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Nasdaq · USD

ANNX

Annexon, Inc.

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5011
SEC CIK
0001528115
Parsed reports
206

Last 12 months

Inside the activity.

13 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202550
Dec 202530
Jan 202600
Feb 202605
Mar 202615
Apr 202610
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 24, 2026 Filed Sep 25, 2026 20:15 UTC
Love DouglasDirector · PRESIDENT AND CEO
PurchaseCommon Stock 26,065 $3.83 $99,828.95
Disclosure

SEC source: 0001818520-26-000003 · form4-09252026_040908.xml · nonDerivative · entry 1

Love Douglas · CIK 0001818520 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,476

F1 · price: This transaction was executed in multiple trades in prices ranging from $3.815 to $3.829, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 4,579 shares acquired on May 15, 2025 and 8,278 shares acquired on May 15, 2026, pursuant to the Issuer's Employee Stock Purchase Plan.

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August 10, 2026 Filed Aug 12, 2026 22:10 UTC GrantStock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001614869-26-000004 · form4-08122026_100821.xml · derivative · entry 1

Blumenkranz Mark S. · CIK 0001614869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2036-08-10

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from August 10, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date, subject to Reporting Person's continuous service as a director on each such vesting date.

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June 11, 2026 Filed Jun 15, 2026 20:15 UTC
Yednock TedEVP & CHIEF INNOVATION OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 30,646 $0.00 Strike: $1.85 $0.00
Disclosure

SEC source: 0001818525-26-000004 · form4-06152026_040601.xml · derivative · entry 2

Yednock Ted · CIK 0001818525 · EVP & CHIEF INNOVATION OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,646 shares

Expires 2026-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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June 11, 2026 Filed Jun 15, 2026 20:15 UTC
Yednock TedEVP & CHIEF INNOVATION OFFICER
Exercise / conversionCommon Stock 30,646 $1.85 $56,698.16
Disclosure

SEC source: 0001818525-26-000004 · form4-06152026_040601.xml · nonDerivative · entry 1

Yednock Ted · CIK 0001818525 · EVP & CHIEF INNOVATION OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:15 UTC GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001315797-26-000002 · form4-06152026_040611.xml · derivative · entry 1

Satter Muneer A · CIK 0001315797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 11, 2026 or (ii) the next Annual Meeting following June 11, 2026, subject to Reporting Person's continuous service as a director until such vesting date.

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June 11, 2026 Filed Jun 15, 2026 20:15 UTC GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001373097-26-000001 · form4-06152026_040609.xml · derivative · entry 1

JONES WILLIAM A JR · CIK 0001373097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 11, 2026 or (ii) the next Annual Meeting following June 11, 2026, subject to Reporting Person's continuous service as a director until such vesting date.

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June 11, 2026 Filed Jun 15, 2026 20:15 UTC GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001553338-26-000001 · form4-06152026_040615.xml · derivative · entry 1

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 11, 2026 or (ii) the next Annual Meeting following June 11, 2026, subject to Reporting Person's continuous service as a director until such vesting date.

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June 11, 2026 Filed Jun 15, 2026 20:15 UTC GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001900452-26-000001 · form4-06152026_040607.xml · derivative · entry 1

Cockroft Bettina M. · CIK 0001900452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 11, 2026 or (ii) the next Annual Meeting following June 11, 2026, subject to Reporting Person's continuous service as a director until such vesting date.

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June 11, 2026 Filed Jun 15, 2026 20:15 UTC
Choi JungDirector
GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001650126-26-000001 · form4-06152026_040605.xml · derivative · entry 1

Choi Jung · CIK 0001650126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 11, 2026 or (ii) the next Annual Meeting following June 11, 2026, subject to Reporting Person's continuous service as a director until such vesting date.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:15 UTC GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001824280-26-000005 · form4-06152026_040603.xml · derivative · entry 1

Carson William H. · CIK 0001824280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 11, 2026 or (ii) the next Annual Meeting following June 11, 2026, subject to Reporting Person's continuous service as a director until such vesting date.

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May 28, 2026 Filed May 29, 2026 21:21 UTC PurchaseCommon Stock 613,497 $5.41 $3,319,018.77
Disclosure

SEC source: 0001315797-26-000001 · form4-05292026_090557.xml · nonDerivative · entry 1

Satter Muneer A · CIK 0001315797 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,342,134

F1 · shares: All shares were purchased by Alerce Medical Technology Partners, L.P. ("Alerce Medical"). The Reporting Person has sole voting and dispositive power over the shares held by Alerce Medical. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: As of May 28, 2026, includes (a) 240,000 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 567,240 shares that are held by various other trusts and entities for which the Reporting Person serves as trustee, investment advisor or manager, as applicable, and, in each such capacity, has sole voting and dispositive power over all such shares, (c) 1,147,738 shares that are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares and (d) 8,387,156 shares that are held by Alerce Medical for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included under (b), (c) and (d) of this footnote, except to the extent of his pecuniary interest therein.

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May 11, 2026 Filed May 13, 2026 20:30 UTC PurchaseCommon Stock 8,000 $5.78 $46,240.00
Disclosure

SEC source: 0001824280-26-000004 · form4-05132026_040507.xml · nonDerivative · entry 1

Carson William H. · CIK 0001824280 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,405

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted December 8, 2025.

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April 10, 2026 Filed Apr 14, 2026 20:16 UTC PurchaseCommon Stock 8,000 $6.20 $49,600.00
Disclosure

SEC source: 0001824280-26-000003 · form4-04142026_080436.xml · nonDerivative · entry 1

Carson William H. · CIK 0001824280 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,405

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted December 8, 2025.

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March 10, 2026 Filed Mar 12, 2026 20:31 UTC PurchaseCommon Stock 8,000 $5.67 $45,360.00
Disclosure

SEC source: 0001824280-26-000002 · form4-03122026_040329.xml · nonDerivative · entry 1

Carson William H. · CIK 0001824280 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,405

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted December 8, 2025.

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March 02, 2026 Filed Mar 4, 2026 16:30 UTC
Overdorf MichaelEVP & CHIEF BUSINESS OFFICER
SaleCommon Stock 4,339 $5.42 $23,517.38
Disclosure

SEC source: 0001818522-26-000003 · form4-03042026_040340.xml · nonDerivative · entry 1

Overdorf Michael · CIK 0001818522 · EVP & CHIEF BUSINESS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,625

F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.36 to $5.57, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 02, 2026 Filed Mar 4, 2026 21:30 UTC
Yednock TedEVP & CHIEF INNOVATION OFFICER
SaleCommon Stock 5,566 $5.42 $30,167.72
Disclosure

SEC source: 0001818525-26-000003 · form4-03042026_040338.xml · nonDerivative · entry 1

Yednock Ted · CIK 0001818525 · EVP & CHIEF INNOVATION OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,161

F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.35 to $5.57, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 02, 2026 Filed Mar 4, 2026 21:30 UTC
Lew JenniferEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 5,565 $5.42 $30,162.30
Disclosure

SEC source: 0001465994-26-000003 · form4-03042026_040334.xml · nonDerivative · entry 1

Lew Jennifer · CIK 0001465994 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,700

F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.34 to $5.57, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:30 UTC
Dananberg JamieCHIEF MEDICAL OFFICER
SaleCommon Stock 5,820 $5.43 $31,602.60
Disclosure

SEC source: 0001734424-26-000003 · form4-03042026_040342.xml · nonDerivative · entry 1

Dananberg Jamie · CIK 0001734424 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,582

F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.36 to $5.57, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:30 UTC
ARTIS DEAN RICHARDEVP & CHIEF SCIENTIFIC OFFICER
SaleCommon Stock 5,894 $5.43 $32,004.42
Disclosure

SEC source: 0001958523-26-000003 · form4-03042026_040336.xml · nonDerivative · entry 1

ARTIS DEAN RICHARD · CIK 0001958523 · EVP & CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,093

F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.35 to $5.56, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 19, 2026 Filed Feb 23, 2026 19:08 UTC
Overdorf MichaelEVP & CHIEF BUSINESS OFFICER
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001818522-26-000002 · form4-02242026_120238.xml · derivative · entry 2

Overdorf Michael · CIK 0001818522 · EVP & CHIEF BUSINESS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2036-02-19

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 19, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to Reporting Person's continuous service with the Issuer as of each such vesting date.

Read SEC document
February 19, 2026 Filed Feb 23, 2026 19:08 UTC
Overdorf MichaelEVP & CHIEF BUSINESS OFFICER
GrantCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0001818522-26-000002 · form4-02242026_120238.xml · nonDerivative · entry 1

Overdorf Michael · CIK 0001818522 · EVP & CHIEF BUSINESS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,964

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 19 of each year, with the first 1/3rd vesting on February 19, 2027, subject to Reporting Person's continuous service with the Issuer as of each such vesting date.

Read SEC document
February 19, 2026 Filed Feb 23, 2026 19:11 UTC
Love DouglasDirector · PRESIDENT AND CEO
GrantStock Option (Right to Buy) · Derivative 1,250,000 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001818520-26-000001 · form4-02242026_120218.xml · derivative · entry 1

Love Douglas · CIK 0001818520 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Common Stock · 1,250,000 shares

Expires 2036-02-19

F1 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 19, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to Reporting Person's continuous service with the Issuer as of each such vesting date.

Read SEC document
February 19, 2026 Filed Feb 24, 2026 00:05 UTC
Yednock TedEVP & CHIEF INNOVATION OFFICER
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001818525-26-000002 · form4-02242026_120245.xml · derivative · entry 2

Yednock Ted · CIK 0001818525 · EVP & CHIEF INNOVATION OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2036-02-19

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 19, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to Reporting Person's continuous service with the Issuer as of each such vesting date.

Read SEC document
February 19, 2026 Filed Feb 24, 2026 00:05 UTC
Yednock TedEVP & CHIEF INNOVATION OFFICER
GrantCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0001818525-26-000002 · form4-02242026_120245.xml · nonDerivative · entry 1

Yednock Ted · CIK 0001818525 · EVP & CHIEF INNOVATION OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,727

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 19 of each year, with the first 1/3rd vesting on February 19, 2027, subject to Reporting Person's continuous service with the Issuer as of each such vesting date.

Read SEC document
February 19, 2026 Filed Feb 24, 2026 00:03 UTC
Lew JenniferEVP & CHIEF FINANCIAL OFFICER
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001465994-26-000002 · form4-02242026_120245.xml · derivative · entry 2

Lew Jennifer · CIK 0001465994 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2036-02-19

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 19, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to Reporting Person's continuous service with the Issuer as of each such vesting date.

Read SEC document
February 19, 2026 Filed Feb 24, 2026 00:03 UTC
Lew JenniferEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0001465994-26-000002 · form4-02242026_120245.xml · nonDerivative · entry 1

Lew Jennifer · CIK 0001465994 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,265

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 19 of each year, with the first 1/3rd vesting on February 19, 2027, subject to Reporting Person's continuous service with the Issuer as of each such vesting date.

Read SEC document
February 19, 2026 Filed Feb 24, 2026 00:09 UTC
Dananberg JamieCHIEF MEDICAL OFFICER
GrantStock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001734424-26-000002 · form4-02242026_120253.xml · derivative · entry 2

Dananberg Jamie · CIK 0001734424 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2036-02-19

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 19, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to Reporting Person's continuous service with the Issuer as of each such vesting date.

Read SEC document
February 19, 2026 Filed Feb 24, 2026 00:09 UTC
Dananberg JamieCHIEF MEDICAL OFFICER
GrantCommon Stock 56,250 $0.00 $0.00
Disclosure

SEC source: 0001734424-26-000002 · form4-02242026_120253.xml · nonDerivative · entry 1

Dananberg Jamie · CIK 0001734424 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,402

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 19 of each year, with the first 1/3rd vesting on February 19, 2027, subject to Reporting Person's continuous service with the Issuer as of each such vesting date.

Read SEC document
February 19, 2026 Filed Feb 24, 2026 00:07 UTC
ARTIS DEAN RICHARDEVP & CHIEF SCIENTIFIC OFFICER
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001958523-26-000002 · form4-02242026_120223.xml · derivative · entry 2

ARTIS DEAN RICHARD · CIK 0001958523 · EVP & CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2036-02-19

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 19, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to Reporting Person's continuous service with the Issuer as of each such vesting date.

Read SEC document
February 19, 2026 Filed Feb 24, 2026 00:07 UTC
ARTIS DEAN RICHARDEVP & CHIEF SCIENTIFIC OFFICER
GrantCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0001958523-26-000002 · form4-02242026_120223.xml · nonDerivative · entry 1

ARTIS DEAN RICHARD · CIK 0001958523 · EVP & CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,987

F1 · shares: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 19 of each year, with the first 1/3rd vesting on February 19, 2027, subject to Reporting Person's continuous service with the Issuer as of each such vesting date.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 16:30 UTC
Overdorf MichaelEVP & CHIEF BUSINESS OFFICER
SaleCommon Stock 6,225 $5.10 $31,747.50
Disclosure

SEC source: 0001818522-26-000001 · form4-02202026_040205.xml · nonDerivative · entry 1

Overdorf Michael · CIK 0001818522 · EVP & CHIEF BUSINESS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,464

F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · price: This transaction was executed in multiple trades in prices ranging from $4.93 to $5.16, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 18, 2026 Filed Feb 20, 2026 21:30 UTC
Yednock TedEVP & CHIEF INNOVATION OFFICER
SaleCommon Stock 7,857 $5.11 $40,149.27
Disclosure

SEC source: 0001818525-26-000001 · form4-02202026_040207.xml · nonDerivative · entry 1

Yednock Ted · CIK 0001818525 · EVP & CHIEF INNOVATION OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,227

F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · price: This transaction was executed in multiple trades in prices ranging from $4.925 to $5.17, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 18, 2026 Filed Feb 20, 2026 21:30 UTC
Lew JenniferEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 7,851 $5.11 $40,118.61
Disclosure

SEC source: 0001465994-26-000001 · form4-02202026_040201.xml · nonDerivative · entry 1

Lew Jennifer · CIK 0001465994 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,765

F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · price: This transaction was executed in multiple trades in prices ranging from $4.925 to $5.17, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 18, 2026 Filed Feb 20, 2026 21:30 UTC
Dananberg JamieCHIEF MEDICAL OFFICER
SaleCommon Stock 5,290 $5.10 $26,979.00
Disclosure

SEC source: 0001734424-26-000001 · form4-02202026_040203.xml · nonDerivative · entry 1

Dananberg Jamie · CIK 0001734424 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,152

F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · price: This transaction was executed in multiple trades in prices ranging from $4.93 to $5.16, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 18, 2026 Filed Feb 20, 2026 21:30 UTC
ARTIS DEAN RICHARDEVP & CHIEF SCIENTIFIC OFFICER
SaleCommon Stock 5,290 $5.10 $26,979.00
Disclosure

SEC source: 0001958523-26-000001 · form4-02202026_040209.xml · nonDerivative · entry 1

ARTIS DEAN RICHARD · CIK 0001958523 · EVP & CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,487

F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · price: This transaction was executed in multiple trades in prices ranging from $4.925 to $5.155, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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December 30, 2025 Filed Jan 2, 2026 21:30 UTC PurchaseCommon Stock 4,115 $5.02 $20,657.30
Disclosure

SEC source: 0001824280-26-000001 · form4-01022026_040103.xml · nonDerivative · entry 1

Carson William H. · CIK 0001824280 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,405

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted March 17, 2025.

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December 01, 2025 Filed Dec 3, 2025 21:30 UTC
Choi JungDirector
PurchaseCommon Stock 33,000 $4.19 $138,270.00
Disclosure

SEC source: 0001650126-25-000005 · form4-12032025_041212.xml · nonDerivative · entry 1

Choi Jung · CIK 0001650126 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 33,000

F1 · price: This transaction was executed in multiple trades in prices ranging from $4.165 to $4.215, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

F2 · ownership.nature: These shares are held by The Park Family Revocable Trust. The Reporting Person and her spouse are co-trustees of the trust.

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December 01, 2025 Filed Dec 3, 2025 21:30 UTC PurchaseCommon Stock 4,115 $4.47 $18,394.05
Disclosure

SEC source: 0001824280-25-000007 · form4-12032025_041210.xml · nonDerivative · entry 1

Carson William H. · CIK 0001824280 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,290

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted March 17, 2025.

F2 · price: This transaction was executed in multiple trades in prices ranging from $4.43 to $4.50, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

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November 21, 2025 Filed Nov 22, 2025 02:52 UTC PurchaseCommon Stock 422,613 $4.28 $1,808,783.64
Disclosure

SEC source: 0001315797-25-000007 · form4-11222025_021158.xml · nonDerivative · entry 2

Satter Muneer A · CIK 0001315797 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,728,637

F1 · shares: All shares were purchased by Alerce Medical Technology Partners, L.P. ("Alerce Medical"). The Reporting Person has sole voting and dispositive power over the shares held by Alerce Medical. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F4 · price: This transaction was executed in multiple trades in prices ranging from $4.165 to $4.415, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

F3 · ownership.nature: As of November 21, 2025, includes (a) 240,000 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 567,240 shares that are held by various other trusts and entities for which the Reporting Person serves as trustee, investment advisor or manager, as applicable, and, in each such capacity, has sole voting and dispositive power over all such shares, (c) 1,147,738 shares that are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares and (d) 7,773,659 shares that are held by Alerce Medical for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included under (b), (c) and (d) of this footnote, except to the extent of his pecuniary interest therein.

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November 20, 2025 Filed Nov 22, 2025 02:52 UTC PurchaseCommon Stock 400,000 $4.48 $1,792,000.00
Disclosure

SEC source: 0001315797-25-000007 · form4-11222025_021158.xml · nonDerivative · entry 1

Satter Muneer A · CIK 0001315797 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,306,024

F1 · shares: All shares were purchased by Alerce Medical Technology Partners, L.P. ("Alerce Medical"). The Reporting Person has sole voting and dispositive power over the shares held by Alerce Medical. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F2 · price: This transaction was executed in multiple trades in prices ranging from $4.25 to $5.065, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

F3 · ownership.nature: As of November 21, 2025, includes (a) 240,000 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 567,240 shares that are held by various other trusts and entities for which the Reporting Person serves as trustee, investment advisor or manager, as applicable, and, in each such capacity, has sole voting and dispositive power over all such shares, (c) 1,147,738 shares that are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares and (d) 7,773,659 shares that are held by Alerce Medical for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included under (b), (c) and (d) of this footnote, except to the extent of his pecuniary interest therein.

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November 19, 2025 Filed Nov 20, 2025 02:00 UTC PurchaseCommon Stock 500,000 $3.94 $1,970,000.00
Disclosure

SEC source: 0001315797-25-000006 · form4-11192025_091101.xml · nonDerivative · entry 3

Satter Muneer A · CIK 0001315797 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,906,024

F1 · shares: All shares were purchased by Alerce Medical Technology Partners, L.P. ("Alerce Medical"). The Reporting Person has sole voting and dispositive power over the shares held by Alerce Medical. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F5 · price: This transaction was executed in multiple trades in prices ranging from $3.57 to $4.19, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

F3 · ownership.nature: As of November 19, 2025, includes (a) 240,000 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 567,240 shares that are held by various other trusts and entities for which the Reporting Person serves as trustee, investment advisor or manager, as applicable, and, in each such capacity, has sole voting and dispositive power over all such shares, (c) 1,147,738 shares that are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares and (d) 6,951,046 shares that are held by Alerce Medical for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included under (b), (c) and (d) of this footnote, except to the extent of his pecuniary interest therein.

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November 18, 2025 Filed Nov 20, 2025 02:00 UTC PurchaseCommon Stock 500,000 $3.18 $1,590,000.00
Disclosure

SEC source: 0001315797-25-000006 · form4-11192025_091101.xml · nonDerivative · entry 2

Satter Muneer A · CIK 0001315797 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,406,024

F1 · shares: All shares were purchased by Alerce Medical Technology Partners, L.P. ("Alerce Medical"). The Reporting Person has sole voting and dispositive power over the shares held by Alerce Medical. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F4 · price: This transaction was executed in multiple trades in prices ranging from $3.01 to $3.285, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

F3 · ownership.nature: As of November 19, 2025, includes (a) 240,000 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 567,240 shares that are held by various other trusts and entities for which the Reporting Person serves as trustee, investment advisor or manager, as applicable, and, in each such capacity, has sole voting and dispositive power over all such shares, (c) 1,147,738 shares that are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares and (d) 6,951,046 shares that are held by Alerce Medical for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included under (b), (c) and (d) of this footnote, except to the extent of his pecuniary interest therein.

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November 17, 2025 Filed Nov 20, 2025 02:00 UTC PurchaseCommon Stock 500,000 $2.99 $1,495,000.00
Disclosure

SEC source: 0001315797-25-000006 · form4-11192025_091101.xml · nonDerivative · entry 1

Satter Muneer A · CIK 0001315797 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 7,906,024

F1 · shares: All shares were purchased by Alerce Medical Technology Partners, L.P. ("Alerce Medical"). The Reporting Person has sole voting and dispositive power over the shares held by Alerce Medical. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F2 · price: This transaction was executed in multiple trades in prices ranging from $2.695 to $3.115, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

F3 · ownership.nature: As of November 19, 2025, includes (a) 240,000 shares that are held by the Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares, (b) 567,240 shares that are held by various other trusts and entities for which the Reporting Person serves as trustee, investment advisor or manager, as applicable, and, in each such capacity, has sole voting and dispositive power over all such shares, (c) 1,147,738 shares that are held by Satter Medical Technology Partners, L.P. for which the Reporting Person has sole voting and dispositive power over all such shares and (d) 6,951,046 shares that are held by Alerce Medical for which the Reporting Person has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included under (b), (c) and (d) of this footnote, except to the extent of his pecuniary interest therein.

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October 30, 2025 Filed Oct 31, 2025 20:15 UTC PurchaseCommon Stock 4,115 $3.17 $13,044.55
Disclosure

SEC source: 0001824280-25-000006 · form4-10312025_041004.xml · nonDerivative · entry 1

Carson William H. · CIK 0001824280 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,175

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted March 17, 2025.

F2 · price: This transaction was executed in multiple trades in prices ranging from $3.15 o $3.20, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

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September 30, 2025 Filed Oct 2, 2025 20:17 UTC PurchaseCommon Stock 4,115 $3.05 $12,550.75
Disclosure

SEC source: 0001824280-25-000005 · form4-10022025_081058.xml · nonDerivative · entry 1

Carson William H. · CIK 0001824280 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,060

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted March 17, 2025.

F2 · price: This transaction was executed in multiple trades in prices ranging from $3.035 o $3.08, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

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September 02, 2025 Filed Sep 4, 2025 20:30 UTC PurchaseCommon Stock 4,115 $2.09 $8,600.35
Disclosure

SEC source: 0001415889-25-023679 · form4-09042025_040906.xml · nonDerivative · entry 1

Carson William H. · CIK 0001824280 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,945

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted March 17, 2025.

F2 · price: This transaction was executed in multiple trades in prices ranging from $2.06 to $2.115, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

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July 30, 2025 Filed Aug 1, 2025 20:30 UTC PurchaseCommon Stock 4,115 $2.43 $9,999.45
Disclosure

SEC source: 0001415889-25-020861 · form4-08012025_040819.xml · nonDerivative · entry 1

Carson William H. · CIK 0001824280 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,830

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted March 17, 2025.

F2 · price: This transaction was executed in multiple trades in prices ranging from $2.37 to $2.44, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

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July 14, 2025 Filed Jul 16, 2025 16:20 UTC
Overdorf MichaelEVP & CHIEF BUSINESS OFFICER
SaleCommon Stock 853 $2.61 $2,226.33
Disclosure

SEC source: 0001415889-25-019836 · form4-07162025_040701.xml · nonDerivative · entry 1

Overdorf Michael · CIK 0001818522 · EVP & CHIEF BUSINESS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,689

F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · price: This transaction was executed in multiple trades in prices ranging from $2.57 to $2.64, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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July 14, 2025 Filed Jul 16, 2025 20:20 UTC
Yednock TedEVP & CHIEF INNOVATION OFFICER
SaleCommon Stock 1,116 $2.58 $2,879.28
Disclosure

SEC source: 0001415889-25-019838 · form4-07162025_040706.xml · nonDerivative · entry 1

Yednock Ted · CIK 0001818525 · EVP & CHIEF INNOVATION OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,084

F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · price: This transaction was executed in multiple trades in prices ranging from $2.57 to $2.64, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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July 14, 2025 Filed Jul 16, 2025 20:20 UTC
Lew JenniferEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 1,117 $2.58 $2,881.86
Disclosure

SEC source: 0001415889-25-019837 · form4-07162025_040704.xml · nonDerivative · entry 1

Lew Jennifer · CIK 0001465994 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,616

F1 · kind: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

F2 · price: This transaction was executed in multiple trades in prices ranging from $2.58 to $2.61, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.