II holds 343,336 shares of common stock. F4 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 08, 2025 Filed Aug 11, 2025 21:02 UTC | Avidbank Holdings, Inc. AVBH · Entity 5802 | PurchaseCommon Stock, no par value | 80,000 | $23.00 | $1,840,000.00 |
DisclosureSEC source: 0001437749-25-025960 · rdgdoc.xml · nonDerivative · entry 1 Patriot Financial Partners IV, L.P. · CIK 0001853178 · 10% owner Patriot Financial Partners GP IV, LLC · CIK 0002079603 · 10% owner · Member of 10% owner group Patriot Financial Partners Parallel IV, L.P. · CIK 0001929137 · 10% owner · Member of 10% owner group Patriot Financial Partners GP IV, L.P. · CIK 0002079602 · 10% owner · Member of 10% owner group WYCOFF W KIRK · CIK 0000949197 · 10% owner · Member of 10% owner group Deutsch James F. · CIK 0001561111 · Director · 10% owner · Member of 10% owner group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,053,918 F1 · ownership.direct: This Form 4 is filed jointly by Patriot Financial Partners GP IV, LLC ("Patriot LLC"), Patriot Financial Partners GP IV, L.P. ("Patriot GP"), Patriot Financial Partners IV, L.P. ("Patriot Fund IV"), Patriot Financial Partners Parallel IV, L.P. ("Patriot Parallel Fund IV," together with Patriot Fund IV, the "Funds"), W. Kirk Wycoff and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff and James F. Deutsch is a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff and James F. Deutsch. On August 8, 2025, Patriot Fund IV purchased 69,016 shares of common stock and Patriot Parallel Fund IV purchased 10,984 shares of common stock in the Issuer's initial public offering. F2 · ownership.direct: After the purchases, Patriot Fund IV holds 906,626 shares of common stock and Patriot Parallel Fund IV holds 144,292 shares of common stock. In addition, James F. Deutsch holds directly 3,000 shares of common stock including 1,500 shares of restricted stock which vest 12 months from the date of grant. The shares held by Mr. Deutsch were previously granted to him for serving as a director of the Issuer. F3 · ownership.direct: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 21:23 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 733,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-006554 · primarydocument.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Patriot Financial Partners III, LP Disclosed balance after: 1,991,231 F3 · price: Received in exchange for 1,467,155 shares of non-voting common stock of PMB in connection with the merger of PMB into BOC. F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 21:23 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 1,257,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-006554 · primarydocument.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Patriot Financial Partners III, LP Disclosed balance after: 1,257,654 F1 · price: Received in exchange for 2,515,308 shares of the common stock of Pacific Mercantile Bancorp ("PMB") in connection with the merger of PMB's into Banc of California, Inc. ("BOC"). On the effective date of the merger, the closing price of PMB's common stock was $9.40 per share, and the closing price of BOC's common stock was $18.74 per share. F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:06 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 3,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002509 · form4-05172021_040524.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,536 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 21:42 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002959 · form4-12172020_011236.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,547 Read SEC document |
| May 14, 2020 Filed May 18, 2020 21:45 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 8,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-001243 · form4-05182020_050515.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,547 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 23:38 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000700 · form4-06142019_040635.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,871 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:05 UTC | Guaranty Bancorp GBNK · Entity 161325 | Disposition to issuerVoting Common Stock | 6,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000093 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Manager, LP Disclosed balance after: 0 F1 · price: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 45,227 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax F2 · price: (continued from footnote 1) withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:05 UTC | Guaranty Bancorp GBNK · Entity 161325 | Disposition to issuerVoting Common Stock | 94,396 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000093 · edgar.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 45,227 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax F2 · price: (continued from footnote 1) withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 21:05 UTC | LIMESTONE BANCORP, INC. LMST · Entity 114033 | PurchaseCommon Shares | 74,900 | $13.25 | $992,425.00 |
DisclosureSEC source: 0001437749-18-022514 · rdgdoc.xml · nonDerivative · entry 4 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By limited Partnership Disclosed balance after: 272,544 F1 · ownership.direct: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein F1 · ownership.nature: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 21:05 UTC | LIMESTONE BANCORP, INC. LMST · Entity 114033 | PurchaseCommon Shares | 2,803 | $13.10 | $36,719.30 |
DisclosureSEC source: 0001437749-18-022514 · rdgdoc.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 197,644 F1 · ownership.direct: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein F1 · ownership.nature: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 21:05 UTC | LIMESTONE BANCORP, INC. LMST · Entity 114033 | PurchaseCommon Shares | 8,691 | $13.00 | $112,983.00 |
DisclosureSEC source: 0001437749-18-022514 · rdgdoc.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 194,841 F1 · ownership.direct: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein F1 · ownership.nature: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 21:05 UTC | LIMESTONE BANCORP, INC. LMST · Entity 114033 | PurchaseCommon Shares | 25,100 | $13.25 | $332,575.00 |
DisclosureSEC source: 0001437749-18-022514 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 186,150 F1 · ownership.direct: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein F1 · ownership.nature: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 15:33 UTC | Guaranty Bancorp GBNK · Entity 161325 | OtherVoting Common Stock | 811 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013452 · edgar.xml · nonDerivative · entry 6 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Manager, LP Disclosed balance after: 6,110 F3 · kind: Shares received pursuant to pro rata distribution of shares, without consideration, to the limited partners of the Fund pursuant to the termination of the Fund. Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 15:33 UTC | Guaranty Bancorp GBNK · Entity 161325 | OtherVoting Common Stock | 94,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013452 · edgar.xml · nonDerivative · entry 5 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,396 F3 · kind: Shares received pursuant to pro rata distribution of shares, without consideration, to the limited partners of the Fund pursuant to the termination of the Fund. Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 15:33 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 42 | $25.96 | $1,090.31 |
DisclosureSEC source: 0001179110-18-013452 · edgar.xml · nonDerivative · entry 4 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 0 Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 15:33 UTC | Guaranty Bancorp GBNK · Entity 161325 | OtherVoting Common Stock | 154,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013452 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 42 F2 · kind: Pro rata distribution of shares, without consideration, to the limited partners of Patriot Financial Partners Parallel, L.P. (the "Parallel Fund") pursuant to the termination of the Parallel Fund. F4 · shares: Reflects the transfer of 50,225 shares from the Parallel Fund to the Fund, without consideration, on November 30, 2018. Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 15:33 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 97 | $25.95 | $2,517.11 |
DisclosureSEC source: 0001179110-18-013452 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 0 Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 15:33 UTC | Guaranty Bancorp GBNK · Entity 161325 | OtherVoting Common Stock | 1,236,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013452 · edgar.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 97 F1 · kind: Pro rata distribution of shares, without consideration, to the limited partners of Patriot Financial Partners, L.P. (the "Fund") pursuant to the termination of the Fund. F4 · shares: Reflects the transfer of 50,225 shares from the Parallel Fund to the Fund, without consideration, on November 30, 2018. Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 19:00 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 41 | $17.16 | $703.42 |
DisclosureSEC source: 0001415889-18-001732 · form4-12062018_111205.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P. Disclosed balance after: 0 F1 · balance_after: On November 30, 2018, Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P. (the "Funds") completed a liquidating distribution, including 757,988 and 131,233 shares of the Issuer's common stock held by Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P., respectively, which shares were reported as beneficially held by the Reporting Person in prior Section 16 reports. As a result of the distribution by the Funds, the Reporting Person retained beneficial ownership over the following shares: 60,310 shares that were issued to the Reporting Person directly and 592 shares that were issued to Patriot Financial Manager, L.P. In addition, the Funds sold a total of 124 shares (as reported herein) and the remaining shares were distributed to other partners of the Funds. Read SEC document |
| November 30, 2018 Filed Dec 6, 2018 19:00 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 83 | $17.16 | $1,423.97 |
DisclosureSEC source: 0001415889-18-001732 · form4-12062018_111205.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 0 F1 · balance_after: On November 30, 2018, Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P. (the "Funds") completed a liquidating distribution, including 757,988 and 131,233 shares of the Issuer's common stock held by Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P., respectively, which shares were reported as beneficially held by the Reporting Person in prior Section 16 reports. As a result of the distribution by the Funds, the Reporting Person retained beneficial ownership over the following shares: 60,310 shares that were issued to the Reporting Person directly and 592 shares that were issued to Patriot Financial Manager, L.P. In addition, the Funds sold a total of 124 shares (as reported herein) and the remaining shares were distributed to other partners of the Funds. Read SEC document |
| September 06, 2018 Filed Sep 11, 2018 01:47 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 4,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001354 · form4-09102018_060943.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,733 F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met. F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 00:04 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 10,025 | $19.81 | $198,638.36 |
DisclosureSEC source: 0001415889-18-001286 · form4-08232018_050816.xml · nonDerivative · entry 6 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P. Disclosed balance after: 131,223 F4 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 23, 2018 at prices ranging from $19.75 to $20.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 00:04 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 58,031 | $19.81 | $1,149,843.64 |
DisclosureSEC source: 0001415889-18-001286 · form4-08232018_050816.xml · nonDerivative · entry 5 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 757,988 F4 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 23, 2018 at prices ranging from $19.75 to $20.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 00:04 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 2,444 | $20.00 | $48,880.49 |
DisclosureSEC source: 0001415889-18-001286 · form4-08232018_050816.xml · nonDerivative · entry 4 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P. Disclosed balance after: 141,248 F3 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 22, 2018 at prices ranging from $20.00 to $20.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 00:04 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 14,144 | $20.00 | $282,882.83 |
DisclosureSEC source: 0001415889-18-001286 · form4-08232018_050816.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 816,019 F3 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 22, 2018 at prices ranging from $20.00 to $20.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| August 21, 2018 Filed Aug 24, 2018 00:04 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 20,719 | $20.08 | $416,056.17 |
DisclosureSEC source: 0001415889-18-001286 · form4-08232018_050816.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P. Disclosed balance after: 143,692 F1 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 21, 2018 at prices ranging from $20.00 to $20.225, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| August 21, 2018 Filed Aug 24, 2018 00:04 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 119,937 | $20.08 | $2,408,442.90 |
DisclosureSEC source: 0001415889-18-001286 · form4-08232018_050816.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 830,163 F1 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 21, 2018 at prices ranging from $20.00 to $20.225, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 00:36 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 28,105 | $19.93 | $560,034.28 |
DisclosureSEC source: 0001415889-18-001269 · form4-08162018_050840.xml · nonDerivative · entry 6 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P. Disclosed balance after: 164,411 F3 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 16, 2018 at prices ranging from $19.85 to $20.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 00:36 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 162,695 | $19.93 | $3,241,941.92 |
DisclosureSEC source: 0001415889-18-001269 · form4-08162018_050840.xml · nonDerivative · entry 5 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 950,100 F3 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 16, 2018 at prices ranging from $19.85 to $20.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 00:36 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 1,473 | $20.00 | $29,460.00 |
DisclosureSEC source: 0001415889-18-001269 · form4-08162018_050840.xml · nonDerivative · entry 4 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P. Disclosed balance after: 192,516 F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 00:36 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 8,527 | $20.00 | $170,540.00 |
DisclosureSEC source: 0001415889-18-001269 · form4-08162018_050840.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 1,112,795 F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| August 14, 2018 Filed Aug 17, 2018 00:36 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 10,886 | $20.00 | $217,726.53 |
DisclosureSEC source: 0001415889-18-001269 · form4-08162018_050840.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Finanical Partners Parallel, L.P. Disclosed balance after: 193,989 F1 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 14, 2018 at prices ranging from $20.00 to $20.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| August 14, 2018 Filed Aug 17, 2018 00:36 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 63,014 | $20.00 | $1,260,317.81 |
DisclosureSEC source: 0001415889-18-001269 · form4-08162018_050840.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 1,121,322 F1 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 14, 2018 at prices ranging from $20.00 to $20.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:38 UTC | LIMESTONE BANCORP, INC. PBIB · Entity 114033 | GrantCommon Shares | 1,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-011289 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnerships Disclosed balance after: 161,050 F1 · kind: The reporting person disclaims beneficial ownership of the 150,000 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein F3 · kind: Grant of Restricted Stock pursuant to the Porter Bancorp, Inc., 2018 Omnibus Equity Compensation Plan. Generally, the restrictions as to transferability of the shares granted will lapse on December 31 of the calendar year in which the award date occurs. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the 150,000 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein F1 · ownership.nature: The reporting person disclaims beneficial ownership of the 150,000 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein Read SEC document |
| May 07, 2018 Filed May 9, 2018 22:40 UTC | Guaranty Bancorp GBNK · Entity 161325 | GrantVoting Common Stock | 1,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006485 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Manager, LP Disclosed balance after: 5,299 F1 · shares: Represents shares of restricted stock awarded on May 7, 2018, which are scheduled to vest in full on May 7, 2019. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 16:01 UTC | LIMESTONE BANCORP, INC. PBIB · Entity 114033 | PurchaseNon-voting Common Shares · Derivative | 1,000,000 | $13.00 | $13,000,000.00 |
DisclosureSEC source: 0001437749-18-006152 · rdgdoc.xml · derivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnerships Disclosed balance after: 1,000,000 Underlying: Common Shares · 1,000,000 shares Expires not disclosed F2 · derivative.exercise_price: (2) Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder. F2 · derivative.exercise_date: (2) Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder. F2 · derivative.expiration_date: (2) Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder. F1 · ownership.nature: (1) The reporting person disclaims beneficial ownership of the 150,000 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 9,255 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 16:01 UTC | LIMESTONE BANCORP, INC. PBIB · Entity 114033 | PurchaseCommon Shares | 150,000 | $13.00 | $1,950,000.00 |
DisclosureSEC source: 0001437749-18-006152 · rdgdoc.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnerships Disclosed balance after: 159,255 F1 · acquired: (1) The reporting person disclaims beneficial ownership of the 150,000 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 9,255 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein. F1 · ownership.direct: (1) The reporting person disclaims beneficial ownership of the 150,000 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 9,255 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein. F1 · ownership.nature: (1) The reporting person disclaims beneficial ownership of the 150,000 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 9,255 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2017 Filed Feb 14, 2018 21:06 UTC | LIMESTONE BANCORP, INC. PBIB · Entity 114033 | OtherNon-Voting Common Shares · Derivative | 1,371,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-002568 · rdgdoc.xml · derivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 0 Underlying: Common Shares · 1,371,600 shares Expires not disclosed F3 · derivative.exercise_price: Pro rata distribution of non-voting common shares by limited partnerships of which reporting person is a managing partner. Non-voting common shares automatically converted to common shares when transferred in a registered distribution. The reporting person disclaims beneficial ownership of non-voting shares except to the extent of his pecuniary interest therein. F3 · kind: Pro rata distribution of non-voting common shares by limited partnerships of which reporting person is a managing partner. Non-voting common shares automatically converted to common shares when transferred in a registered distribution. The reporting person disclaims beneficial ownership of non-voting shares except to the extent of his pecuniary interest therein. F3 · price: Pro rata distribution of non-voting common shares by limited partnerships of which reporting person is a managing partner. Non-voting common shares automatically converted to common shares when transferred in a registered distribution. The reporting person disclaims beneficial ownership of non-voting shares except to the extent of his pecuniary interest therein. F3 · derivative.exercise_date: Pro rata distribution of non-voting common shares by limited partnerships of which reporting person is a managing partner. Non-voting common shares automatically converted to common shares when transferred in a registered distribution. The reporting person disclaims beneficial ownership of non-voting shares except to the extent of his pecuniary interest therein. F3 · derivative.expiration_date: Pro rata distribution of non-voting common shares by limited partnerships of which reporting person is a managing partner. Non-voting common shares automatically converted to common shares when transferred in a registered distribution. The reporting person disclaims beneficial ownership of non-voting shares except to the extent of his pecuniary interest therein. F3 · ownership.nature: Pro rata distribution of non-voting common shares by limited partnerships of which reporting person is a managing partner. Non-voting common shares automatically converted to common shares when transferred in a registered distribution. The reporting person disclaims beneficial ownership of non-voting shares except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.