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Gallagher Carol Giltner

Disclosed activity across 11 companies

Tapewire entity
40847
SEC CIK
0001329959

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ANAPTYSBIO, INCANAB · Entity 4640DirectorFebruary 02, 2018February 06, 2018
Annexon, Inc.ANNX · Entity 5011DirectorJuly 23, 2020July 23, 2020
Atara Biotherapeutics, Inc.ATRA · Entity 6828DirectorJune 10, 2025June 13, 2025
Certara, Inc.CERT · Entity 787DirectorJune 15, 2021June 16, 2021
Metacrine, Inc.MTCR · Entity 115177DirectorSeptember 15, 2020September 15, 2020
PMV Pharmaceuticals, Inc.PMVP · Entity 7062DirectorJune 04, 2026June 05, 2026
TRex Bio, Inc.TRXB · Entity 184308DirectorOctober 08, 2026October 09, 2026
Tempest Therapeutics, Inc.MLND · Entity 7734DirectorJune 22, 2020June 23, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ANAPTYSBIO, INC

Report date February 02, 2018 · Filed February 06, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $104.81 · Expires 2028-02-01Direct6,000 Reported balance After 2018-02-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-02-02 · Grant · Acquired 6,000 · Balance 6,000

F1: The stock option vests and becomes exercisable in 12 equal monthly installments beginning on March 2, 2018, until such time as the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option vests and becomes exercisable in 12 equal monthly installments beginning on March 2, 2018, until such time as the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date.

Annexon, Inc.

Report date July 23, 2020 · Filed July 23, 2020

This filing explicitly reported no securities owned.

Atara Biotherapeutics, Inc.

Report date June 10, 2025 · Filed June 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,012 Reported balance After 2025-06-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-06-10 · Grant · Acquired 7,828 · Balance 33,012

F1: These restricted stock units shall vest on the earlier of June 10, 2026 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

F2: This amount reflects the 1:25 reverse stock split effected by the Issuer on June 20, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units shall vest on the earlier of June 10, 2026 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

F2: This amount reflects the 1:25 reverse stock split effected by the Issuer on June 20, 2024.

Certara, Inc.

Report date June 15, 2021 · Filed June 16, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,059 Reported balance After 2021-06-15 transaction · row 1
1 source row

Row 1 · 2021-06-15 · Grant · Acquired 7,059 · Balance 7,059

F1: Represents 7,059 restricted stock units ("RSU") granted under the Certara Inc. 2020 Incentive Plan that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest on the earlier of the one-year anniversary of the date of grant or the date of the Company's next annual stockholder meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 7,059 restricted stock units ("RSU") granted under the Certara Inc. 2020 Incentive Plan that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest on the earlier of the one-year anniversary of the date of grant or the date of the Company's next annual stockholder meeting.

Metacrine, Inc.

Report date September 15, 2020 · Filed September 15, 2020

This filing explicitly reported no securities owned.

PMV Pharmaceuticals, Inc.

Report date June 04, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.19 · Expires 2036-06-04Direct42,000 Reported balance After 2026-06-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-04 · Grant · Acquired 42,000 · Balance 42,000

F1: Shares subject to the option vest on the earlier of (i) June 4, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.19 · Expires 2036-06-04Direct0 Reported balance After 2026-06-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-04 · Gift · Disposed 42,000 · Balance 0

F1: Shares subject to the option vest on the earlier of (i) June 4, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.19 · Expires 2036-06-04IndirectSee footnote42,000 Reported balance After 2026-06-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-04 · Gift · Acquired 42,000 · Balance 42,000

F1: Shares subject to the option vest on the earlier of (i) June 4, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders.

F2: The securities are held of record by The Gallagher Revocable Trust dated May 10, 2011 for which the reporting person serves as a trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Shares subject to the option vest on the earlier of (i) June 4, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders.

F2: The securities are held of record by The Gallagher Revocable Trust dated May 10, 2011 for which the reporting person serves as a trustee.

TRex Bio, Inc.

Report date October 08, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2036-10-08Direct17,500 Reported balance After 2026-10-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-08 · Grant · Acquired 17,500 · Balance 17,500

F1: The option vests in full on October 8, 2027, subject to the reporting person's continued service through such date.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests in full on October 8, 2027, subject to the reporting person's continued service through such date.

Tempest Therapeutics, Inc.

Report date June 22, 2020 · Filed June 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.40 · Expires 2030-06-21Direct12,000 Reported balance After 2020-06-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-22 · Grant · Acquired 12,000 · Balance 12,000

F1: One hundred percent (100%) of the shares subject to this option will vest on the earlier of (1) June 22, 2021 and (2) the date of the first Annual Meeting following the grant date, subject to the Reporting Person continuing to provide service to the Issuer through such date.

Filing footnotes · ownership attribution and instrument terms

F1: One hundred percent (100%) of the shares subject to this option will vest on the earlier of (1) June 22, 2021 and (2) the date of the first Annual Meeting following the grant date, subject to the Reporting Person continuing to provide service to the Issuer through such date.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Frazier Lifesciences Acquisition Corp

Report date November 22, 2022 · Filed November 23, 2022

Section 16 reporting ended · disclosed 2022-11-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-11-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-11-22 · Exercise / conversion · Disposed 30,000 · Balance 0

F1: Pursuant to the terms outlined in the Business Combination Agreement, dated July 25, 2022, by and among NewAmsterdam Pharma Holding B.V., Frazier Lifesciences Acquisition Corporation, NewAmsterdam Pharma Investment Corporation, and NewAmsterdam Pharma Company B.V., these shares were automatically converted into Class A ordinary shares of NewAmsterdam Pharma Company N.V. (Nasdaq symbol "NAMS"). The Business Combination closed on November 22, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms outlined in the Business Combination Agreement, dated July 25, 2022, by and among NewAmsterdam Pharma Holding B.V., Frazier Lifesciences Acquisition Corporation, NewAmsterdam Pharma Investment Corporation, and NewAmsterdam Pharma Company B.V., these shares were automatically converted into Class A ordinary shares of NewAmsterdam Pharma Company N.V. (Nasdaq symbol "NAMS"). The Business Combination closed on November 22, 2022.

Mirati Therapeutics, Inc.

Report date January 23, 2024 · Filed January 24, 2024

Section 16 reporting ended · disclosed 2024-01-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,808 Reported balance After 2024-01-23 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-01-23 · Disposition to issuer · Disposed 7,555 · Balance 6,808

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 8, 2023, among the Issuer, Bristol-Myers Squibb Company ("BMS"), and Vineyard Merger Sub Inc., a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), effective as of January 23, 2024 (such date and time of such Merger, the "Effective Time"), with the Issuer surviving the Merger as a wholly owned subsidiary of BMS.

F2: At the Effective Time, each issued and outstanding share of common stock of the Issuer ("Company Common Stock") reported in this Form 4 was converted into the right to receive (A) $58.00 per share in cash (the "Closing Consideration") and (B) one contingent value right (a "CVR"), which represents the right to receive the Milestone Payment (as such term is defined in the CVR Agreement, which is itself defined in the Merger Agreement) (the consideration contemplated by (A) and (B), together, the "Merger Consideration"), without interest and subject to any withholding taxes.

F3: Pursuant to the Merger Agreement, at the Effective Time, each of these restricted stock units ("RSUs") that was outstanding as of immediately prior to the Effective Time was cancelled and the Reporting Person was entitled to receive the Merger Consideration in respect of each such RSU.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-01-23 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2024-01-23 · Disposition to issuer · Disposed 6,808 · Balance 0

F4: Pursuant to the Merger Agreement and the Company Equity Plans (as such term is defined in the Merger Agreement), at the Effective Time, each of these RSUs that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the right to receive a cash award of BMS in an amount equal to the product of the number of restricted stock units subject to such RSU immediately prior to the Effective Time and the last trading price of a share of Company Common Stock before the Effective Time (the "Converted Cash Award"). Following the Effective Time, the Converted Cash Award will be subject to the same terms and conditions applicable to such Issuer RSUs, including with respect to vesting.

Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $38.02 · Expires 2033-06-21Direct0 Reported balance After 2024-01-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-01-23 · Disposition to issuer · Disposed 12,784 · Balance 0

F5: Pursuant to the Merger Agreement, at the Effective Time, each compensatory option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price ("Per Share Exercise Price") that was less than the Closing Consideration, was cancelled and converted into the right to receive the sum of (A) a cash payment, without interest, equal to (x) the excess of (1) the Closing Consideration over (2) the Per Share Exercise Price, multiplied by (y) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time (without regard to vesting) and (B) one CVR for each share of Company Common Stock subject to such Company Option immediately prior to the Effective Time (without regard to vesting).

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 8, 2023, among the Issuer, Bristol-Myers Squibb Company ("BMS"), and Vineyard Merger Sub Inc., a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), effective as of January 23, 2024 (such date and time of such Merger, the "Effective Time"), with the Issuer surviving the Merger as a wholly owned subsidiary of BMS.

F2: At the Effective Time, each issued and outstanding share of common stock of the Issuer ("Company Common Stock") reported in this Form 4 was converted into the right to receive (A) $58.00 per share in cash (the "Closing Consideration") and (B) one contingent value right (a "CVR"), which represents the right to receive the Milestone Payment (as such term is defined in the CVR Agreement, which is itself defined in the Merger Agreement) (the consideration contemplated by (A) and (B), together, the "Merger Consideration"), without interest and subject to any withholding taxes.

F3: Pursuant to the Merger Agreement, at the Effective Time, each of these restricted stock units ("RSUs") that was outstanding as of immediately prior to the Effective Time was cancelled and the Reporting Person was entitled to receive the Merger Consideration in respect of each such RSU.

F4: Pursuant to the Merger Agreement and the Company Equity Plans (as such term is defined in the Merger Agreement), at the Effective Time, each of these RSUs that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the right to receive a cash award of BMS in an amount equal to the product of the number of restricted stock units subject to such RSU immediately prior to the Effective Time and the last trading price of a share of Company Common Stock before the Effective Time (the "Converted Cash Award"). Following the Effective Time, the Converted Cash Award will be subject to the same terms and conditions applicable to such Issuer RSUs, including with respect to vesting.

F5: Pursuant to the Merger Agreement, at the Effective Time, each compensatory option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price ("Per Share Exercise Price") that was less than the Closing Consideration, was cancelled and converted into the right to receive the sum of (A) a cash payment, without interest, equal to (x) the excess of (1) the Closing Consideration over (2) the Per Share Exercise Price, multiplied by (y) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time (without regard to vesting) and (B) one CVR for each share of Company Common Stock subject to such Company Option immediately prior to the Effective Time (without regard to vesting).

Turning Point Therapeutics, Inc.

Report date August 17, 2022 · Filed August 17, 2022

Section 16 reporting ended · disclosed 2022-08-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $65.39 · Expires 2030-06-14Direct0 Reported balance After 2022-08-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-08-17 · Disposition to issuer · Disposed 8,500 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 2, 2022, by and among Turning Point Therapeutics, Inc. (the "Issuer"), Bristol-Myers Squibb Company ("BMS") and Rhumba Merger Sub Inc., a wholly owned subsidiary of BMS ("Purchaser"), on August 17, 2022, Purchaser completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of BMS (the "Merger").

F2: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option was accelerated and became fully vested and exercisable and was cancelled and automatically converted into the right to receive cash, without interest, in an amount equal to the product of (i) the total number of Shares subject to such option multiplied by (ii) the excess of (x) $76.00 per Share over (y) the exercise price payable per Share under such option, net of any withholding taxes required to be deducted and withheld by applicable law.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $65.64 · Expires 2031-06-01Direct0 Reported balance After 2022-08-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-08-17 · Disposition to issuer · Disposed 8,500 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 2, 2022, by and among Turning Point Therapeutics, Inc. (the "Issuer"), Bristol-Myers Squibb Company ("BMS") and Rhumba Merger Sub Inc., a wholly owned subsidiary of BMS ("Purchaser"), on August 17, 2022, Purchaser completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of BMS (the "Merger").

F2: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option was accelerated and became fully vested and exercisable and was cancelled and automatically converted into the right to receive cash, without interest, in an amount equal to the product of (i) the total number of Shares subject to such option multiplied by (ii) the excess of (x) $76.00 per Share over (y) the exercise price payable per Share under such option, net of any withholding taxes required to be deducted and withheld by applicable law.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.99 · Expires 2029-07-23IndirectBy the Gallagher Revocable Trust dated May 10, 20110 Reported balance After 2022-08-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-08-17 · Disposition to issuer · Disposed 30,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 2, 2022, by and among Turning Point Therapeutics, Inc. (the "Issuer"), Bristol-Myers Squibb Company ("BMS") and Rhumba Merger Sub Inc., a wholly owned subsidiary of BMS ("Purchaser"), on August 17, 2022, Purchaser completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of BMS (the "Merger").

F2: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option was accelerated and became fully vested and exercisable and was cancelled and automatically converted into the right to receive cash, without interest, in an amount equal to the product of (i) the total number of Shares subject to such option multiplied by (ii) the excess of (x) $76.00 per Share over (y) the exercise price payable per Share under such option, net of any withholding taxes required to be deducted and withheld by applicable law.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 2, 2022, by and among Turning Point Therapeutics, Inc. (the "Issuer"), Bristol-Myers Squibb Company ("BMS") and Rhumba Merger Sub Inc., a wholly owned subsidiary of BMS ("Purchaser"), on August 17, 2022, Purchaser completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of BMS (the "Merger").

F2: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option was accelerated and became fully vested and exercisable and was cancelled and automatically converted into the right to receive cash, without interest, in an amount equal to the product of (i) the total number of Shares subject to such option multiplied by (ii) the excess of (x) $76.00 per Share over (y) the exercise price payable per Share under such option, net of any withholding taxes required to be deducted and withheld by applicable law.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2026 Filed Oct 9, 2026 01:50 UTC TRex Bio, Inc. TRXB · Entity 184308 GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001193125-26-418292 · ownership.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2036-10-08

F1 · derivative.exercise_date: The option vests in full on October 8, 2027, subject to the reporting person's continued service through such date.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:25 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GiftStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001329959-26-000002 · form4-06052026_080616.xml · derivative · entry 3

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2036-06-04

F1 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 4, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · ownership.nature: The securities are held of record by The Gallagher Revocable Trust dated May 10, 2011 for which the reporting person serves as a trustee.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:25 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GiftStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001329959-26-000002 · form4-06052026_080616.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,000 shares

Expires 2036-06-04

F1 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 4, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 20:25 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GrantStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001329959-26-000002 · form4-06052026_080616.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2036-06-04

F1 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 4, 2027 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 10, 2025 Filed Jun 13, 2025 00:39 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 GrantCommon Stock 7,828 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-002142 · form4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,012

F1 · shares: These restricted stock units shall vest on the earlier of June 10, 2026 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

F2 · balance_after: This amount reflects the 1:25 reverse stock split effected by the Issuer on June 20, 2024.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:23 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GiftStock Option (right to buy) · Derivative 33,500 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001415889-25-016262 · form4-06092025_080644.xml · derivative · entry 3

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 33,500

Underlying: Common Stock · 33,500 shares

Expires 2035-06-05

F1 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 5, 2026 or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · ownership.nature: The securities are held of record by The Gallagher Revocable Trust dated May 10, 2011 for which the reporting person serves as a trustee.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:23 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GiftStock Option (right to buy) · Derivative 33,500 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001415889-25-016262 · form4-06092025_080644.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,500 shares

Expires 2035-06-05

F1 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 5, 2026 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:23 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GrantStock Option (right to buy) · Derivative 33,500 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001415889-25-016262 · form4-06092025_080644.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,500

Underlying: Common Stock · 33,500 shares

Expires 2035-06-05

F1 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 5, 2026 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 20:21 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GiftStock Option (right to buy) · Derivative 67,500 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001415889-24-016208 · form4-06102024_080606.xml · derivative · entry 3

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2034-06-05

F1 · derivative.exercise_date: The option vests as follows: 22,500 shares vest on the earlier of (i) June 6, 2025 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders and the remaining 45,000 shares vest in 36 equal monthly installments beginning on July 6, 2024.

F2 · ownership.nature: The securities are held of record by The Gallagher Revocable Trust dated May 10, 2011 for which the reporting person serves as a trustee.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 20:21 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GiftStock Option (right to buy) · Derivative 67,500 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001415889-24-016208 · form4-06102024_080606.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,500 shares

Expires 2034-06-05

F1 · derivative.exercise_date: The option vests as follows: 22,500 shares vest on the earlier of (i) June 6, 2025 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders and the remaining 45,000 shares vest in 36 equal monthly installments beginning on July 6, 2024.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 20:21 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GrantStock Option (right to buy) · Derivative 67,500 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001415889-24-016208 · form4-06102024_080606.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2034-06-05

F1 · derivative.exercise_date: The option vests as follows: 22,500 shares vest on the earlier of (i) June 6, 2025 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders and the remaining 45,000 shares vest in 36 equal monthly installments beginning on July 6, 2024.

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March 31, 2024 Filed Apr 2, 2024 22:12 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001057 · form4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 629,608

F1 · shares: These restricted stock units shall vest on the date of the Issuer's annual meeting of stockholders for the calendar year 2025, subject to the Reporting Person's continuous service.

F2 · balance_after: This amount includes an additional 20,190 shares that were previously inadvertently omitted from the Reporting Person's aggregate beneficial ownership.

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January 23, 2024 Filed Jan 24, 2024 01:37 UTC Mirati Therapeutics, Inc. MRTX · Entity 94908 Disposition to issuerOption to Purchase Common Stock · Derivative 12,784 Not disclosed Strike: $38.02 Not disclosed
Disclosure

SEC source: 0001140361-24-003527 · form4.xml · derivative · entry 3

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,784 shares

Expires 2033-06-21

F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each compensatory option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price ("Per Share Exercise Price") that was less than the Closing Consideration, was cancelled and converted into the right to receive the sum of (A) a cash payment, without interest, equal to (x) the excess of (1) the Closing Consideration over (2) the Per Share Exercise Price, multiplied by (y) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time (without regard to vesting) and (B) one CVR for each share of Company Common Stock subject to such Company Option immediately prior to the Effective Time (without regard to vesting).

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each compensatory option to purchase shares of Company Common Stock (each, a "Company Option") that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price ("Per Share Exercise Price") that was less than the Closing Consideration, was cancelled and converted into the right to receive the sum of (A) a cash payment, without interest, equal to (x) the excess of (1) the Closing Consideration over (2) the Per Share Exercise Price, multiplied by (y) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time (without regard to vesting) and (B) one CVR for each share of Company Common Stock subject to such Company Option immediately prior to the Effective Time (without regard to vesting).

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January 23, 2024 Filed Jan 24, 2024 01:37 UTC Mirati Therapeutics, Inc. MRTX · Entity 94908 Disposition to issuerCommon Stock 6,808 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-003527 · form4.xml · nonDerivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F4 · price: Pursuant to the Merger Agreement and the Company Equity Plans (as such term is defined in the Merger Agreement), at the Effective Time, each of these RSUs that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the right to receive a cash award of BMS in an amount equal to the product of the number of restricted stock units subject to such RSU immediately prior to the Effective Time and the last trading price of a share of Company Common Stock before the Effective Time (the "Converted Cash Award"). Following the Effective Time, the Converted Cash Award will be subject to the same terms and conditions applicable to such Issuer RSUs, including with respect to vesting.

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January 23, 2024 Filed Jan 24, 2024 01:37 UTC Mirati Therapeutics, Inc. MRTX · Entity 94908 Disposition to issuerCommon Stock 7,555 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-003527 · form4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,808

F1 · security: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 8, 2023, among the Issuer, Bristol-Myers Squibb Company ("BMS"), and Vineyard Merger Sub Inc., a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), effective as of January 23, 2024 (such date and time of such Merger, the "Effective Time"), with the Issuer surviving the Merger as a wholly owned subsidiary of BMS.

F2 · security: At the Effective Time, each issued and outstanding share of common stock of the Issuer ("Company Common Stock") reported in this Form 4 was converted into the right to receive (A) $58.00 per share in cash (the "Closing Consideration") and (B) one contingent value right (a "CVR"), which represents the right to receive the Milestone Payment (as such term is defined in the CVR Agreement, which is itself defined in the Merger Agreement) (the consideration contemplated by (A) and (B), together, the "Merger Consideration"), without interest and subject to any withholding taxes.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each of these restricted stock units ("RSUs") that was outstanding as of immediately prior to the Effective Time was cancelled and the Reporting Person was entitled to receive the Merger Consideration in respect of each such RSU.

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December 29, 2023 Filed Jan 3, 2024 23:27 UTC Mirati Therapeutics, Inc. MRTX · Entity 94908 GrantCommon Stock 6,808 $58.75 $399,970.00
Disclosure

SEC source: 0001628280-24-000312 · wk-form4_1704324430.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,363

F1 · shares: Grant of Restricted Stock Units (RSUs). Shares will vest 100% on the anniversary of the grant date.

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November 14, 2023 Filed Nov 15, 2023 22:07 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 PurchaseCommon Stock 90,980 $0.31 $28,185.60
Disclosure

SEC source: 0000905148-23-001457 · form4.xml · nonDerivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459,418

F2 · price: Represents the weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $0.2862 to $0.3229.

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November 13, 2023 Filed Nov 15, 2023 22:07 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 PurchaseCommon Stock 179,020 $0.22 $40,028.87
Disclosure

SEC source: 0000905148-23-001457 · form4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,438

F1 · price: Represents the weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $0.205 to $0.251. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.

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June 22, 2023 Filed Jun 23, 2023 21:18 UTC Mirati Therapeutics, Inc. MRTX · Entity 94908 GrantEmployee Stock Option (Right to Buy) · Derivative 12,784 $0.00 Strike: $38.02 $0.00
Disclosure

SEC source: 0001628280-23-023351 · wk-form4_1687555072.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,784

Underlying: Common Stock · 12,784 shares

Expires 2023-06-22

F2 · derivative.exercise_date: The shares subject to the Option shall vest and become exercisable in 36 equal monthly installments following the date of grant.

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June 22, 2023 Filed Jun 23, 2023 21:18 UTC Mirati Therapeutics, Inc. MRTX · Entity 94908 GrantCommon Stock 7,555 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023351 · wk-form4_1687555072.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,555

F1 · kind: This represents a Restricted Stock Unit grant with a vesting period of 3 years that vests 33% annually from grant date.

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June 08, 2023 Filed Jun 12, 2023 21:19 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GiftStock Option (right to buy) · Derivative 21,500 $0.00 Strike: $5.59 $0.00
Disclosure

SEC source: 0001209191-23-036383 · doc4.xml · derivative · entry 3

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 21,500

Underlying: Common Stock · 21,500 shares

Expires 2033-06-07

F1 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 8, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

F2 · ownership.nature: The securities are held of record by The Gallagher Revocable Trust dated May 10, 2011 for which the reporting person serves as a trustee.

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June 08, 2023 Filed Jun 12, 2023 21:19 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GiftStock Option (right to buy) · Derivative 21,500 $0.00 Strike: $5.59 $0.00
Disclosure

SEC source: 0001209191-23-036383 · doc4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,500 shares

Expires 2033-06-07

F1 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 8, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 21:19 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GrantStock Option (right to buy) · Derivative 21,500 $0.00 Strike: $5.59 $0.00
Disclosure

SEC source: 0001209191-23-036383 · doc4.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 21,500 shares

Expires 2033-06-07

F1 · derivative.exercise_date: Shares subject to the option vest on the earlier of (i) June 8, 2024 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 23:09 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 79,500 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001140361-23-028153 · form4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,500

Underlying: Common Stock · 79,500 shares

Expires 2033-05-30

F2 · derivative.exercise_date: The option shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 23:09 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 GrantCommon Stock 57,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-028153 · form4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,418

F1 · shares: These restricted stock units shall vest on the earlier of May 31, 2024 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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November 22, 2022 Filed Nov 23, 2022 21:23 UTC Frazier Lifesciences Acquisition Corp FLAC · Entity 122080 Exercise / conversionClass B Ordinary Shares · Derivative 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-036923 · doc4.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms outlined in the Business Combination Agreement, dated July 25, 2022, by and among NewAmsterdam Pharma Holding B.V., Frazier Lifesciences Acquisition Corporation, NewAmsterdam Pharma Investment Corporation, and NewAmsterdam Pharma Company B.V., these shares were automatically converted into Class A ordinary shares of NewAmsterdam Pharma Company N.V. (Nasdaq symbol "NAMS"). The Business Combination closed on November 22, 2022.

F1 · price: Pursuant to the terms outlined in the Business Combination Agreement, dated July 25, 2022, by and among NewAmsterdam Pharma Holding B.V., Frazier Lifesciences Acquisition Corporation, NewAmsterdam Pharma Investment Corporation, and NewAmsterdam Pharma Company B.V., these shares were automatically converted into Class A ordinary shares of NewAmsterdam Pharma Company N.V. (Nasdaq symbol "NAMS"). The Business Combination closed on November 22, 2022.

F1 · derivative.exercise_date: Pursuant to the terms outlined in the Business Combination Agreement, dated July 25, 2022, by and among NewAmsterdam Pharma Holding B.V., Frazier Lifesciences Acquisition Corporation, NewAmsterdam Pharma Investment Corporation, and NewAmsterdam Pharma Company B.V., these shares were automatically converted into Class A ordinary shares of NewAmsterdam Pharma Company N.V. (Nasdaq symbol "NAMS"). The Business Combination closed on November 22, 2022.

F1 · derivative.expiration_date: Pursuant to the terms outlined in the Business Combination Agreement, dated July 25, 2022, by and among NewAmsterdam Pharma Holding B.V., Frazier Lifesciences Acquisition Corporation, NewAmsterdam Pharma Investment Corporation, and NewAmsterdam Pharma Company B.V., these shares were automatically converted into Class A ordinary shares of NewAmsterdam Pharma Company N.V. (Nasdaq symbol "NAMS"). The Business Combination closed on November 22, 2022.

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November 05, 2022 Filed Nov 8, 2022 21:22 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GiftStock Option (right to buy) · Derivative 39,000 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-22-056102 · doc4.xml · derivative · entry 3

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 39,000

Underlying: Common Stock · 39,000 shares

Expires 2032-11-03

F1 · derivative.exercise_date: Shares subject to the option vest in 36 equal, monthly installments beginning on December 4, 2022.

F2 · ownership.nature: The securities are held of record by The Gallagher Revocable Trust dated May 10, 2011 for which the reporting person serves as a trustee.

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November 05, 2022 Filed Nov 8, 2022 21:22 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GiftStock Option (right to buy) · Derivative 39,000 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-22-056102 · doc4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 39,000 shares

Expires 2032-11-03

F1 · derivative.exercise_date: Shares subject to the option vest in 36 equal, monthly installments beginning on December 4, 2022.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 21:22 UTC PMV Pharmaceuticals, Inc. PMVP · Entity 7062 GrantStock Option (right to buy) · Derivative 39,000 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001209191-22-056102 · doc4.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 39,000 shares

Expires 2032-11-03

F1 · derivative.exercise_date: Shares subject to the option vest in 36 equal, monthly installments beginning on December 4, 2022.

Read SEC document
August 17, 2022 Filed Aug 17, 2022 20:38 UTC Turning Point Therapeutics, Inc. TPTX · Entity 124461 Disposition to issuerStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $39.99 Not disclosed
Disclosure

SEC source: 0001209191-22-046284 · doc4.xml · derivative · entry 3

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Gallagher Revocable Trust dated May 10, 2011

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2029-07-23

F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 2, 2022, by and among Turning Point Therapeutics, Inc. (the "Issuer"), Bristol-Myers Squibb Company ("BMS") and Rhumba Merger Sub Inc., a wholly owned subsidiary of BMS ("Purchaser"), on August 17, 2022, Purchaser completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of BMS (the "Merger").

F2 · price: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option was accelerated and became fully vested and exercisable and was cancelled and automatically converted into the right to receive cash, without interest, in an amount equal to the product of (i) the total number of Shares subject to such option multiplied by (ii) the excess of (x) $76.00 per Share over (y) the exercise price payable per Share under such option, net of any withholding taxes required to be deducted and withheld by applicable law.

F2 · derivative.exercise_date: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option was accelerated and became fully vested and exercisable and was cancelled and automatically converted into the right to receive cash, without interest, in an amount equal to the product of (i) the total number of Shares subject to such option multiplied by (ii) the excess of (x) $76.00 per Share over (y) the exercise price payable per Share under such option, net of any withholding taxes required to be deducted and withheld by applicable law.

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August 17, 2022 Filed Aug 17, 2022 20:38 UTC Turning Point Therapeutics, Inc. TPTX · Entity 124461 Disposition to issuerStock Option (right to buy) · Derivative 8,500 Not disclosed Strike: $65.64 Not disclosed
Disclosure

SEC source: 0001209191-22-046284 · doc4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires 2031-06-01

F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 2, 2022, by and among Turning Point Therapeutics, Inc. (the "Issuer"), Bristol-Myers Squibb Company ("BMS") and Rhumba Merger Sub Inc., a wholly owned subsidiary of BMS ("Purchaser"), on August 17, 2022, Purchaser completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of BMS (the "Merger").

F2 · price: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option was accelerated and became fully vested and exercisable and was cancelled and automatically converted into the right to receive cash, without interest, in an amount equal to the product of (i) the total number of Shares subject to such option multiplied by (ii) the excess of (x) $76.00 per Share over (y) the exercise price payable per Share under such option, net of any withholding taxes required to be deducted and withheld by applicable law.

F2 · derivative.exercise_date: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option was accelerated and became fully vested and exercisable and was cancelled and automatically converted into the right to receive cash, without interest, in an amount equal to the product of (i) the total number of Shares subject to such option multiplied by (ii) the excess of (x) $76.00 per Share over (y) the exercise price payable per Share under such option, net of any withholding taxes required to be deducted and withheld by applicable law.

Read SEC document
August 17, 2022 Filed Aug 17, 2022 20:38 UTC Turning Point Therapeutics, Inc. TPTX · Entity 124461 Disposition to issuerStock Option (right to buy) · Derivative 8,500 Not disclosed Strike: $65.39 Not disclosed
Disclosure

SEC source: 0001209191-22-046284 · doc4.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires 2030-06-14

F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 2, 2022, by and among Turning Point Therapeutics, Inc. (the "Issuer"), Bristol-Myers Squibb Company ("BMS") and Rhumba Merger Sub Inc., a wholly owned subsidiary of BMS ("Purchaser"), on August 17, 2022, Purchaser completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of BMS (the "Merger").

F2 · price: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option was accelerated and became fully vested and exercisable and was cancelled and automatically converted into the right to receive cash, without interest, in an amount equal to the product of (i) the total number of Shares subject to such option multiplied by (ii) the excess of (x) $76.00 per Share over (y) the exercise price payable per Share under such option, net of any withholding taxes required to be deducted and withheld by applicable law.

F2 · derivative.exercise_date: At the effective time of the Merger, pursuant to the Merger Agreement, each outstanding option was accelerated and became fully vested and exercisable and was cancelled and automatically converted into the right to receive cash, without interest, in an amount equal to the product of (i) the total number of Shares subject to such option multiplied by (ii) the excess of (x) $76.00 per Share over (y) the exercise price payable per Share under such option, net of any withholding taxes required to be deducted and withheld by applicable law.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 31,500 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001140361-22-024166 · form4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 31,500 shares

Expires 2032-06-22

F3 · derivative.exercise_date: The option shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:48 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 GrantCommon Stock 20,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-024166 · form4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,418

F1 · shares: These restricted stock units shall vest on the earlier of June 23, 2023 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

F2 · balance_after: The amount of securities beneficially owned by the reporting person shown here corrects an inadvertent understatement of 100 shares in a prior Form 4.

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June 15, 2021 Filed Jun 16, 2021 12:48 UTC Certara, Inc. CERT · Entity 787 GrantCommon Stock 7,059 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-003028 · form4-06162021_050625.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,059

F1 · kind: Represents 7,059 restricted stock units ("RSU") granted under the Certara Inc. 2020 Incentive Plan that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest on the earlier of the one-year anniversary of the date of grant or the date of the Company's next annual stockholder meeting.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 23:09 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $13.80 $0.00
Disclosure

SEC source: 0001140361-21-020437 · form4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2031-06-07

F2 · derivative.exercise_date: The option shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 23:09 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 GrantCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-020437 · form4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,818

F1 · shares: These restricted stock units shall vest on the earlier of June 8, 2022 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:39 UTC Turning Point Therapeutics, Inc. TPTX · Entity 124461 GrantStock Option (right to buy) · Derivative 8,500 $0.00 Strike: $65.64 $0.00
Disclosure

SEC source: 0001209191-21-038333 · doc4.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2031-06-01

F1 · derivative.exercise_date: The shares vest on the one-year anniversary of the date of grant.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 11:07 UTC Tempest Therapeutics, Inc. MLND · Entity 7734 GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001544227-20-000033 · wf-form4_159291041152553.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2030-06-21

F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to this option will vest on the earlier of (1) June 22, 2021 and (2) the date of the first Annual Meeting following the grant date, subject to the Reporting Person continuing to provide service to the Issuer through such date.

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June 16, 2020 Filed Jun 17, 2020 21:46 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 24,500 $0.00 Strike: $10.54 $0.00
Disclosure

SEC source: 0001209191-20-037367 · doc4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,500

Underlying: Common Stock · 24,500 shares

Expires 2030-06-15

F2 · derivative.exercise_date: The option shall vest on the earlier of June 16, 2021 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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June 16, 2020 Filed Jun 17, 2020 21:46 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037367 · doc4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,818

F1 · shares: These restricted stock units shall vest on the earlier of June 16, 2021 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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June 15, 2020 Filed Jun 17, 2020 22:47 UTC Turning Point Therapeutics, Inc. TPTX · Entity 124461 GrantStock Option (right to buy) · Derivative 8,500 $0.00 Strike: $65.39 $0.00
Disclosure

SEC source: 0001209191-20-037410 · doc4.xml · derivative · entry 3

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2030-06-14

F3 · derivative.exercise_date: The shares vest on the one-year anniversary of the date of grant.

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August 27, 2019 Filed Jun 17, 2020 22:47 UTC Turning Point Therapeutics, Inc. TPTX · Entity 124461 GiftStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $39.99 $0.00
Disclosure

SEC source: 0001209191-20-037410 · doc4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Gallagher Revocable Trust dated May 10, 2011

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-07-23

F2 · derivative.exercise_date: The shares vest in a series of 36 successive equal monthly installments over the three-year period measured from the date of grant.

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August 27, 2019 Filed Jun 17, 2020 22:47 UTC Turning Point Therapeutics, Inc. TPTX · Entity 124461 GiftStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $39.99 $0.00
Disclosure

SEC source: 0001209191-20-037410 · doc4.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2029-07-23

F1 · kind: The Reporting Person contributed this option, for no consideration, to a trust for the benefit of the Reporting Person. The Reporting Person remains the beneficial owner of the option.

F2 · derivative.exercise_date: The shares vest in a series of 36 successive equal monthly installments over the three-year period measured from the date of grant.

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July 24, 2019 Filed Jul 25, 2019 20:12 UTC Turning Point Therapeutics, Inc. TPTX · Entity 124461 GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $39.99 $0.00
Disclosure

SEC source: 0001209191-19-043220 · doc4.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-07-23

F1 · derivative.exercise_date: The shares vest in a series of 36 successive equal monthly installments over the three-year period measured from the date of grant.

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June 27, 2019 Filed Jul 1, 2019 21:00 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001209191-19-039767 · doc4.xml · derivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2029-06-26

F2 · derivative.exercise_date: The option shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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June 27, 2019 Filed Jul 1, 2019 21:00 UTC Atara Biotherapeutics, Inc. ATRA · Entity 6828 GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039767 · doc4.xml · nonDerivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,818

F1 · shares: These restricted stock units shall vest on the earlier of June 27, 2020 or the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service.

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June 20, 2019 Filed Jun 21, 2019 20:35 UTC Tempest Therapeutics, Inc. MLND · Entity 7734 GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $11.59 $0.00
Disclosure

SEC source: 0001209191-19-038479 · doc4.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2029-06-19

F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to this option will vest on June 20, 2020, subject to the Reporting Person continuing to provide service through such date.

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January 15, 2019 Filed Jan 17, 2019 21:46 UTC Tempest Therapeutics, Inc. MLND · Entity 7734 GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001209191-19-004235 · doc4.xml · derivative · entry 1

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2029-01-14

F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to this option will vest on January 15, 2020, subject to the Reporting Person continuing to provide service through such date.

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December 07, 2018 Filed Dec 12, 2018 00:38 UTC Tempest Therapeutics, Inc. MLND · Entity 7734 GrantCommon Stock 23,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062111 · doc4.xml · nonDerivative · entry 2

Gallagher Carol Giltner · CIK 0001329959 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Gallagher Revocable Trust

Disclosed balance after: 23,684

F2 · price: Received in exchange for 318,335 shares of Millendo Therapeutics, Inc. common stock in connection with merger of Millendo Therapeutics, Inc. into the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.