person · Reporting owner
BARTELS PATRICK J JR
Disclosed activity across 18 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTA EQUIPMENT GROUP INC.BRPM · Entity 6371 | Director | April 08, 2019 | April 09, 2019 |
| ARCH RESOURCES, INC.ARCH · Entity 84161 | Director | February 09, 2023 | February 13, 2023 |
| AgileThought, Inc.AGIL · Entity 109424 | Director | April 13, 2023 | May 03, 2023 |
| Centric Brands Inc.CTRC · Entity 16050 | Director | March 29, 2020 | March 31, 2020 |
| Douglas Elliman Inc.DOUG · Entity 6469 | Director | June 28, 2025 | June 30, 2025 |
| Eos Energy Enterprises, Inc.BMRG · Entity 4901 | Director | May 19, 2020 | May 20, 2020 |
| Fat Brands, IncFAT · Entity 67384 | Director | January 26, 2026 | February 06, 2026 |
| LIBBEY INCLBY · Entity 13145 | Director | May 12, 2020 | May 20, 2020 |
| Marblegate Acquisition Corp.GATE · Entity 114303 | Director | February 02, 2023 | April 20, 2023 |
| Millrose Properties, Inc.MRP · Entity 3902 | Director | May 13, 2026 | May 13, 2026 |
| Nine Energy Service, Inc.NINE · Entity 6520 | Director | May 18, 2026 | May 20, 2026 |
| Noble CorpNE · Entity 114717 | Director | February 04, 2022 | February 08, 2022 |
| PARKER DRILLING CO /DE/PKD · Entity 150081 | Director | November 04, 2019 | November 06, 2019 |
| PYXUS INTERNATIONAL, INC.PYYX · Entity 6980 | Director | November 20, 2025 | November 21, 2025 |
| Trinity Place Holdings Inc.TPHS · Entity 9674 | Director | June 12, 2024 | June 13, 2024 |
| Twin Hospitality Group Inc.TWNP · Entity 8766 | Director | January 26, 2026 | February 06, 2026 |
| Vanguard Natural Resources, Inc.VNRR · Entity 160418 | Director | February 01, 2019 | February 04, 2019 |
| View, Inc.VIEW · Entity 91225 | Director | February 21, 2024 | February 27, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTA EQUIPMENT GROUP INC.
Report date April 08, 2019 · Filed April 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2019-04-08 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-230286) and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-230286) and have no expiration date.
ARCH RESOURCES, INC.
Report date February 09, 2023 · Filed February 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,050 |
Reported balance
After 2023-02-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-09 · Grant · Acquired 1,050 · Balance 1,050 F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. F2: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc.
F2: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.
AgileThought, Inc.
Report date April 13, 2023 · Filed May 03, 2023
This filing explicitly reported no securities owned.
Centric Brands Inc.
Report date March 29, 2020 · Filed March 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 55,970 |
Reported balance
After 2020-03-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-03-29 · Grant · Acquired 55,970 · Balance 55,970 F1: Each Restricted Stock Units ("RSUs") RSU represents a contingent right to receive one share of the common stock, par value $0.10 per share, of Centric Brands Inc. (the "Company") pursuant to the Centric Brands Inc. 2016 Stock Incentive Plan. F2: Half of the RSUs will vest on July 1, 2020 and December 31, 2020, respectively, subject to the reporting person's continuous service as a member of the Board of Directors on such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Units ("RSUs") RSU represents a contingent right to receive one share of the common stock, par value $0.10 per share, of Centric Brands Inc. (the "Company") pursuant to the Centric Brands Inc. 2016 Stock Incentive Plan.
F2: Half of the RSUs will vest on July 1, 2020 and December 31, 2020, respectively, subject to the reporting person's continuous service as a member of the Board of Directors on such vesting date.
Douglas Elliman Inc.
Report date June 28, 2025 · Filed June 30, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 255,958 |
Reported balance
After 2025-06-28 transaction · row 1
1 source rowRow 1 · 2025-06-28 · Grant · Acquired 61,983 · Balance 255,958 F1: On June 28, 2025 the Issuer granted the Reporting Person a restricted stock award of 61,983 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of June 28, 2026 and June 28, 2027, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 28, 2025 the Issuer granted the Reporting Person a restricted stock award of 61,983 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of June 28, 2026 and June 28, 2027, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.
Eos Energy Enterprises, Inc.
Report date May 19, 2020 · Filed May 20, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-05-19 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-237812) and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-237812) and have no expiration date.
Fat Brands, Inc
Report date January 26, 2026 · Filed February 06, 2026
This filing explicitly reported no securities owned.
LIBBEY INC
Report date May 12, 2020 · Filed May 20, 2020
This filing explicitly reported no securities owned.
Marblegate Acquisition Corp.
Report date February 02, 2023 · Filed April 20, 2023
This filing explicitly reported no securities owned.
Millrose Properties, Inc.
Report date May 13, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 42,750 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 5,639 · Balance 42,750 F1: On May 13, 2026, Millrose Properties, Inc. (the "Issuer") granted 5,639 restricted stock units ("RSUs") to the reporting person under the Issuer's 2024 Omnibus Incentive Plan. Such RSUs will vest into shares of Class A Common Stock of the Issuer on a 1-for-1 basis upon the earlier of (i) the first anniversary of the date of the grant and (ii) the date of the Issuer's annual stockholder meeting that next follows the date of the grant, subject to the reporting person's continuous service as a director of the Issuer from the date of the grant through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 13, 2026, Millrose Properties, Inc. (the "Issuer") granted 5,639 restricted stock units ("RSUs") to the reporting person under the Issuer's 2024 Omnibus Incentive Plan. Such RSUs will vest into shares of Class A Common Stock of the Issuer on a 1-for-1 basis upon the earlier of (i) the first anniversary of the date of the grant and (ii) the date of the Issuer's annual stockholder meeting that next follows the date of the grant, subject to the reporting person's continuous service as a director of the Issuer from the date of the grant through the vesting date.
Nine Energy Service, Inc.
Report date May 18, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,778 |
Reported balance
After 2026-05-18 transaction · row 1
1 source rowRow 1 · 2026-05-18 · Grant · Acquired 27,778 · Balance 27,778 F1: Represents time-based restricted stock units that will vest on June 30, 2027, subject to the Reporting Person's continued service through the applicable vesting date; provided, however, that in the event the Reporting Person is up for re-election at the Issuer's next annual meeting of stockholders and is not elected to continue serving as a member of the board of directors at such annual meeting of stockholders, the shares shall be deemed fully vested on that annual meeting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents time-based restricted stock units that will vest on June 30, 2027, subject to the Reporting Person's continued service through the applicable vesting date; provided, however, that in the event the Reporting Person is up for re-election at the Issuer's next annual meeting of stockholders and is not elected to continue serving as a member of the board of directors at such annual meeting of stockholders, the shares shall be deemed fully vested on that annual meeting date.
Noble Corp
Report date February 04, 2022 · Filed February 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| SharesSEC Table I · non-derivative | Direct | 7,925 |
Reported balance
After 2022-02-05 transaction · row 1
1 source rowRow 1 · 2022-02-05 · Exercise / conversion · Acquired 7,925 · Balance 7,925 F1: The reporting person has elected to defer receipt of these shares until December 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 30,721 |
Reported balance
After 2022-02-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-02-04 · Grant · Acquired 6,947 · Balance 30,721 F2: Each restricted stock unit represents a contingent right to receive one share. F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 22,796 |
Reported balance
After 2022-02-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-02-05 · Exercise / conversion · Disposed 7,925 · Balance 22,796 F2: Each restricted stock unit represents a contingent right to receive one share. F4: Represents the first of three vesting events for restricted stock units awarded on February 5, 2021. F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person has elected to defer receipt of these shares until December 2023.
F2: Each restricted stock unit represents a contingent right to receive one share.
F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
F4: Represents the first of three vesting events for restricted stock units awarded on February 5, 2021.
PARKER DRILLING CO /DE/
Report date November 04, 2019 · Filed November 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,907 |
Reported balance
After 2019-11-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-11-04 · Grant · Acquired 15,907 · Balance 15,907 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of Parker Drilling Company (the "Issuer"). F2: Pursuant to the terms of an Incentive Award Agreement for Outside Directors ("Agreement") by and between the Issuer and Patrick Bartels, effective November 4, 2019, Mr. Bartels was awarded 15,907 Restricted Stock Units ("RSUs") which will vest ratably on March 26 in the years 2020, 2021, and 2022, subject to the terms of the Agreement. The RSUs will settle upon the earlier of (i) a Change in Control, (ii) the date of Mr. Bartels' termination of service as a member of the Board of Directors of the Issuer other than for cause, (iii) the date of Grantee's death, or (iv) the date that is the seventh anniversary of the Grant Date, provided that the Awards have not been earlier forfeited under the terms of the Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of Parker Drilling Company (the "Issuer").
F2: Pursuant to the terms of an Incentive Award Agreement for Outside Directors ("Agreement") by and between the Issuer and Patrick Bartels, effective November 4, 2019, Mr. Bartels was awarded 15,907 Restricted Stock Units ("RSUs") which will vest ratably on March 26 in the years 2020, 2021, and 2022, subject to the terms of the Agreement. The RSUs will settle upon the earlier of (i) a Change in Control, (ii) the date of Mr. Bartels' termination of service as a member of the Board of Directors of the Issuer other than for cause, (iii) the date of Grantee's death, or (iv) the date that is the seventh anniversary of the Grant Date, provided that the Awards have not been earlier forfeited under the terms of the Agreement.
PYXUS INTERNATIONAL, INC.
Report date November 20, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2031-03-31 | Direct | 10,980 |
Reported balance
After 2025-11-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-11-20 · Grant · Acquired 10,980 · Balance 10,980 F1: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock. F2: The restricted stock units were awarded on November 20, 2025 to be earned for vesting based on continued service as a director through the earlier of August 14, 2026 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2026, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.
F2: The restricted stock units were awarded on November 20, 2025 to be earned for vesting based on continued service as a director through the earlier of August 14, 2026 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2026, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.
Trinity Place Holdings Inc.
Report date June 12, 2024 · Filed June 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 216,117 |
Reported balance
After 2024-06-12 transaction · row 1
1 source rowRow 1 · 2024-06-12 · Grant · Acquired 42,917 · Balance 216,117 |
Twin Hospitality Group Inc.
Report date January 26, 2026 · Filed February 06, 2026
This filing explicitly reported no securities owned.
Vanguard Natural Resources, Inc.
Report date February 01, 2019 · Filed February 04, 2019
This filing explicitly reported no securities owned.
View, Inc.
Report date February 21, 2024 · Filed February 27, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2026 Filed May 20, 2026 21:30 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | GrantCommon Stock | 27,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-232876 · ownership.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,778 F1 · shares: Represents time-based restricted stock units that will vest on June 30, 2027, subject to the Reporting Person's continued service through the applicable vesting date; provided, however, that in the event the Reporting Person is up for re-election at the Issuer's next annual meeting of stockholders and is not elected to continue serving as a member of the board of directors at such annual meeting of stockholders, the shares shall be deemed fully vested on that annual meeting date. Read SEC document |
| May 13, 2026 Filed May 13, 2026 20:29 UTC | Millrose Properties, Inc. MRP · Entity 3902 | GrantClass A Common Stock | 5,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-221734 · ownership.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,750 F1 · shares: On May 13, 2026, Millrose Properties, Inc. (the "Issuer") granted 5,639 restricted stock units ("RSUs") to the reporting person under the Issuer's 2024 Omnibus Incentive Plan. Such RSUs will vest into shares of Class A Common Stock of the Issuer on a 1-for-1 basis upon the earlier of (i) the first anniversary of the date of the grant and (ii) the date of the Issuer's annual stockholder meeting that next follows the date of the grant, subject to the reporting person's continuous service as a director of the Issuer from the date of the grant through the vesting date. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:29 UTC | Millrose Properties, Inc. MRP · Entity 3902 | GrantClass A Common Stock | 6,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-317631 · ownership.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,111 F1 · shares: On December 10, 2025, Millrose Properties, Inc. (the "Issuer") granted 6,451 restricted stock units ("RSUs") to the reporting person under the Issuer's 2024 Omnibus Incentive Plan. Such RSUs vest into shares of Class A Common Stock of the Issuer on a 1-for-1 basis. 50% of the RSUs will vest upon the earlier to occur of (i) April 3, 2026 and (ii) the first annual stockholder meeting to follow the date of grant and the remaining 50% of the RSUs will vest upon the earlier of (i) April 3, 2027 and (ii) the date of the Issuer's second annual stockholder meeting to follow the date of grant, subject to the reporting person's continuous service as a director of the Issuer from the date of the grant through the vesting dates. Read SEC document |
| November 20, 2025 Filed Nov 21, 2025 13:29 UTC | PYXUS INTERNATIONAL, INC. PYYX · Entity 6980 | GrantRestricted Stock Units · Derivative | 10,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001581475-25-000003 · wk-form4_1763731793.xml · derivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,980 Underlying: Common Stock · 10,980 shares Expires 2031-03-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units were awarded on November 20, 2025 to be earned for vesting based on continued service as a director through the earlier of August 14, 2026 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2026, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange. Read SEC document |
| October 28, 2025 Filed Oct 29, 2025 22:01 UTC | Millrose Properties, Inc. MRP · Entity 3902 | PurchaseClass A Common Stock | 7,500 | $32.52 | $243,864.00 |
DisclosureSEC source: 0001193125-25-256840 · ownership.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,660 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.40 to $32.625, inclusive. The reporting person undertakes to provide to Millrose Properties, Inc., any security holder of Millrose Properties, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 28, 2025 Filed Jun 30, 2025 22:30 UTC | Douglas Elliman Inc. DOUG · Entity 6469 | GrantCommon Stock | 61,983 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-091786 · ownership.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,958 F1 · price: On June 28, 2025 the Issuer granted the Reporting Person a restricted stock award of 61,983 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of June 28, 2026 and June 28, 2027, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control. Read SEC document |
| May 20, 2025 Filed May 22, 2025 19:17 UTC | Millrose Properties, Inc. MRP · Entity 3902 | PurchaseClass A Common Stock | 8,750 | $28.62 | $250,426.75 |
DisclosureSEC source: 0000950170-25-076260 · ownership.xml · nonDerivative · entry 2 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,160 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.46 to $28.77, inclusive. Read SEC document |
| May 19, 2025 Filed May 22, 2025 19:17 UTC | Millrose Properties, Inc. MRP · Entity 3902 | PurchaseClass A Common Stock | 8,750 | $28.36 | $248,192.88 |
DisclosureSEC source: 0000950170-25-076260 · ownership.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,410 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.36 to $28.53, inclusive. The reporting person undertakes to provide to Millrose Properties, Inc., any security holder of Millrose Properties, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| May 12, 2025 Filed May 12, 2025 21:25 UTC | Douglas Elliman Inc. DOUG · Entity 6469 | PurchaseCommon Stock | 58,104 | $1.92 | $111,292.40 |
DisclosureSEC source: 0000950170-25-069484 · ownership.xml · nonDerivative · entry 3 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,975 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.86 to $1.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 09, 2025 Filed May 12, 2025 21:25 UTC | Douglas Elliman Inc. DOUG · Entity 6469 | PurchaseCommon Stock | 61,696 | $1.85 | $114,359.71 |
DisclosureSEC source: 0000950170-25-069484 · ownership.xml · nonDerivative · entry 2 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,871 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.82 to $1.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 08, 2025 Filed May 12, 2025 21:25 UTC | Douglas Elliman Inc. DOUG · Entity 6469 | PurchaseCommon Stock | 15,200 | $1.84 | $28,030.32 |
DisclosureSEC source: 0000950170-25-069484 · ownership.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,175 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.83 to $1.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 03, 2025 Filed Apr 3, 2025 20:59 UTC | Millrose Properties, Inc. MRP · Entity 3902 | GrantClass A Common Stock | 5,660 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-050552 · ownership.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,660 F1 · shares: On April 03, 2025, Millrose Properties, Inc. (the "Issuer") granted 5,660 restricted stock units ("RSUs") to the reporting person under the Issuer's 2024 Omnibus Incentive Plan. Such RSUs will vest into shares of Class A Common Stock of the Issuer on a 1-for-1 basis upon the earlier of (i) the first anniversary of the date of the grant and (ii) the date of the Issuer's annual stockholder meeting that next follows the date of the grant, subject to the reporting person's continuous service as a director of the Issuer from the date of the grant through the vesting date. Read SEC document |
| November 21, 2024 Filed Nov 21, 2024 21:30 UTC | PYXUS INTERNATIONAL, INC. PYYX · Entity 6980 | GrantRestricted Stock Units · Derivative | 10,965 | $0.00 | $0.00 |
DisclosureSEC source: 0000939930-24-000119 · wk-form4_1732224641.xml · derivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,965 Underlying: Common Stock · 10,965 shares Expires 2031-03-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units were awarded on November 21, 2024 to be earned for vesting based on continued service as a director through the earlier of August 15, 2025 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2025, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 21:00 UTC | Douglas Elliman Inc. DOUG · Entity 6469 | GrantCommon Stock | 58,975 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-090082 · ownership.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,975 F1 · price: On July 31, 2024 the Issuer granted the Reporting Person a restricted stock award of 58,975 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of July 31, 2025 and July 31, 2026, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control. Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 20:15 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | GrantCommon Stock | 42,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-071274 · tm2417092-1_4seq1.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,117 Read SEC document |
| May 10, 2024 Filed May 14, 2024 21:31 UTC | PYXUS INTERNATIONAL, INC. PYYX · Entity 6980 | GrantRestricted Stock Units · Derivative | 10,965 | $0.00 | $0.00 |
DisclosureSEC source: 0000939930-24-000060 · wk-form4_1715722303.xml · derivative · entry 4 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,965 Underlying: Common Stock · 10,965 shares Expires 2031-03-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock. F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc. F6 · derivative.exercise_date: The restricted stock units are to be earned for vesting based on continued service as a director through the earlier of August 23, 2024 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2024, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further subject to the occurrence of the Vesting Event. Read SEC document |
| May 10, 2024 Filed May 14, 2024 21:31 UTC | PYXUS INTERNATIONAL, INC. PYYX · Entity 6980 | Disposition to issuerRestricted Stock Units · Derivative | 10,965 | $0.00 | $0.00 |
DisclosureSEC source: 0000939930-24-000060 · wk-form4_1715722303.xml · derivative · entry 3 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,965 shares Expires 2028-03-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock. F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc. F5 · derivative.exercise_date: The restricted stock units were awarded on November 16, 2023 and are to be earned for vesting based on continued service as a director through the earlier of August 23, 2024 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2024, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being subject to satisfaction of the Listing Condition. Read SEC document |
| May 10, 2024 Filed May 14, 2024 21:31 UTC | PYXUS INTERNATIONAL, INC. PYYX · Entity 6980 | GrantRestricted Stock Units · Derivative | 6,730 | $0.00 | $0.00 |
DisclosureSEC source: 0000939930-24-000060 · wk-form4_1715722303.xml · derivative · entry 2 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,730 Underlying: Common Stock · 6,730 shares Expires 2031-03-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock. F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc. F4 · derivative.exercise_date: The restricted stock units vest upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange. Read SEC document |
| May 10, 2024 Filed May 14, 2024 21:31 UTC | PYXUS INTERNATIONAL, INC. PYYX · Entity 6980 | Disposition to issuerRestricted Stock Units · Derivative | 6,730 | $0.00 | $0.00 |
DisclosureSEC source: 0000939930-24-000060 · wk-form4_1715722303.xml · derivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,730 shares Expires 2028-03-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock. F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc. F3 · derivative.exercise_date: The restricted stock units were awarded on January 18, 2023 and were earned for vesting, based on continued service as a director, upon the earlier of August 18, 2023 or the commencement of the Pyxus International, Inc. annual shareholders meeting held in 2023, with vesting contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange. Read SEC document |
| April 10, 2024 Filed Apr 12, 2024 20:17 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | GrantCommon Stock | 41,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-046783 · tm2411559-6_4seq1.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,347 Read SEC document |
| April 10, 2024 Filed May 6, 2024 21:42 UTC Amendment | Trinity Place Holdings Inc. TPHS · Entity 9674 | GrantCommon Stock | 59,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-057557 · tm2412053-1_4aseq1.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,200 Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 21:15 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | GrantCommon Stock | 75,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-000832 · tm241442-7_4seq1.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,689 Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 21:37 UTC | PYXUS INTERNATIONAL, INC. PYYX · Entity 6980 | GrantRestricted Stock Units · Derivative | 10,965 | $0.00 | $0.00 |
DisclosureSEC source: 0000939930-23-000092 · wk-form4_1700257020.xml · derivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,965 Underlying: Common Stock · 10,965 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units were awarded on November 16, 2023 to be earned for vesting based on continued service as a director through the earlier of August 23, 2024 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2024, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange by March 31, 2028. F2 · derivative.expiration_date: The restricted stock units were awarded on November 16, 2023 to be earned for vesting based on continued service as a director through the earlier of August 23, 2024 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2024, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange by March 31, 2028. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:16 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | GrantCommon Stock | 22,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-106814 · tm2327374-5_4seq1.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,947 Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 20:16 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | GrantCommon Stock | 15,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-078122 · tm2320473d6_4seq1.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,429 Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 17:11 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantRestricted Stock Units · Derivative | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008791 · doc4.xml · derivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050 Underlying: Class A Common Stock · 1,050 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| January 18, 2023 Filed Jan 24, 2023 21:19 UTC | PYXUS INTERNATIONAL, INC. PYYX · Entity 6980 | GrantRestricted Stock Units · Derivative | 6,730 | $0.00 | $0.00 |
DisclosureSEC source: 0000939930-23-000018 · wf-form4_167459514870786.xml · derivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,730 Underlying: Common Stock · 6,730 shares Expires 2028-03-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units were awarded on January 18, 2023 to be earned for vesting based on continued service as a director through the earlier of August 18, 2023 or the commencement of the Pyxus International, Inc. annual shareholders meeting held in 2023, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange. Read SEC document |
| August 01, 2022 Filed Aug 1, 2022 12:51 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | PurchaseCommon Stock | 500 | $125.58 | $62,790.00 |
DisclosureSEC source: 0001209191-22-043604 · doc4.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 10:16 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantRestricted Stock Units · Derivative | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009064 · doc4.xml · derivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Class A Common Stock · 1,400 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 19:12 UTC | Noble Corp NE · Entity 114717 | Exercise / conversionRestricted Stock Units · Derivative | 7,925 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-005288 · doc4.xml · derivative · entry 3 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,796 Underlying: Shares · 7,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share. F4 · shares: Represents the first of three vesting events for restricted stock units awarded on February 5, 2021. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 19:12 UTC | Noble Corp NE · Entity 114717 | Exercise / conversionShares | 7,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-005288 · doc4.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person has elected to defer receipt of these shares until December 2023. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 19:12 UTC | Noble Corp NE · Entity 114717 | GrantRestricted Stock Units · Derivative | 6,947 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-005288 · doc4.xml · derivative · entry 2 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,721 Underlying: Shares · 6,947 shares Expires not disclosed F2 · security: Each restricted stock unit represents a contingent right to receive one share. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 25, 2021 Filed Aug 25, 2021 17:27 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | PurchaseCommon Stock | 750 | $73.53 | $55,147.50 |
DisclosureSEC source: 0001209191-21-053340 · doc4.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 13:51 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantRestricted Stock Units · Derivative | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014599 · doc4.xml · derivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Underlying: Class A Common Stock · 2,800 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| February 12, 2021 Filed Feb 12, 2021 11:35 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | PurchaseCommon Stock | 1,500 | $46.23 | $69,345.00 |
DisclosureSEC source: 0001209191-21-010012 · doc4.xml · nonDerivative · entry 2 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 11:35 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | PurchaseCommon Stock | 1,500 | $45.50 | $68,250.00 |
DisclosureSEC source: 0001209191-21-010012 · doc4.xml · nonDerivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 16:28 UTC | Centric Brands Inc. CTRC · Entity 16050 | GrantRestricted Stock Units · Derivative | 55,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004232 · edgar.xml · derivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,970 Underlying: Common Stock, par value $0.10 · 55,970 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") RSU represents a contingent right to receive one share of the common stock, par value $0.10 per share, of Centric Brands Inc. (the "Company") pursuant to the Centric Brands Inc. 2016 Stock Incentive Plan. F2 · derivative.exercise_date: Half of the RSUs will vest on July 1, 2020 and December 31, 2020, respectively, subject to the reporting person's continuous service as a member of the Board of Directors on such vesting date. F2 · derivative.expiration_date: Half of the RSUs will vest on July 1, 2020 and December 31, 2020, respectively, subject to the reporting person's continuous service as a member of the Board of Directors on such vesting date. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 15:23 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantRestricted Stock Units · Derivative | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013729 · doc4.xml · derivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Class A Common Stock · 3,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 16:22 UTC | PARKER DRILLING CO /DE/ PKD · Entity 150081 | GrantRestricted Stock Units · Derivative | 15,907 | $0.00 | $0.00 |
DisclosureSEC source: 0000076321-19-000100 · wf-form4_157307533021086.xml · derivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,907 Underlying: Common Stock · 15,907 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Parker Drilling Company (the "Issuer"). F2 · derivative.exercise_date: Pursuant to the terms of an Incentive Award Agreement for Outside Directors ("Agreement") by and between the Issuer and Patrick Bartels, effective November 4, 2019, Mr. Bartels was awarded 15,907 Restricted Stock Units ("RSUs") which will vest ratably on March 26 in the years 2020, 2021, and 2022, subject to the terms of the Agreement. The RSUs will settle upon the earlier of (i) a Change in Control, (ii) the date of Mr. Bartels' termination of service as a member of the Board of Directors of the Issuer other than for cause, (iii) the date of Grantee's death, or (iv) the date that is the seventh anniversary of the Grant Date, provided that the Awards have not been earlier forfeited under the terms of the Agreement. F2 · derivative.expiration_date: Pursuant to the terms of an Incentive Award Agreement for Outside Directors ("Agreement") by and between the Issuer and Patrick Bartels, effective November 4, 2019, Mr. Bartels was awarded 15,907 Restricted Stock Units ("RSUs") which will vest ratably on March 26 in the years 2020, 2021, and 2022, subject to the terms of the Agreement. The RSUs will settle upon the earlier of (i) a Change in Control, (ii) the date of Mr. Bartels' termination of service as a member of the Board of Directors of the Issuer other than for cause, (iii) the date of Grantee's death, or (iv) the date that is the seventh anniversary of the Grant Date, provided that the Awards have not been earlier forfeited under the terms of the Agreement. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 11:01 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantRestricted Stock Units · Derivative | 1,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061161 · doc4.xml · derivative · entry 1 BARTELS PATRICK J JR · CIK 0001581475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,450 Underlying: Class A Common Stock · 1,450 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc. F2 · derivative.exercise_date: The restricted stock units vest on October 25, 2019. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F2 · derivative.expiration_date: The restricted stock units vest on October 25, 2019. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.