person · Reporting owner

HEARD DAVID W

Disclosed activity across 2 companies

Tapewire entity: 45629
SEC CIK: 0001245146

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Penguin Solutions, Inc.PENG · Entity 4377	Director	May 18, 2026	May 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Penguin Solutions, Inc.

Report date May 18, 2026 · Filed May 20, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	4,485	Reported balance After 2026-05-18 transaction · row 1 1 source row Row 1 · 2026-05-18 · Grant · Acquired 4,485 · Balance 4,485 F1: Represents a restricted stock unit award that is scheduled to vest as to 2,562 units on May 18, 2027 and as to the remainder of the award on January 31, 2028.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit award that is scheduled to vest as to 2,562 units on May 18, 2027 and as to the remainder of the award on January 31, 2028.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Infinera Corp

Report date February 27, 2025 · Filed March 03, 2025

Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2025-02-28 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2025-02-28 · Grant · Acquired 412,500 · Balance 1,512,989 F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 13, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement". Row 2 · 2025-02-28 · Disposition to issuer · Disposed 1,512,989 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	305,432	Reported balance After 2025-02-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-02-27 · Grant · Acquired 305,432 · Balance 305,432 F4: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 305,432 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares"). F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	623,334	Reported balance After 2025-02-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2025-02-28 · Grant · Acquired 623,334 · Balance 623,334 F4: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on June 18, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 623,334 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares"). F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2025-02-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2025-02-28 · Disposition to issuer · Disposed 2,121,150 · Balance 0 F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock. F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 13, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement".

F2: Disposed of as a result of the merger pursuant to the Merger Agreement.

F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

F4: On June 18, 2024, the Company granted the Reporting Person a performance share award covering 467,500 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.

F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 305,432 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares").

F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on June 18, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 623,334 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares").

F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 05, 2023 Filed Jul 7, 2023 17:16 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	5,641	$4.61	$26,005.01	Disclosure SEC source: 0001138639-23-000144 · wk-form4_1688764591.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 777,950 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:16 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	14,333	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000144 · wk-form4_1688764591.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 783,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 05, 2023 Filed Jun 7, 2023 18:34 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	19,259	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000126 · wk-form4_1686177286.xml · derivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,814 Underlying: Common Stock · 19,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F4 · derivative.expiration_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
June 05, 2023 Filed Jun 7, 2023 18:34 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	20,833	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000126 · wk-form4_1686177286.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,667 Underlying: Common Stock · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 250,000 shares, vest as to one-third of the shares on the one-year anniversary of the December 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 250,000 shares, vest as to one-third of the shares on the one-year anniversary of the December 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
June 05, 2023 Filed Jun 7, 2023 18:34 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	15,777	$4.76	$75,098.52	Disclosure SEC source: 0001138639-23-000126 · wk-form4_1686177286.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 769,258 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
June 05, 2023 Filed Jun 7, 2023 18:34 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	40,092	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000126 · wk-form4_1686177286.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 785,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 22, 2023 Filed May 22, 2023 18:36 UTC	Infinera Corp INFN · Entity 82602	PurchaseCommon Stock	6,000	$4.95	$29,686.20	Disclosure SEC source: 0001138639-23-000108 · wf-form4_168479495157633.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 744,943 F1 · price: This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $4.93 to $4.955 per share. Upon request by the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, Mr. Heard, will provide full information regarding the number of shares purchased at each separate price. Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:16 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	14,334	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000082 · wf-form4_168082658326890.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,333 Underlying: Common Stock · 14,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:16 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	7,547	$7.34	$55,394.98	Disclosure SEC source: 0001138639-23-000082 · wf-form4_168082658326890.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 738,943 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:16 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	14,334	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000082 · wf-form4_168082658326890.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 746,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 13, 2023 Filed Mar 13, 2023 19:23 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	337,500	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000047 · wf-form4_167874977000360.xml · derivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,500 Underlying: Common Stock · 337,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is April 5, 2023, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is April 5, 2023, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
March 05, 2023 Filed Mar 7, 2023 18:03 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	77,038	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000039 · wf-form4_167823020883293.xml · derivative · entry 5 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,073 Underlying: Common Stock · 77,038 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F5 · derivative.expiration_date: These RSUs, originally for a total of 231,111 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
March 05, 2023 Filed Mar 7, 2023 18:03 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	20,833	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000039 · wf-form4_167823020883293.xml · derivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: These RSUs, originally for a total of 250,000 shares, vest as to one-third of the shares on the one-year anniversary of the December 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F4 · derivative.expiration_date: These RSUs, originally for a total of 250,000 shares, vest as to one-third of the shares on the one-year anniversary of the December 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
March 05, 2023 Filed Mar 7, 2023 18:03 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	10,417	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000039 · wf-form4_167823020883293.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 125,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 125,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
March 05, 2023 Filed Mar 7, 2023 18:03 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	57,015	$7.33	$417,919.95	Disclosure SEC source: 0001138639-23-000039 · wf-form4_167823020883293.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,156 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
March 05, 2023 Filed Mar 7, 2023 18:03 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	108,288	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000039 · wf-form4_167823020883293.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:16 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	14,333	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000007 · wf-form4_167330976348846.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,667 Underlying: Common Stock · 14,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:16 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	8,435	$6.83	$57,611.05	Disclosure SEC source: 0001138639-23-000007 · wf-form4_167330976348846.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,883 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:16 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	14,333	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000007 · wf-form4_167330976348846.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 05, 2022 Filed Dec 7, 2022 17:07 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	20,833	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000169 · wf-form4_167045085935599.xml · derivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Common Stock · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: These RSUs, originally for a total of 250,000 shares, vest as to one-third of the shares on the one-year anniversary of the December 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F4 · derivative.expiration_date: These RSUs, originally for a total of 250,000 shares, vest as to one-third of the shares on the one-year anniversary of the December 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
December 05, 2022 Filed Dec 7, 2022 17:07 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	10,417	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000169 · wf-form4_167045085935599.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,417 Underlying: Common Stock · 10,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 125,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 125,000 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
December 05, 2022 Filed Dec 7, 2022 17:07 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	16,454	$6.78	$111,558.12	Disclosure SEC source: 0001138639-22-000169 · wf-form4_167045085935599.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,985 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
December 05, 2022 Filed Dec 7, 2022 17:07 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	31,250	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000169 · wf-form4_167045085935599.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:30 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	14,333	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000148 · wf-form4_166519257598104.xml · derivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,000 Underlying: Common Stock · 14,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F4 · derivative.expiration_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:30 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	17,500	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000148 · wf-form4_166519257598104.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 70,000 shares, vest in four annual installments beginning on October 5, 2019, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 70,000 shares, vest in four annual installments beginning on October 5, 2019, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:30 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	16,761	$5.40	$90,509.40	Disclosure SEC source: 0001138639-22-000148 · wf-form4_166519257598104.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,189 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSU"). Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:30 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	31,833	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000148 · wf-form4_166519257598104.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 05, 2022 Filed Sep 7, 2022 20:19 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	20,833	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000137 · wf-form4_166259632781770.xml · derivative · entry 6 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,166 Underlying: Common Stock · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is December 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F4 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is December 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
September 05, 2022 Filed Sep 7, 2022 20:19 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	10,416	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000137 · wf-form4_166259632781770.xml · derivative · entry 5 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,834 Underlying: Common Stock · 10,416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
September 05, 2022 Filed Sep 7, 2022 20:19 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	10,969	$5.04	$55,283.76	Disclosure SEC source: 0001138639-22-000137 · wf-form4_166259632781770.xml · nonDerivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,117 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
September 05, 2022 Filed Sep 7, 2022 20:19 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	20,833	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000137 · wf-form4_166259632781770.xml · nonDerivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 05, 2022 Filed Sep 7, 2022 20:19 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	5,485	$5.04	$27,644.40	Disclosure SEC source: 0001138639-22-000137 · wf-form4_166259632781770.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,253 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
September 05, 2022 Filed Sep 7, 2022 20:19 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	10,416	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000137 · wf-form4_166259632781770.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 05, 2022 Filed Jul 7, 2022 19:35 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	14,333	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000110 · wf-form4_165723689315905.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,333 Underlying: Common Stock · 14,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
July 05, 2022 Filed Jul 7, 2022 19:35 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	7,547	$5.50	$41,508.50	Disclosure SEC source: 0001138639-22-000110 · wf-form4_165723689315905.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,322 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units (RSU). Read SEC document
July 05, 2022 Filed Jul 7, 2022 19:35 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	14,333	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000110 · wf-form4_165723689315905.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 05, 2022 Filed Jun 7, 2022 19:53 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	20,833	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000097 · wf-form4_165464600489901.xml · derivative · entry 6 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,999 Underlying: Common Stock · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is December 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is December 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
June 05, 2022 Filed Jun 7, 2022 19:53 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	10,417	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000097 · wf-form4_165464600489901.xml · derivative · entry 5 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 10,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
June 05, 2022 Filed Jun 7, 2022 19:53 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	10,969	$5.73	$62,852.37	Disclosure SEC source: 0001138639-22-000097 · wf-form4_165464600489901.xml · nonDerivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,536 Read SEC document
June 05, 2022 Filed Jun 7, 2022 19:53 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	20,833	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000097 · wf-form4_165464600489901.xml · nonDerivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 05, 2022 Filed Jun 7, 2022 19:53 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	5,485	$5.73	$31,429.05	Disclosure SEC source: 0001138639-22-000097 · wf-form4_165464600489901.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,672 Read SEC document
June 05, 2022 Filed Jun 7, 2022 19:53 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	10,417	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000097 · wf-form4_165464600489901.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 19, 2022 Filed May 19, 2022 20:29 UTC	Infinera Corp INFN · Entity 82602	PurchaseCommon Stock	6,500	$5.72	$37,155.95	Disclosure SEC source: 0001209191-22-030782 · doc4.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,740 F1 · price: This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $5.685 to $5.76 per share. Upon request by the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, Mr. Heard will provide full information regarding the number of shares purchased at each separate price. Read SEC document
May 06, 2022 Filed May 9, 2022 09:21 UTC	Infinera Corp INFN · Entity 82602	PurchaseCommon Stock	20,000	$5.92	$118,388.00	Disclosure SEC source: 0001209191-22-027708 · doc4.xml · nonDerivative · entry 4 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,240 F2 · price: This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $5.9125 to $5.925 per share. Upon request by the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, Mr. Heard will provide full information regarding the number of shares purchased at each separate price. Read SEC document
May 05, 2022 Filed May 9, 2022 09:21 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	73,333	$0.00	$0.00	Disclosure SEC source: 0001209191-22-027708 · doc4.xml · derivative · entry 6 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 73,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: These RSUs, originally for a total of 220,000 shares, vested as to one-third of the shares on each one-year anniversary of the May 5, 2019 vesting commencement date, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F5 · derivative.expiration_date: These RSUs, originally for a total of 220,000 shares, vested as to one-third of the shares on each one-year anniversary of the May 5, 2019 vesting commencement date, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
May 05, 2022 Filed May 9, 2022 09:21 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	17,187	$0.00	$0.00	Disclosure SEC source: 0001209191-22-027708 · doc4.xml · derivative · entry 5 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: These RSUs, originally for a total of 68,750 shares, vested as to one-fourth of the shares on each one-year anniversary of the May 5, 2018 vesting commencement date, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F4 · derivative.expiration_date: These RSUs, originally for a total of 68,750 shares, vested as to one-fourth of the shares on each one-year anniversary of the May 5, 2018 vesting commencement date, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document
May 05, 2022 Filed May 9, 2022 09:21 UTC	Infinera Corp INFN · Entity 82602	Tax withholdingCommon Stock	47,659	$6.33	$301,681.47	Disclosure SEC source: 0001209191-22-027708 · doc4.xml · nonDerivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,240 F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Read SEC document
May 05, 2022 Filed May 9, 2022 09:21 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	73,333	$0.00	$0.00	Disclosure SEC source: 0001209191-22-027708 · doc4.xml · nonDerivative · entry 2 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 05, 2022 Filed May 9, 2022 09:21 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	17,187	$0.00	$0.00	Disclosure SEC source: 0001209191-22-027708 · doc4.xml · nonDerivative · entry 1 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 05, 2022 Filed Apr 7, 2022 18:37 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	57,334	$0.00	$0.00	Disclosure SEC source: 0001209191-22-023734 · doc4.xml · derivative · entry 3 HEARD DAVID W · CIK 0001245146 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,666 Underlying: Common Stock · 57,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs, originally for a total of 172,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.