person · Reporting owner

LYNCH THOMAS E

Disclosed activity across 7 companies

Tapewire entity: 45961
SEC CIK: 0001244666

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ALTA EQUIPMENT GROUP INC.ALTG · Entity 6371	10% owner	March 12, 2026	March 16, 2026
ECOLOGY & ENVIRONMENT INCEEI · Entity 152446	10% owner	August 02, 2019	August 06, 2019
NOODLES & CoNDLS · Entity 6874	Director · 10% owner	May 15, 2026	May 19, 2026
SCHOOL SPECIALTY INCSCOO · Entity 16699	10% owner	September 24, 2019	October 02, 2019
SUPERIOR INDUSTRIES INTERNATIONAL INCSUP · Entity 77072	10% owner	May 22, 2024	May 24, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALTA EQUIPMENT GROUP INC.

Report date March 12, 2026 · Filed March 16, 2026

Jointly reported with Mill Road Capital III, L.P., Mill Road Capital III GP LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.0001 par valueSEC Table I · non-derivative	Direct	4,373,208	Last balance in matching sequence After 2026-03-13 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2026-03-12 · Purchase · Acquired 58,162 · Balance 4,369,410 F1: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Row 2 · 2026-03-13 · Purchase · Acquired 3,798 · Balance 4,373,208 F1: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

ECOLOGY & ENVIRONMENT INC

Report date August 02, 2019 · Filed August 06, 2019

Jointly reported with Mill Road Capital II, L.P., Mill Road Capital II GP LLC, Scharfman Scott, Jacobs Justin

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.01 par valueSEC Table I · non-derivative	IndirectSee footnote	4,693	Reported balance After 2019-08-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-08-02 · Other · Acquired 1,376 · Balance 4,693 F1: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Class A Common Stock, $0.01 par valueSEC Table I · non-derivative	Direct	463,072	Reported balance Holding disclosure · report date 2019-08-02 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 463,072 F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

NOODLES & Co

Report date May 15, 2026 · Filed May 19, 2026

Jointly reported with Mill Road Capital III, L.P., Mill Road Capital III GP LLC, Mill Road Capital II, L.P., Mill Road Capital II GP LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.01 par valueSEC Table I · non-derivative	IndirectSee footnote	21,476	Reported balance After 2026-05-15 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2026-05-15 · Other · Acquired 7,103 · Balance 21,476 F3: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Class A Common Stock, $0.01 par valueSEC Table I · non-derivative	IndirectSee footnote	587,393	Reported balance Holding disclosure · report date 2026-05-15 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 587,393 F2: The shares reported are directly held by Mill Road Capital II, L.P. ("Fund II"). Mr. Lynch is a management committee director of Mill Road Capital II GP LLC, which is the sole general partner of Fund II and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund II. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Class A Common Stock, $0.01 par valueSEC Table I · non-derivative	Direct	283,267	Reported balance Holding disclosure · report date 2026-05-15 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 283,267 F1: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F2: The shares reported are directly held by Mill Road Capital II, L.P. ("Fund II"). Mr. Lynch is a management committee director of Mill Road Capital II GP LLC, which is the sole general partner of Fund II and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund II. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F3: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SCHOOL SPECIALTY INC

Report date September 24, 2019 · Filed October 02, 2019

Jointly reported with Mill Road Capital II, L.P., Yanagi Eric, Mill Road Capital II GP LLC, Jacobs Justin

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee footnote	3,870	Reported balance After 2019-09-24 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2019-09-24 · Other · Acquired 3,870 · Balance 3,870 F1: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee footnote	6,865	Reported balance Holding disclosure · report date 2019-09-24 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 6,865 F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee footnote	3,870	Reported balance Holding disclosure · report date 2019-09-24 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 3,870 F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Common Stock, $0.001 par valueSEC Table I · non-derivative	Direct	2,423,516	Reported balance Holding disclosure · report date 2019-09-24 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 2,423,516 F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SUPERIOR INDUSTRIES INTERNATIONAL INC

Report date May 22, 2024 · Filed May 24, 2024

Jointly reported with Mill Road Capital III, L.P., Mill Road Capital III GP LLC, Petito Deven

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	IndirectSee Footnote	53,542	Reported balance After 2024-05-22 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2024-05-22 · Other · Acquired 37,338 · Balance 53,542 F2: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Petito in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Petito has no direct pecuniary interest in such shares. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Common Stock, $0.01 par valueSEC Table I · non-derivative	Direct	4,380,940	Reported balance Holding disclosure · report date 2024-05-22 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 4,380,940 F1: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Petito is a management committee director of the GP. Mr. Lynch has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Petito is a management committee director of the GP. Mr. Lynch has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F2: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Petito in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Petito has no direct pecuniary interest in such shares. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LIFETIME BRANDS, INC

Report date March 06, 2018 · Filed March 12, 2018

Jointly reported with Mill Road Capital II, L.P., Mill Road Capital II GP LLC, Scharfman Scott

Section 16 reporting ended · disclosed 2018-03-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	Direct	1,628,203	Reported balance Holding disclosure · report date 2018-03-06 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,628,203 F1: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

PANERA BREAD CO

Report date July 18, 2017 · Filed July 18, 2017

Section 16 reporting ended · disclosed 2017-07-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-07-18 transaction · row 1 1 source row Row 1 · 2017-07-18 · Disposition to issuer · Disposed 6,662 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. (the "Merger Agreement") in exchange for $315 per share in cash, without interest, less any applicable withholding taxes (the "Merger Consideration").
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $139.17 · Expires 2017-12-28	Direct	Reported balance After 2017-07-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-07-18 · Disposition to issuer · Disposed 687 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding stock option, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such option, and (ii) the number of shares underlying such option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $156.30 · Expires 2018-12-26	Direct	Reported balance After 2017-07-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-07-18 · Disposition to issuer · Disposed 612 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding stock option, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such option, and (ii) the number of shares underlying such option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $176.07 · Expires 2020-01-02	Direct	Reported balance After 2017-07-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-07-18 · Disposition to issuer · Disposed 543 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding stock option, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such option, and (ii) the number of shares underlying such option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $174.80 · Expires 2020-12-31	Direct	Reported balance After 2017-07-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-07-18 · Disposition to issuer · Disposed 549 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding stock option, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such option, and (ii) the number of shares underlying such option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $195.18 · Expires 2021-12-30	Direct	Reported balance After 2017-07-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2017-07-18 · Disposition to issuer · Disposed 652 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding stock option, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such option, and (ii) the number of shares underlying such option.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $208.06 · Expires 2022-12-28	Direct	Reported balance After 2017-07-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-07-18 · Disposition to issuer · Disposed 612 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding stock option, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such option, and (ii) the number of shares underlying such option.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. (the "Merger Agreement") in exchange for $315 per share in cash, without interest, less any applicable withholding taxes (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, each outstanding stock option, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such option, and (ii) the number of shares underlying such option.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 18, 2017 Filed Jul 18, 2017 17:22 UTC	PANERA BREAD CO PNRA · Entity 174378	Disposition to issuerStock Option (right to buy) · Derivative	687	Not disclosed Strike: $139.17	Not disclosed	Disclosure SEC source: 0001209191-17-045536 · doc4.xml · derivative · entry 2 LYNCH THOMAS E · CIK 0001244666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 687 shares Expires 2017-12-28 F2 · price: Pursuant to the Merger Agreement, each outstanding stock option, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such option, and (ii) the number of shares underlying such option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding stock option, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such option, and (ii) the number of shares underlying such option. Read SEC document
July 18, 2017 Filed Jul 18, 2017 17:22 UTC	PANERA BREAD CO PNRA · Entity 174378	Disposition to issuerClass A Common Stock	6,662	$315.00	$2,098,530.00	Disclosure SEC source: 0001209191-17-045536 · doc4.xml · nonDerivative · entry 1 LYNCH THOMAS E · CIK 0001244666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. (the "Merger Agreement") in exchange for $315 per share in cash, without interest, less any applicable withholding taxes (the "Merger Consideration"). Read SEC document
May 11, 2017 Filed May 15, 2017 20:44 UTC	NOODLES & Co NDLS · Entity 6874	GrantClass A Common Stock, $0.01 par value	10,416	$0.00	$0.00	Disclosure SEC source: 0001209191-17-032346 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · Director · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,416 F1 · ownership.direct: Grant of Restricted Stock Units ("RSUs") to Mr. Lynch as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's Class A common stock, and the RSUs were fully vested on the date of grant. The right to receive the economic value of the RSUs has been assigned to Mill Road Capital Management LLC, an affiliate of the Reporting Persons. Mill Road Capital Management LLC does not have beneficial ownership of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
March 13, 2017 Filed Mar 14, 2017 13:15 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	46,159	$18.43	$850,594.97	Disclosure SEC source: 0001209191-17-020376 · doc4.xml · nonDerivative · entry 2 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628,203 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
March 13, 2017 Filed Mar 14, 2017 13:15 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	117,176	$17.89	$2,096,067.72	Disclosure SEC source: 0001209191-17-020376 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,582,044 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
December 28, 2016 Filed Dec 29, 2016 14:49 UTC	PANERA BREAD CO PNRA · Entity 174378	GrantStock Option (Right to Buy) · Derivative	612	$0.00 Strike: $208.06	$0.00	Disclosure SEC source: 0001209191-16-156992 · doc4.xml · derivative · entry 2 LYNCH THOMAS E · CIK 0001244666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612 Underlying: Class A Common Stock · 612 shares Expires 2022-12-28 Read SEC document
December 28, 2016 Filed Dec 29, 2016 14:49 UTC	PANERA BREAD CO PNRA · Entity 174378	GrantClass A Common Stock	153	$0.00	$0.00	Disclosure SEC source: 0001209191-16-156992 · doc4.xml · nonDerivative · entry 1 LYNCH THOMAS E · CIK 0001244666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,662 Read SEC document
December 02, 2016 Filed Dec 6, 2016 13:31 UTC	PANERA BREAD CO PNRA · Entity 174378	Exercise / conversionStock Option (Right to Buy) · Derivative	924	$0.00 Strike: $103.64	$0.00	Disclosure SEC source: 0001209191-16-153575 · doc4.xml · derivative · entry 3 LYNCH THOMAS E · CIK 0001244666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 924 shares Expires 2016-12-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 02, 2016 Filed Dec 6, 2016 13:31 UTC	PANERA BREAD CO PNRA · Entity 174378	SaleClass A Common Stock	449	$213.55	$95,883.95	Disclosure SEC source: 0001209191-16-153575 · doc4.xml · nonDerivative · entry 2 LYNCH THOMAS E · CIK 0001244666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,509 Read SEC document
December 02, 2016 Filed Dec 6, 2016 13:31 UTC	PANERA BREAD CO PNRA · Entity 174378	Exercise / conversionClass A Common Stock	924	$103.64	$95,763.36	Disclosure SEC source: 0001209191-16-153575 · doc4.xml · nonDerivative · entry 1 LYNCH THOMAS E · CIK 0001244666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 11, 2016 Filed Oct 11, 2016 22:20 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	1,614	$12.75	$20,582.86	Disclosure SEC source: 0001209191-16-145636 · doc4.xml · nonDerivative · entry 4 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,464,868 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
October 10, 2016 Filed Oct 11, 2016 22:20 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	900	$12.84	$11,555.01	Disclosure SEC source: 0001209191-16-145636 · doc4.xml · nonDerivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,463,254 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
October 07, 2016 Filed Oct 11, 2016 22:20 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	1,200	$12.86	$15,429.96	Disclosure SEC source: 0001209191-16-145636 · doc4.xml · nonDerivative · entry 2 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462,354 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
October 06, 2016 Filed Oct 11, 2016 22:20 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	483	$12.90	$6,230.70	Disclosure SEC source: 0001209191-16-145636 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461,154 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
September 29, 2016 Filed Sep 29, 2016 21:48 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	1,900	$12.66	$24,046.97	Disclosure SEC source: 0001209191-16-143175 · doc4.xml · nonDerivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,460,671 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
September 28, 2016 Filed Sep 29, 2016 21:48 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	2,669	$12.67	$33,811.16	Disclosure SEC source: 0001209191-16-143175 · doc4.xml · nonDerivative · entry 2 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,458,771 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
September 27, 2016 Filed Sep 29, 2016 21:48 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	1,355	$12.77	$17,305.79	Disclosure SEC source: 0001209191-16-143175 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456,102 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
September 26, 2016 Filed Sep 26, 2016 23:08 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	571	$12.70	$7,251.70	Disclosure SEC source: 0001209191-16-142847 · doc4.xml · nonDerivative · entry 2 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,454,747 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
September 22, 2016 Filed Sep 26, 2016 23:08 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	200	$12.55	$2,510.00	Disclosure SEC source: 0001209191-16-142847 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,454,176 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
September 21, 2016 Filed Sep 21, 2016 22:06 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	1,919	$12.51	$23,998.63	Disclosure SEC source: 0001209191-16-142313 · doc4.xml · nonDerivative · entry 3 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453,976 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
September 20, 2016 Filed Sep 21, 2016 22:06 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	5,308	$12.56	$66,674.32	Disclosure SEC source: 0001209191-16-142313 · doc4.xml · nonDerivative · entry 2 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,452,057 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document
September 19, 2016 Filed Sep 21, 2016 22:06 UTC	LIFETIME BRANDS, INC LCUT · Entity 671	PurchaseCommon Stock, $0.01 par value	2,820	$12.65	$35,664.82	Disclosure SEC source: 0001209191-16-142313 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,446,749 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.