Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penguin Solutions, Inc.PENG · Entity 4377 | Director | May 18, 2026 | May 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penguin Solutions, Inc.
Report date May 18, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,485 |
Reported balance
After 2026-05-18 transaction · row 1
1 source rowRow 1 · 2026-05-18 · Grant · Acquired 4,485 · Balance 4,485 F1: Represents a restricted stock unit award that is scheduled to vest as to 2,562 units on May 18, 2027 and as to the remainder of the award on January 31, 2028. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit award that is scheduled to vest as to 2,562 units on May 18, 2027 and as to the remainder of the award on January 31, 2028.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Infinera Corp
Report date February 27, 2025 · Filed March 03, 2025
Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2025-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-28 · Grant · Acquired 412,500 · Balance 1,512,989 F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 13, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement". Row 2 · 2025-02-28 · Disposition to issuer · Disposed 1,512,989 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 305,432 |
Reported balance
After 2025-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-27 · Grant · Acquired 305,432 · Balance 305,432 F4: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 305,432 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares"). F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 623,334 |
Reported balance
After 2025-02-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-28 · Grant · Acquired 623,334 · Balance 623,334 F4: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on June 18, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 623,334 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares"). F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-02-28 · Disposition to issuer · Disposed 2,121,150 · Balance 0 F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock. F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 13, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement".
F2: Disposed of as a result of the merger pursuant to the Merger Agreement.
F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.
F4: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.
F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 305,432 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares").
F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.
F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on June 18, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 623,334 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares").
F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.
F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.
F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2020 Filed Oct 7, 2020 19:15 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000147 · wf-form4_160211254461019.xml · derivative · entry 5 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F4 · derivative.exercise_date: These RSUs vest in four annual installments beginning on October 5, 2019, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F4 · derivative.expiration_date: These RSUs vest in four annual installments beginning on October 5, 2019, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 19:15 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 8,677 | $6.28 | $54,491.56 |
DisclosureSEC source: 0001138639-20-000147 · wf-form4_160211254461019.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,937 Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 19:15 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000147 · wf-form4_160211254461019.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Dec 23, 2020 19:10 UTC Amendment | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000191 · wf-form4a_160876861937005.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This amendment is being filed solely to include a power of attorney as Exhibit 24. Read SEC document |
| July 05, 2020 Filed Jul 7, 2020 18:41 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000123 · wf-form4_159416164951748.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest in four annual installments beginning on July 5, 2018, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest in four annual installments beginning on July 5, 2018, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document |
| July 05, 2020 Filed Jul 7, 2020 18:41 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 18,593 | $5.91 | $109,884.63 |
DisclosureSEC source: 0001138639-20-000123 · wf-form4_159416164951748.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,114 Read SEC document |
| July 05, 2020 Filed Jul 7, 2020 18:41 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000123 · wf-form4_159416164951748.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 18, 2020 19:21 UTC | Infinera Corp INFN · Entity 82602 | PurchaseCommon Stock | 15,000 | $4.33 | $64,950.00 |
DisclosureSEC source: 0001138639-20-000067 · wf-form4_158984407242223.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,207 F1 · price: This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $4.30 to $4.35 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Heard will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 05, 2020 Filed May 7, 2020 18:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 13,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000052 · wf-form4_158889059685012.xml · derivative · entry 14 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F7 · derivative.exercise_date: On February 15, 2018, Mr. Heard was granted a PSU award at target for 45,833 shares of common stock that could become eligible to vest in three equal separate installments, subject to the achievement of certain performance criteria in each of the three different performance periods. The shares are eligible to vest based on the TSR performance of the Company in each performance period relative to that of the companies that comprise the S&P Networking Index. The performance objective related to this award was partially achieved for the second performance period, as determined by the compensation committee per the terms of the original grant. As a result, 13,094 shares of common stock underlying this award vested on May 5, 2020, subject to Mr. Heard's continuous status as a service provider through such date. F7 · derivative.expiration_date: On February 15, 2018, Mr. Heard was granted a PSU award at target for 45,833 shares of common stock that could become eligible to vest in three equal separate installments, subject to the achievement of certain performance criteria in each of the three different performance periods. The shares are eligible to vest based on the TSR performance of the Company in each performance period relative to that of the companies that comprise the S&P Networking Index. The performance objective related to this award was partially achieved for the second performance period, as determined by the compensation committee per the terms of the original grant. As a result, 13,094 shares of common stock underlying this award vested on May 5, 2020, subject to Mr. Heard's continuous status as a service provider through such date. Read SEC document |
| May 05, 2020 Filed May 7, 2020 18:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 8,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000052 · wf-form4_158889059685012.xml · derivative · entry 13 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,771 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F6 · derivative.exercise_date: On June 8, 2017, Mr. Heard was granted a performance share unit ("PSU") award at target for 50,000 shares of common stock that could become eligible to vest in three equal separate installments, subject to the achievement of certain performance criteria in each of the three different performance periods. The shares are eligible to vest based on the total stockholder return ("TSR") performance of the Company in each performance period relative to that of the companies that comprise S&P North American Technology Multimedia Networking Index (the "S&P Networking Index"). The performance objective related to this award was partially achieved for the third and final performance period, as determined by the compensation committee per the terms of the original grant. As a result, 8,771 shares of common stock underlying this award vested on May 5, 2020, subject to Mr. Heard's continuous status as a service provider through such date. F6 · derivative.expiration_date: On June 8, 2017, Mr. Heard was granted a performance share unit ("PSU") award at target for 50,000 shares of common stock that could become eligible to vest in three equal separate installments, subject to the achievement of certain performance criteria in each of the three different performance periods. The shares are eligible to vest based on the total stockholder return ("TSR") performance of the Company in each performance period relative to that of the companies that comprise S&P North American Technology Multimedia Networking Index (the "S&P Networking Index"). The performance objective related to this award was partially achieved for the third and final performance period, as determined by the compensation committee per the terms of the original grant. As a result, 8,771 shares of common stock underlying this award vested on May 5, 2020, subject to Mr. Heard's continuous status as a service provider through such date. Read SEC document |
| May 05, 2020 Filed May 7, 2020 18:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 73,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000052 · wf-form4_158889059685012.xml · derivative · entry 12 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,666 Underlying: Common Stock · 73,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F5 · derivative.exercise_date: These RSUs vest in three annual installments beginning on May 5, 2020, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F5 · derivative.expiration_date: These RSUs vest in three annual installments beginning on May 5, 2020, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document |
| May 05, 2020 Filed May 7, 2020 18:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 17,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000052 · wf-form4_158889059685012.xml · derivative · entry 10 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,374 Underlying: Common Stock · 17,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs vest in four annual installments beginning on May 5, 2019, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs vest in four annual installments beginning on May 5, 2019, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document |
| May 05, 2020 Filed May 7, 2020 18:30 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 36,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000052 · wf-form4_158889059685012.xml · nonDerivative · entry 8 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,207 Read SEC document |
| May 05, 2020 Filed May 7, 2020 18:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 73,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000052 · wf-form4_158889059685012.xml · nonDerivative · entry 7 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2020 Filed May 7, 2020 18:30 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 5,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000052 · wf-form4_158889059685012.xml · nonDerivative · entry 6 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,232 Read SEC document |
| May 05, 2020 Filed May 7, 2020 18:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 17,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000052 · wf-form4_158889059685012.xml · nonDerivative · entry 5 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2020 Filed May 7, 2020 18:30 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 5,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000052 · wf-form4_158889059685012.xml · nonDerivative · entry 4 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,988 Read SEC document |
| May 05, 2020 Filed May 7, 2020 18:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 13,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000052 · wf-form4_158889059685012.xml · nonDerivative · entry 3 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2020 Filed May 7, 2020 18:30 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 3,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000052 · wf-form4_158889059685012.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,533 Read SEC document |
| May 05, 2020 Filed May 7, 2020 18:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 8,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000052 · wf-form4_158889059685012.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:30 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000037 · wf-form4_158354823463054.xml · derivative · entry 8 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F8 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F8 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 19:32 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 13,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000013 · wf-form4_158146750637960.xml · derivative · entry 7 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,094 Underlying: Common Stock · 13,094 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F7 · derivative.exercise_date: On February 15, 2018, Mr. Heard was granted a PSU award at target for 45,833 shares of common stock that could become eligible to vest in three equal separate installments, subject to the achievement of certain performance criteria in each of the three different performance periods. The shares are eligible to vest based on the TSR performance of the Company in each performance period relative to that of the companies that comprise the S&P Networking Index. The performance objective related to this award was partially achieved for the second performance period, as determined by the compensation committee per the terms of the original grant. As a result, 13,094 shares of common stock underlying this award will vest on May 5, 2020, subject to Mr. Heard's continuous status as a service provider through such date. F7 · derivative.expiration_date: On February 15, 2018, Mr. Heard was granted a PSU award at target for 45,833 shares of common stock that could become eligible to vest in three equal separate installments, subject to the achievement of certain performance criteria in each of the three different performance periods. The shares are eligible to vest based on the TSR performance of the Company in each performance period relative to that of the companies that comprise the S&P Networking Index. The performance objective related to this award was partially achieved for the second performance period, as determined by the compensation committee per the terms of the original grant. As a result, 13,094 shares of common stock underlying this award will vest on May 5, 2020, subject to Mr. Heard's continuous status as a service provider through such date. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 19:32 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 8,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000013 · wf-form4_158146750637960.xml · derivative · entry 6 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,771 Underlying: Common Stock · 8,771 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F6 · derivative.exercise_date: On June 8, 2017, Mr. Heard was granted a performance share unit ("PSU") award at target for 50,000 shares of common stock that could become eligible to vest in three equal separate installments, subject to the achievement of certain performance criteria in each of the three different performance periods. The shares are eligible to vest based on the total stockholder return ("TSR") performance of the Company in each performance period relative to that of the companies that comprise S&P North American Technology Multimedia Networking Index (the "S&P Networking Index"). The performance objective related to this award was partially achieved for the third and final performance period, as determined by the compensation committee per the terms of the original grant. As a result, 8,771 shares of common stock underlying this award will vest on May 5, 2020, subject to Mr. Heard's continuous status as a service provider through such F6 · derivative.expiration_date: On June 8, 2017, Mr. Heard was granted a performance share unit ("PSU") award at target for 50,000 shares of common stock that could become eligible to vest in three equal separate installments, subject to the achievement of certain performance criteria in each of the three different performance periods. The shares are eligible to vest based on the total stockholder return ("TSR") performance of the Company in each performance period relative to that of the companies that comprise S&P North American Technology Multimedia Networking Index (the "S&P Networking Index"). The performance objective related to this award was partially achieved for the third and final performance period, as determined by the compensation committee per the terms of the original grant. As a result, 8,771 shares of common stock underlying this award will vest on May 5, 2020, subject to Mr. Heard's continuous status as a service provider through such Read SEC document |
| October 05, 2019 Filed Oct 7, 2019 19:14 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-19-000119 · wf-form4_157049007139992.xml · derivative · entry 5 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation. F4 · derivative.exercise_date: These RSUs vest in four annual installments beginning on October 5, 2019. F4 · derivative.expiration_date: These RSUs vest in four annual installments beginning on October 5, 2019. Read SEC document |
| October 05, 2019 Filed Oct 7, 2019 19:14 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 6,052 | $5.38 | $32,559.76 |
DisclosureSEC source: 0001138639-19-000119 · wf-form4_157049007139992.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,796 Read SEC document |
| October 05, 2019 Filed Oct 7, 2019 19:14 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-19-000119 · wf-form4_157049007139992.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 17:37 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-19-000093 · wf-form4_156270822505799.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation. F2 · derivative.exercise_date: These RSUs vest in four annual installments beginning on July 5, 2018. F2 · derivative.expiration_date: These RSUs vest in four annual installments beginning on July 5, 2018. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 17:37 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 12,968 | $2.99 | $38,774.32 |
DisclosureSEC source: 0001138639-19-000093 · wf-form4_156270822505799.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,348 Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 17:37 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-19-000093 · wf-form4_156270822505799.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2019 Filed May 28, 2019 17:26 UTC | Infinera Corp INFN · Entity 82602 | PurchaseCommon Stock | 25,000 | $3.13 | $78,245.00 |
DisclosureSEC source: 0001138639-19-000068 · wf-form4_155907876598439.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,816 F1 · price: This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $3.11 to $3.15 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Heard will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 05, 2019 Filed May 6, 2019 18:04 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 17,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-19-000037 · wf-form4_155718027516229.xml · derivative · entry 4 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,562 Underlying: Common Stock · 17,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation. F3 · derivative.exercise_date: These RSUs vest in four annual installments beginning on May 5, 2019. F3 · derivative.expiration_date: These RSUs vest in four annual installments beginning on May 5, 2019. Read SEC document |
| May 05, 2019 Filed May 6, 2019 18:04 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 5,904 | $4.43 | $26,154.72 |
DisclosureSEC source: 0001138639-19-000037 · wf-form4_155718027516229.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,816 Read SEC document |
| May 05, 2019 Filed May 6, 2019 18:04 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 17,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-19-000037 · wf-form4_155718027516229.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:07 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 220,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-19-000014 · wf-form4_155088045884016.xml · derivative · entry 5 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Underlying: Common Stock · 220,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: These RSUs vest in three annual installments beginning on May 5, 2020. F5 · derivative.expiration_date: These RSUs vest in three annual installments beginning on May 5, 2020. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 15:41 UTC | Infinera Corp INFN · Entity 82602 | PurchaseCommon Stock | 20,000 | $4.74 | $94,868.00 |
DisclosureSEC source: 0001138639-18-000104 · wf-form4_154179608015714.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,532 F1 · price: This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $4.695 to $4.8025 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Heard will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 17:02 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-18-000094 · wf-form4_153851413272251.xml · derivative · entry 4 HEARD DAVID W · CIK 0001245146 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock. F4 · derivative.exercise_date: These RSUs vest in four annual installments beginning on October 5, 2019. F4 · derivative.expiration_date: These RSUs vest in four annual installments beginning on October 5, 2019. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 17:01 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-18-000085 · wf-form4_153117004475185.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · GM, Products and Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock. F2 · derivative.exercise_date: These RSUs vest in four annual installments beginning on July 5, 2018. F2 · derivative.expiration_date: These RSUs vest in four annual installments beginning on July 5, 2018. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 17:01 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 12,968 | $9.95 | $129,031.60 |
DisclosureSEC source: 0001138639-18-000085 · wf-form4_153117004475185.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · GM, Products and Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,532 Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 17:01 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-18-000085 · wf-form4_153117004475185.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · GM, Products and Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 18:09 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 68,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-18-000026 · wf-form4_151916816146743.xml · derivative · entry 2 HEARD DAVID W · CIK 0001245146 · GM, Products and Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,750 Underlying: Common Stock · 68,750 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock. F3 · derivative.exercise_date: These RSUs vest in four annual installments beginning on May 5, 2019. F3 · derivative.expiration_date: These RSUs vest in four annual installments beginning on May 5, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.