Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| indie Semiconductor, Inc.INDI · Entity 2432 | Director · President | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
indie Semiconductor, Inc.
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 107,148 |
Ending reported balance
After 2026-06-02 transaction · row 8
6 source rows · reconciled sequenceRow 1 · 2026-06-01 · Exercise / conversion · Acquired 1,541 · Balance 107,710 Row 2 · 2026-06-02 · Sale · Disposed 562 · Balance 107,148 F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units. Row 4 · 2026-06-02 · Exercise / conversion · Acquired 200,000 · Balance 307,148 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Row 5 · 2026-06-02 · Sale · Disposed 200,000 · Balance 107,148 F4: Represents shares of Class A Common Stock sold in the open market. F5: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.07 to $5.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Row 7 · 2026-06-02 · Exercise / conversion · Acquired 100,000 · Balance 207,148 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Row 8 · 2026-06-02 · Sale · Disposed 100,000 · Balance 107,148 F4: Represents shares of Class A Common Stock sold in the open market. F6: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.095 to $5.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. |
| Class V Common StockSEC Table I · non-derivative | Direct | 2,489,362 |
Ending reported balance
After 2026-06-02 transaction · row 6
2 source rows · reconciled sequenceRow 3 · 2026-06-02 · Exercise / conversion · Disposed 200,000 · Balance 2,589,362 F2: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3. Row 6 · 2026-06-02 · Exercise / conversion · Disposed 100,000 · Balance 2,489,362 F2: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,541 |
Reported balance
After 2026-06-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-06-01 · Grant · Acquired 1,541 · Balance 1,541 F7: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F8: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-06-01 · Exercise / conversion · Disposed 1,541 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F8: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. |
| ADK Class A UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,589,362 |
Reported balance
After 2026-06-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-06-02 · Exercise / conversion · Disposed 200,000 · Balance 2,589,362 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F9: N/A |
| ADK Class A UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,489,362 |
Reported balance
After 2026-06-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2026-06-02 · Exercise / conversion · Disposed 100,000 · Balance 2,489,362 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F9: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
F2: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3.
F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
F4: Represents shares of Class A Common Stock sold in the open market.
F5: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.07 to $5.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.095 to $5.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F7: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F8: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.
F9: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 6, 2022 01:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantEmployee Stock Option (right to buy) · Derivative | 18,213 | $0.00 Strike: $11.69 | $0.00 |
DisclosureSEC source: 0001865423-22-000001 · wf-form4_164143282609473.xml · derivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,213 Underlying: Class A Common Stock · 18,213 shares Expires 2029-01-03 F5 · derivative.exercise_date: These stock options vest with respect to twenty-five percent (25%) of the total number of shares of Class A common stock subject to the stock option on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantPerformance-based Restricted Stock Units · Derivative | 9,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-22-000001 · wf-form4_164143282609473.xml · derivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,519 Underlying: Class A Common Stock · 9,519 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Class A common stock. F4 · derivative.exercise_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share. F4 · derivative.expiration_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 6,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-22-000001 · wf-form4_164143282609473.xml · derivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,346 Underlying: Class A Common Stock · 6,346 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| December 14, 2021 Filed Dec 17, 2021 01:05 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 401,210 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-21-000005 · wf-form4_163970309926378.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,334,349 Underlying: Class A Common Stock · 401,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F3 · derivative.expiration_date: N/A Read SEC document |
| December 14, 2021 Filed Dec 17, 2021 01:05 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 401,210 | $11.61 | $4,658,048.10 |
DisclosureSEC source: 0001865423-21-000005 · wf-form4_163970309926378.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633 Read SEC document |
| December 14, 2021 Filed Dec 17, 2021 01:05 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 401,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-21-000005 · wf-form4_163970309926378.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| December 14, 2021 Filed Dec 17, 2021 01:05 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 401,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-21-000005 · wf-form4_163970309926378.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,334,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 01:11 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 306,870 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-21-000004 · wf-form4_163953065913794.xml · derivative · entry 8 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,735,559 Underlying: Class A Common Stock · 306,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F3 · derivative.expiration_date: N/A Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 01:11 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 306,870 | $11.91 | $3,654,821.70 |
DisclosureSEC source: 0001865423-21-000004 · wf-form4_163953065913794.xml · nonDerivative · entry 6 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633 Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 01:11 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 306,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-21-000004 · wf-form4_163953065913794.xml · nonDerivative · entry 5 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 01:11 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 306,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-21-000004 · wf-form4_163953065913794.xml · nonDerivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,735,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:11 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 291,920 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-21-000004 · wf-form4_163953065913794.xml · derivative · entry 7 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,042,429 Underlying: Class A Common Stock · 291,920 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F3 · derivative.expiration_date: N/A Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:11 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 291,920 | $12.23 | $3,570,181.60 |
DisclosureSEC source: 0001865423-21-000004 · wf-form4_163953065913794.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633 Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:11 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 291,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-21-000004 · wf-form4_163953065913794.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:11 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 291,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-21-000004 · wf-form4_163953065913794.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,042,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.