person · Reporting owner

HEARD DAVID W

Disclosed activity across 2 companies

Tapewire entity: 45629
SEC CIK: 0001245146

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Penguin Solutions, Inc.PENG · Entity 4377	Director	May 18, 2026	May 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Penguin Solutions, Inc.

Report date May 18, 2026 · Filed May 20, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	4,485	Reported balance After 2026-05-18 transaction · row 1 1 source row Row 1 · 2026-05-18 · Grant · Acquired 4,485 · Balance 4,485 F1: Represents a restricted stock unit award that is scheduled to vest as to 2,562 units on May 18, 2027 and as to the remainder of the award on January 31, 2028.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit award that is scheduled to vest as to 2,562 units on May 18, 2027 and as to the remainder of the award on January 31, 2028.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Infinera Corp

Report date February 27, 2025 · Filed March 03, 2025

Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2025-02-28 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2025-02-28 · Grant · Acquired 412,500 · Balance 1,512,989 F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 13, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement". Row 2 · 2025-02-28 · Disposition to issuer · Disposed 1,512,989 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	305,432	Reported balance After 2025-02-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-02-27 · Grant · Acquired 305,432 · Balance 305,432 F4: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 305,432 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares"). F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	623,334	Reported balance After 2025-02-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2025-02-28 · Grant · Acquired 623,334 · Balance 623,334 F4: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on June 18, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 623,334 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares"). F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2025-02-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2025-02-28 · Disposition to issuer · Disposed 2,121,150 · Balance 0 F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock. F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 13, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement".

F2: Disposed of as a result of the merger pursuant to the Merger Agreement.

F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

F4: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.

F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 305,432 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares").

F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on June 18, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 623,334 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares").

F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 18, 2026 Filed May 20, 2026 20:32 UTC	Penguin Solutions, Inc. PENG · Entity 4377	GrantCommon Stock	4,485	$0.00	$0.00	Disclosure SEC source: 0001245146-26-000006 · wk-form4_1779309160.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,485 F1 · shares: Represents a restricted stock unit award that is scheduled to vest as to 2,562 units on May 18, 2027 and as to the remainder of the award on January 31, 2028. Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:38 UTC	Infinera Corp INFN · Entity 82602	Disposition to issuerRestricted Stock Units · Derivative	2,121,150	$0.00	$0.00	Disclosure SEC source: 0001138639-25-000059 · wk-form4_1741037874.xml · derivative · entry 5 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,121,150 shares Expires not disclosed F9 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia. F10 · derivative.expiration_date: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia. Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:38 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	623,334	$0.00	$0.00	Disclosure SEC source: 0001138639-25-000059 · wk-form4_1741037874.xml · derivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 623,334 Underlying: Common Stock · 623,334 shares Expires not disclosed F4 · derivative.exercise_price: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F7 · shares: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on June 18, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 623,334 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares"). F8 · derivative.exercise_date: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. F8 · derivative.expiration_date: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:38 UTC	Infinera Corp INFN · Entity 82602	Disposition to issuerCommon Stock	1,512,989	Not disclosed	Not disclosed	Disclosure SEC source: 0001138639-25-000059 · wk-form4_1741037874.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. F3 · price: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement. Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:38 UTC	Infinera Corp INFN · Entity 82602	GrantCommon Stock	412,500	$0.00	$0.00	Disclosure SEC source: 0001138639-25-000059 · wk-form4_1741037874.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,512,989 F1 · shares: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 13, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement". Read SEC document
February 27, 2025 Filed Mar 3, 2025 16:38 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	305,432	$0.00	$0.00	Disclosure SEC source: 0001138639-25-000059 · wk-form4_1741037874.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,432 Underlying: Common Stock · 305,432 shares Expires not disclosed F4 · derivative.exercise_price: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F5 · shares: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 305,432 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares"). F6 · derivative.exercise_date: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. F6 · derivative.expiration_date: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. Read SEC document
January 13, 2025 Filed Jan 15, 2025 20:23 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	650,000	$0.00	$0.00	Disclosure SEC source: 0001138639-25-000020 · wk-form4_1736990612.xml · derivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company") F2 · derivative.exercise_date: These RSUs vest in two equal annual installments beginning on the one-year anniversary of the vesting commencement date, which is February 5, 2025, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest in two equal annual installments beginning on the one-year anniversary of the vesting commencement date, which is February 5, 2025, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
January 05, 2025 Filed Jan 7, 2025 18:30 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	28,125	$0.00	$0.00	Disclosure SEC source: 0001138639-25-000005 · wk-form4_1736292644.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,624 Underlying: Common Stock · 28,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 337,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 337,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
January 05, 2025 Filed Jan 7, 2025 18:30 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	8,416	$6.59	$55,461.44	Disclosure SEC source: 0001138639-25-000005 · wk-form4_1736292644.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,100,489 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
January 05, 2025 Filed Jan 7, 2025 18:30 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	28,125	$0.00	$0.00	Disclosure SEC source: 0001138639-25-000005 · wk-form4_1736292644.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,108,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 05, 2024 Filed Dec 6, 2024 17:51 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	19,259	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000241 · wk-form4_1733525470.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,260 Underlying: Common Stock · 19,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
December 05, 2024 Filed Dec 6, 2024 17:51 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	8,760	$6.63	$58,078.80	Disclosure SEC source: 0001138639-24-000241 · wk-form4_1733525470.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,080,780 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
December 05, 2024 Filed Dec 6, 2024 17:51 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	19,259	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000241 · wk-form4_1733525470.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,089,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 05, 2024 Filed Oct 8, 2024 17:14 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	28,125	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000228 · wk-form4_1728422072.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,749 Underlying: Common Stock · 28,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 337,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 337,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
October 05, 2024 Filed Oct 8, 2024 17:14 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	11,311	$6.75	$76,349.25	Disclosure SEC source: 0001138639-24-000228 · wk-form4_1728422072.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,070,281 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
October 05, 2024 Filed Oct 8, 2024 17:14 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	28,125	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000228 · wk-form4_1728422072.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,081,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 05, 2024 Filed Sep 6, 2024 17:02 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	19,259	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000218 · wk-form4_1725656555.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,519 Underlying: Common Stock · 19,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
September 05, 2024 Filed Sep 6, 2024 17:02 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	8,882	$6.21	$55,157.22	Disclosure SEC source: 0001138639-24-000218 · wk-form4_1725656555.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,053,467 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
September 05, 2024 Filed Sep 6, 2024 17:02 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	19,259	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000218 · wk-form4_1725656555.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,062,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 05, 2024 Filed Jul 9, 2024 17:14 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	28,124	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000197 · wk-form4_1720559690.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,874 Underlying: Common Stock · 28,124 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 337,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 337,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
July 05, 2024 Filed Jul 9, 2024 17:14 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	11,351	$6.15	$69,808.65	Disclosure SEC source: 0001138639-24-000197 · wk-form4_1720559690.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,043,090 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
July 05, 2024 Filed Jul 9, 2024 17:14 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	28,124	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000197 · wk-form4_1720559690.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,054,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 05, 2024 Filed Jun 7, 2024 18:07 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	19,259	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000169 · wk-form4_1717798054.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,778 Underlying: Common Stock · 19,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
June 05, 2024 Filed Jun 7, 2024 18:07 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	7,579	$5.51	$41,760.29	Disclosure SEC source: 0001138639-24-000169 · wk-form4_1717798054.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,026,317 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
June 05, 2024 Filed Jun 7, 2024 18:07 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	19,259	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000169 · wk-form4_1717798054.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,033,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 12, 2024 Filed May 14, 2024 21:44 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	81,930	$5.06	$414,565.80	Disclosure SEC source: 0001138639-24-000108 · wk-form4_1715737463.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,014,637 F3 · shares: Represents shares that have been withheld by Company to satisfy tax withholding and remittance obligations in connection with the net settlement of vested PSAs granted to Mr. Heard on March 9, 2021. Read SEC document
May 12, 2024 Filed May 14, 2024 21:44 UTC	Infinera Corp INFN · Entity 82602	GrantCommon Stock	179,567	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000108 · wk-form4_1715737463.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,096,567 F1 · security: On March 9, 2021, Infinera Corporation (the "Company") granted Mr. Heard performance share award covering 258,000 shares ("PSAs") that could be earned during fiscal 2021 through fiscal 2023, based on achievement of (a) performance goals applicable to the first 50% of the award (a "tranche") consisting of a non-GAAP operating income goal and a revenue goal, and (b) a performance goal for the second 50% tranche consisting of a non-GAAP operating income goal, in each case measured over a full fiscal year during the performance period (the "PSA Award"). Each PSA represents a contingent right to receive one share of common stock of the Company. F2 · shares: On May 12, 2024, given fiscal 2023 non-GAAP operating income of $87.2 million and revenue of $1,614.1 million, the Compensation Committee of the Board of Directors of the Company certified that (i) 77.06% of the shares subject to the first tranche of the PSA Award became eligible to vest and (ii) 62.14% of the shares subject to the second tranche of the PSA Award became eligible to vest. As a result, 179,567 shares of common stock underlying the PSA Award vested on May 12, 2024. The balance of 78,433 shares subject to the PSA Award were forfeited. Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:39 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	112,502	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000084 · wk-form4_1712626736.xml · derivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,998 Underlying: Common Stock · 112,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: These RSUs, originally for a total of 337,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F4 · derivative.expiration_date: These RSUs, originally for a total of 337,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:39 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	14,334	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000084 · wk-form4_1712626736.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:39 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	51,040	$5.80	$296,032.00	Disclosure SEC source: 0001138639-24-000084 · wk-form4_1712626736.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 917,000 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:39 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	126,836	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000084 · wk-form4_1712626736.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 968,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 10, 2024 Filed Mar 12, 2024 17:59 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	382,500	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000066 · wk-form4_1710280784.xml · derivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 382,500 Underlying: Common Stock · 382,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company") F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the April 5, 2024 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the April 5, 2024 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
March 05, 2024 Filed Mar 6, 2024 19:36 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	19,259	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000059 · wk-form4_1709771776.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,037 Underlying: Common Stock · 19,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
March 05, 2024 Filed Mar 6, 2024 19:36 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	7,543	$5.15	$38,846.45	Disclosure SEC source: 0001138639-24-000059 · wk-form4_1709771776.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 841,204 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
March 05, 2024 Filed Mar 6, 2024 19:36 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	19,259	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000059 · wk-form4_1709771776.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 848,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 05, 2024 Filed Jan 8, 2024 18:20 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	14,333	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000008 · wk-form4_1704756048.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,334 Underlying: Common Stock · 14,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
January 05, 2024 Filed Jan 8, 2024 18:20 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	7,547	$4.38	$33,055.86	Disclosure SEC source: 0001138639-24-000008 · wk-form4_1704756048.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 829,488 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
January 05, 2024 Filed Jan 8, 2024 18:20 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	14,333	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000008 · wk-form4_1704756048.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 837,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 05, 2023 Filed Dec 6, 2023 18:12 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	20,834	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000213 · wk-form4_1701904362.xml · derivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: These RSUs, originally for a total of 250,000 shares, vest as to one-third of the shares on the one-year anniversary of the December 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F4 · derivative.expiration_date: These RSUs, originally for a total of 250,000 shares, vest as to one-third of the shares on the one-year anniversary of the December 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
December 05, 2023 Filed Dec 6, 2023 18:12 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	19,259	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000213 · wk-form4_1701904362.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,296 Underlying: Common Stock · 19,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
December 05, 2023 Filed Dec 6, 2023 18:12 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	21,110	$4.24	$89,506.40	Disclosure SEC source: 0001138639-23-000213 · wk-form4_1701904362.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 822,702 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
December 05, 2023 Filed Dec 6, 2023 18:12 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	40,093	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000213 · wk-form4_1701904362.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 843,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 05, 2023 Filed Oct 6, 2023 17:39 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	14,333	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000189 · wk-form4_1696628344.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,667 Underlying: Common Stock · 14,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
October 05, 2023 Filed Oct 6, 2023 17:39 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	7,547	$3.70	$27,923.90	Disclosure SEC source: 0001138639-23-000189 · wk-form4_1696628344.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 803,719 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
October 05, 2023 Filed Oct 6, 2023 17:39 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	14,333	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000189 · wk-form4_1696628344.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 811,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:42 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	20,833	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000177 · wk-form4_1694119347.xml · derivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,834 Underlying: Common Stock · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: These RSUs, originally for a total of 250,000 shares, vest as to one-third of the shares on the one-year anniversary of the December 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F4 · derivative.expiration_date: These RSUs, originally for a total of 250,000 shares, vest as to one-third of the shares on the one-year anniversary of the December 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:42 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	19,259	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000177 · wk-form4_1694119347.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,555 Underlying: Common Stock · 19,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:42 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	21,109	$4.42	$93,301.78	Disclosure SEC source: 0001138639-23-000177 · wk-form4_1694119347.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 796,933 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:42 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	40,092	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000177 · wk-form4_1694119347.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 818,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:16 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	14,333	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000144 · wk-form4_1688764591.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,000 Underlying: Common Stock · 14,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.