organization · Reporting owner
Apollo Management Holdings, L.P.
Disclosed activity across 28 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ares Dynamic Credit Allocation Fund, Inc.ARDC · Entity 5956 | 10% owner | July 15, 2021 | July 26, 2021 |
| Athene Holding Ltd.ATH · Entity 9807 | 10% owner | March 29, 2018 | April 02, 2018 |
| CALAMOS STRATEGIC TOTAL RETURN FUNDCSQ · Entity 1296 | 10% owner | May 24, 2022 | June 02, 2022 |
| CION Ares Diversified Credit FundCADCX · Entity 31546 | 10% owner | June 01, 2023 | June 05, 2023 |
| Carlyle Tactical Private Credit FundTAKAX · Entity 35835 | 10% owner | September 01, 2022 | September 02, 2022 |
| EP Energy CorpEPE · Entity 154051 | 10% owner | June 24, 2019 | June 26, 2019 |
| Edgio, Inc.EGIO · Entity 12169 | 10% owner | June 15, 2022 | June 27, 2022 |
| Fisker Inc./DEFSR · Entity 92027 | 10% owner | March 12, 2021 | March 16, 2021 |
| Fortress Private Lending FundNONE · Entity 35726 | 10% owner | August 20, 2025 | August 28, 2025 |
| LAUREATE EDUCATION, INC.LAUR · Entity 1751 | 10% owner | May 03, 2018 | May 29, 2018 |
| Lucky Strike Entertainment CorpBOWL · Entity 5101 | 10% owner | December 15, 2021 | March 23, 2022 |
| Presidio, Inc.PSDO · Entity 152912 | 10% owner | March 15, 2019 | March 19, 2019 |
| Rackspace Technology, Inc.RXT · Entity 1237 | 10% owner | August 04, 2020 | August 04, 2020 |
| Taboola.com Ltd.TBLA · Entity 4957 | 10% owner | May 28, 2026 | June 02, 2026 |
| Virtuoso Acquisition Corp.VOSO · Entity 133193 | 10% owner | November 12, 2021 | November 17, 2021 |
| WARRIOR MET COAL, INC.HCC · Entity 3831 | 10% owner | May 10, 2018 | May 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ares Dynamic Credit Allocation Fund, Inc.
Report date July 15, 2021 · Filed July 26, 2021
Jointly reported with Apollo Management Holdings GP, LLC, Athene Annuity & Life Co, ATHENE ANNUITY & LIFE ASSURANCE Co, Athene USA Corp, Athene Holding Ltd., Apollo Insurance Solutions Group LP, AISG GP Ltd., Apollo Capital Management, L.P., Apollo Capital Management GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred Stock 7/15/2026SEC Table I · non-derivative | IndirectSee footnote | 9,000,000 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 9,000,000 F1: See Exhibit 99.1. |
| Mandatory Redeemable Preferred Stock 9/15/2026SEC Table I · non-derivative | IndirectSee footnote | 4,000,000 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,000,000 F1: See Exhibit 99.1. |
| Mandatory Redeemable Preferred Stock 9/15/2028SEC Table I · non-derivative | IndirectSee footnote | 6,000,000 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,000,000 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Athene Holding Ltd.
Report date March 29, 2018 · Filed April 02, 2018
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Principal Holdings A GP, Ltd., Apollo Capital Management, L.P., Apollo International Management GP, LLC, Apollo Alternative Assets, L.P., Apollo Life Asset Ltd., Apollo Capital Management GP, LLC, Apollo International Management, L.P., Apollo Principal Holdings A, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | IndirectSee footnote | 19,649,247 |
Reported balance
After 2018-03-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-03-29 · Other · Disposed 962,092 · Balance 19,649,247 F1: See Exhibit 99.1 F2: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
CALAMOS STRATEGIC TOTAL RETURN FUND
Report date May 24, 2022 · Filed June 02, 2022
Jointly reported with Apollo Management Holdings GP, LLC, Athene Annuity & Life Co, Apollo Insurance Solutions Group LP, AISG GP Ltd., Apollo Life Asset L.P., Apollo Life Asset GP, LLC, Apollo Capital Management, L.P., Apollo Capital Management GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series F Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectSee Footnote | 1,760,000 |
Reported balance
Holding disclosure · report date 2022-05-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,760,000 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
CION Ares Diversified Credit Fund
Report date June 01, 2023 · Filed June 05, 2023
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Capital Management GP, LLC, ATHENE ANNUITY & LIFE ASSURANCE Co, Athene USA Corp, Apollo Insurance Solutions Group LP, AISG GP Ltd., Apollo Life Asset L.P., Apollo Life Asset GP, LLC, Apollo Capital Management, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series G Mandatory Redeemable Preferred Stock 06/01/2028SEC Table I · non-derivative | IndirectSee footnote | 560,000 |
Reported balance
After 2023-06-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-06-01 · Grant · Acquired 560,000 · Balance 560,000 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Carlyle Tactical Private Credit Fund
Report date September 01, 2022 · Filed September 02, 2022
Jointly reported with Apollo Management Holdings GP, LLC, Athene Annuity & Life Co, ATHENE ANNUITY & LIFE ASSURANCE Co, Apollo Insurance Solutions Group LP, AISG GP Ltd., Apollo Life Asset L.P., Apollo Life Asset GP, LLC, Apollo Capital Management, L.P., Apollo Capital Management GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectSee footnote | 1,200,000 |
Reported balance
After 2022-09-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-09-01 · Purchase · Acquired 1,200,000 · Balance 1,200,000 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
EP Energy Corp
Report date June 24, 2019 · Filed June 26, 2019
Jointly reported with Apollo Management Holdings GP, LLC, APOLLO INVESTMENT FUND VII L P, APOLLO OVERSEAS PARTNERS (DELAWARE 892) VII LP, Apollo Investment Fund (PB) VII LP, Apollo Management VII, L.P., AIF VII Management, LLC, Apollo Management, L.P., Apollo Management GP, LLC, Apollo Commodities Management, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee note | 99,447,348 |
Last balance in matching sequence
After 2019-06-26 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-06-24 · Sale · Disposed 132,300 · Balance 99,549,368 F1: See Exhibit 99.1. Row 2 · 2019-06-25 · Sale · Disposed 75,700 · Balance 99,473,668 F1: See Exhibit 99.1. Row 3 · 2019-06-26 · Sale · Disposed 26,320 · Balance 99,447,348 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Edgio, Inc.
Report date June 15, 2022 · Filed June 27, 2022
Jointly reported with Apollo Management Holdings GP, LLC, College Top Holdings, Inc., College Parent, L.P., College Parent Holdings GP, LLC, AP IX College Holdings, L.P., Apollo Management IX, L.P., Apollo Management, L.P., Apollo Management GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnote | 80,812,429 |
Reported balance
Holding disclosure · report date 2022-06-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 80,812,429 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Fisker Inc./DE
Report date March 12, 2021 · Filed March 16, 2021
Jointly reported with Spartan Energy Acquisition Sponsor LLC, Apollo Natural Resources Partners II, L.P., Apollo Commodities Management, L.P., Apollo Management Holdings GP, LLC, Strong Geoffrey
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Note | 14,979,307 |
Last balance in matching sequence
After 2021-03-16 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2021-03-12 · Conversion · Acquired 3,664,219 · Balance 16,610,543 F1: On March 12, 2021, the reporting persons exercised warrants to purchase 7,020,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 3,355,781 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,664,219 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F2: See Exhibit 99.1. Row 2 · 2021-03-12 · Sale · Disposed 830,776 · Balance 15,779,767 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.61 to $23.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4. F2: See Exhibit 99.1. Row 3 · 2021-03-15 · Sale · Disposed 793,570 · Balance 14,986,197 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.22 to $23.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4. F2: See Exhibit 99.1. Row 4 · 2021-03-16 · Conversion · Acquired 1,243,110 · Balance 16,229,307 F5: On March 16, 2021, the reporting persons exercised warrants to purchase 2,340,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 1,096,890 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,243,110 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F2: See Exhibit 99.1. Row 5 · 2021-03-16 · Sale · Disposed 1,250,000 · Balance 14,979,307 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.03 to $22.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4. F2: See Exhibit 99.1. |
| Warrant (right to buy)SEC Table II · derivative / convertible security | IndirectSee Note | 2,340,000 |
Reported balance
After 2021-03-12 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-12 · Conversion · Disposed 7,020,000 · Balance 2,340,000 F1: On March 12, 2021, the reporting persons exercised warrants to purchase 7,020,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 3,355,781 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,664,219 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F2: See Exhibit 99.1. |
| Warrant (right to buy)SEC Table II · derivative / convertible security | IndirectSee Note | 0 |
Reported balance
After 2021-03-16 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-16 · Conversion · Disposed 2,340,000 · Balance 0 F5: On March 16, 2021, the reporting persons exercised warrants to purchase 2,340,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 1,096,890 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,243,110 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F2: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 12, 2021, the reporting persons exercised warrants to purchase 7,020,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 3,355,781 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,664,219 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025.
F2: See Exhibit 99.1.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.61 to $23.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.22 to $23.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4.
F5: On March 16, 2021, the reporting persons exercised warrants to purchase 2,340,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 1,096,890 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,243,110 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.03 to $22.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4.
Fortress Private Lending Fund
Report date August 20, 2025 · Filed August 28, 2025
Jointly reported with APO Corp., Apollo Principal Holdings B, L.P., Apollo Principal Holdings B GP, LLC, Apollo S3 RIC Management, L.P., Apollo Capital Management, L.P., Apollo Capital Management GP, LLC, Apollo Management Holdings GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 7,207,424.4 |
Reported balance
Holding disclosure · report date 2025-08-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,207,424.4 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
LAUREATE EDUCATION, INC.
Report date May 03, 2018 · Filed May 29, 2018
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Capital Management, L.P., Apollo Capital Management GP, LLC, APH Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 8,919,722 |
Last balance in matching sequence
After 2018-05-16 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
13 source rowsRow 1 · 2018-05-03 · Sale · Disposed 25,982 · Balance 11,263,661 F1: See Exhibit 99.1. Row 2 · 2018-05-04 · Sale · Disposed 12,503 · Balance 11,251,158 F1: See Exhibit 99.1. Row 3 · 2018-05-07 · Sale · Disposed 550,000 · Balance 10,701,158 F1: See Exhibit 99.1. Row 4 · 2018-05-07 · Sale · Disposed 50,000 · Balance 10,651,158 F1: See Exhibit 99.1. Row 5 · 2018-05-07 · Sale · Disposed 100,000 · Balance 10,551,158 F1: See Exhibit 99.1. Row 6 · 2018-05-07 · Sale · Disposed 71,536 · Balance 10,479,622 F1: See Exhibit 99.1. Row 7 · 2018-05-08 · Sale · Disposed 100,000 · Balance 10,379,622 F1: See Exhibit 99.1. Row 8 · 2018-05-09 · Sale · Disposed 93,669 · Balance 10,285,953 F1: See Exhibit 99.1. Row 9 · 2018-05-10 · Sale · Disposed 156,808 · Balance 10,129,145 F1: See Exhibit 99.1. Row 10 · 2018-05-11 · Sale · Disposed 405,000 · Balance 9,724,145 F1: See Exhibit 99.1. Row 11 · 2018-05-14 · Sale · Disposed 196,136 · Balance 9,528,009 F1: See Exhibit 99.1. Row 12 · 2018-05-15 · Sale · Disposed 108,287 · Balance 9,419,722 F1: See Exhibit 99.1. Row 13 · 2018-05-16 · Sale · Disposed 500,000 · Balance 8,919,722 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Lucky Strike Entertainment Corp
Report date December 15, 2021 · Filed March 23, 2022
Jointly reported with Apollo Management Holdings GP, LLC, Apollo SPAC Fund I, L.P., Apollo Capital Management, L.P., Apollo Capital Management GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 10,991,033 |
Reported balance
Holding disclosure · report date 2021-12-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,991,033 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Presidio, Inc.
Report date March 15, 2019 · Filed March 19, 2019
Jointly reported with Apollo Management Holdings GP, LLC, AP VIII Aegis Holdings, L.P., AP VIII Aegis Holdings GP, LLC, Apollo Investment Fund VIII, L.P., Apollo Management VIII, L.P., AIF VIII Management, LLC, Apollo Management, L.P., Apollo Management GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 35,125,000 |
Reported balance
After 2019-03-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-03-15 · Sale · Disposed 4,925,000 · Balance 35,125,000 F1: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
Rackspace Technology, Inc.
Report date August 04, 2020 · Filed August 04, 2020
Jointly reported with Apollo Management Holdings GP, LLC, AP Inception Co-Invest, L.P., Apollo Co-Investment Management, LLC, AP VIII Inception Holdings, L.P., Apollo Management VIII, L.P., AIF VIII Management, LLC, Apollo Management, L.P., Apollo Management GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 129,609,000 |
Reported balance
Holding disclosure · report date 2020-08-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 129,609,000 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Taboola.com Ltd.
Report date May 28, 2026 · Filed June 02, 2026
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Management GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Voting Ordinary Shares, No Par ValueSEC Table I · non-derivative | IndirectSee Footnote | 18,039,644 |
Reported balance
After 2026-05-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-05-28 · Sale · Disposed 12,000,000 · Balance 18,039,644 F1: See Exhibit 99.1. F2: See Exhibit 99.1. |
| Ordinary Shares, No Par ValueSEC Table I · non-derivative | IndirectSee Footnote | 39,525,691 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 39,525,691 F2: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
F2: See Exhibit 99.1.
Virtuoso Acquisition Corp.
Report date November 12, 2021 · Filed November 17, 2021
Jointly reported with Apollo Management Holdings GP, LLC, Apollo SPAC Fund I, L.P., Apollo Capital Management, L.P., Apollo Capital Management GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 7,500,000 |
Last balance in matching sequence
After 2021-11-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-11-12 · Purchase · Acquired 1,223,000 · Balance 4,650,000 F1: See Exhibit 99.1 Row 2 · 2021-11-15 · Purchase · Acquired 2,850,000 · Balance 7,500,000 F1: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
WARRIOR MET COAL, INC.
Report date May 10, 2018 · Filed May 14, 2018
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Capital Management GP, LLC, Apollo Capital Management, L.P., Apollo Principal Holdings I GP, LLC, Apollo Principal Holdings I, L.P., Apollo Principal Holdings A GP, Ltd., APH Holdings, L.P., Apollo Capital Management VIII, LLC, Apollo Advisors VIII, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,917,687 |
Reported balance
After 2018-05-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-05-10 · Sale · Disposed 3,192,328 · Balance 6,917,687 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Past disclosures · reporting ended (12)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADT Inc.
Report date May 05, 2026 · Filed May 08, 2026
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Management GP, LLC
Section 16 reporting ended · disclosed 2026-05-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-05-05 · Other · Disposed 102,000,366 · Balance 0 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
CAESARS HOLDINGS, INC.
Report date October 06, 2017 · Filed December 15, 2017 · Amendment
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Management GP, LLC, Apollo Management, L.P., AIF VI Management, LLC, Apollo Management VI, L.P., APOLLO INVESTMENT FUND VI L P, Apollo Alternative Assets, L.P., Apollo Principal Holdings A, L.P., Apollo Principal Holdings A GP, Ltd.
Section 16 reporting ended · disclosed 2017-12-05. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 5% Convertible Senior Notes due 2024SEC Table II · derivative / convertible security · Conversion / exercise price $7.19 · Expires 2024-10-01 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2017-10-06 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance Not disclosed F1: Footnote 1 to the original Form 3 that was filed on October 16, 2017 (the "Form 3") is incorporated herein by reference and amended and supplemented as follows: This amendment to the Form 3 is filed solely to include the 5% Convertible Senior Notes due 2024 (the "Notes") that were issued by Caesars Entertainment Corporation (the "Issuer") to LeverageSource V S.a. r.l. ("LS V S.a. r.l.") on October 6, 2017 in connection with the reorganization of Caesars Entertainment Operating Company ("CEOC") and certain of its subsidiaries pursuant to a third amended joint plan of reorganization (the "Reorg Plan"). The Notes were issued to LS V S.a.r.l. in exchange for pre-existing debt of CEOC and certain of its subsidiaries that was held LS V S.a.r.l. prior to the reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: Footnote 1 to the original Form 3 that was filed on October 16, 2017 (the "Form 3") is incorporated herein by reference and amended and supplemented as follows: This amendment to the Form 3 is filed solely to include the 5% Convertible Senior Notes due 2024 (the "Notes") that were issued by Caesars Entertainment Corporation (the "Issuer") to LeverageSource V S.a. r.l. ("LS V S.a. r.l.") on October 6, 2017 in connection with the reorganization of Caesars Entertainment Operating Company ("CEOC") and certain of its subsidiaries pursuant to a third amended joint plan of reorganization (the "Reorg Plan"). The Notes were issued to LS V S.a.r.l. in exchange for pre-existing debt of CEOC and certain of its subsidiaries that was held LS V S.a.r.l. prior to the reorganization.
Chicken Soup for the Soul Entertainment, Inc.
Report date February 07, 2023 · Filed February 08, 2023
Jointly reported with Apollo Management Holdings GP, LLC
Section 16 reporting ended · disclosed 2023-02-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 864,933 |
Reported balance
After 2023-02-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-02-07 · Sale · Disposed 2,490,000 · Balance 864,933 F1: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
Exela Technologies, Inc.
Report date March 11, 2020 · Filed March 13, 2020
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Novitex Holdings, L.P., Novitex Parent GP, LLC, Apollo Management VII, L.P., AIF VII Management, LLC, Apollo Management, L.P., Apollo Management GP, LLC
Section 16 reporting ended · disclosed 2020-03-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-03-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-03-11 · Sale · Disposed 28,647,136 · Balance 0 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
GENCO SHIPPING & TRADING LTD
Report date March 09, 2021 · Filed March 11, 2021
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Capital Management GP, LLC, Apollo Capital Management, L.P., Apollo Principal Holdings II GP, LLC, Apollo SVF Management GP, LLC, Apollo SVF Management, L.P., APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP
Section 16 reporting ended · disclosed 2021-03-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 399,651 |
Last balance in matching sequence
After 2021-03-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-03-09 · Sale · Disposed 232,913 · Balance 4,148,015 F1: See Exhibit 99.1. Row 2 · 2021-03-10 · Sale · Disposed 3,748,364 · Balance 399,651 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Hostess Brands, Inc.
Report date April 19, 2017 · Filed April 19, 2017
Jointly reported with Apollo Management Holdings GP, LLC, AP Hostess Holdings LP, AP Hostess Holdings GP, LLC, Apollo Management VII, L.P., AIF VII Management, LLC, Apollo Management, L.P., Apollo Management GP, LLC
Section 16 reporting ended · disclosed 2017-04-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 581,723 |
Reported balance
After 2017-04-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-04-19 · Sale · Disposed 21,516,416 · Balance 581,723 F1: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
Norwegian Cruise Line Holdings Ltd.
Report date December 03, 2018 · Filed December 06, 2018
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Principal Holdings I, L.P., Apollo Principal Holdings I GP, LLC, Apollo Management VI, L.P., AIF VI Management, LLC, Apollo Management VII, L.P., AIF VII Management, LLC, Apollo Management, L.P., Apollo Management GP, LLC
Section 16 reporting ended · disclosed 2018-12-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary sharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2018-12-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-12-03 · Sale · Disposed 15,728,782 · Balance 0 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
OneMain Holdings, Inc.
Report date October 14, 2021 · Filed October 18, 2021
Jointly reported with Apollo Management Holdings GP, LLC, OMH Holdings, L.P., Apollo Uniform GP, LLC, Apollo Management VIII, L.P., AIF VIII Management, LLC, Apollo Management, L.P., Apollo Management GP, LLC
Section 16 reporting ended · disclosed 2021-10-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 12,618,434 |
Reported balance
After 2021-10-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-10-14 · Other · Disposed 4,944,066 · Balance 12,618,434 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Redbox Entertainment Inc.
Report date August 11, 2022 · Filed August 15, 2022
Jointly reported with Apollo Management Holdings GP, LLC
Section 16 reporting ended · disclosed 2022-08-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Last balance in matching sequence
After 2022-08-11 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-08-11 · Other · Acquired 4,035,943 · Balance 36,805,943 F1: See Exhibit 99.1. F2: The holdings reported on this Form 4 are being jointly reported by each of (i) Redwood Holdco, LP; (ii) Redwood Holdco GP, LLC; (iii) New Outerwall, Inc.; (iv) AP VIII Aspen Holdings, L.P.; (v) AP VIII Aspen Holdings GP, LLC; (vi) Apollo Management VIII, L.P.; (vii) AIF VIII Management, LLC; (viii) Apollo Management, L.P.; (ix) Apollo Management GP, LLC; (x) Apollo Management Holdings, L.P.; and (xi) Apollo Management Holdings GP, LLC on two separate Forms 4 due to the limitations of the SEC's electronic filer system, which currently only permits 10 persons to submit a joint filing. Both filings relate to the same holdings. Row 3 · 2022-08-11 · Other · Disposed 36,805,943 · Balance 0 F1: See Exhibit 99.1. F2: The holdings reported on this Form 4 are being jointly reported by each of (i) Redwood Holdco, LP; (ii) Redwood Holdco GP, LLC; (iii) New Outerwall, Inc.; (iv) AP VIII Aspen Holdings, L.P.; (v) AP VIII Aspen Holdings GP, LLC; (vi) Apollo Management VIII, L.P.; (vii) AIF VIII Management, LLC; (viii) Apollo Management, L.P.; (ix) Apollo Management GP, LLC; (x) Apollo Management Holdings, L.P.; and (xi) Apollo Management Holdings GP, LLC on two separate Forms 4 due to the limitations of the SEC's electronic filer system, which currently only permits 10 persons to submit a joint filing. Both filings relate to the same holdings. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2022-08-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-08-11 · Other · Disposed 1,756,487 · Balance 0 F1: See Exhibit 99.1. F2: The holdings reported on this Form 4 are being jointly reported by each of (i) Redwood Holdco, LP; (ii) Redwood Holdco GP, LLC; (iii) New Outerwall, Inc.; (iv) AP VIII Aspen Holdings, L.P.; (v) AP VIII Aspen Holdings GP, LLC; (vi) Apollo Management VIII, L.P.; (vii) AIF VIII Management, LLC; (viii) Apollo Management, L.P.; (ix) Apollo Management GP, LLC; (x) Apollo Management Holdings, L.P.; and (xi) Apollo Management Holdings GP, LLC on two separate Forms 4 due to the limitations of the SEC's electronic filer system, which currently only permits 10 persons to submit a joint filing. Both filings relate to the same holdings. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
F2: The holdings reported on this Form 4 are being jointly reported by each of (i) Redwood Holdco, LP; (ii) Redwood Holdco GP, LLC; (iii) New Outerwall, Inc.; (iv) AP VIII Aspen Holdings, L.P.; (v) AP VIII Aspen Holdings GP, LLC; (vi) Apollo Management VIII, L.P.; (vii) AIF VIII Management, LLC; (viii) Apollo Management, L.P.; (ix) Apollo Management GP, LLC; (x) Apollo Management Holdings, L.P.; and (xi) Apollo Management Holdings GP, LLC on two separate Forms 4 due to the limitations of the SEC's electronic filer system, which currently only permits 10 persons to submit a joint filing. Both filings relate to the same holdings.
TALOS ENERGY INC.
Report date December 30, 2021 · Filed January 04, 2022
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Management VII, L.P., AIF VII Management, LLC, Apollo Management, L.P., Apollo Management GP, LLC
Section 16 reporting ended · disclosed 2022-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | IndirectSee note | 2,913,180 |
Last balance in matching sequence
After 2022-01-03 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-12-30 · Sale · Disposed 60,242 · Balance 9,568,316 F2: This sale was made pursuant to a 10b5-1 plan. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F1: See Exhibit 99.1. Row 2 · 2022-01-03 · Sale · Disposed 6,655,136 · Balance 2,913,180 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
F2: This sale was made pursuant to a 10b5-1 plan.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
TD SYNNEX CORP
Report date April 02, 2024 · Filed April 05, 2024
Jointly reported with Apollo Management Holdings GP, LLC
Section 16 reporting ended · disclosed 2024-04-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 5,309,299 |
Reported balance
After 2024-04-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-04-02 · Other · Disposed 12,075,000 · Balance 5,309,299 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Vistra Corp.
Report date November 19, 2018 · Filed December 04, 2018 · Amendment
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Management, L.P., Apollo Management GP, LLC, Apollo Capital Management GP, LLC, Apollo Capital Management, L.P., AIF VII Management, LLC, Apollo Principal Holdings A, L.P., Apollo Principal Holdings A GP, Ltd., APH Holdings, L.P.
Section 16 reporting ended · disclosed 2018-12-04. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01SEC Table I · non-derivative | IndirectSee footnote | 26,131,509 |
Last balance in matching sequence
After 2018-11-19 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-11-19 · Sale · Disposed 9,882,531 · Balance 30,249,231 F1: See Exhibit 99.1 F2: See Exhibit 99.1 Row 2 · 2018-11-19 · Sale · Disposed 4,117,722 · Balance 26,131,509 F1: See Exhibit 99.1 F2: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2021 Filed Jun 22, 2021 20:07 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 136,139 | $17.36 | $2,363,903.98 |
DisclosureSEC source: 0001104659-21-084306 · tm2118112d10_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 17,484,006 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.94 to $17.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5) and (6) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 16, 2021 Filed Jun 16, 2021 20:02 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 8,384 | $17.88 | $149,943.65 |
DisclosureSEC source: 0001104659-21-082150 · tm2118112-9_4seq1.xml · nonDerivative · entry 4 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 17,620,145 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.85 to $17.895, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 16, 2021 Filed Jun 16, 2021 20:02 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 94,650 | $17.54 | $1,660,198.86 |
DisclosureSEC source: 0001104659-21-082150 · tm2118112-9_4seq1.xml · nonDerivative · entry 3 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 17,628,529 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.85 to $17.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 20:02 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 93,543 | $17.04 | $1,593,935.30 |
DisclosureSEC source: 0001104659-21-082150 · tm2118112-9_4seq1.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 17,723,179 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.70 to $17.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:02 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 80,339 | $16.85 | $1,354,065.64 |
DisclosureSEC source: 0001104659-21-082150 · tm2118112-9_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 17,816,722 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.56 to $17.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 11, 2021 Filed Jun 11, 2021 18:17 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 84,853 | $16.76 | $1,421,728.99 |
DisclosureSEC source: 0001104659-21-080325 · tm2118112d6_4seq1.xml · nonDerivative · entry 3 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 17,897,061 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.41 to $16.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 18:17 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 72,017 | $16.42 | $1,182,555.15 |
DisclosureSEC source: 0001104659-21-080325 · tm2118112d6_4seq1.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 17,981,914 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.03 to $16.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 18:17 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 91,298 | $16.61 | $1,516,423.26 |
DisclosureSEC source: 0001104659-21-080325 · tm2118112d6_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,053,931 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.37 to $17.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 08, 2021 Filed Jun 8, 2021 19:07 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 64,718 | $17.02 | $1,101,409.75 |
DisclosureSEC source: 0001104659-21-078375 · tm2118112-5_4seq1.xml · nonDerivative · entry 4 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,360,459 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.88 to $17.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) , (3), (4) and (5) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 08, 2021 Filed Jun 8, 2021 19:07 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 91,380 | $16.40 | $1,499,079.76 |
DisclosureSEC source: 0001104659-21-078375 · tm2118112-5_4seq1.xml · nonDerivative · entry 3 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,425,177 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) , (3), (4) and (5) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 08, 2021 Filed Jun 11, 2021 16:19 UTC Amendment | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 64,718 | $17.02 | $1,101,409.75 |
DisclosureSEC source: 0001104659-21-080146 · tm2118112-7_4aseq1.xml · nonDerivative · entry 4 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,145,229 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.88 to $17.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 08, 2021 Filed Jun 11, 2021 16:19 UTC Amendment | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 91,380 | $16.40 | $1,499,079.76 |
DisclosureSEC source: 0001104659-21-080146 · tm2118112-7_4aseq1.xml · nonDerivative · entry 3 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,209,947 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 19:07 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 97,773 | $16.05 | $1,568,787.34 |
DisclosureSEC source: 0001104659-21-078375 · tm2118112-5_4seq1.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,516,557 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) , (3), (4) and (5) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 07, 2021 Filed Jun 11, 2021 16:19 UTC Amendment | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 97,773 | $16.05 | $1,568,787.34 |
DisclosureSEC source: 0001104659-21-080146 · tm2118112-7_4aseq1.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,301,327 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 19:07 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 94,207 | $15.81 | $1,489,450.35 |
DisclosureSEC source: 0001104659-21-078375 · tm2118112-5_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,614,330 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.25 to $16.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) , (3), (4) and (5) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 04, 2021 Filed Jun 11, 2021 16:19 UTC Amendment | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 94,207 | $15.81 | $1,489,450.35 |
DisclosureSEC source: 0001104659-21-080146 · tm2118112-7_4aseq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,399,100 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.25 to $16.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 19:29 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 78,641 | $15.37 | $1,209,066.05 |
DisclosureSEC source: 0001104659-21-076542 · tm2118112-4_4seq1.xml · nonDerivative · entry 3 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,493,307 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 19:29 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 136,589 | $15.34 | $2,094,961.11 |
DisclosureSEC source: 0001104659-21-076542 · tm2118112-4_4seq1.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,571,948 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.93 to $15.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), and (4) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 19:29 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 100,000 | $14.79 | $1,479,440.00 |
DisclosureSEC source: 0001104659-21-076542 · tm2118112-4_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,708,537 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $15.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), and (4) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 17:18 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 49,406 | $14.15 | $698,931.86 |
DisclosureSEC source: 0001104659-21-075156 · tm2118112-3_4seq1.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,808,537 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 17:18 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 32,536 | $14.04 | $456,688.31 |
DisclosureSEC source: 0001104659-21-075156 · tm2118112-3_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,857,943 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 25, 2021 Filed May 26, 2021 17:34 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 2,059 | $14.09 | $29,015.84 |
DisclosureSEC source: 0001104659-21-072529 · tm2117593-1_4seq1.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,890,479 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 24, 2021 Filed May 26, 2021 17:34 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 3,664 | $14.01 | $51,324.95 |
DisclosureSEC source: 0001104659-21-072529 · tm2117593-1_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,892,538 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 04, 2021 Filed May 6, 2021 21:56 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | SaleCommon Stock | 9,200,000 | $51.76 | $476,203,960.00 |
DisclosureSEC source: 0001104659-21-062536 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Uniform GP, LLC · CIK 0001742643 · 10% owner Apollo Management VIII, L.P. · CIK 0001600220 · 10% owner AIF VIII Management, LLC · CIK 0001600209 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner OMH Holdings, L.P. · CIK 0001742603 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 36,537,500 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 16, 2021 Filed Mar 16, 2021 20:21 UTC | Fisker Inc./DE FSR · Entity 92027 | ConversionWarrant (right to buy) · Derivative | 2,340,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-037318 · tm219816-3_4seq1.xml · derivative · entry 7 Spartan Energy Acquisition Sponsor LLC · CIK 0001749411 · 10% owner Apollo Natural Resources Partners II, L.P. · CIK 0001649264 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Strong Geoffrey · CIK 0001703381 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 0 Underlying: Class A Common Stock · 2,340,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: On March 16, 2021, the reporting persons exercised warrants to purchase 2,340,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 1,096,890 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,243,110 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F5 · price: On March 16, 2021, the reporting persons exercised warrants to purchase 2,340,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 1,096,890 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,243,110 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F5 · derivative.exercise_date: On March 16, 2021, the reporting persons exercised warrants to purchase 2,340,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 1,096,890 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,243,110 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F5 · derivative.expiration_date: On March 16, 2021, the reporting persons exercised warrants to purchase 2,340,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 1,096,890 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,243,110 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 16, 2021 Filed Mar 16, 2021 20:21 UTC | Fisker Inc./DE FSR · Entity 92027 | SaleClass A Common Stock | 1,250,000 | $21.75 | $27,191,125.00 |
DisclosureSEC source: 0001104659-21-037318 · tm219816-3_4seq1.xml · nonDerivative · entry 5 Spartan Energy Acquisition Sponsor LLC · CIK 0001749411 · 10% owner Apollo Natural Resources Partners II, L.P. · CIK 0001649264 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Strong Geoffrey · CIK 0001703381 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 14,979,307 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.03 to $22.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 16, 2021 Filed Mar 16, 2021 20:21 UTC | Fisker Inc./DE FSR · Entity 92027 | ConversionClass A Common Stock | 1,243,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-037318 · tm219816-3_4seq1.xml · nonDerivative · entry 4 Spartan Energy Acquisition Sponsor LLC · CIK 0001749411 · 10% owner Apollo Natural Resources Partners II, L.P. · CIK 0001649264 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Strong Geoffrey · CIK 0001703381 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 16,229,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: On March 16, 2021, the reporting persons exercised warrants to purchase 2,340,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 1,096,890 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,243,110 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 16, 2021 Filed Mar 16, 2021 18:18 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 44,265 | $14.11 | $624,517.18 |
DisclosureSEC source: 0001104659-21-037271 · tm219816-2_4seq1.xml · nonDerivative · entry 3 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,896,202 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:21 UTC | Fisker Inc./DE FSR · Entity 92027 | SaleClass A Common Stock | 793,570 | $22.63 | $17,960,552.38 |
DisclosureSEC source: 0001104659-21-037318 · tm219816-3_4seq1.xml · nonDerivative · entry 3 Spartan Energy Acquisition Sponsor LLC · CIK 0001749411 · 10% owner Apollo Natural Resources Partners II, L.P. · CIK 0001649264 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Strong Geoffrey · CIK 0001703381 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 14,986,197 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.22 to $23.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 18:18 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 156,584 | $14.32 | $2,243,050.14 |
DisclosureSEC source: 0001104659-21-037271 · tm219816-2_4seq1.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,940,467 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:21 UTC | Fisker Inc./DE FSR · Entity 92027 | ConversionWarrant (right to buy) · Derivative | 7,020,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-037318 · tm219816-3_4seq1.xml · derivative · entry 6 Spartan Energy Acquisition Sponsor LLC · CIK 0001749411 · 10% owner Apollo Natural Resources Partners II, L.P. · CIK 0001649264 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Strong Geoffrey · CIK 0001703381 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 2,340,000 Underlying: Class A Common Stock · 7,020,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 12, 2021, the reporting persons exercised warrants to purchase 7,020,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 3,355,781 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,664,219 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F1 · price: On March 12, 2021, the reporting persons exercised warrants to purchase 7,020,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 3,355,781 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,664,219 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F1 · derivative.exercise_date: On March 12, 2021, the reporting persons exercised warrants to purchase 7,020,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 3,355,781 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,664,219 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F1 · derivative.expiration_date: On March 12, 2021, the reporting persons exercised warrants to purchase 7,020,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 3,355,781 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,664,219 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:21 UTC | Fisker Inc./DE FSR · Entity 92027 | SaleClass A Common Stock | 830,776 | $23.17 | $19,251,655.33 |
DisclosureSEC source: 0001104659-21-037318 · tm219816-3_4seq1.xml · nonDerivative · entry 2 Spartan Energy Acquisition Sponsor LLC · CIK 0001749411 · 10% owner Apollo Natural Resources Partners II, L.P. · CIK 0001649264 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Strong Geoffrey · CIK 0001703381 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 15,779,767 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.61 to $23.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:21 UTC | Fisker Inc./DE FSR · Entity 92027 | ConversionClass A Common Stock | 3,664,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-037318 · tm219816-3_4seq1.xml · nonDerivative · entry 1 Spartan Energy Acquisition Sponsor LLC · CIK 0001749411 · 10% owner Apollo Natural Resources Partners II, L.P. · CIK 0001649264 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Strong Geoffrey · CIK 0001703381 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 16,610,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 12, 2021, the reporting persons exercised warrants to purchase 7,020,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 3,355,781 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,664,219 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 18:18 UTC | TALOS ENERGY INC. TALO · Entity 4257 | SaleCommon Stock, par value $0.01 | 94,400 | $14.16 | $1,336,685.12 |
DisclosureSEC source: 0001104659-21-037271 · tm219816-2_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 19,097,051 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 16:05 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 3,748,364 | $10.56 | $39,568,854.89 |
DisclosureSEC source: 0001104659-21-034998 · tm219408-1_4seq1.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo SVF Management GP, LLC · CIK 0001456422 · 10% owner Apollo SVF Management, L.P. · CIK 0001374205 · 10% owner APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP · CIK 0001445269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 399,651 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 16:05 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 232,913 | $11.15 | $2,595,838.68 |
DisclosureSEC source: 0001104659-21-034998 · tm219408-1_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo SVF Management GP, LLC · CIK 0001456422 · 10% owner Apollo SVF Management, L.P. · CIK 0001374205 · 10% owner APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP · CIK 0001445269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,148,015 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:05 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | SaleCommon Stock | 9,200,000 | $51.01 | $469,315,000.00 |
DisclosureSEC source: 0001104659-21-025198 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Uniform GP, LLC · CIK 0001742643 · 10% owner Apollo Management VIII, L.P. · CIK 0001600220 · 10% owner AIF VIII Management, LLC · CIK 0001600209 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner OMH Holdings, L.P. · CIK 0001742603 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 45,737,500 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 16:05 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 1,034,877 | $7.15 | $7,399,991.48 |
DisclosureSEC source: 0001104659-20-135729 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo SVF Management GP, LLC · CIK 0001456422 · 10% owner Apollo SVF Management, L.P. · CIK 0001374205 · 10% owner APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP · CIK 0001445269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,380,928 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| October 29, 2020 Filed Nov 2, 2020 20:00 UTC | Fisker Inc./DE FSR · Entity 92027 | ConversionClass B Common Stock · Derivative | 12,946,324 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-034616 · ownership.xml · derivative · entry 3 Spartan Energy Acquisition Sponsor LLC · CIK 0001749411 · 10% owner Apollo Natural Resources Partners II, L.P. · CIK 0001649264 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Strong Geoffrey · CIK 0001703381 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,946,324 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the business combination between Spartan Energy Acquisition Corp. ("Spartan"), Spartan Merger Sub Inc. and Fisker Inc. on October 29, 2020 (the "Business Combination"), the Reporting Person's shares of Class B Common Stock automatically converted into shares of Spartan's Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, Spartan changed its name to "Fisker Inc." F1 · price: In connection with the closing of the business combination between Spartan Energy Acquisition Corp. ("Spartan"), Spartan Merger Sub Inc. and Fisker Inc. on October 29, 2020 (the "Business Combination"), the Reporting Person's shares of Class B Common Stock automatically converted into shares of Spartan's Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, Spartan changed its name to "Fisker Inc." F4 · derivative.exercise_date: The shares of Class B Common Stock are automatically convertible into shares of Class A Common Stock at the time of Spartan's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F4 · derivative.expiration_date: The shares of Class B Common Stock are automatically convertible into shares of Class A Common Stock at the time of Spartan's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · ownership.direct: See Exhibit 99.1. Read SEC document |
| October 29, 2020 Filed Nov 2, 2020 20:00 UTC | Fisker Inc./DE FSR · Entity 92027 | OtherClass B Common Stock · Derivative | 441,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-034616 · ownership.xml · derivative · entry 2 Spartan Energy Acquisition Sponsor LLC · CIK 0001749411 · 10% owner Apollo Natural Resources Partners II, L.P. · CIK 0001649264 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Strong Geoffrey · CIK 0001703381 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,946,324 Underlying: Class A Common Stock · 441,176 shares Expires not disclosed F4 · derivative.exercise_price: The shares of Class B Common Stock are automatically convertible into shares of Class A Common Stock at the time of Spartan's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · kind: Immediately prior to the closing of the Business Combination, the Reporting Person automatically and irrevocably surrendered and forfeited to Spartan, for no consideration and as a contribution to Spartan's capital, 441,176 shares of Class B Common Stock. F3 · price: Immediately prior to the closing of the Business Combination, the Reporting Person automatically and irrevocably surrendered and forfeited to Spartan, for no consideration and as a contribution to Spartan's capital, 441,176 shares of Class B Common Stock. F4 · derivative.exercise_date: The shares of Class B Common Stock are automatically convertible into shares of Class A Common Stock at the time of Spartan's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F4 · derivative.expiration_date: The shares of Class B Common Stock are automatically convertible into shares of Class A Common Stock at the time of Spartan's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · ownership.direct: See Exhibit 99.1. Read SEC document |
| October 29, 2020 Filed Nov 2, 2020 20:00 UTC | Fisker Inc./DE FSR · Entity 92027 | ConversionClass A Common Stock | 12,946,324 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-034616 · ownership.xml · nonDerivative · entry 1 Spartan Energy Acquisition Sponsor LLC · CIK 0001749411 · 10% owner Apollo Natural Resources Partners II, L.P. · CIK 0001649264 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Strong Geoffrey · CIK 0001703381 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,946,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the business combination between Spartan Energy Acquisition Corp. ("Spartan"), Spartan Merger Sub Inc. and Fisker Inc. on October 29, 2020 (the "Business Combination"), the Reporting Person's shares of Class B Common Stock automatically converted into shares of Spartan's Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, Spartan changed its name to "Fisker Inc." F2 · ownership.direct: See Exhibit 99.1. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 20:35 UTC | ADT Inc. ADT · Entity 3866 | SaleCommon Stock | 42,920,526 | $10.00 | $429,205,260.00 |
DisclosureSEC source: 0001104659-20-107398 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 608,927,822 F1 · kind: See Exhibit 99.1, n. 1 F1 · shares: See Exhibit 99.1, n. 1 F2 · balance_after: See Exhibit 99.1, n. 2 F2 · ownership.nature: See Exhibit 99.1, n. 2 Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 17:54 UTC | Fisker Inc./DE SPAQ · Entity 92027 | OtherClass B Common Stock · Derivative | 37,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-045260 · a4.xml · derivative · entry 1 Spartan Energy Acquisition Sponsor LLC · CIK 0001749411 · 10% owner Apollo Natural Resources Partners II, L.P. · CIK 0001649264 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Beard Gregory A · CIK 0001478762 · 10% owner Strong Geoffrey · CIK 0001703381 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,387,500 Underlying: Class A Common Stock · 37,500 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · kind: See Exhibit 99.1. F2 · price: See Exhibit 99.1. F1 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F1 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 16:10 UTC | Exela Technologies, Inc. XELA · Entity 76832 | SaleCommon Stock | 28,647,136 | $0.10 | $2,864,713.60 |
DisclosureSEC source: 0001104659-20-033122 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Novitex Holdings, L.P. · CIK 0001711182 · 10% owner Novitex Parent GP, LLC · CIK 0001711219 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: See Exhibit 99.1. F1 · price: See Exhibit 99.1. F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 16:10 UTC | Fisker Inc./DE SPAQ · Entity 92027 | OtherClass B Common Stock · Derivative | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-043331 · a4.xml · derivative · entry 1 Spartan Energy Acquisition Sponsor LLC · CIK 0001749411 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Strong Geoffrey · CIK 0001703381 · 10% owner Beard Gregory A · CIK 0001478762 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Apollo Natural Resources Partners II, L.P. · CIK 0001649264 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,425,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · kind: See Exhibit 99.1. F2 · price: See Exhibit 99.1. F1 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F1 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · ownership.nature: See Exhibit 99.2. Read SEC document |
| June 26, 2019 Filed Jun 26, 2019 16:18 UTC | EP Energy Corp EPE · Entity 154051 | SaleClass A Common Stock | 26,320 | $0.06 | $1,579.20 |
DisclosureSEC source: 0001104659-19-037660 · a4.xml · nonDerivative · entry 3 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner APOLLO INVESTMENT FUND VII L P · CIK 0001412540 · 10% owner APOLLO OVERSEAS PARTNERS (DELAWARE 892) VII LP · CIK 0001412548 · 10% owner Apollo Investment Fund (PB) VII LP · CIK 0001412456 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 99,447,348 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 25, 2019 Filed Jun 26, 2019 16:18 UTC | EP Energy Corp EPE · Entity 154051 | SaleClass A Common Stock | 75,700 | $0.06 | $4,542.00 |
DisclosureSEC source: 0001104659-19-037660 · a4.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner APOLLO INVESTMENT FUND VII L P · CIK 0001412540 · 10% owner APOLLO OVERSEAS PARTNERS (DELAWARE 892) VII LP · CIK 0001412548 · 10% owner Apollo Investment Fund (PB) VII LP · CIK 0001412456 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 99,473,668 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 16:18 UTC | EP Energy Corp EPE · Entity 154051 | SaleClass A Common Stock | 132,300 | $0.05 | $7,157.43 |
DisclosureSEC source: 0001104659-19-037660 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner APOLLO INVESTMENT FUND VII L P · CIK 0001412540 · 10% owner APOLLO OVERSEAS PARTNERS (DELAWARE 892) VII LP · CIK 0001412548 · 10% owner Apollo Investment Fund (PB) VII LP · CIK 0001412456 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 99,549,368 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 21, 2019 Filed Jun 21, 2019 16:56 UTC | EP Energy Corp EPE · Entity 154051 | SaleClass A Common Stock | 15,000 | $0.06 | $900.00 |
DisclosureSEC source: 0001104659-19-037034 · a4.xml · nonDerivative · entry 3 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner APOLLO INVESTMENT FUND VII L P · CIK 0001412540 · 10% owner APOLLO OVERSEAS PARTNERS (DELAWARE 892) VII LP · CIK 0001412548 · 10% owner Apollo Investment Fund (PB) VII LP · CIK 0001412456 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 99,681,668 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 16:56 UTC | EP Energy Corp EPE · Entity 154051 | SaleClass A Common Stock | 220,000 | $0.06 | $14,146.00 |
DisclosureSEC source: 0001104659-19-037034 · a4.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner APOLLO INVESTMENT FUND VII L P · CIK 0001412540 · 10% owner APOLLO OVERSEAS PARTNERS (DELAWARE 892) VII LP · CIK 0001412548 · 10% owner Apollo Investment Fund (PB) VII LP · CIK 0001412456 · 10% owner Apollo Management VII, L.P. · CIK 0001473647 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Commodities Management, L.P. · CIK 0001473547 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 99,696,668 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.