Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Director | June 09, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 90,962 |
Reported balance
After 2026-06-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-06-09 · Grant · Acquired 2,450 · Balance 90,962 F1: Units vest quarterly over a one year period. F2: No expiration date for these Units |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 62,963 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 62,963 |
| Common StockSEC Table I · non-derivative | Direct | 247,571 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 247,571 |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 46,500 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 46,500 |
| Common StockSEC Table I · non-derivative | IndirectChildren's Trust | 66,348 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 66,348 |
Filing footnotes · ownership attribution and instrument terms
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2023 Filed Jan 20, 2023 21:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 21,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004291 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 20:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | OtherCommon Stock | 69,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050921 · doc4.xml · nonDerivative · entry 4 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Children's Trusts Disclosed balance after: 69,000 F2 · kind: These shares are held in trust for the benefit of the reporting person's family members and beneficial ownership by the reporting person is disclaimed. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 20:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | OtherCommon Stock | 31,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050921 · doc4.xml · nonDerivative · entry 3 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 31,000 F2 · kind: These shares are held in trust for the benefit of the reporting person's family members and beneficial ownership by the reporting person is disclaimed. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 20:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | OtherCommon Stock | 69,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050921 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,707 F1 · kind: Transfer of shares made for estate planning purposes to family trusts, which transfers were made in satisfaction of intra-family promissory notes. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 20:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | OtherCommon Stock | 31,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050921 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,707 F1 · kind: Transfer of shares made for estate planning purposes to family trusts, which transfers were made in satisfaction of intra-family promissory notes. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 24,001 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016261 · doc4.xml · derivative · entry 8 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,933 Underlying: Common Stock · 24,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,936 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016261 · doc4.xml · derivative · entry 7 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,934 Underlying: Common Stock · 3,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 30,001 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016261 · doc4.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,870 Underlying: Common Stock · 30,001 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 14,262 | $71.70 | $1,022,585.40 |
DisclosureSEC source: 0001209191-22-016261 · doc4.xml · nonDerivative · entry 3 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,707 Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 24,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016261 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016261 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 1, 2022 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 10,000 | $71.74 | $717,400.00 |
DisclosureSEC source: 0001209191-22-014032 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,032 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 26,667 | $75.00 Strike: $0.00 | $2,000,025.00 |
DisclosureSEC source: 0001209191-22-012280 · doc4.xml · derivative · entry 4 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,869 Underlying: Common Stock · 26,667 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 22,222 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002901 · doc4.xml · derivative · entry 3 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,202 Underlying: Common Stock · 22,222 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 9,325 | $70.42 | $656,666.50 |
DisclosureSEC source: 0001209191-22-002901 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,032 Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 22,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002901 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 21:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069981 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,135 Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 21:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069981 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 22,574 Read SEC document |
| December 01, 2021 Filed Dec 1, 2021 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 10,000 | $73.19 | $731,900.00 |
DisclosureSEC source: 0001209191-21-067281 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,135 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:26 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 10,000 | $68.53 | $685,300.00 |
DisclosureSEC source: 0001209191-21-054440 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,135 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 10,000 | $69.94 | $699,400.00 |
DisclosureSEC source: 0001209191-21-037224 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,074 F1 · shares: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 15,745 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019531 · doc4.xml · derivative · entry 9 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,424 Underlying: Common Stock · 15,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Currently exercisable. F4 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 35,351 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019531 · doc4.xml · derivative · entry 8 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,169 Underlying: Common Stock · 35,351 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Currently exercisable. F4 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 19,681 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019531 · doc4.xml · derivative · entry 7 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,520 Underlying: Common Stock · 19,681 shares Expires not disclosed F3 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2017. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2022. F4 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 25,022 | $64.76 | $1,620,424.72 |
DisclosureSEC source: 0001209191-21-019531 · doc4.xml · nonDerivative · entry 4 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,074 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 15,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019531 · doc4.xml · nonDerivative · entry 3 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On March 8, 2021, the shares indicated in this row were delivered to the reporting person based on the PRSU award agreement dated March 2, 2017. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 35,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019531 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 11,249 | $64.42 | $724,660.58 |
DisclosureSEC source: 0001209191-21-019531 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,000 F1 · shares: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantCommon Stock | 21,987 | $50.03 | $1,100,009.61 |
DisclosureSEC source: 0001209191-21-006500 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,249 F1 · shares: Grant of restricted stock. The restricted stock vests in 20% increments over a five year period. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:28 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 5,912 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003606 · doc4.xml · derivative · entry 5 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,839 Underlying: Common Stock · 5,912 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:28 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,156 | $50.46 | $108,791.76 |
DisclosureSEC source: 0001209191-21-003606 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,262 Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:28 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 5,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003606 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 21:53 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 7,500 | $74.02 | $555,150.00 |
DisclosureSEC source: 0001209191-20-062300 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,671 F1 · shares: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 1,000 | $67.50 | $67,500.00 |
DisclosureSEC source: 0001209191-20-059766 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,383 Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059766 · doc4.xml · nonDerivative · entry 3 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,171 Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059766 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,383 Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 94,269 | $63.23 Strike: $0.00 | $5,960,628.87 |
DisclosureSEC source: 0001209191-20-015599 · doc4.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,501 Underlying: Common Stock · 94,269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently exercisable. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 117,837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015599 · doc4.xml · derivative · entry 5 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,770 Underlying: Common Stock · 117,837 shares Expires not disclosed F4 · derivative.exercise_date: Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 47,993 | $63.23 | $3,034,597.39 |
DisclosureSEC source: 0001209191-20-015599 · doc4.xml · nonDerivative · entry 3 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,466 F3 · shares: From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 46,276 | $63.23 | $2,926,031.48 |
DisclosureSEC source: 0001209191-20-015599 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,459 F2 · shares: From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 94,269 | $63.23 | $5,960,628.87 |
DisclosureSEC source: 0001209191-20-015599 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 11,007 | $62.69 Strike: $0.00 | $690,028.83 |
DisclosureSEC source: 0001209191-20-006046 · doc4.xml · derivative · entry 3 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,933 Underlying: Common Stock · 11,007 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 3,750 | $65.06 | $243,975.00 |
DisclosureSEC source: 0001209191-20-004482 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,466 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,745 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001887 · doc4.xml · derivative · entry 4 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,926 Underlying: Common Stock · 1,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 689 | $61.44 | $42,332.16 |
DisclosureSEC source: 0001209191-20-001887 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,216 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:45 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001887 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 1,875 | $62.22 | $116,653.50 |
DisclosureSEC source: 0001209191-19-060866 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,160 Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 1,739 | $60.00 | $104,340.00 |
DisclosureSEC source: 0001209191-19-055488 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,035 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 136 | $60.00 | $8,160.00 |
DisclosureSEC source: 0001209191-19-055488 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,774 Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 20:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 1,415 | $60.12 | $85,069.80 |
DisclosureSEC source: 0001209191-19-041841 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,910 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.