person · Reporting owner

HEARD DAVID W

Disclosed activity across 2 companies

Tapewire entity: 45629
SEC CIK: 0001245146

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Penguin Solutions, Inc.PENG · Entity 4377	Director	May 18, 2026	May 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Penguin Solutions, Inc.

Report date May 18, 2026 · Filed May 20, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	4,485	Reported balance After 2026-05-18 transaction · row 1 1 source row Row 1 · 2026-05-18 · Grant · Acquired 4,485 · Balance 4,485 F1: Represents a restricted stock unit award that is scheduled to vest as to 2,562 units on May 18, 2027 and as to the remainder of the award on January 31, 2028.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit award that is scheduled to vest as to 2,562 units on May 18, 2027 and as to the remainder of the award on January 31, 2028.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Infinera Corp

Report date February 27, 2025 · Filed March 03, 2025

Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2025-02-28 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2025-02-28 · Grant · Acquired 412,500 · Balance 1,512,989 F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 13, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement". Row 2 · 2025-02-28 · Disposition to issuer · Disposed 1,512,989 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	305,432	Reported balance After 2025-02-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-02-27 · Grant · Acquired 305,432 · Balance 305,432 F4: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 305,432 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares"). F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	623,334	Reported balance After 2025-02-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2025-02-28 · Grant · Acquired 623,334 · Balance 623,334 F4: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on June 18, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 623,334 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares"). F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2025-02-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2025-02-28 · Disposition to issuer · Disposed 2,121,150 · Balance 0 F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock. F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 13, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement".

F2: Disposed of as a result of the merger pursuant to the Merger Agreement.

F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

F4: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.

F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 305,432 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares").

F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on June 18, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 623,334 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares").

F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 05, 2022 Filed Apr 7, 2022 18:37 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	30,187	$8.76	$264,438.12	Disclosure SEC source: 0001209191-22-023734 · doc4.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,379 F1 · shares: Represents shares that have been withheld by the Company to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units. Read SEC document
April 05, 2022 Filed Apr 7, 2022 18:37 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	57,334	$0.00	$0.00	Disclosure SEC source: 0001209191-22-023734 · doc4.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 05, 2022 Filed Mar 8, 2022 18:11 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	231,111	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000055 · wf-form4_164678108104605.xml · derivative · entry 7 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,111 Underlying: Common Stock · 231,111 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F4 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is March 5, 2022, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F4 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is March 5, 2022, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
March 05, 2022 Filed Mar 8, 2022 18:11 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	20,833	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000055 · wf-form4_164678108104605.xml · derivative · entry 6 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,832 Underlying: Common Stock · 166,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is December 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is December 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
March 05, 2022 Filed Mar 8, 2022 18:11 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	10,417	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000055 · wf-form4_164678108104605.xml · derivative · entry 5 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,667 Underlying: Common Stock · 52,084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
March 05, 2022 Filed Mar 8, 2022 18:11 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	10,330	$8.44	$87,185.20	Disclosure SEC source: 0001138639-22-000055 · wf-form4_164678108104605.xml · nonDerivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,232 Read SEC document
March 05, 2022 Filed Mar 8, 2022 18:11 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	20,833	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000055 · wf-form4_164678108104605.xml · nonDerivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 05, 2022 Filed Mar 8, 2022 18:11 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	5,165	$8.44	$43,592.60	Disclosure SEC source: 0001138639-22-000055 · wf-form4_164678108104605.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,729 Read SEC document
March 05, 2022 Filed Mar 8, 2022 18:11 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	10,417	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000055 · wf-form4_164678108104605.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 05, 2022 Filed Jan 7, 2022 18:32 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	24,446	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000006 · wf-form4_164159835632086.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: On February 20, 2019, Mr. Heard was granted a PSU award for a target number of 220,000 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee on September 13, 2021, per the terms of the PSU award. As a result, 195,554 shares of common stock underlying this award vested on October 5, 2021 and 24,446 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Mr. Heard's continued service to the Company through such date. F2 · derivative.expiration_date: On February 20, 2019, Mr. Heard was granted a PSU award for a target number of 220,000 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee on September 13, 2021, per the terms of the PSU award. As a result, 195,554 shares of common stock underlying this award vested on October 5, 2021 and 24,446 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Mr. Heard's continued service to the Company through such date. Read SEC document
January 05, 2022 Filed Jan 7, 2022 18:32 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	13,035	$9.40	$122,529.00	Disclosure SEC source: 0001138639-22-000006 · wf-form4_164159835632086.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,477 Read SEC document
January 05, 2022 Filed Jan 7, 2022 18:32 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	24,446	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000006 · wf-form4_164159835632086.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 05, 2021 Filed Dec 7, 2021 20:24 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	83,335	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000207 · wf-form4_163892666265096.xml · derivative · entry 6 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,665 Underlying: Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is December 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is December 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
December 05, 2021 Filed Dec 7, 2021 20:24 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	10,416	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000207 · wf-form4_163892666265096.xml · derivative · entry 5 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,084 Underlying: Common Stock · 62,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
December 05, 2021 Filed Dec 7, 2021 20:24 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	41,318	$8.07	$333,436.26	Disclosure SEC source: 0001138639-21-000207 · wf-form4_163892666265096.xml · nonDerivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,066 Read SEC document
December 05, 2021 Filed Dec 7, 2021 20:24 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	83,335	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000207 · wf-form4_163892666265096.xml · nonDerivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 05, 2021 Filed Dec 7, 2021 20:24 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	5,165	$8.07	$41,681.55	Disclosure SEC source: 0001138639-21-000207 · wf-form4_163892666265096.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,049 Read SEC document
December 05, 2021 Filed Dec 7, 2021 20:24 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	10,416	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000207 · wf-form4_163892666265096.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 05, 2021 Filed Oct 6, 2021 21:32 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	195,554	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000189 · wf-form4_163357031812113.xml · derivative · entry 6 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,446 Underlying: Common Stock · 220,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: On February 20, 2019, Mr. Heard was granted a PSU award for a target number of 220,000 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee on September 13, 2021, per the terms of the PSU award. As a result, 195,554 shares of common stock underlying this award will vest on October 5, 2021 and 24,446 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Mr. Heard's continued service to the Company through such date. F3 · derivative.expiration_date: On February 20, 2019, Mr. Heard was granted a PSU award for a target number of 220,000 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee on September 13, 2021, per the terms of the PSU award. As a result, 195,554 shares of common stock underlying this award will vest on October 5, 2021 and 24,446 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Mr. Heard's continued service to the Company through such date. Read SEC document
October 05, 2021 Filed Oct 6, 2021 21:32 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	17,500	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000189 · wf-form4_163357031812113.xml · derivative · entry 5 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest in four annual installments beginning on October 5, 2019, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest in four annual installments beginning on October 5, 2019, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
October 05, 2021 Filed Oct 6, 2021 21:32 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	96,956	$8.27	$801,826.12	Disclosure SEC source: 0001138639-21-000189 · wf-form4_163357031812113.xml · nonDerivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,798 Read SEC document
October 05, 2021 Filed Oct 6, 2021 21:32 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	195,554	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000189 · wf-form4_163357031812113.xml · nonDerivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 05, 2021 Filed Oct 6, 2021 21:32 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	8,677	$8.27	$71,758.79	Disclosure SEC source: 0001138639-21-000189 · wf-form4_163357031812113.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,200 Read SEC document
October 05, 2021 Filed Oct 6, 2021 21:32 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	17,500	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000189 · wf-form4_163357031812113.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 13, 2021 Filed Sep 15, 2021 18:59 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	220,000	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000176 · wf-form4_163174674643452.xml · derivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Underlying: Common Stock · 220,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: On February 20, 2019, Mr. Heard was granted a PSU award for a target number of 220,000 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee on September 13, 2021, per the terms of the PSU award. As a result, 195,554 shares of common stock underlying this award will vest on October 5, 2021 and 24,446 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Mr. Heard's continued service to the Company through such date. F2 · derivative.expiration_date: On February 20, 2019, Mr. Heard was granted a PSU award for a target number of 220,000 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee on September 13, 2021, per the terms of the PSU award. As a result, 195,554 shares of common stock underlying this award will vest on October 5, 2021 and 24,446 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Mr. Heard's continued service to the Company through such date. Read SEC document
September 05, 2021 Filed Sep 8, 2021 20:28 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	10,417	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000166 · wf-form4_163114727320893.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 72,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
September 05, 2021 Filed Sep 8, 2021 20:28 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	5,165	$8.84	$45,658.60	Disclosure SEC source: 0001138639-21-000166 · wf-form4_163114727320893.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,377 Read SEC document
September 05, 2021 Filed Sep 8, 2021 20:28 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	10,417	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000166 · wf-form4_163114727320893.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 05, 2021 Filed Jul 7, 2021 17:20 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	37,500	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000135 · wf-form4_162569281966510.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest in four annual installments beginning on the one-year anniversary of the vesting commencement date, which is July 5, 2017, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest in four annual installments beginning on the one-year anniversary of the vesting commencement date, which is July 5, 2017, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
July 05, 2021 Filed Jul 7, 2021 17:20 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	18,593	$10.29	$191,321.97	Disclosure SEC source: 0001138639-21-000135 · wf-form4_162569281966510.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,125 Read SEC document
July 05, 2021 Filed Jul 7, 2021 17:20 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	37,500	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000135 · wf-form4_162569281966510.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 05, 2021 Filed Jun 8, 2021 19:19 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	10,416	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000132 · wf-form4_162319433698510.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,917 Underlying: Common Stock · 83,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
June 05, 2021 Filed Jun 8, 2021 19:19 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	5,165	$10.24	$52,889.60	Disclosure SEC source: 0001138639-21-000132 · wf-form4_162319433698510.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,218 Read SEC document
June 05, 2021 Filed Jun 8, 2021 19:19 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	10,416	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000132 · wf-form4_162319433698510.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 05, 2021 Filed May 7, 2021 19:07 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	14,549	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000083 · wf-form4_162042880389847.xml · derivative · entry 10 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,549 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F4 · derivative.exercise_date: On February 15, 2018, Mr. Heard was granted a PSU award for a target number of 45,833 shares of common stock that could become eligible to vest in three equal separate installments, subject to the achievement of certain performance criteria in each of the three different performance periods. The shares were eligible to vest based on the TSR performance of the Company in each performance period relative to that of the companies that comprise the S&P Networking Index. The performance objective related to this award was partially achieved for the third performance period, as determined by the Company's Compensation Committee per the terms of the original grant, resulting in an RSU award of 14,549 shares that was subject to time-based vesting. This time-based vesting was satisfied on May 5, 2021. The Form 4 filed on March 11, 2021 with respect to the performance vesting of the PSU award erroneously stated that the RSU award was for 14,550 shares. F4 · derivative.expiration_date: On February 15, 2018, Mr. Heard was granted a PSU award for a target number of 45,833 shares of common stock that could become eligible to vest in three equal separate installments, subject to the achievement of certain performance criteria in each of the three different performance periods. The shares were eligible to vest based on the TSR performance of the Company in each performance period relative to that of the companies that comprise the S&P Networking Index. The performance objective related to this award was partially achieved for the third performance period, as determined by the Company's Compensation Committee per the terms of the original grant, resulting in an RSU award of 14,549 shares that was subject to time-based vesting. This time-based vesting was satisfied on May 5, 2021. The Form 4 filed on March 11, 2021 with respect to the performance vesting of the PSU award erroneously stated that the RSU award was for 14,550 shares. Read SEC document
May 05, 2021 Filed May 7, 2021 19:07 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	73,333	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000083 · wf-form4_162042880389847.xml · derivative · entry 9 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,333 Underlying: Common Stock · 73,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs vest in three annual installments beginning on May 5, 2020, subject to Mr. Heard's continued service to the Company through each applicable vesting date F3 · derivative.expiration_date: These RSUs vest in three annual installments beginning on May 5, 2020, subject to Mr. Heard's continued service to the Company through each applicable vesting date Read SEC document
May 05, 2021 Filed May 7, 2021 19:07 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	17,187	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000083 · wf-form4_162042880389847.xml · derivative · entry 8 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,187 Underlying: Common Stock · 17,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest in four annual installments beginning on May 5, 2019, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest in four annual installments beginning on May 5, 2019, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
May 05, 2021 Filed May 7, 2021 19:07 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	18,000	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000083 · wf-form4_162042880389847.xml · nonDerivative · entry 7 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 05, 2021 Filed May 7, 2021 19:07 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	7,214	$8.58	$61,896.12	Disclosure SEC source: 0001138639-21-000083 · wf-form4_162042880389847.xml · nonDerivative · entry 6 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,967 Read SEC document
May 05, 2021 Filed May 7, 2021 19:07 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	14,549	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000083 · wf-form4_162042880389847.xml · nonDerivative · entry 5 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 05, 2021 Filed May 7, 2021 19:07 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	36,359	$8.58	$311,960.22	Disclosure SEC source: 0001138639-21-000083 · wf-form4_162042880389847.xml · nonDerivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,632 Read SEC document
May 05, 2021 Filed May 7, 2021 19:07 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	73,333	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000083 · wf-form4_162042880389847.xml · nonDerivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 05, 2021 Filed May 7, 2021 19:07 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	8,522	$8.58	$73,118.76	Disclosure SEC source: 0001138639-21-000083 · wf-form4_162042880389847.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,658 Read SEC document
May 05, 2021 Filed May 7, 2021 19:07 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	17,187	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000083 · wf-form4_162042880389847.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 09, 2021 Filed Mar 11, 2021 18:59 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	172,000	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000053 · wf-form4_161550712425383.xml · derivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,000 Underlying: Common Stock · 172,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is April 5, 2021, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is April 5, 2021, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:56 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	41,667	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000032 · wf-form4_161534495452344.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:56 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	14,611	$8.39	$122,586.29	Disclosure SEC source: 0001138639-21-000032 · wf-form4_161534495452344.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,993 Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:56 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	41,667	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000032 · wf-form4_161534495452344.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 14, 2021 Filed Mar 11, 2021 18:52 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	14,550	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000049 · wf-form4_161550673266479.xml · derivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,550 Underlying: Common Stock · 14,550 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: On February 15, 2018, Mr. Heard was granted a PSU award for a target number of 45,833 shares of common stock that could become eligible to vest in three equal separate installments, subject to the achievement of certain performance criteria in each of the three different performance periods. The shares are eligible to vest based on the TSR performance of the Company in each performance period relative to that of the companies that comprise the S&P Networking Index. The performance objective related to this award was partially achieved for the third performance period, as determined by the Company's Compensation Committee per the terms of the original grant. As a result, 14,550 shares of common stock underlying this award will vest on May 5, 2021, subject to Mr. Heard's continued service to the Company through such date. F2 · derivative.expiration_date: On February 15, 2018, Mr. Heard was granted a PSU award for a target number of 45,833 shares of common stock that could become eligible to vest in three equal separate installments, subject to the achievement of certain performance criteria in each of the three different performance periods. The shares are eligible to vest based on the TSR performance of the Company in each performance period relative to that of the companies that comprise the S&P Networking Index. The performance objective related to this award was partially achieved for the third performance period, as determined by the Company's Compensation Committee per the terms of the original grant. As a result, 14,550 shares of common stock underlying this award will vest on May 5, 2021, subject to Mr. Heard's continued service to the Company through such date. Read SEC document
November 23, 2020 Filed Nov 25, 2020 17:10 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	250,000	$0.00	$0.00	Disclosure SEC source: 0001138639-20-000162 · wf-form4_160634218693350.xml · derivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is December 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is December 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.