Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| indie Semiconductor, Inc.INDI · Entity 2432 | Director · President | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
indie Semiconductor, Inc.
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 107,148 |
Ending reported balance
After 2026-06-02 transaction · row 8
6 source rows · reconciled sequenceRow 1 · 2026-06-01 · Exercise / conversion · Acquired 1,541 · Balance 107,710 Row 2 · 2026-06-02 · Sale · Disposed 562 · Balance 107,148 F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units. Row 4 · 2026-06-02 · Exercise / conversion · Acquired 200,000 · Balance 307,148 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Row 5 · 2026-06-02 · Sale · Disposed 200,000 · Balance 107,148 F4: Represents shares of Class A Common Stock sold in the open market. F5: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.07 to $5.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Row 7 · 2026-06-02 · Exercise / conversion · Acquired 100,000 · Balance 207,148 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Row 8 · 2026-06-02 · Sale · Disposed 100,000 · Balance 107,148 F4: Represents shares of Class A Common Stock sold in the open market. F6: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.095 to $5.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. |
| Class V Common StockSEC Table I · non-derivative | Direct | 2,489,362 |
Ending reported balance
After 2026-06-02 transaction · row 6
2 source rows · reconciled sequenceRow 3 · 2026-06-02 · Exercise / conversion · Disposed 200,000 · Balance 2,589,362 F2: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3. Row 6 · 2026-06-02 · Exercise / conversion · Disposed 100,000 · Balance 2,489,362 F2: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,541 |
Reported balance
After 2026-06-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-06-01 · Grant · Acquired 1,541 · Balance 1,541 F7: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F8: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-06-01 · Exercise / conversion · Disposed 1,541 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F8: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. |
| ADK Class A UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,589,362 |
Reported balance
After 2026-06-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-06-02 · Exercise / conversion · Disposed 200,000 · Balance 2,589,362 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F9: N/A |
| ADK Class A UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,489,362 |
Reported balance
After 2026-06-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2026-06-02 · Exercise / conversion · Disposed 100,000 · Balance 2,489,362 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F9: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
F2: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3.
F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
F4: Represents shares of Class A Common Stock sold in the open market.
F5: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.07 to $5.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.095 to $5.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F7: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F8: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.
F9: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2025 Filed Nov 17, 2025 23:22 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-284900 · ownership.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| November 13, 2025 Filed Nov 17, 2025 23:22 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-284900 · ownership.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,689,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| September 08, 2025 Filed Sep 9, 2025 22:40 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 8,877 | $4.22 | $37,460.94 |
DisclosureSEC source: 0000950170-25-113848 · ownership.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,634 F1 · kind: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| September 05, 2025 Filed Sep 9, 2025 22:40 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 24,316 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-113848 · ownership.xml · derivative · entry 5 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 24,316 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2025 Short Term Incentive Bonus Plan for the first six months of the year. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2025 Short Term Incentive Bonus Plan for the first six months of the year. Read SEC document |
| September 05, 2025 Filed Sep 9, 2025 22:40 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 24,316 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-113848 · ownership.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,316 Underlying: Class A Common Stock · 24,316 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2025 Short Term Incentive Bonus Plan for the first six months of the year. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2025 Short Term Incentive Bonus Plan for the first six months of the year. Read SEC document |
| September 05, 2025 Filed Sep 9, 2025 22:40 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 24,316 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-113848 · ownership.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 23:23 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 4,770 | $4.25 | $20,272.50 |
DisclosureSEC source: 0000950170-25-112924 · ownership.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,195 F1 · kind: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| August 31, 2025 Filed Sep 3, 2025 23:23 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-112924 · ownership.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| August 31, 2025 Filed Sep 3, 2025 23:23 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-112924 · ownership.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 21:51 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 26,406 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-095649 · ownership.xml · derivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,406 Underlying: Class A Common Stock · 26,406 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on July 1, 2026 and 2027. F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on July 1, 2026 and 2027. Read SEC document |
| March 07, 2025 Filed Mar 10, 2025 23:01 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 2,605 | $2.90 | $7,554.50 |
DisclosureSEC source: 0001628280-25-011788 · wk-form4_1741647689.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,465 F2 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:01 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011788 · wk-form4_1741647689.xml · derivative · entry 5 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,250 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F4 · derivative.exercise_date: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. F4 · derivative.expiration_date: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:01 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantPerformance-based Restricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011788 · wk-form4_1741647689.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F4 · derivative.exercise_price: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. F4 · derivative.exercise_date: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. F4 · derivative.expiration_date: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:01 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011788 · wk-form4_1741647689.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 00:46 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 3,675 | $2.95 | $10,841.25 |
DisclosureSEC source: 0001628280-25-010154 · wk-form4_1741135566.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,820 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 00:46 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-010154 · wk-form4_1741135566.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,750 Underlying: Class A Common Stock · 8,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 00:46 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-010154 · wk-form4_1741135566.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2025 Filed Jan 7, 2025 22:53 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 3,903 | $4.69 | $18,305.07 |
DisclosureSEC source: 0001628280-25-000785 · wk-form4_1736290428.xml · nonDerivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,745 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 06, 2025 Filed Jan 7, 2025 22:53 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 663 | $4.69 | $3,109.47 |
DisclosureSEC source: 0001628280-25-000785 · wk-form4_1736290428.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,648 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 22:53 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-000785 · wk-form4_1736290428.xml · derivative · entry 7 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,750 Underlying: Class A Common Stock · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 22:53 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 1,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-000785 · wk-form4_1736290428.xml · derivative · entry 6 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,587 Underlying: Class A Common Stock · 1,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 22:53 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-000785 · wk-form4_1736290428.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 22:53 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 1,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-000785 · wk-form4_1736290428.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 00:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 4,782 | $3.87 | $18,506.34 |
DisclosureSEC source: 0001628280-24-039445 · wk-form4_1725494861.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,349 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| August 31, 2024 Filed Sep 5, 2024 00:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-039445 · wk-form4_1725494861.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| August 31, 2024 Filed Sep 5, 2024 00:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-039445 · wk-form4_1725494861.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 22:49 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-030220 · wk-form4_1719442149.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,939,362 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5 · derivative.expiration_date: N/A Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 22:49 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 50,000 | $6.14 | $307,000.00 |
DisclosureSEC source: 0001628280-24-030220 · wk-form4_1719442149.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,631 F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The Reporting Person's Rule 10b5-1 plan includes automated sales of the Issuer's Class A common stock on predetermined prices and dates through March 15, 2026. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.05 to $6.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 22:49 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-030220 · wk-form4_1719442149.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 86,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 22:49 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-030220 · wk-form4_1719442149.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,939,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| June 21, 2024 Filed Jun 22, 2024 00:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · derivative · entry 9 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,989,362 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F8 · derivative.expiration_date: N/A Read SEC document |
| June 21, 2024 Filed Jun 22, 2024 00:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 75,000 | $6.24 | $468,000.00 |
DisclosureSEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · nonDerivative · entry 6 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,631 F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The Reporting Person's Rule 10b5-1 plan includes automated sales of the Issuer's Class A common stock on predetermined prices and dates through March 15, 2026. F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.10 to $6.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| June 21, 2024 Filed Jun 22, 2024 00:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · nonDerivative · entry 5 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| June 21, 2024 Filed Jun 22, 2024 00:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · nonDerivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,989,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| June 20, 2024 Filed Jun 22, 2024 00:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · derivative · entry 8 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,064,362 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F8 · derivative.expiration_date: N/A Read SEC document |
| June 20, 2024 Filed Jun 22, 2024 00:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 75,000 | $6.26 | $469,500.00 |
DisclosureSEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,631 F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The Reporting Person's Rule 10b5-1 plan includes automated sales of the Issuer's Class A common stock on predetermined prices and dates through March 15, 2026. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.14 to $6.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| June 20, 2024 Filed Jun 22, 2024 00:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| June 20, 2024 Filed Jun 22, 2024 00:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,064,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| June 19, 2024 Filed Jun 22, 2024 00:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · derivative · entry 7 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 17,500 Underlying: Class A Common Stock · 17,500 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026. F7 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026. Read SEC document |
| June 18, 2024 Filed Jun 18, 2024 23:32 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · derivative · entry 8 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,139,362 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F6 · derivative.expiration_date: N/A Read SEC document |
| June 18, 2024 Filed Jun 18, 2024 23:32 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 75,000 | $6.52 | $489,000.00 |
DisclosureSEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · nonDerivative · entry 6 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,631 F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The Reporting Person's Rule 10b5-1 plan includes automated sales of the Issuer's Class A common stock on predetermined prices and dates through March 15, 2026. F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.43 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| June 18, 2024 Filed Jun 18, 2024 23:32 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · nonDerivative · entry 5 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| June 18, 2024 Filed Jun 18, 2024 23:32 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · nonDerivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,139,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 23:32 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · derivative · entry 7 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,214,362 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F6 · derivative.expiration_date: N/A Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 23:32 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 75,000 | $6.62 | $496,500.00 |
DisclosureSEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,631 F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The Reporting Person's Rule 10b5-1 plan includes automated sales of the Issuer's Class A common stock on predetermined prices and dates through March 15, 2026. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.34 to $6.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 23:32 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 23:32 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,214,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| June 14, 2024 Filed Jun 15, 2024 00:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028391 · wk-form4_1718410221.xml · derivative · entry 8 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,289,362 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F6 · derivative.expiration_date: N/A Read SEC document |
| June 14, 2024 Filed Jun 15, 2024 00:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 75,000 | $7.09 | $531,750.00 |
DisclosureSEC source: 0001628280-24-028391 · wk-form4_1718410221.xml · nonDerivative · entry 6 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,631 F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The Reporting Person's Rule 10b5-1 plan includes automated sales of the Issuer's Class A common stock on predetermined prices and dates through March 15, 2026. F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.01 to $7.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| June 14, 2024 Filed Jun 15, 2024 00:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028391 · wk-form4_1718410221.xml · nonDerivative · entry 5 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.