Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NewtekOne, Inc.NEWT · Entity 5823 | Director · President, Newtek Bank | May 26, 2026 | May 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NewtekOne, Inc.
Report date May 26, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,539 |
Reported balance
After 2026-05-26 transaction · row 1
1 source rowRow 1 · 2026-05-26 · Purchase · Acquired 737 · Balance 87,539 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2018 Filed Feb 27, 2018 13:08 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon stock | 13,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013707 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,894 F1 · shares: On February 26, 2018, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 13,158 restricted shares of the Issuer's common stock as a restricted stock award. The award vests on March 15, 2021. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest on March 15, 2021. Read SEC document |
| November 06, 2017 Filed Nov 6, 2017 15:17 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchasePeter Downs | 500 | $16.55 | $8,273.00 |
DisclosureSEC source: 0001209191-17-059355 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,996 Read SEC document |
| August 15, 2017 Filed Jan 16, 2018 21:45 UTC | NewtekOne, Inc. NEWT · Entity 5823 | Tax withholdingCommon stock | 3,583 | $16.96 | $60,767.68 |
DisclosureSEC source: 0001209191-18-003603 · doc5.xml · nonDerivative · entry 3 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,736 F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares Read SEC document |
| June 30, 2017 Filed Jan 16, 2018 21:45 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 175 | $16.29 | $2,850.75 |
DisclosureSEC source: 0001209191-18-003603 · doc5.xml · nonDerivative · entry 2 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,736 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 31, 2017 Filed Jan 16, 2018 21:45 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 148 | $16.98 | $2,513.04 |
DisclosureSEC source: 0001209191-18-003603 · doc5.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,736 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 31, 2016 Filed Jan 9, 2017 21:35 UTC | NewtekOne, Inc. NEWT · Entity 5823 | OtherCommon Stock | 171 | $15.90 | $2,718.90 |
DisclosureSEC source: 0001209191-17-002942 · doc5.xml · nonDerivative · entry 2 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,496 F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp. Read SEC document |
| September 30, 2016 Filed Jan 9, 2017 21:35 UTC | NewtekOne, Inc. NEWT · Entity 5823 | OtherCommon Stock | 199 | $14.26 | $2,837.74 |
DisclosureSEC source: 0001209191-17-002942 · doc5.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,325 F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.