Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avidbank Holdings, Inc.AVBH · Entity 5802 | 10% owner · Member of 10% owner group | August 08, 2025 | August 11, 2025 |
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | Director | October 18, 2021 | October 19, 2021 |
| HERITAGE COMMERCE CORPHTBK · Entity 52106 | Director | December 01, 2016 | December 05, 2016 |
| LIMESTONE BANCORP, INC.LMST · Entity 114033 | Director | December 19, 2018 | December 21, 2018 |
| Patriot Acquisition Corp./CIPTAC · Entity 6252 | 10% owner | May 14, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avidbank Holdings, Inc.
Report date August 08, 2025 · Filed August 11, 2025
Jointly reported with Patriot Financial Partners IV, L.P., Patriot Financial Partners GP IV, LLC, Patriot Financial Partners Parallel IV, L.P., Patriot Financial Partners GP IV, L.P., Deutsch James F.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par valueSEC Table I · non-derivative | Direct | 1,053,918 |
Reported balance
After 2025-08-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-08-08 · Purchase · Acquired 80,000 · Balance 1,053,918 F1: This Form 4 is filed jointly by Patriot Financial Partners GP IV, LLC ("Patriot LLC"), Patriot Financial Partners GP IV, L.P. ("Patriot GP"), Patriot Financial Partners IV, L.P. ("Patriot Fund IV"), Patriot Financial Partners Parallel IV, L.P. ("Patriot Parallel Fund IV," together with Patriot Fund IV, the "Funds"), W. Kirk Wycoff and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff and James F. Deutsch is a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff and James F. Deutsch. On August 8, 2025, Patriot Fund IV purchased 69,016 shares of common stock and Patriot Parallel Fund IV purchased 10,984 shares of common stock in the Issuer's initial public offering. F2: After the purchases, Patriot Fund IV holds 906,626 shares of common stock and Patriot Parallel Fund IV holds 144,292 shares of common stock. In addition, James F. Deutsch holds directly 3,000 shares of common stock including 1,500 shares of restricted stock which vest 12 months from the date of grant. The shares held by Mr. Deutsch were previously granted to him for serving as a director of the Issuer. F3: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Patriot Financial Partners GP IV, LLC ("Patriot LLC"), Patriot Financial Partners GP IV, L.P. ("Patriot GP"), Patriot Financial Partners IV, L.P. ("Patriot Fund IV"), Patriot Financial Partners Parallel IV, L.P. ("Patriot Parallel Fund IV," together with Patriot Fund IV, the "Funds"), W. Kirk Wycoff and James F. Deutsch. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff and James F. Deutsch is a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, W. Kirk Wycoff and James F. Deutsch. On August 8, 2025, Patriot Fund IV purchased 69,016 shares of common stock and Patriot Parallel Fund IV purchased 10,984 shares of common stock in the Issuer's initial public offering.
F2: After the purchases, Patriot Fund IV holds 906,626 shares of common stock and Patriot Parallel Fund IV holds 144,292 shares of common stock. In addition, James F. Deutsch holds directly 3,000 shares of common stock including 1,500 shares of restricted stock which vest 12 months from the date of grant. The shares held by Mr. Deutsch were previously granted to him for serving as a director of the Issuer.
F3: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Funds, except to the extent of their respective pecuniary interest therein.
BANC OF CALIFORNIA, INC.
Report date October 18, 2021 · Filed October 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Patriot Financial Partners III, LP | 1,991,231 |
Last balance in matching sequence
After 2021-10-18 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-10-18 · Grant · Acquired 1,257,654 · Balance 1,257,654 F1: Received in exchange for 2,515,308 shares of the common stock of Pacific Mercantile Bancorp ("PMB") in connection with the merger of PMB's into Banc of California, Inc. ("BOC"). On the effective date of the merger, the closing price of PMB's common stock was $9.40 per share, and the closing price of BOC's common stock was $18.74 per share. F2: The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Row 2 · 2021-10-18 · Grant · Acquired 733,577 · Balance 1,991,231 F3: Received in exchange for 1,467,155 shares of non-voting common stock of PMB in connection with the merger of PMB into BOC. F2: The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. |
| Common StockSEC Table I · non-derivative | Direct | 82,536 |
Reported balance
Holding disclosure · report date 2021-10-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 82,536 |
| Common StockSEC Table I · non-derivative | Indirectby Patriot Financial Manager, LP | 518 |
Reported balance
Holding disclosure · report date 2021-10-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 518 F4: The Reporting Person is a majority owner of Patriot Financial Manager, L.P. and may be deemed to be the beneficial owner of the securities held thereby. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. |
| Common StockSEC Table I · non-derivative | Indirectby Patriot Financial Partners II, LP | 1,308,661 |
Reported balance
Holding disclosure · report date 2021-10-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,308,661 F5: The securities are beneficially held by Patriot Financial Partners II, L.P. (the "Patriot Fund II") and Patriot Financial Partners Parallel II, L.P. (the "Patriot Parallel Fund II," together with the Patriot Fund II, the "Funds II"). Patriot Financial Partners GP II, L.P. ("Patriot II GP") is a general partner of each of the Funds II, and Patriot Financial Partners GP II, LLC ("Patriot II LLC") is a general partner of Patriot II GP. In addition, the Reporting Person is a general partner of the Funds II and Patriot II GP and a member of Patriot II LLC. Accordingly, securities owned by the Funds II may be regarded as being beneficially owned by Patriot II GP, Patriot II LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. |
| Common StockSEC Table I · non-derivative | Indirectby Patriot Financial Partners Parallel II, LP | 152,692 |
Reported balance
Holding disclosure · report date 2021-10-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 152,692 F5: The securities are beneficially held by Patriot Financial Partners II, L.P. (the "Patriot Fund II") and Patriot Financial Partners Parallel II, L.P. (the "Patriot Parallel Fund II," together with the Patriot Fund II, the "Funds II"). Patriot Financial Partners GP II, L.P. ("Patriot II GP") is a general partner of each of the Funds II, and Patriot Financial Partners GP II, LLC ("Patriot II LLC") is a general partner of Patriot II GP. In addition, the Reporting Person is a general partner of the Funds II and Patriot II GP and a member of Patriot II LLC. Accordingly, securities owned by the Funds II may be regarded as being beneficially owned by Patriot II GP, Patriot II LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in exchange for 2,515,308 shares of the common stock of Pacific Mercantile Bancorp ("PMB") in connection with the merger of PMB's into Banc of California, Inc. ("BOC"). On the effective date of the merger, the closing price of PMB's common stock was $9.40 per share, and the closing price of BOC's common stock was $18.74 per share.
F2: The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
F3: Received in exchange for 1,467,155 shares of non-voting common stock of PMB in connection with the merger of PMB into BOC.
F4: The Reporting Person is a majority owner of Patriot Financial Manager, L.P. and may be deemed to be the beneficial owner of the securities held thereby. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
F5: The securities are beneficially held by Patriot Financial Partners II, L.P. (the "Patriot Fund II") and Patriot Financial Partners Parallel II, L.P. (the "Patriot Parallel Fund II," together with the Patriot Fund II, the "Funds II"). Patriot Financial Partners GP II, L.P. ("Patriot II GP") is a general partner of each of the Funds II, and Patriot Financial Partners GP II, LLC ("Patriot II LLC") is a general partner of Patriot II GP. In addition, the Reporting Person is a general partner of the Funds II and Patriot II GP and a member of Patriot II LLC. Accordingly, securities owned by the Funds II may be regarded as being beneficially owned by Patriot II GP, Patriot II LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
HERITAGE COMMERCE CORP
Report date December 01, 2016 · Filed December 05, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectIndirect By Partnership | 3,157 |
Reported balance
After 2016-12-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-01 · Sale · Disposed 2,416,083 · Balance 3,157 F1: Transaction of Patriot Financial Partners, L.P. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2500 to $12.4300, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3: These are Restricted Stock Awards (RSA) subject to vesting terms under RSA agreements. The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. |
| Common StockSEC Table I · non-derivative | IndirectIndirect By Partnership | 545 |
Reported balance
After 2016-12-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-12-01 · Sale · Disposed 417,419 · Balance 545 F4: Transaction of Patriot Financial Partners Parallel, L.P. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2500 to $12.4300, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3: These are Restricted Stock Awards (RSA) subject to vesting terms under RSA agreements. The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. |
| Standard Employee Option - NSOSEC Table II · derivative / convertible security · Conversion / exercise price $5.16 · Expires 2021-06-16 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2016-12-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,000 |
| Standard Employee Option - NSOSEC Table II · derivative / convertible security · Conversion / exercise price $6.39 · Expires 2022-05-01 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2016-12-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,000 |
| Standard Employee Option - NSOSEC Table II · derivative / convertible security · Conversion / exercise price $6.57 · Expires 2023-04-30 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2016-12-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,000 |
| Standard Employee Option - NSOSEC Table II · derivative / convertible security · Conversion / exercise price $8.07 · Expires 2024-02-27 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2016-12-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 4,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction of Patriot Financial Partners, L.P.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2500 to $12.4300, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3: These are Restricted Stock Awards (RSA) subject to vesting terms under RSA agreements. The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
F4: Transaction of Patriot Financial Partners Parallel, L.P.
LIMESTONE BANCORP, INC.
Report date December 19, 2018 · Filed December 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy limited partnership | 197,644 |
Last balance in matching sequence
After 2018-12-20 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-12-19 · Purchase · Acquired 25,100 · Balance 186,150 F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein Row 2 · 2018-12-20 · Purchase · Acquired 8,691 · Balance 194,841 F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein Row 3 · 2018-12-20 · Purchase · Acquired 2,803 · Balance 197,644 F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein |
| Common SharesSEC Table I · non-derivative | IndirectBy limited Partnership | 272,544 |
Reported balance
After 2018-12-20 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-12-20 · Purchase · Acquired 74,900 · Balance 272,544 F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein |
| Common SharesSEC Table I · non-derivative | Direct | 118,542 |
Reported balance
Holding disclosure · report date 2018-12-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 118,542 |
| Non-voting Common SharesSEC Table II · derivative / convertible security | IndirectBy limited partnership | 1,000,000 |
Reported balance
Holding disclosure · report date 2018-12-19 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,000,000 F2: Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder. F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein |
Filing footnotes · ownership attribution and instrument terms
F1: Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein
F2: Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder.
Patriot Acquisition Corp./CI
Report date May 14, 2026 · Filed May 15, 2026
Jointly reported with Patriot Acquisition Sponsor LLC, Deutsch James F.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-05-14 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the Issuer's Registration Statement on Form S-1 (File No.: 333-294090) (the "Registration Statement"), under the heading "Description of Securities - Founder Shares," Class B Ordinary Shares will automatically convert into Class A Ordinary Shares on a one-for-one basis upon the consummation of an initial business combination. F2: The Class B Ordinary Shares beneficially owned by Patriot Acquisition Sponsor LLC (the "Sponsor") include up to 600,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the Issuer's securities do not exercise in full their over-allotment option as described in the Issuer's registration statement. This figure also includes 400,000 Class B Ordinary Shares of the Issuer that, substantially concurrently with the effectiveness of the Registration Statement and the closing of the initial publicoffering, the Sponsor transferred to the directors of the Issuer, including Jack Kopnisky, Thomas Cestare, James Barresi, Robert Jones, Michael Taff and Joseph V. Topper, Jr., at the same price as originally paid by the Sponsor for such shares, pursuant to a securities transfer agreement dated May 14, 2026. F3: This Form 3 is filed jointly by the Sponsor, Mr. Wycoff and Mr. Deutsch. Each of Mr. Wycoff and Mr. Deutsch have indirect control over the Sponsor, and as such, securities owned by the Sponsor may be regarded as being indirectly beneficially owned by Mr. Wycoff and Mr. Deutsch. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended, or, for purposes of such Section 16 or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Sponsor, except to the extent of their respective pecuniary interest therein. |
| Private Placement WarrantsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-05-14 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F4: Each Private Placement Warrant is exercisable for cash or on a cashless basis, as described in the Registration Statement. Assuming an exercise for cash, 4,140,000 Class A Ordinary Shares would be issued upon exercise of the Private Placement Warrants. The Private Placement Warrants expire five (5) years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation of the Issuer, as described in the Registration Statement. F3: This Form 3 is filed jointly by the Sponsor, Mr. Wycoff and Mr. Deutsch. Each of Mr. Wycoff and Mr. Deutsch have indirect control over the Sponsor, and as such, securities owned by the Sponsor may be regarded as being indirectly beneficially owned by Mr. Wycoff and Mr. Deutsch. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended, or, for purposes of such Section 16 or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Sponsor, except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the Issuer's Registration Statement on Form S-1 (File No.: 333-294090) (the "Registration Statement"), under the heading "Description of Securities - Founder Shares," Class B Ordinary Shares will automatically convert into Class A Ordinary Shares on a one-for-one basis upon the consummation of an initial business combination.
F2: The Class B Ordinary Shares beneficially owned by Patriot Acquisition Sponsor LLC (the "Sponsor") include up to 600,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the Issuer's securities do not exercise in full their over-allotment option as described in the Issuer's registration statement. This figure also includes 400,000 Class B Ordinary Shares of the Issuer that, substantially concurrently with the effectiveness of the Registration Statement and the closing of the initial publicoffering, the Sponsor transferred to the directors of the Issuer, including Jack Kopnisky, Thomas Cestare, James Barresi, Robert Jones, Michael Taff and Joseph V. Topper, Jr., at the same price as originally paid by the Sponsor for such shares, pursuant to a securities transfer agreement dated May 14, 2026.
F3: This Form 3 is filed jointly by the Sponsor, Mr. Wycoff and Mr. Deutsch. Each of Mr. Wycoff and Mr. Deutsch have indirect control over the Sponsor, and as such, securities owned by the Sponsor may be regarded as being indirectly beneficially owned by Mr. Wycoff and Mr. Deutsch. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended, or, for purposes of such Section 16 or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Mr. Wycoff and Mr. Deutsch each disclaim beneficial ownership of the securities owned by the Sponsor, except to the extent of their respective pecuniary interest therein.
F4: Each Private Placement Warrant is exercisable for cash or on a cashless basis, as described in the Registration Statement. Assuming an exercise for cash, 4,140,000 Class A Ordinary Shares would be issued upon exercise of the Private Placement Warrants. The Private Placement Warrants expire five (5) years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation of the Issuer, as described in the Registration Statement.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Guaranty Bancorp
Report date January 01, 2019 · Filed January 03, 2019
Section 16 reporting ended · disclosed 2019-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-01-01 transaction · row 1
1 source rowRow 1 · 2019-01-01 · Disposition to issuer · Disposed 94,396 · Balance 0 F1: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 45,227 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax F2: (continued from footnote 1) withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share. |
| Voting Common StockSEC Table I · non-derivative | IndirectBy Patriot Financial Manager, LP | 0 |
Reported balance
After 2019-01-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-01-01 · Disposition to issuer · Disposed 6,110 · Balance 0 F1: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 45,227 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax F2: (continued from footnote 1) withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 45,227 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax
F2: (continued from footnote 1) withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share.
USCB FINANCIAL HOLDINGS, INC.
Report date April 30, 2026 · Filed May 01, 2026
Jointly reported with Patriot Financial Partners GP II, L.P., Patriot Financial Partners II, L.P., Patriot Financial Partners Parallel II, L.P., Patriot Financial Partners GP II, LLC, Deutsch James F., LUBERT IRA M, LYNCH JAMES J, Patriot Financial Manager, L.P., Patriot Financial Manager, LLC
Section 16 reporting ended · disclosed 2026-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Voting Common StockSEC Table I · non-derivative | Direct | 1,813,786 |
Last balance in matching sequence
After 2026-05-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-04-30 · Sale · Disposed 37,152 · Balance 1,826,634 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.57, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F5: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F6: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock. F7: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. Row 2 · 2026-05-01 · Sale · Disposed 12,848 · Balance 1,813,786 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F4: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee. F5: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch. F6: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock. F7: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein. |
| Option to Purchase Class A Voting Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.35 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2026-04-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,000 F8: The option was previously granted to Mr. Wycoff as a director of the Company. The option to purchase Class A Voting Common Stock remains exercisable until three months after the date Mr. Wycoff ceased to serve as a non-employee of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.57, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3: This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.
F4: Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee.
F5: The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.
F6: After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock.
F7: This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein.
F8: The option was previously granted to Mr. Wycoff as a director of the Company. The option to purchase Class A Voting Common Stock remains exercisable until three months after the date Mr. Wycoff ceased to serve as a non-employee of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2016 Filed Sep 13, 2016 20:30 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 341 | $18.00 | $6,138.00 |
DisclosureSEC source: 0001179110-16-029593 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,959,313 Read SEC document |
| September 08, 2016 Filed Sep 8, 2016 20:34 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 884 | $18.01 | $15,918.28 |
DisclosureSEC source: 0001179110-16-029443 · edgar.xml · nonDerivative · entry 7 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 511,275 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.07, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| September 08, 2016 Filed Sep 8, 2016 20:34 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 5,119 | $18.01 | $92,178.34 |
DisclosureSEC source: 0001179110-16-029443 · edgar.xml · nonDerivative · entry 6 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,959,654 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.07, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 20:48 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | SaleCommon Stock | 1,026 | $11.50 | $11,800.03 |
DisclosureSEC source: 0001127602-16-062332 · form4.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 336,853 F4 · shares: Transaction of Patriot Financial Partners Parallel, L.P. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.5000 to $11.5100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 20:48 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | SaleCommon Stock | 5,942 | $11.50 | $68,338.94 |
DisclosureSEC source: 0001127602-16-062332 · form4.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 1,955,351 F1 · shares: Transaction of Patriot Financial Partners, L.P. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.5000 to $11.5100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 21:08 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | SaleCommon Stock | 89 | $11.50 | $1,023.50 |
DisclosureSEC source: 0001127602-16-062271 · form4.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 337,879 F3 · shares: Transaction of Patriot Financial Partners Parallel, L.P. F2 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 21:08 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | SaleCommon Stock | 511 | $11.50 | $5,876.50 |
DisclosureSEC source: 0001127602-16-062271 · form4.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 1,961,293 F1 · shares: Transaction of Patriot Financial Partners, L.P. F2 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 20:34 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 1,359 | $18.00 | $24,467.98 |
DisclosureSEC source: 0001179110-16-029443 · edgar.xml · nonDerivative · entry 5 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 512,159 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.06, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 20:34 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 7,869 | $18.00 | $141,676.62 |
DisclosureSEC source: 0001179110-16-029443 · edgar.xml · nonDerivative · entry 4 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,964,773 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.06, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:23 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | SaleCommon Stock | 1,134 | $11.50 | $13,043.72 |
DisclosureSEC source: 0001127602-16-062125 · form4.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 337,968 F4 · shares: Transaction of Patriot Financial Partners Parallel, L.P. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.5000 to $11.5200, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:23 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | SaleCommon Stock | 6,567 | $11.50 | $75,536.26 |
DisclosureSEC source: 0001127602-16-062125 · form4.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 1,961,804 F1 · shares: Transaction of Patriot Financial Partners, L.P. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.5000 to $11.5200, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:34 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 3,886 | $18.02 | $70,024.55 |
DisclosureSEC source: 0001179110-16-029443 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 513,518 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.12, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:34 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 22,492 | $18.02 | $405,299.09 |
DisclosureSEC source: 0001179110-16-029443 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,972,642 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.12, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:21 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | SaleCommon Stock | 3,114 | $11.50 | $35,811.00 |
DisclosureSEC source: 0001127602-16-061925 · form4.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 339,102 F3 · shares: Transaction of Patriot Financial Partners Parallel, L.P. F2 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:21 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | SaleCommon Stock | 18,024 | $11.50 | $207,276.00 |
DisclosureSEC source: 0001127602-16-061925 · form4.xml · nonDerivative · entry 1 WYCOFF W KIRK · CIK 0000949197 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect By Partnership Disclosed balance after: 1,968,371 F1 · shares: Transaction of Patriot Financial Partners, L.P. F2 · ownership.nature: The securities are held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, W. Kirk Wycoff is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and W. Kirk Wycoff. Mr. Wycoff disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 15:21 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 5,542 | $18.01 | $99,808.65 |
DisclosureSEC source: 0001179110-16-029301 · edgar.xml · nonDerivative · entry 5 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 517,404 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.16, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 15:21 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 32,085 | $18.01 | $577,834.81 |
DisclosureSEC source: 0001179110-16-029301 · edgar.xml · nonDerivative · entry 4 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 2,995,134 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.16, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 15:21 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 2,946 | $18.19 | $53,590.10 |
DisclosureSEC source: 0001179110-16-029301 · edgar.xml · nonDerivative · entry 3 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners Parallel, L.P. Disclosed balance after: 522,946 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.06 to $18.21, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 15:21 UTC | Guaranty Bancorp GBNK · Entity 161325 | SaleVoting Common Stock | 17,054 | $18.19 | $310,225.90 |
DisclosureSEC source: 0001179110-16-029301 · edgar.xml · nonDerivative · entry 2 WYCOFF W KIRK · CIK 0000949197 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Patriot Financial Partners, L.P. Disclosed balance after: 3,027,219 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.06 to $18.21, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.