Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| indie Semiconductor, Inc.INDI · Entity 2432 | Director · President | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
indie Semiconductor, Inc.
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 107,148 |
Ending reported balance
After 2026-06-02 transaction · row 8
6 source rows · reconciled sequenceRow 1 · 2026-06-01 · Exercise / conversion · Acquired 1,541 · Balance 107,710 Row 2 · 2026-06-02 · Sale · Disposed 562 · Balance 107,148 F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units. Row 4 · 2026-06-02 · Exercise / conversion · Acquired 200,000 · Balance 307,148 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Row 5 · 2026-06-02 · Sale · Disposed 200,000 · Balance 107,148 F4: Represents shares of Class A Common Stock sold in the open market. F5: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.07 to $5.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Row 7 · 2026-06-02 · Exercise / conversion · Acquired 100,000 · Balance 207,148 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Row 8 · 2026-06-02 · Sale · Disposed 100,000 · Balance 107,148 F4: Represents shares of Class A Common Stock sold in the open market. F6: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.095 to $5.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. |
| Class V Common StockSEC Table I · non-derivative | Direct | 2,489,362 |
Ending reported balance
After 2026-06-02 transaction · row 6
2 source rows · reconciled sequenceRow 3 · 2026-06-02 · Exercise / conversion · Disposed 200,000 · Balance 2,589,362 F2: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3. Row 6 · 2026-06-02 · Exercise / conversion · Disposed 100,000 · Balance 2,489,362 F2: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,541 |
Reported balance
After 2026-06-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-06-01 · Grant · Acquired 1,541 · Balance 1,541 F7: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F8: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-06-01 · Exercise / conversion · Disposed 1,541 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F8: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. |
| ADK Class A UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,589,362 |
Reported balance
After 2026-06-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-06-02 · Exercise / conversion · Disposed 200,000 · Balance 2,589,362 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F9: N/A |
| ADK Class A UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,489,362 |
Reported balance
After 2026-06-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2026-06-02 · Exercise / conversion · Disposed 100,000 · Balance 2,489,362 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F9: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
F2: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3.
F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
F4: Represents shares of Class A Common Stock sold in the open market.
F5: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.07 to $5.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.095 to $5.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F7: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F8: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.
F9: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2024 Filed Jun 15, 2024 00:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028391 · wk-form4_1718410221.xml · nonDerivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,289,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| June 13, 2024 Filed Jun 15, 2024 00:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028391 · wk-form4_1718410221.xml · derivative · entry 7 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,364,362 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F6 · derivative.expiration_date: N/A Read SEC document |
| June 13, 2024 Filed Jun 15, 2024 00:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 75,000 | $7.31 | $548,250.00 |
DisclosureSEC source: 0001628280-24-028391 · wk-form4_1718410221.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,631 F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The Reporting Person's Rule 10b5-1 plan includes automated sales of the Issuer's Class A common stock on predetermined prices and dates through March 15, 2026. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.17 to $7.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| June 13, 2024 Filed Jun 15, 2024 00:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028391 · wk-form4_1718410221.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| June 13, 2024 Filed Jun 15, 2024 00:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028391 · wk-form4_1718410221.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,364,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 23:03 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 3,011 | $7.24 | $21,799.64 |
DisclosureSEC source: 0001628280-24-026737 · wk-form4_1717542228.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,631 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 23:03 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 8,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026737 · wk-form4_1717542228.xml · derivative · entry 5 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 23:03 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 8,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026737 · wk-form4_1717542228.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,434 Underlying: Class A Common Stock · 8,434 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 23:03 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 8,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026737 · wk-form4_1717542228.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 02:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-009290 · wk-form4_1709691570.xml · derivative · entry 8 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,439,362 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F8 · derivative.expiration_date: N/A Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 02:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 50,000 | $6.77 | $338,500.00 |
DisclosureSEC source: 0001628280-24-009290 · wk-form4_1709691570.xml · nonDerivative · entry 5 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,208 F4 · kind: Represents shares of Class A common stock sold in the open market. F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.76 to $6.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 02:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-009290 · wk-form4_1709691570.xml · nonDerivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 02:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-009290 · wk-form4_1709691570.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,439,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 02:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 3,405 | $6.83 | $23,256.15 |
DisclosureSEC source: 0001628280-24-009290 · wk-form4_1709691570.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,208 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 02:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 8,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-009290 · wk-form4_1709691570.xml · derivative · entry 7 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F7 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 02:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 8,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-009290 · wk-form4_1709691570.xml · derivative · entry 6 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,200 Underlying: Class A Common Stock · 8,200 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F7 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 02:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 8,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-009290 · wk-form4_1709691570.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2024 Filed Jan 6, 2024 00:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 4,013 | $7.04 | $28,251.52 |
DisclosureSEC source: 0001628280-24-000737 · wk-form4_1704501309.xml · nonDerivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,413 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 04, 2024 Filed Jan 6, 2024 00:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 679 | $7.04 | $4,780.16 |
DisclosureSEC source: 0001628280-24-000737 · wk-form4_1704501309.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,426 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2024 Filed Jan 6, 2024 00:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000737 · wk-form4_1704501309.xml · derivative · entry 7 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,125 Underlying: Class A Common Stock · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2024 Filed Jan 6, 2024 00:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 1,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000737 · wk-form4_1704501309.xml · derivative · entry 6 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,174 Underlying: Class A Common Stock · 1,586 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2024 Filed Jan 6, 2024 00:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000737 · wk-form4_1704501309.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2024 Filed Jan 6, 2024 00:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 1,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000737 · wk-form4_1704501309.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 01:28 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 3,092 | $7.34 | $22,695.28 |
DisclosureSEC source: 0001628280-23-040806 · wk-form4_1701826083.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,144 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| December 01, 2023 Filed Dec 6, 2023 01:28 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 8,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040806 · wk-form4_1701826083.xml · derivative · entry 5 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,774 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| December 01, 2023 Filed Dec 6, 2023 01:28 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 8,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040806 · wk-form4_1701826083.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,774 Underlying: Class A Common Stock · 8,774 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| December 01, 2023 Filed Dec 6, 2023 01:28 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 8,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040806 · wk-form4_1701826083.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 00:22 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 4,379 | $6.71 | $29,383.09 |
DisclosureSEC source: 0001628280-23-031464 · wk-form4_1693959731.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,462 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| August 31, 2023 Filed Sep 6, 2023 00:22 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-031464 · wk-form4_1693959731.xml · derivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| August 31, 2023 Filed Sep 6, 2023 00:22 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-031464 · wk-form4_1693959731.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:54 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019143 · wf-form4_168453324335353.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,489,362 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F4 · derivative.expiration_date: N/A Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:54 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 100,000 | $9.00 | $900,000.00 |
DisclosureSEC source: 0001628280-23-019143 · wf-form4_168453324335353.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,341 F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.96 to $9.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:54 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019143 · wf-form4_168453324335353.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:54 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019143 · wf-form4_168453324335353.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,489,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| May 15, 2023 Filed May 17, 2023 23:13 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018801 · wf-form4_168436522149285.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,589,362 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F4 · derivative.expiration_date: N/A Read SEC document |
| May 15, 2023 Filed May 17, 2023 23:13 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 100,000 | $8.11 | $811,000.00 |
DisclosureSEC source: 0001628280-23-018801 · wf-form4_168436522149285.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,341 F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.04 to $8.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| May 15, 2023 Filed May 17, 2023 23:13 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018801 · wf-form4_168436522149285.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| May 15, 2023 Filed May 17, 2023 23:13 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018801 · wf-form4_168436522149285.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,589,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 22:11 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 3,330 | $8.95 | $29,803.50 |
DisclosureSEC source: 0001628280-23-011317 · wf-form4_168125107349501.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,341 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 22:11 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 8,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011317 · wf-form4_168125107349501.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 22:11 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 8,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011317 · wf-form4_168125107349501.xml · derivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,068 Underlying: Class A Common Stock · 8,068 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 22:11 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 8,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011317 · wf-form4_168125107349501.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 22:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 652 | $5.85 | $3,814.20 |
DisclosureSEC source: 0001628280-23-000503 · wf-form4_167295661119975.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 1,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000503 · wf-form4_167295661119975.xml · derivative · entry 5 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,760 Underlying: Class A Common Stock · 1,586 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000503 · wf-form4_167295661119975.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Class A Common Stock · 37,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 1,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000503 · wf-form4_167295661119975.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 22:40 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024305 · wf-form4_166215841876615.xml · derivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The Reporting Person was granted time-based restricted stock units that shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: The Reporting Person was granted time-based restricted stock units that shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 01:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantADK Class A Units · Derivative | 355,013 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-22-000002 · wf-form4_164506167069238.xml · derivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,689,362 Underlying: Class A Common Stock · 355,013 shares Expires not disclosed F2 · derivative.exercise_price: The ADK Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be canceled. F2 · derivative.exercise_date: The ADK Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be canceled. F3 · derivative.expiration_date: N/A Read SEC document |
| February 14, 2022 Filed Feb 17, 2022 01:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantClass V Common Stock | 355,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-22-000002 · wf-form4_164506167069238.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,689,362 F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of indie's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively. Read SEC document |
| February 14, 2022 Filed Feb 17, 2022 01:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantClass A Common Stock | 36 | $8.11 | $291.96 |
DisclosureSEC source: 0001865423-22-000002 · wf-form4_164506167069238.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of indie's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.