Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Director | June 09, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 90,962 |
Reported balance
After 2026-06-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-06-09 · Grant · Acquired 2,450 · Balance 90,962 F1: Units vest quarterly over a one year period. F2: No expiration date for these Units |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 62,963 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 62,963 |
| Common StockSEC Table I · non-derivative | Direct | 247,571 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 247,571 |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 46,500 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 46,500 |
| Common StockSEC Table I · non-derivative | IndirectChildren's Trust | 66,348 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 66,348 |
Filing footnotes · ownership attribution and instrument terms
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2019 Filed Jul 3, 2019 17:57 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 3,585 | $60.00 | $215,100.00 |
DisclosureSEC source: 0001209191-19-040839 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,325 Read SEC document |
| May 15, 2019 Filed May 15, 2019 20:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 1,250 | $56.04 | $70,045.50 |
DisclosureSEC source: 0001209191-19-030007 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,910 Read SEC document |
| February 21, 2019 Filed Feb 21, 2019 21:28 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 2,500 | $55.03 | $137,575.00 |
DisclosureSEC source: 0001209191-19-012012 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,160 Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:47 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 8,470 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007763 · doc4.xml · derivative · entry 3 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,671 Underlying: Common Stock · 8,470 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,764 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001964 · doc4.xml · derivative · entry 4 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,201 Underlying: Common Stock · 2,764 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 884 | $41.42 | $36,615.28 |
DisclosureSEC source: 0001209191-19-001964 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,660 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001964 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:35 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 69 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063209 · doc4.xml · derivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,965 Underlying: Common Stock · 69 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:36 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 60 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051649 · doc4.xml · derivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,896 Underlying: Common Stock · 60 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 20:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 1,250 | $55.02 | $68,772.50 |
DisclosureSEC source: 0001209191-18-047373 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,780 Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 56 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000072 · edgardoc.xml · derivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,836 Underlying: Common Stock · 56 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:28 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000048 · edgardoc.xml · derivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,780 Underlying: Common Stock · 44 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 47,872 | $60.13 | $2,878,543.36 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,583 Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantCommon Stock | 83,153 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,455 F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a five year period from the grant date. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:06 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 52,545 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000007 · edgardoc.xml · derivative · entry 4 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,139 Underlying: Common Stock · 52,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:06 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 27,098 | $59.56 | $1,613,956.88 |
DisclosureSEC source: 0000720672-18-000007 · edgardoc.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,030 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:06 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 52,545 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000007 · edgardoc.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,058 | $60.13 | $123,747.54 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 30 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,302 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,989 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 29 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 12,291 | $60.13 | $739,057.83 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 28 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,371 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 23,834 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 27 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 3,768 | $60.13 | $226,569.84 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 26 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,828 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 7,308 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 25 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,282 | $60.13 | $137,216.66 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 24 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,288 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,420 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 23 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,515 | $60.13 | $91,096.95 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 22 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,150 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,938 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 21 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,065 | $60.13 | $124,168.45 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 20 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,727 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,005 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 19 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,218 | $60.13 | $133,368.34 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 18 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,787 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 17 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,218 | $60.13 | $133,368.34 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 16 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,704 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 15 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,218 | $60.13 | $133,368.34 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 14 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,621 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 13 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Shares represent a grant of restricted stock which vest 100% six years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,411 | $60.13 | $84,843.43 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 12 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,538 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 11 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,411 | $60.13 | $84,843.43 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 10 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,212 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 9 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,411 | $60.13 | $84,843.43 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 8 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,886 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 7 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,761 | $60.13 | $105,888.93 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 6 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,560 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,415 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 5 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,761 | $60.13 | $105,888.93 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 4 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,906 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,415 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 3 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,761 | $60.13 | $105,888.93 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,252 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,415 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000109 · edgardoc.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,989 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 18 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,684 Underlying: Common Stock · 3,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 23,834 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 17 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,673 Underlying: Common Stock · 23,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 7,308 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 16 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,507 Underlying: Common Stock · 7,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Currently convertible. Units vest in 10% increments over ten years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.