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PYYX

PYXUS INTERNATIONAL, INC.

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Tapewire entity
6980
SEC CIK
0000939930
Parsed reports
344

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2025 Filed Nov 21, 2025 08:36 UTC GrantRestricted Stock Units · Derivative 10,980 $0.00 $0.00
Disclosure

SEC source: 0001828996-25-000004 · wk-form4_1763732184.xml · derivative · entry 1

Topping Richard · CIK 0001828996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,980

Underlying: Common Stock · 10,980 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on November 20, 2025 to be earned for vesting based on continued service as a director through the earlier of August 14, 2026 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2026, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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November 20, 2025 Filed Nov 21, 2025 13:27 UTC
Alphin JohnDirector
GrantRestricted Stock Units · Derivative 10,980 $0.00 $0.00
Disclosure

SEC source: 0001963225-25-000003 · wk-form4_1763731651.xml · derivative · entry 1

Alphin John · CIK 0001963225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,980

Underlying: Common Stock · 10,980 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on November 20, 2025 to be earned for vesting based on continued service as a director through the earlier of August 14, 2026 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2026, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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November 20, 2025 Filed Nov 21, 2025 13:34 UTC GrantRestricted Stock Units · Derivative 10,980 $0.00 $0.00
Disclosure

SEC source: 0001829003-25-000004 · wk-form4_1763732068.xml · derivative · entry 1

Moehring Cynthia P · CIK 0001829003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,980

Underlying: Common Stock · 10,980 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on November 20, 2025 to be earned for vesting based on continued service as a director through the earlier of August 14, 2026 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2026, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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November 20, 2025 Filed Nov 21, 2025 13:31 UTC GrantRestricted Stock Units · Derivative 10,980 $0.00 $0.00
Disclosure

SEC source: 0001193755-25-000004 · wk-form4_1763731900.xml · derivative · entry 1

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,980

Underlying: Common Stock · 10,980 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on November 20, 2025 to be earned for vesting based on continued service as a director through the earlier of August 14, 2026 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2026, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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November 20, 2025 Filed Nov 21, 2025 13:29 UTC GrantRestricted Stock Units · Derivative 10,980 $0.00 $0.00
Disclosure

SEC source: 0001581475-25-000003 · wk-form4_1763731793.xml · derivative · entry 1

BARTELS PATRICK J JR · CIK 0001581475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,980

Underlying: Common Stock · 10,980 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on November 20, 2025 to be earned for vesting based on continued service as a director through the earlier of August 14, 2026 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2026, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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November 21, 2024 Filed Nov 21, 2024 16:30 UTC GrantRestricted Stock Units · Derivative 10,965 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000118 · wk-form4_1732224609.xml · derivative · entry 1

Topping Richard · CIK 0001828996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,965

Underlying: Common Stock · 10,965 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on November 21, 2024 to be earned for vesting based on continued service as a director through the earlier of August 15, 2025 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2025, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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November 21, 2024 Filed Nov 21, 2024 21:31 UTC
Alphin JohnDirector
GrantRestricted Stock Units · Derivative 10,965 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000121 · wk-form4_1732224688.xml · derivative · entry 1

Alphin John · CIK 0001963225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,965

Underlying: Common Stock · 10,965 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on November 21, 2024 to be earned for vesting based on continued service as a director through the earlier of August 15, 2025 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2025, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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November 21, 2024 Filed Nov 21, 2024 21:32 UTC GrantRestricted Stock Units · Derivative 10,965 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000122 · wk-form4_1732224714.xml · derivative · entry 1

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,965

Underlying: Common Stock · 10,965 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on November 21, 2024 to be earned for vesting based on continued service as a director through the earlier of August 15, 2025 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2025, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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November 21, 2024 Filed Nov 21, 2024 21:31 UTC GrantRestricted Stock Units · Derivative 10,965 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000120 · wk-form4_1732224663.xml · derivative · entry 1

Moehring Cynthia P · CIK 0001829003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,965

Underlying: Common Stock · 10,965 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on November 21, 2024 to be earned for vesting based on continued service as a director through the earlier of August 15, 2025 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2025, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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November 21, 2024 Filed Nov 21, 2024 21:30 UTC GrantRestricted Stock Units · Derivative 10,965 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000119 · wk-form4_1732224641.xml · derivative · entry 1

BARTELS PATRICK J JR · CIK 0001581475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,965

Underlying: Common Stock · 10,965 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on November 21, 2024 to be earned for vesting based on continued service as a director through the earlier of August 15, 2025 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2025, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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August 21, 2024 Filed Aug 22, 2024 20:26 UTC PurchaseCommon Stock, no par value 811,150 $2.50 $2,027,875.00
Disclosure

SEC source: 0000902664-24-005239 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,865,355

F1 · ownership.nature: The securities to which this filing relates are held directly by certain funds to which Owl Creek Asset Management, L.P., a Delaware limited partnership, (the "Investment Manager") serves as investment manager. Jeffrey A. Altman ("Mr. Altman") is the managing member of the general partner of the Investment Manager. Each of the Investment Manager and Mr. Altman disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any.

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August 19, 2024 Filed Aug 21, 2024 20:03 UTC
Singer Thomas DavidSVP Chief Legal Officer & Sec
GrantRestricted Stock Units · Derivative 39,200 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000105 · wk-form4_1724270608.xml · derivative · entry 1

Singer Thomas David · CIK 0002034584 · SVP Chief Legal Officer & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,200

Underlying: Common Stock · 39,200 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on August 19, 2024 and are to be earned for vesting, subject to continued employment, in equal installments on August 19, 2025, March 31, 2026 and March 31, 2027, with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a "Change in Control" (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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June 18, 2024 Filed Jun 20, 2024 20:15 UTC PurchaseCommon Stock, no par value 325,374 $2.80 $911,047.20
Disclosure

SEC source: 0000902664-24-004408 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,054,205

F1 · ownership.nature: The securities to which this filing relates are held directly by certain funds to which Owl Creek Asset Management, L.P., a Delaware limited partnership, (the "Investment Manager") serves as investment manager. Jeffrey A. Altman ("Mr. Altman") is the managing member of the general partner of the Investment Manager. Each of the Investment Manager and Mr. Altman disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any.

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June 11, 2024 Filed Jun 13, 2024 21:05 UTC PurchaseCommon Stock, no par value 123,544 $2.80 $345,923.20
Disclosure

SEC source: 0000902664-24-004258 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,728,831

F1 · ownership.nature: The securities to which this filing relates are held directly by certain funds to which Owl Creek Asset Management, L.P., a Delaware limited partnership, (the "Investment Manager") serves as investment manager. Jeffrey A. Altman ("Mr. Altman") is the managing member of the general partner of the Investment Manager. Each of the Investment Manager and Mr. Altman disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any.

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June 11, 2024 Filed Jun 13, 2024 16:27 UTC
Glendon Capital Management LPDirector · 10% owner
PurchaseCommon Stock 376,456 $2.80 $1,054,076.80
Disclosure

SEC source: 0001604350-24-000009 · form4.xml · nonDerivative · entry 1

Glendon Capital Management LP · CIK 0001604350 · Director · 10% owner

Glendon Opportunities Fund II, L.P. · CIK 0001707077 · 10% owner

Glendon Opportunities Fund, L.P. · CIK 0001619776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 8,315,159

F1 · ownership.nature: The reported securities are beneficially owned directly by Glendon Opportunities Fund, LP ("G1"), which holds 3,527,847 shares, Glendon Opportunities Fund II, LP ("G2"), which holds 3,708,935 shares, and certain other advisory clients of Glendon Capital Management LP ("GCM"), which hold less than 5% of the Issuer's common stock (collectively with G1 and G2, the "Glendon Investor"). GCM is the investment manager of the Glendon Investor, and has voting and dispositive power over the reported securities held directly by the Glendon Investor.

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May 10, 2024 Filed May 14, 2024 17:44 UTC GrantRestricted Stock Units · Derivative 10,965 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000063 · wk-form4_1715723055.xml · derivative · entry 10

Topping Richard · CIK 0001828996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,965

Underlying: Common Stock · 10,965 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F9 · derivative.exercise_date: The restricted stock units are to be earned for vesting based on continued service as a director through the earlier of August 23, 2024 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2024, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further subject to the occurrence of the Vesting Event.

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May 10, 2024 Filed May 14, 2024 17:44 UTC Disposition to issuerRestricted Stock Units · Derivative 10,965 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000063 · wk-form4_1715723055.xml · derivative · entry 9

Topping Richard · CIK 0001828996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,965 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F8 · derivative.exercise_date: The restricted stock units were awarded on November 16, 2023 and are to be earned for vesting based on continued service as a director through the earlier of August 23, 2024 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2024, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being subject to satisfaction of the Listing Condition.

Read SEC document
May 10, 2024 Filed May 14, 2024 17:44 UTC GrantRestricted Stock Units · Derivative 2,320 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000063 · wk-form4_1715723055.xml · derivative · entry 8

Topping Richard · CIK 0001828996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,840

Underlying: Common Stock · 2,320 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units vest upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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May 10, 2024 Filed May 14, 2024 17:44 UTC Disposition to issuerRestricted Stock Units · Derivative 2,320 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000063 · wk-form4_1715723055.xml · derivative · entry 7

Topping Richard · CIK 0001828996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,320 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F7 · derivative.exercise_date: The restricted stock units were awarded on December 22, 2022 and were earned for vesting, based on continued service as a director, upon the earlier of August 18, 2023 or the commencement of the Pyxus International, Inc. annual shareholders meeting held in 2023, with vesting subject to satisfaction of the Listing Condition.

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May 10, 2024 Filed May 14, 2024 17:44 UTC GrantRestricted Stock Units · Derivative 9,260 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000063 · wk-form4_1715723055.xml · derivative · entry 6

Topping Richard · CIK 0001828996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,520

Underlying: Common Stock · 9,260 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units vest upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 17:44 UTC Disposition to issuerRestricted Stock Units · Derivative 9,260 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000063 · wk-form4_1715723055.xml · derivative · entry 5

Topping Richard · CIK 0001828996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,260 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F6 · derivative.exercise_date: The restricted stock units were awarded on August 23, 2022 and were earned for vesting, based on continued service as a director, upon the earlier of August 18, 2023 or the commencement of the Pyxus International, Inc. annual shareholders meeting held in 2023, with vesting subject to satisfaction of the Listing Condition.

Read SEC document
May 10, 2024 Filed May 14, 2024 17:44 UTC GrantRestricted Stock Units · Derivative 9,260 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000063 · wk-form4_1715723055.xml · derivative · entry 4

Topping Richard · CIK 0001828996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,260

Underlying: Common Stock · 9,260 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units vest upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 17:44 UTC Disposition to issuerRestricted Stock Units · Derivative 9,260 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000063 · wk-form4_1715723055.xml · derivative · entry 3

Topping Richard · CIK 0001828996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,260 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F5 · derivative.exercise_date: The restricted stock units were awarded on August 19, 2021 and were earned for vesting, based on continued service as a director, upon the earlier of August 19, 2022 or the commencement of the Pyxus International, Inc. annual shareholders meeting held in 2022, with vesting subject to satisfaction of the Listing Condition.

Read SEC document
May 10, 2024 Filed May 14, 2024 17:44 UTC GrantRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000063 · wk-form4_1715723055.xml · derivative · entry 2

Topping Richard · CIK 0001828996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units vest upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 17:44 UTC Disposition to issuerRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000063 · wk-form4_1715723055.xml · derivative · entry 1

Topping Richard · CIK 0001828996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F3 · derivative.exercise_date: The restricted stock units were awarded on August 19, 2021 and would vest contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:29 UTC
Garofolo Philip CSVP Finance & CAO
GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000072 · wk-form4_1715725764.xml · derivative · entry 3

Garofolo Philip C · CIK 0001761306 · SVP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units were awarded on May 10, 2024 and are to be earned for vesting, subject to continued employment, in equal installments on May 10, 2025, March 31, 2026 and March 31, 2027, with vesting being further subject to the occurrence of the Vesting Event.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:29 UTC
Garofolo Philip CSVP Finance & CAO
GrantRestricted Stock Units · Derivative 28,800 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000072 · wk-form4_1715725764.xml · derivative · entry 2

Garofolo Philip C · CIK 0001761306 · SVP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:29 UTC
Garofolo Philip CSVP Finance & CAO
Disposition to issuerRestricted Stock Units · Derivative 28,800 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000072 · wk-form4_1715725764.xml · derivative · entry 1

Garofolo Philip C · CIK 0001761306 · SVP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,800 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F3 · derivative.exercise_date: The restricted stock units were awarded on July 6, 2021 and were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:25 UTC
Goncalves FernandaSVP Chief HR Officer
GrantRestricted Stock Units · Derivative 39,200 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000071 · wk-form4_1715725518.xml · derivative · entry 3

Goncalves Fernanda · CIK 0001962321 · SVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,200

Underlying: Common Stock · 39,200 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units were awarded on May 10, 2024 and are to be earned for vesting, subject to continued employment, in equal installments on May 10, 2025, March 31, 2026 and March 31, 2027, with vesting being further subject to the occurrence of the Vesting Event.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:25 UTC
Goncalves FernandaSVP Chief HR Officer
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000071 · wk-form4_1715725518.xml · derivative · entry 2

Goncalves Fernanda · CIK 0001962321 · SVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:25 UTC
Goncalves FernandaSVP Chief HR Officer
Disposition to issuerRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000071 · wk-form4_1715725518.xml · derivative · entry 1

Goncalves Fernanda · CIK 0001962321 · SVP Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F3 · derivative.exercise_date: The restricted stock units were awarded on January 17, 2023 and were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:22 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec
GrantRestricted Stock Units · Derivative 18,400 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000070 · wk-form4_1715725332.xml · derivative · entry 3

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 18,400 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units were awarded on May 10, 2024 and are to be earned for vesting, subject to continued employment, in equal installments on May 10, 2025, March 31, 2026 and March 31, 2027, with vesting being further subject to the occurrence of the Vesting Event.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:22 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec
GrantRestricted Stock Units · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000070 · wk-form4_1715725332.xml · derivative · entry 2

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:22 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec
Disposition to issuerRestricted Stock Units · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000070 · wk-form4_1715725332.xml · derivative · entry 1

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F3 · derivative.exercise_date: The restricted stock units were awarded on July 6, 2021 and were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:18 UTC
Purvis Tracy GEVP Global Bus & Info Services
GrantRestricted Stock Units · Derivative 39,200 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000069 · wk-form4_1715725094.xml · derivative · entry 3

Purvis Tracy G · CIK 0001759525 · EVP Global Bus & Info Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,200

Underlying: Common Stock · 39,200 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units were awarded on May 10, 2024 and are to be earned for vesting, subject to continued employment, in equal installments on May 10, 2025, March 31, 2026 and March 31, 2027, with vesting being further subject to the occurrence of the Vesting Event.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:18 UTC
Purvis Tracy GEVP Global Bus & Info Services
GrantRestricted Stock Units · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000069 · wk-form4_1715725094.xml · derivative · entry 2

Purvis Tracy G · CIK 0001759525 · EVP Global Bus & Info Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:18 UTC
Purvis Tracy GEVP Global Bus & Info Services
Disposition to issuerRestricted Stock Units · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000069 · wk-form4_1715725094.xml · derivative · entry 1

Purvis Tracy G · CIK 0001759525 · EVP Global Bus & Info Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F3 · derivative.exercise_date: The restricted stock units were awarded on July 6, 2021 and were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:15 UTC
Styons DustinEVP Business Strategy & Sales
GrantRestricted Stock Units · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000068 · wk-form4_1715724908.xml · derivative · entry 3

Styons Dustin · CIK 0001993870 · EVP Business Strategy & Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units were awarded on May 10, 2024 and are to be earned for vesting, subject to continued employment, in equal installments on May 10, 2025, March 31, 2026 and March 31, 2027, with vesting being further subject to the occurrence of the Vesting Event.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:15 UTC
Styons DustinEVP Business Strategy & Sales
GrantRestricted Stock Units · Derivative 28,800 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000068 · wk-form4_1715724908.xml · derivative · entry 2

Styons Dustin · CIK 0001993870 · EVP Business Strategy & Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:15 UTC
Styons DustinEVP Business Strategy & Sales
Disposition to issuerRestricted Stock Units · Derivative 28,800 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000068 · wk-form4_1715724908.xml · derivative · entry 1

Styons Dustin · CIK 0001993870 · EVP Business Strategy & Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,800 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F3 · derivative.exercise_date: The restricted stock units were awarded on July 6, 2021 and were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:12 UTC
Burmeister ScottEVP Chief Operating Officer
GrantRestricted Stock Units · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000067 · wk-form4_1715724702.xml · derivative · entry 3

Burmeister Scott · CIK 0001993884 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units were awarded on May 10, 2024 and are to be earned for vesting, subject to continued employment, in equal installments on May 10, 2025, March 31, 2026 and March 31, 2027, with vesting being further subject to the occurrence of the Vesting Event.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:12 UTC
Burmeister ScottEVP Chief Operating Officer
GrantRestricted Stock Units · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000067 · wk-form4_1715724702.xml · derivative · entry 2

Burmeister Scott · CIK 0001993884 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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May 10, 2024 Filed May 14, 2024 22:12 UTC
Burmeister ScottEVP Chief Operating Officer
Disposition to issuerRestricted Stock Units · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000067 · wk-form4_1715724702.xml · derivative · entry 1

Burmeister Scott · CIK 0001993884 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,000 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F3 · derivative.exercise_date: The restricted stock units were awarded on July 6, 2021 and were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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May 10, 2024 Filed May 14, 2024 21:57 UTC
Landsberg FlaviaEVP Chief Financial Officer
GrantRestricted Stock Units · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000066 · wk-form4_1715723845.xml · derivative · entry 3

Landsberg Flavia · CIK 0001892303 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock

F5 · derivative.exercise_date: The restricted stock units were awarded on May 10, 2024 and are to be earned for vesting, subject to continued employment, in equal installments on May 10, 2025, March 31, 2026 and March 31, 2027, with vesting being further subject to the occurrence of the Vesting Event.

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May 10, 2024 Filed May 14, 2024 21:57 UTC
Landsberg FlaviaEVP Chief Financial Officer
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000066 · wk-form4_1715723845.xml · derivative · entry 2

Landsberg Flavia · CIK 0001892303 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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May 10, 2024 Filed May 14, 2024 21:57 UTC
Landsberg FlaviaEVP Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000066 · wk-form4_1715723845.xml · derivative · entry 1

Landsberg Flavia · CIK 0001892303 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F3 · derivative.exercise_date: The restricted stock units were awarded on November 1, 2021 and were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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May 10, 2024 Filed May 14, 2024 21:53 UTC
Sikkel Johannes PieterDirector · President and Chief Executive
GrantRestricted Stock Units · Derivative 166,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000064 · wk-form4_1715723591.xml · derivative · entry 3

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and Chief Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,000

Underlying: Common Stock · 166,000 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units were awarded on May 10, 2024 and are to be earned for vesting, subject to continued employment, in equal installments on May 10, 2025, March 31, 2026 and March 31, 2027, with vesting being further subject to the occurrence of the Vesting Event.

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May 10, 2024 Filed May 14, 2024 21:53 UTC
Sikkel Johannes PieterDirector · President and Chief Executive
GrantRestricted Stock Units · Derivative 144,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000064 · wk-form4_1715723591.xml · derivative · entry 2

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and Chief Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,000

Underlying: Common Stock · 144,000 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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May 10, 2024 Filed May 14, 2024 21:53 UTC
Sikkel Johannes PieterDirector · President and Chief Executive
Disposition to issuerRestricted Stock Units · Derivative 144,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000064 · wk-form4_1715723591.xml · derivative · entry 1

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and Chief Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 144,000 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F3 · derivative.exercise_date: The restricted stock units were awarded on July 6, 2021 and were fully earned for vesting, based on continued employment, through March 31, 2024, with vesting contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

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May 10, 2024 Filed May 14, 2024 21:40 UTC GrantRestricted Stock Units · Derivative 10,965 $0.00 $0.00
Disclosure

SEC source: 0000939930-24-000062 · wk-form4_1715722820.xml · derivative · entry 10

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,965

Underlying: Common Stock · 10,965 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F9 · derivative.exercise_date: The restricted stock units are to be earned for vesting based on continued service as a director through the earlier of August 23, 2024 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2024, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further subject to the occurrence of the Vesting Event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.