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ROYCE GLOBAL TRUST, INC.

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Tapewire entity
6751
SEC CIK
0001514490
Parsed reports
52

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 00:58 UTC
CLARK CHRISTOPHER DDirector · President · CEO Investment Advisor
PurchaseCommon Stock 743 $14.22 $10,565.46
Disclosure

SEC source: 0000906304-26-000164 · form4.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO Investment Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,127

Read SEC document
November 12, 2025 Filed Nov 12, 2025 16:28 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 29,663 $12.54 $371,974.02
Disclosure

SEC source: 0000906304-25-000250 · form4.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 549,346

F1 · ownership.nature: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned the by the family investment entity in which he has no pecuniary interest.

Read SEC document
November 11, 2025 Filed Nov 12, 2025 16:28 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 65,266 $12.52 $817,130.32
Disclosure

SEC source: 0000906304-25-000250 · form4.xml · nonDerivative · entry 2

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 579,009

F1 · ownership.nature: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned the by the family investment entity in which he has no pecuniary interest.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 16:28 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 36,075 $12.49 $450,576.75
Disclosure

SEC source: 0000906304-25-000250 · form4.xml · nonDerivative · entry 3

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 644,275

F1 · ownership.nature: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned the by the family investment entity in which he has no pecuniary interest.

Read SEC document
November 07, 2025 Filed Nov 7, 2025 16:47 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleConmon Stock 2,533 $12.44 $31,510.52
Disclosure

SEC source: 0000906304-25-000244 · form4.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 680,350

F1 · ownership.nature: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
November 06, 2025 Filed Nov 7, 2025 16:47 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleConmon Stock 8,031 $12.59 $101,110.29
Disclosure

SEC source: 0000906304-25-000244 · form4.xml · nonDerivative · entry 2

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 682,883

F1 · ownership.nature: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
November 05, 2025 Filed Nov 6, 2025 15:58 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 8,432 $12.61 $106,327.52
Disclosure

SEC source: 0000906304-25-000241 · form4.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 690,914

F1 · ownership.nature: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned the by the family investment entity in which he has no pecuniary interest.

Read SEC document
August 26, 2025 Filed Aug 27, 2025 14:42 UTC
CLARK CHRISTOPHER DDirector · President · CEO Investment Advisor
PurchaseCommon Stock 1,600 $12.69 $20,304.00
Disclosure

SEC source: 0000906304-25-000190 · form4.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO Investment Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,638

Read SEC document
June 30, 2025 Filed Jun 30, 2025 15:45 UTC
Gannon Francis D.Vice President
SaleCommon Stock 7,214 $11.92 $85,990.88
Disclosure

SEC source: 0001514490-25-000006 · form4.xml · nonDerivative · entry 1

Gannon Francis D. · CIK 0001333932 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 27, 2025 Filed Jun 27, 2025 16:24 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 38,125 $11.89 $453,306.25
Disclosure

SEC source: 0001514490-25-000004 · form4.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 699,345

F1 · ownership.nature: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned the by the family investment entity in which he has no pecuniary interest.

Read SEC document
June 26, 2025 Filed Jun 27, 2025 16:24 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 11,875 $11.93 $141,668.75
Disclosure

SEC source: 0001514490-25-000004 · form4.xml · nonDerivative · entry 2

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 737,470

F1 · ownership.nature: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned the by the family investment entity in which he has no pecuniary interest.

Read SEC document
October 05, 2022 Filed Oct 5, 2022 15:06 UTC PurchaseCommon Stock 2,500 $8.85 $22,125.00
Disclosure

SEC source: 0001567619-22-018264 · doc1.xml · nonDerivative · entry 1

Grisanti Christopher C. · CIK 0001714888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
December 29, 2021 Filed Dec 30, 2021 14:30 UTC
ROYCE CHARLES MPortfolio Manager
GiftCommon Stock 119,176 $13.00 $1,549,288.00
Disclosure

SEC source: 0001567619-21-022664 · doc1.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Gift of shares to The Royce Charitable Trust.

Read SEC document
September 09, 2021 Filed Sep 9, 2021 14:32 UTC PurchaseCommon Stock 1,500 $16.12 $24,180.00
Disclosure

SEC source: 0001567619-21-016894 · doc1.xml · nonDerivative · entry 1

Grisanti Christopher C. · CIK 0001714888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
July 23, 2021 Filed Jul 26, 2021 11:49 UTC PurchaseCommon Stock 1,320 $15.15 $19,998.00
Disclosure

SEC source: 0001567619-21-013952 · doc1.xml · nonDerivative · entry 1

OBRIEN G PETER · CIK 0001193493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Read SEC document
December 28, 2020 Filed Dec 30, 2020 12:07 UTC Disposition to issuerCommon Stock 1,214,453 $14.43 $17,524,556.79
Disclosure

SEC source: 0001510281-20-000284 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 183,116

Read SEC document
December 24, 2020 Filed Dec 28, 2020 12:30 UTC SaleCommon Stock 16,866 $13.67 $230,558.22
Disclosure

SEC source: 0001510281-20-000277 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 1,397,569

Read SEC document
December 22, 2020 Filed Dec 28, 2020 12:30 UTC SaleCommon Stock 28,685 $13.26 $380,363.10
Disclosure

SEC source: 0001510281-20-000277 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 1,414,435

Read SEC document
September 02, 2020 Filed Sep 3, 2020 16:38 UTC
ROYCE CHARLES MPortfolio Manager
PurchaseCommon Stock 499,351 $14.28 $7,130,732.28
Disclosure

SEC source: 0001567619-20-016439 · doc1.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 788,056

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
May 15, 2020 Filed May 19, 2020 14:10 UTC PurchaseCommon Stock 10 $10.09 $100.90
Disclosure

SEC source: 0001510281-20-000147 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 1,443,120

Read SEC document
May 14, 2020 Filed May 15, 2020 10:10 UTC PurchaseCommon Stock 30,830 $9.85 $303,675.50
Disclosure

SEC source: 0001510281-20-000143 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 1,443,110

Read SEC document
May 13, 2020 Filed May 15, 2020 10:10 UTC PurchaseCommon Stock 5,804 $9.95 $57,749.80
Disclosure

SEC source: 0001510281-20-000143 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 1,412,280

Read SEC document
May 12, 2020 Filed May 13, 2020 11:08 UTC PurchaseCommon Stock 24,719 $10.00 $247,190.00
Disclosure

SEC source: 0001510281-20-000139 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 1,406,476

Read SEC document
May 01, 2020 Filed May 1, 2020 20:24 UTC
DENNEEN JOHN ESecretary/General Counsel · Secretary-Investment Adviser
PurchaseCommon Stock 500 $9.80 $4,900.00
Disclosure

SEC source: 0001567619-20-008781 · doc1.xml · nonDerivative · entry 2

DENNEEN JOHN E · CIK 0001185842 · Secretary/General Counsel · Secretary-Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
May 01, 2020 Filed May 1, 2020 20:24 UTC
DENNEEN JOHN ESecretary/General Counsel · Secretary-Investment Adviser
PurchaseCommon Stock 100 $9.85 $985.00
Disclosure

SEC source: 0001567619-20-008781 · doc1.xml · nonDerivative · entry 1

DENNEEN JOHN E · CIK 0001185842 · Secretary/General Counsel · Secretary-Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

Read SEC document
April 30, 2020 Filed May 1, 2020 20:24 UTC
DENNEEN JOHN ESecretary/General Counsel · Secretary-Investment Adviser
PurchaseCommon Stock 2,000 $10.10 $20,200.00
Disclosure

SEC source: 0001567619-20-008781 · doc1.xml · nonDerivative · entry 3

DENNEEN JOHN E · CIK 0001185842 · Secretary/General Counsel · Secretary-Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Read SEC document
April 29, 2020 Filed Apr 30, 2020 16:29 UTC
ROYCE CHARLES MPortfolio Manager
PurchaseCommon Stock 15,000 $10.19 $152,850.00
Disclosure

SEC source: 0001567619-20-008685 · doc1.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 288,705

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 16:28 UTC
ROYCE CHARLES MPortfolio Manager
PurchaseCommon Stock 25,000 $9.76 $243,875.00
Disclosure

SEC source: 0001567619-20-008604 · doc1.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 273,705

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
April 27, 2020 Filed Apr 28, 2020 20:30 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 795 $9.51 $7,558.07
Disclosure

SEC source: 0001567619-20-008546 · doc1.xml · nonDerivative · entry 2

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,538

Read SEC document
April 27, 2020 Filed Apr 28, 2020 20:30 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 3,500 $9.54 $33,402.25
Disclosure

SEC source: 0001567619-20-008546 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,038

Read SEC document
April 27, 2020 Filed Apr 29, 2020 12:15 UTC PurchaseCommon Stock 12,596 $9.42 $118,654.32
Disclosure

SEC source: 0001510281-20-000126 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 1,381,757

Read SEC document
April 24, 2020 Filed Apr 24, 2020 17:14 UTC
ROYCE CHARLES MPortfolio Manager
PurchaseCommon Stock 15,000 $9.39 $140,850.00
Disclosure

SEC source: 0001567619-20-008422 · doc1.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 248,705

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
April 23, 2020 Filed Apr 23, 2020 17:31 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 5,000 $9.25 $46,250.00
Disclosure

SEC source: 0001567619-20-008298 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,743

Read SEC document
April 23, 2020 Filed Apr 24, 2020 17:14 UTC
ROYCE CHARLES MPortfolio Manager
PurchaseCommon Stock 10,000 $9.32 $93,200.00
Disclosure

SEC source: 0001567619-20-008422 · doc1.xml · nonDerivative · entry 2

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 233,705

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
April 20, 2020 Filed Apr 20, 2020 21:01 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 4,000 $8.91 $35,640.00
Disclosure

SEC source: 0001567619-20-008172 · doc1.xml · nonDerivative · entry 2

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,538

Read SEC document
April 20, 2020 Filed Apr 20, 2020 21:01 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 2,205 $8.84 $19,492.20
Disclosure

SEC source: 0001567619-20-008172 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,743

Read SEC document
April 17, 2020 Filed Apr 20, 2020 21:01 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 3,771 $8.91 $33,599.61
Disclosure

SEC source: 0001567619-20-008172 · doc1.xml · nonDerivative · entry 3

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,538

Read SEC document
February 13, 2020 Filed Feb 13, 2020 18:26 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 1,000 $11.65 $11,650.00
Disclosure

SEC source: 0001567619-20-003195 · doc1.xml · nonDerivative · entry 2

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 5,000

Read SEC document
February 13, 2020 Filed Feb 13, 2020 18:26 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 3,500 $11.65 $40,775.00
Disclosure

SEC source: 0001567619-20-003195 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,767

Read SEC document
January 09, 2020 Filed Jan 9, 2020 21:22 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 2,000 $11.76 $23,518.20
Disclosure

SEC source: 0001567619-20-000812 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,267

Read SEC document
November 14, 2019 Filed Nov 14, 2019 20:02 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 2,000 $10.88 $21,760.00
Disclosure

SEC source: 0001567619-19-021496 · doc1.xml · nonDerivative · entry 3

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,165

Read SEC document
November 14, 2019 Filed Nov 14, 2019 20:02 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 3,200 $10.88 $34,816.00
Disclosure

SEC source: 0001567619-19-021496 · doc1.xml · nonDerivative · entry 2

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 26,165

Read SEC document
November 14, 2019 Filed Nov 14, 2019 20:02 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 3,030 $10.84 $32,848.53
Disclosure

SEC source: 0001567619-19-021496 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,965

Read SEC document
November 13, 2019 Filed Nov 14, 2019 15:05 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 500 $10.80 $5,398.40
Disclosure

SEC source: 0001567619-19-021325 · doc1.xml · nonDerivative · entry 3

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,935

Read SEC document
November 13, 2019 Filed Nov 14, 2019 15:05 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 800 $10.80 $8,639.92
Disclosure

SEC source: 0001567619-19-021325 · doc1.xml · nonDerivative · entry 2

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 19,435

Read SEC document
November 13, 2019 Filed Nov 14, 2019 15:05 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 1,970 $10.81 $21,286.05
Disclosure

SEC source: 0001567619-19-021325 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,635

Read SEC document
September 11, 2019 Filed Sep 12, 2019 15:38 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 5,500 $10.18 $55,990.00
Disclosure

SEC source: 0001567619-19-018166 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,665

Read SEC document
December 14, 2018 Filed Dec 14, 2018 21:30 UTC PurchaseCommon Stock 2,500 $8.96 $22,392.50
Disclosure

SEC source: 0001567619-18-008017 · doc1.xml · nonDerivative · entry 1

SHIELDS MICHAEL K. · CIK 0001640894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

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December 11, 2018 Filed Dec 11, 2018 12:18 UTC PurchaseCommon Stock 11,100 $9.22 $102,319.80
Disclosure

SEC source: 0001567619-18-007676 · doc1.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 221,503

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

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December 10, 2018 Filed Dec 11, 2018 12:18 UTC PurchaseCommon Stock 100,000 $9.21 $921,000.00
Disclosure

SEC source: 0001567619-18-007676 · doc1.xml · nonDerivative · entry 2

ROYCE CHARLES M · CIK 0001009121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 210,403

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.