Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AES CORPAES · Entity 3505 | EVP and President, US & RENs. | February 24, 2026 | February 26, 2026 |
| Fluence Energy, Inc.FLNC · Entity 4531 | EVP & Chief Operating Officer | September 15, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AES CORP
Report date February 24, 2026 · Filed February 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 405,117 |
Reported balance
After 2026-02-24 transaction · row 1
1 source rowRow 1 · 2026-02-24 · Tax withholding · Disposed 1,532 · Balance 405,117 F1: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the Restricted Stock Units granted on February 24, 2023. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 33,346 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 33,346 F2: Since the last Form 4 filing on February 24, 2026, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 25, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the Restricted Stock Units granted on February 24, 2023.
F2: Since the last Form 4 filing on February 24, 2026, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 25, 2026.
Fluence Energy, Inc.
Report date September 15, 2026 · Filed September 21, 2026
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2020 Filed Feb 26, 2020 01:25 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 40,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-007826 · form4.xml · nonDerivative · entry 5 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,152 F5 · shares: This Performance Stock Unit ("PSU") was granted on February 24, 2017 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 21, 2020. Each earned PSU entitles the holder to one share of AES Common Stock. F5 · price: This Performance Stock Unit ("PSU") was granted on February 24, 2017 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 21, 2020. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:25 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 2,893 | $20.25 | $58,583.25 |
DisclosureSEC source: 0001127602-20-007826 · form4.xml · nonDerivative · entry 4 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,062 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. Read SEC document |
| February 23, 2020 Filed Feb 26, 2020 01:25 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,647 | $20.75 | $34,175.25 |
DisclosureSEC source: 0001127602-20-007826 · form4.xml · nonDerivative · entry 3 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,955 F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:25 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 2,456 | $20.75 | $50,962.00 |
DisclosureSEC source: 0001127602-20-007826 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,602 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 22, 2019. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:25 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 12,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-007826 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,058 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 01:07 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,931 | $17.53 | $33,850.43 |
DisclosureSEC source: 0001127602-19-008522 · form4.xml · nonDerivative · entry 5 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,913 F5 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. Read SEC document |
| February 23, 2019 Filed Feb 27, 2019 01:07 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,647 | $17.53 | $28,871.91 |
DisclosureSEC source: 0001127602-19-008522 · form4.xml · nonDerivative · entry 4 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,844 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 01:07 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 23,694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008522 · form4.xml · nonDerivative · entry 3 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,491 F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. F3 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 01:07 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 11,878 | $17.53 | $208,221.34 |
DisclosureSEC source: 0001127602-19-008522 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,797 F2 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2016. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 01:07 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 37,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008522 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,675 F1 · shares: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock. F1 · price: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:49 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 2,216 | $17.18 | $38,070.88 |
DisclosureSEC source: 0001127602-19-007584 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,838 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 23:04 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 6,568 | $11.86 | $77,896.48 |
DisclosureSEC source: 0001127602-18-015268 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,054 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-half of the Restricted Stock Unit award granted April 23, 2015. There was no transaction in the market. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 00:08 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,927 | $10.49 | $20,214.23 |
DisclosureSEC source: 0001127602-18-008863 · form4.xml · nonDerivative · entry 4 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,622 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:08 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 16,408 | $10.49 | $172,119.92 |
DisclosureSEC source: 0001127602-18-008863 · form4.xml · nonDerivative · entry 3 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,549 F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 23, 2019, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:08 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,363 | $10.49 | $14,297.87 |
DisclosureSEC source: 0001127602-18-008863 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,141 F2 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2015. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:08 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 4,527 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-008863 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,504 F1 · price: This Performance Stock Unit ("PSU") was granted on February 20, 2015 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 00:39 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 921 | $10.40 | $9,578.40 |
DisclosureSEC source: 0001127602-18-007646 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · Sr. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,977 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 20, 2015. There was no transaction in the market. Read SEC document |
| February 19, 2018 Filed Feb 22, 2018 00:39 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 2,288 | $10.45 | $23,909.60 |
DisclosureSEC source: 0001127602-18-007646 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · Sr. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,898 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 19, 2016. There was no transaction in the market. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:35 UTC | AES CORP AES · Entity 3505 | OtherUnits · Derivative | 3,265 | $11.51 | $37,580.15 |
DisclosureSEC source: 0001127602-18-003724 · form4.xml · derivative · entry 1 Da Santos Bernerd · CIK 0001626763 · Sr. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,790 Underlying: Common Stock · 3,265 shares Expires not disclosed F1 · derivative.exercise_price: There was no sale in the market. The reporting person established a special purpose account under The AES Corporation Restoration Supplemental Retirement Plan ("RSRP") in 2007. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year designated by the participant as his distribution date. F1 · derivative.exercise_date: There was no sale in the market. The reporting person established a special purpose account under The AES Corporation Restoration Supplemental Retirement Plan ("RSRP") in 2007. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year designated by the participant as his distribution date. F1 · derivative.expiration_date: There was no sale in the market. The reporting person established a special purpose account under The AES Corporation Restoration Supplemental Retirement Plan ("RSRP") in 2007. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year designated by the participant as his distribution date. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 00:51 UTC | AES CORP AES · Entity 3505 | PurchaseCommon Stock | 4,700 | $10.60 | $49,820.00 |
DisclosureSEC source: 0001127602-17-032119 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · Sr. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,186 F1 · shares: On November 13, 2017, Mr. DaSantos purchased 4,700 shares of AES Common Stock in the market at the price set forth above. Read SEC document |
| April 23, 2017 Filed Apr 25, 2017 22:50 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 4,974 | $11.38 | $56,604.12 |
DisclosureSEC source: 0001127602-17-015468 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · Sr. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,486 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-half of the Restricted Stock Units ("RSUs") granted April 23, 2015. There was no transaction in the market. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:29 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 19,237 | $11.93 | $229,497.41 |
DisclosureSEC source: 0001127602-17-009026 · form4.xml · nonDerivative · entry 3 Da Santos Bernerd · CIK 0001626763 · Sr. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,460 F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 24, 2018, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:29 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,619 | $11.93 | $19,314.67 |
DisclosureSEC source: 0001127602-17-009026 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · Sr. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,223 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of earned PSUs granted in February 2014. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:29 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 4,890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-009026 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · Sr. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,842 F1 · price: This Performance Stock Unit ("PSU") was granted on February 21, 2014 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:07 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 600 | $11.78 | $7,068.00 |
DisclosureSEC source: 0001127602-17-008046 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · Sr. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,952 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2014. There was no transaction in the market. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:28 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 2,482 | $11.46 | $28,443.72 |
DisclosureSEC source: 0001127602-17-007880 · form4.xml · nonDerivative · entry 2 Da Santos Bernerd · CIK 0001626763 · Sr. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,552 F2 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2016. There was no transaction in the market. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:28 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,013 | $11.46 | $11,608.98 |
DisclosureSEC source: 0001127602-17-007880 · form4.xml · nonDerivative · entry 1 Da Santos Bernerd · CIK 0001626763 · Sr. VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,034 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 20, 2015. There was no transaction in the market. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.