person · Reporting owner

Lorber David A

Disclosed activity across 3 companies

Tapewire entity: 41734
SEC CIK: 0001358538

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
PhenixFIN CorpPFX · Entity 6843	Director · CHAIRMAN AND CEO · 10% owner	June 01, 2026	June 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PhenixFIN Corp

Report date June 01, 2026 · Filed June 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	Direct	253,854	Ending reported balance After 2026-06-03 transaction · row 6 6 source rows · reconciled sequence Row 1 · 2026-06-01 · Purchase · Acquired 1 · Balance 245,199 Row 2 · 2026-06-01 · Purchase · Acquired 1,363 · Balance 246,562 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.94 to $44.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Row 3 · 2026-06-01 · Purchase · Acquired 836 · Balance 247,398 Row 4 · 2026-06-02 · Purchase · Acquired 2,473 · Balance 249,871 F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.71 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Row 5 · 2026-06-03 · Purchase · Acquired 800 · Balance 250,671 Row 6 · 2026-06-03 · Purchase · Acquired 3,183 · Balance 253,854 F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.46 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.
COMMON STOCKSEC Table I · non-derivative	IndirectBy spouse	3,378	Reported balance Holding disclosure · report date 2026-06-01 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 3,378 F4: Shares held in the reporting person's spouse's retirement account.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.94 to $44.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.71 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.46 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4: Shares held in the reporting person's spouse's retirement account.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bitcoin Depot Inc.

Report date June 30, 2023 · Filed July 03, 2023

Section 16 reporting ended · disclosed 2023-07-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2023-06-30 transaction · row 1 1 source row Row 1 · 2023-06-30 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: On June 30, 2023, pursuant to that certain Transaction Agreement, dated as of August 24, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Transaction Agreement"), by and among GSR II Meteora Acquisition Corp. (the "Company"), GSRII Meteora Sponsor LLC ("Sponsor"), Lux Vending, LLC dba Bitcoin Depot ("BT OpCo"), BT HoldCo LLC ("BT HoldCo") and BT Assets, Inc. ("BT Assets"), the Company entered into a series of transactions with Sponsor, BT Assets, BT OpCo and BT HoldCo (each such transaction and the other transactions contemplated by the Transaction Agreement, collectively, the "business combination"). Upon the consummation of the business combination (the "Closing"), the Company changed its name to Bitcoin Depot Inc. In connection with the Closing, the Class B Common Stock of the Company was converted to Class A Common Stock of the Company.
Class A Common StockSEC Table I · non-derivative	Direct	44,173	Ending reported balance After 2023-06-30 transaction · row 3 2 source rows · reconciled sequence Row 2 · 2023-06-30 · Grant · Acquired 20,000 · Balance 20,000 F2: These shares will not vest until and unless the closing price of the Class A Common Stock exceeds $10.00 per share for twenty days during any thirty day period starting on the first trading day following the Closing. F1: On June 30, 2023, pursuant to that certain Transaction Agreement, dated as of August 24, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Transaction Agreement"), by and among GSR II Meteora Acquisition Corp. (the "Company"), GSRII Meteora Sponsor LLC ("Sponsor"), Lux Vending, LLC dba Bitcoin Depot ("BT OpCo"), BT HoldCo LLC ("BT HoldCo") and BT Assets, Inc. ("BT Assets"), the Company entered into a series of transactions with Sponsor, BT Assets, BT OpCo and BT HoldCo (each such transaction and the other transactions contemplated by the Transaction Agreement, collectively, the "business combination"). Upon the consummation of the business combination (the "Closing"), the Company changed its name to Bitcoin Depot Inc. In connection with the Closing, the Class B Common Stock of the Company was converted to Class A Common Stock of the Company. Row 3 · 2023-06-30 · Other · Acquired 24,173 · Balance 44,173 F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.
Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	33,333	Reported balance After 2023-06-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2023-06-30 · Other · Acquired 33,333 · Balance 33,333 F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9. F4: The warrants are exercisable by the reporting person into shares of Class A Common Stock on a one-for-one basis commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation.
Class E-1 Common StockSEC Table II · derivative / convertible security · Expires 2030-06-30	Direct	1,537	Reported balance After 2023-06-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2023-06-30 · Other · Acquired 1,537 · Balance 1,537 F5: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $12.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days. F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.
Class E-2 Common StockSEC Table II · derivative / convertible security · Expires 2030-06-30	Direct	1,537	Reported balance After 2023-06-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2023-06-30 · Other · Acquired 1,537 · Balance 1,537 F6: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $14.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days. F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.
Class E-3 Common StockSEC Table II · derivative / convertible security · Expires 2033-06-30	Direct	1,537	Reported balance After 2023-06-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2023-06-30 · Other · Acquired 1,537 · Balance 1,537 F7: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the ten-year period following the Closing, the closing share price of the Class A Common Stock is greater than $16.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days. F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

Filing footnotes · ownership attribution and instrument terms

F1: On June 30, 2023, pursuant to that certain Transaction Agreement, dated as of August 24, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Transaction Agreement"), by and among GSR II Meteora Acquisition Corp. (the "Company"), GSRII Meteora Sponsor LLC ("Sponsor"), Lux Vending, LLC dba Bitcoin Depot ("BT OpCo"), BT HoldCo LLC ("BT HoldCo") and BT Assets, Inc. ("BT Assets"), the Company entered into a series of transactions with Sponsor, BT Assets, BT OpCo and BT HoldCo (each such transaction and the other transactions contemplated by the Transaction Agreement, collectively, the "business combination"). Upon the consummation of the business combination (the "Closing"), the Company changed its name to Bitcoin Depot Inc. In connection with the Closing, the Class B Common Stock of the Company was converted to Class A Common Stock of the Company.

F2: These shares will not vest until and unless the closing price of the Class A Common Stock exceeds $10.00 per share for twenty days during any thirty day period starting on the first trading day following the Closing.

F3: Represents pro rata distribution by Sponsor to its members, which includes the reporting person, for no consideration, exempt under Rule 16a-9.

F4: The warrants are exercisable by the reporting person into shares of Class A Common Stock on a one-for-one basis commencing 30 days after the Closing and expire five years after the Closing or earlier upon redemption or liquidation.

F5: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $12.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

F6: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the seven-year period following the Closing, the closing share price of the Class A Common Stock is greater than $14.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

F7: The Class E-1 Common Stock shall vest and automatically convert to Class A Common Stock on a one-for-one basis if at any time during the ten-year period following the Closing, the closing share price of the Class A Common Stock is greater than $16.00 per share over 10 trading days (which may be consecutive or not consecutive) within any 20 consecutive trading days.

FERRO CORP

Report date April 21, 2022 · Filed April 21, 2022

Section 16 reporting ended · disclosed 2022-04-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2022-04-21 transaction · row 1 1 source row Row 1 · 2022-04-21 · Disposition to issuer · Disposed 22,000 · Balance 0 F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax.
Common StockSEC Table I · non-derivative	IndirectBy Director Deferred Comp Plan	Reported balance After 2022-04-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2022-04-21 · Disposition to issuer · Disposed 19,028.0568 · Balance 0 F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax.
Deferred Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2022-04-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2022-04-21 · Disposition to issuer · Acquired 57,500 · Balance 0 F2: Each deferred stock unit ("DSU") represents a contingent right to receive one share of the Issuer's Common Stock. Pursuant to the Merger Agreement, each outstanding DSU was cancelled and entitled the holder to receive an amount of cash, without interest, equal to the number of shares of Common Stock subject to such DSU immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F3: The DSUs vest immediately upon grant; however, the DSUs were originally scheduled to be converted into shares of Common Stock only upon the holder ceasing to serve as a director of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax.

F2: Each deferred stock unit ("DSU") represents a contingent right to receive one share of the Issuer's Common Stock. Pursuant to the Merger Agreement, each outstanding DSU was cancelled and entitled the holder to receive an amount of cash, without interest, equal to the number of shares of Common Stock subject to such DSU immediately prior to the effective time of the Merger, multiplied by the Merger Consideration.

F3: The DSUs vest immediately upon grant; however, the DSUs were originally scheduled to be converted into shares of Common Stock only upon the holder ceasing to serve as a director of the Issuer.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 30, 2023 Filed Jul 3, 2023 20:05 UTC	Bitcoin Depot Inc. BTM · Entity 51844	GrantClass A Common Stock	20,000	$0.00	$0.00	Disclosure SEC source: 0000899243-23-016823 · doc4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F2 · shares: These shares will not vest until and unless the closing price of the Class A Common Stock exceeds $10.00 per share for twenty days during any thirty day period starting on the first trading day following the Closing. F1 · price: On June 30, 2023, pursuant to that certain Transaction Agreement, dated as of August 24, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Transaction Agreement"), by and among GSR II Meteora Acquisition Corp. (the "Company"), GSRII Meteora Sponsor LLC ("Sponsor"), Lux Vending, LLC dba Bitcoin Depot ("BT OpCo"), BT HoldCo LLC ("BT HoldCo") and BT Assets, Inc. ("BT Assets"), the Company entered into a series of transactions with Sponsor, BT Assets, BT OpCo and BT HoldCo (each such transaction and the other transactions contemplated by the Transaction Agreement, collectively, the "business combination"). Upon the consummation of the business combination (the "Closing"), the Company changed its name to Bitcoin Depot Inc. In connection with the Closing, the Class B Common Stock of the Company was converted to Class A Common Stock of the Company. F2 · price: These shares will not vest until and unless the closing price of the Class A Common Stock exceeds $10.00 per share for twenty days during any thirty day period starting on the first trading day following the Closing. Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:05 UTC	Bitcoin Depot Inc. BTM · Entity 51844	Disposition to issuerClass B Common Stock	20,000	$0.00	$0.00	Disclosure SEC source: 0000899243-23-016823 · doc4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On June 30, 2023, pursuant to that certain Transaction Agreement, dated as of August 24, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Transaction Agreement"), by and among GSR II Meteora Acquisition Corp. (the "Company"), GSRII Meteora Sponsor LLC ("Sponsor"), Lux Vending, LLC dba Bitcoin Depot ("BT OpCo"), BT HoldCo LLC ("BT HoldCo") and BT Assets, Inc. ("BT Assets"), the Company entered into a series of transactions with Sponsor, BT Assets, BT OpCo and BT HoldCo (each such transaction and the other transactions contemplated by the Transaction Agreement, collectively, the "business combination"). Upon the consummation of the business combination (the "Closing"), the Company changed its name to Bitcoin Depot Inc. In connection with the Closing, the Class B Common Stock of the Company was converted to Class A Common Stock of the Company. Read SEC document
June 07, 2023 Filed Jun 9, 2023 00:54 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	100	$33.01	$3,301.00	Disclosure SEC source: 0001140361-23-029032 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,820 Read SEC document
June 06, 2023 Filed Jun 9, 2023 00:54 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	3,100	$33.56	$104,036.00	Disclosure SEC source: 0001140361-23-029032 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,720 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.06 to $33.98, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document
February 21, 2023 Filed Feb 24, 2023 01:54 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.01 par value	4,063	$37.69	$153,134.47	Disclosure SEC source: 0001140361-23-008384 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,620 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.38 to $38.05, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document
February 21, 2023 Filed Feb 24, 2023 01:54 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	1,875	$38.46	$72,112.50	Disclosure SEC source: 0001140361-23-008384 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,557 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.40 to $38.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document
February 14, 2023 Filed Feb 15, 2023 00:41 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	1,740	$37.24	$64,797.60	Disclosure SEC source: 0001140361-23-007079 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,682 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.16 to $37.29, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document
February 13, 2023 Filed Feb 15, 2023 00:41 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	823	$35.60	$29,298.80	Disclosure SEC source: 0001140361-23-007079 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,942 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.37 to $35.75, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document
February 10, 2023 Filed Feb 15, 2023 00:41 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	500	$33.49	$16,745.00	Disclosure SEC source: 0001140361-23-007079 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,119 Read SEC document
December 23, 2022 Filed Dec 29, 2022 00:31 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	2,975	$34.59	$102,905.25	Disclosure SEC source: 0001140361-22-047257 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,619 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.42 to $34.91, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document
December 22, 2022 Filed Dec 23, 2022 02:03 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	200	$34.28	$6,856.00	Disclosure SEC source: 0001140361-22-046713 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,644 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.20 to $34.36, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document
December 21, 2022 Filed Dec 23, 2022 02:03 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	425	$34.31	$14,581.75	Disclosure SEC source: 0001140361-22-046713 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,444 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.18 to $34.35, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document
December 20, 2022 Filed Dec 23, 2022 02:03 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	400	$34.19	$13,676.00	Disclosure SEC source: 0001140361-22-046713 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,019 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.18 to $34.20, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document
September 09, 2022 Filed Sep 9, 2022 22:18 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	4,787	$37.25	$178,315.75	Disclosure SEC source: 0001140361-22-032960 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,619 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.99 to $37.45, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document
September 07, 2022 Filed Sep 9, 2022 22:18 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	4,575	$37.05	$169,503.75	Disclosure SEC source: 0001140361-22-032960 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,832 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.02 to $37.05, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document
August 30, 2022 Filed Aug 31, 2022 00:23 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	116	$37.40	$4,338.40	Disclosure SEC source: 0001140361-22-031601 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,257 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at prices of $37.53 and $37.17. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document
August 29, 2022 Filed Aug 31, 2022 00:23 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	51	$37.42	$1,908.42	Disclosure SEC source: 0001140361-22-031601 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,141 Read SEC document
August 26, 2022 Filed Aug 31, 2022 00:23 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	4,152	$37.99	$157,734.48	Disclosure SEC source: 0001140361-22-031601 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,090 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.98 to $37.99, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document
August 18, 2022 Filed Aug 19, 2022 01:08 UTC Amendment	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	3,369	$37.00	$124,653.00	Disclosure SEC source: 0001140361-22-030316 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,938 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.81 to $37.11, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document
August 17, 2022 Filed Aug 19, 2022 01:08 UTC Amendment	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	714	$36.77	$26,253.78	Disclosure SEC source: 0001140361-22-030316 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,569 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.40 to $36.85, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document
August 16, 2022 Filed Aug 19, 2022 01:08 UTC Amendment	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	1	$36.51	$36.51	Disclosure SEC source: 0001140361-22-030316 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,855 Read SEC document
August 15, 2022 Filed Aug 15, 2022 23:45 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	210	$37.73	$7,923.30	Disclosure SEC source: 0001140361-22-029702 · form4.xml · nonDerivative · entry 4 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,854 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at prices of $36.11 and $36.76. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote (3) to this Form 4. Read SEC document
August 12, 2022 Filed Aug 15, 2022 23:45 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	240	$36.73	$8,815.20	Disclosure SEC source: 0001140361-22-029702 · form4.xml · nonDerivative · entry 5 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,440 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at prices of $36.70 and $36.74. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote (4) to this Form 4. Read SEC document
August 12, 2022 Filed Aug 15, 2022 23:45 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	390	$36.71	$14,316.90	Disclosure SEC source: 0001140361-22-029702 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,644 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.26 to $36.74, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document
August 11, 2022 Filed Aug 15, 2022 23:45 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	299	$36.75	$10,988.25	Disclosure SEC source: 0001140361-22-029702 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,254 Read SEC document
August 11, 2022 Filed Aug 15, 2022 23:45 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	1,001	$35.64	$35,675.64	Disclosure SEC source: 0001140361-22-029702 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,955 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.50 to $35.73, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document
May 13, 2022 Filed May 14, 2022 00:09 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	1,200	$38.80	$46,560.00	Disclosure SEC source: 0001140361-22-019208 · form4.xml · nonDerivative · entry 4 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,200 Read SEC document
May 13, 2022 Filed May 14, 2022 00:09 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	2,217	$38.64	$85,662.44	Disclosure SEC source: 0001140361-22-019208 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,954 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.31 to $38.80, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document
May 12, 2022 Filed May 14, 2022 00:09 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	204	$38.73	$7,900.14	Disclosure SEC source: 0001140361-22-019208 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,737 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.29 to $38.74, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document
May 11, 2022 Filed May 14, 2022 00:09 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	12,379	$38.88	$481,327.71	Disclosure SEC source: 0001140361-22-019208 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,533 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.78 to $38.96, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document
April 21, 2022 Filed Apr 21, 2022 16:58 UTC	FERRO CORP FOE · Entity 127926	Disposition to issuerDeferred Stock Units · Derivative	57,500	$22.00	$1,265,000.00	Disclosure SEC source: 0000899243-22-015294 · doc4.xml · derivative · entry 3 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,500 shares Expires not disclosed F2 · derivative.exercise_price: Each deferred stock unit ("DSU") represents a contingent right to receive one share of the Issuer's Common Stock. Pursuant to the Merger Agreement, each outstanding DSU was cancelled and entitled the holder to receive an amount of cash, without interest, equal to the number of shares of Common Stock subject to such DSU immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. F1 · kind: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F2 · kind: Each deferred stock unit ("DSU") represents a contingent right to receive one share of the Issuer's Common Stock. Pursuant to the Merger Agreement, each outstanding DSU was cancelled and entitled the holder to receive an amount of cash, without interest, equal to the number of shares of Common Stock subject to such DSU immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. F2 · price: Each deferred stock unit ("DSU") represents a contingent right to receive one share of the Issuer's Common Stock. Pursuant to the Merger Agreement, each outstanding DSU was cancelled and entitled the holder to receive an amount of cash, without interest, equal to the number of shares of Common Stock subject to such DSU immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. F3 · derivative.exercise_date: The DSUs vest immediately upon grant; however, the DSUs were originally scheduled to be converted into shares of Common Stock only upon the holder ceasing to serve as a director of the Issuer. F3 · derivative.expiration_date: The DSUs vest immediately upon grant; however, the DSUs were originally scheduled to be converted into shares of Common Stock only upon the holder ceasing to serve as a director of the Issuer. Read SEC document
April 21, 2022 Filed Apr 21, 2022 16:58 UTC	FERRO CORP FOE · Entity 127926	Disposition to issuerCommon Stock	19,028.0568	$22.00	$418,617.25	Disclosure SEC source: 0000899243-22-015294 · doc4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Director Deferred Comp Plan Disclosed balance after: 0 F1 · kind: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F1 · price: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. Read SEC document
April 21, 2022 Filed Apr 21, 2022 16:58 UTC	FERRO CORP FOE · Entity 127926	Disposition to issuerCommon Stock	22,000	$22.00	$484,000.00	Disclosure SEC source: 0000899243-22-015294 · doc4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F1 · price: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation acquired Ferro Corporation (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:08 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	3,154	$39.24	$123,774.95	Disclosure SEC source: 0000922423-22-000020 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,154 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.04 to $39.28, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:39 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	30,000	$43.00	$1,290,000.00	Disclosure SEC source: 0000922423-21-000070 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Read SEC document
August 31, 2021 Filed Aug 31, 2021 22:47 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	2,100	$41.74	$87,648.33	Disclosure SEC source: 0000922423-21-000064 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $41.25 to $41.87, inclusive. Read SEC document
August 27, 2021 Filed Aug 31, 2021 22:47 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	400	$41.49	$16,595.00	Disclosure SEC source: 0000922423-21-000064 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,900 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $41.45 to $41.50, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document
May 24, 2021 Filed May 24, 2021 22:18 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	843	$40.26	$33,939.26	Disclosure SEC source: 0000922423-21-000044 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $40.21 to $40.35, inclusive. Read SEC document
May 21, 2021 Filed May 24, 2021 22:18 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	1,335	$39.28	$52,441.60	Disclosure SEC source: 0000922423-21-000044 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,657 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.15 to $39.98, inclusive. Read SEC document
May 20, 2021 Filed May 24, 2021 22:18 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	1,522	$38.99	$59,335.17	Disclosure SEC source: 0000922423-21-000044 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,322 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.55 to $39.20, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. Read SEC document
May 18, 2021 Filed May 18, 2021 23:29 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	4,800	$38.42	$184,434.72	Disclosure SEC source: 0000922423-21-000036 · form4.xml · nonDerivative · entry 5 Lorber David A · CIK 0001358538 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,800 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.2945 to $38.4999, inclusive. Read SEC document
May 17, 2021 Filed May 18, 2021 23:29 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	1,000	$38.04	$38,040.40	Disclosure SEC source: 0000922423-21-000036 · form4.xml · nonDerivative · entry 4 Lorber David A · CIK 0001358538 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,000 Read SEC document
May 14, 2021 Filed May 18, 2021 23:29 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	2,000	$38.80	$77,599.80	Disclosure SEC source: 0000922423-21-000036 · form4.xml · nonDerivative · entry 3 Lorber David A · CIK 0001358538 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.7499 to $38.8499, inclusive. Read SEC document
May 14, 2021 Filed May 18, 2021 23:29 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	593	$37.64	$22,319.16	Disclosure SEC source: 0000922423-21-000036 · form4.xml · nonDerivative · entry 2 Lorber David A · CIK 0001358538 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.448 to $37.90, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. Read SEC document
May 14, 2021 Filed May 18, 2021 23:29 UTC	PhenixFIN Corp PFX · Entity 6843	PurchaseCommon Stock, $0.001 par value	407	$36.60	$14,896.20	Disclosure SEC source: 0000922423-21-000036 · form4.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407 Read SEC document
April 29, 2021 Filed Apr 30, 2021 17:16 UTC	FERRO CORP FOE · Entity 127926	GrantDeferred Stock Units · Derivative	7,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-21-003059 · primarydocument.xml · derivative · entry 2 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Underlying: Common Stock · 7,000 shares Expires not disclosed F1 · derivative.exercise_price: Each DSU is the economic equivalent of one share of Ferro common stock. F2 · price: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the Holding Period). Upon cessation of Recipients service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period. F2 · derivative.exercise_date: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the Holding Period). Upon cessation of Recipients service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period. F2 · derivative.expiration_date: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the Holding Period). Upon cessation of Recipients service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period. Read SEC document
April 30, 2020 Filed May 4, 2020 20:21 UTC	FERRO CORP FOE · Entity 127926	GrantDeferred Stock Units · Derivative	10,700	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-20-003307 · primarydocument.xml · derivative · entry 2 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,500 Underlying: Common Stock · 10,700 shares Expires not disclosed F1 · derivative.exercise_price: Each DSU is the economic equivalent of one share of Ferro common stock. F2 · price: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the Holding Period). Upon cessation of Recipients service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period. F2 · derivative.exercise_date: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the Holding Period). Upon cessation of Recipients service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period. F2 · derivative.expiration_date: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the Holding Period). Upon cessation of Recipients service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period. Read SEC document
May 14, 2019 Filed May 15, 2019 16:01 UTC	FERRO CORP FOE · Entity 127926	PurchaseCommon Stock	2,500	$15.51	$38,775.00	Disclosure SEC source: 0001562180-19-002818 · primarydocument.xml · nonDerivative · entry 1 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $15.45-$15.5918. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document
May 02, 2019 Filed May 6, 2019 16:05 UTC	FERRO CORP FOE · Entity 127926	GrantDeferred Stock Units · Derivative	5,900	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-19-002611 · primarydocument.xml · derivative · entry 3 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,800 Underlying: Common Stock · 5,900 shares Expires not disclosed F1 · derivative.exercise_price: Each DSU is the economic equivalent of one share of Ferro common stock. F2 · price: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the Holding Period). Upon cessation of Recipients service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period. F2 · derivative.exercise_date: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the Holding Period). Upon cessation of Recipients service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period. F2 · derivative.expiration_date: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the Holding Period). Upon cessation of Recipients service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period. Read SEC document
May 03, 2018 Filed May 7, 2018 16:40 UTC	FERRO CORP FOE · Entity 127926	GrantDeferred Stock Units · Derivative	4,800	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-18-002338 · primarydocument.xml · derivative · entry 3 Lorber David A · CIK 0001358538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,900 Underlying: Common Stock · 4,800 shares Expires not disclosed F1 · derivative.exercise_price: Each DSU is the economic equivalent of one share of Ferro common stock. F2 · price: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the Holding Period). Upon cessation of Recipients service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period. F2 · derivative.exercise_date: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the Holding Period). Upon cessation of Recipients service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period. F2 · derivative.expiration_date: Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the Holding Period). Upon cessation of Recipients service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.