Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Director | June 09, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 90,962 |
Reported balance
After 2026-06-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-06-09 · Grant · Acquired 2,450 · Balance 90,962 F1: Units vest quarterly over a one year period. F2: No expiration date for these Units |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 62,963 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 62,963 |
| Common StockSEC Table I · non-derivative | Direct | 247,571 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 247,571 |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 46,500 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 46,500 |
| Common StockSEC Table I · non-derivative | IndirectChildren's Trust | 66,348 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 66,348 |
Filing footnotes · ownership attribution and instrument terms
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,420 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 15 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,815 Underlying: Common Stock · 4,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,938 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 14 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,235 Underlying: Common Stock · 2,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,005 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 13 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,173 Underlying: Common Stock · 4,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Currenlty convertible. Units vest 100% five years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,301 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 12 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,178 Underlying: Common Stock · 4,301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,301 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 11 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,479 Underlying: Common Stock · 4,301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently convertible. Units vest 100% seven years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,301 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 10 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,780 Underlying: Common Stock · 4,301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Currently convertible. Units vest 100% six years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 9 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,081 Underlying: Common Stock · 2,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 8 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,818 Underlying: Common Stock · 2,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 7 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,555 Underlying: Common Stock · 2,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently convertible. Units vest 100% seven years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,415 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,292 Underlying: Common Stock · 3,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,415 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 5 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,707 Underlying: Common Stock · 3,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,415 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 4 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,122 Underlying: Common Stock · 3,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Currently convertible. Units vest 100% ten years from the original grant date. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 15, 2017 Filed Feb 13, 2018 21:58 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 272 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000027 · edgardoc.xml · derivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,134 Underlying: Common Stock · 272 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 20:39 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 24,888 | $52.44 | $1,305,248.67 |
DisclosureSEC source: 0000720672-17-000090 · edgardoc.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,598 Read SEC document |
| September 15, 2017 Filed Feb 13, 2018 21:58 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 325 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000027 · edgardoc.xml · derivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,862 Underlying: Common Stock · 325 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 20:20 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 10,000 | $50.61 | $506,100.00 |
DisclosureSEC source: 0000720672-17-000079 · edgardoc.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,486 Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:20 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 15,000 | $51.02 | $765,300.00 |
DisclosureSEC source: 0000720672-17-000079 · edgardoc.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,486 Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:47 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 6,637 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000045 · edgardoc.xml · derivative · entry 3 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,537 Underlying: Common Stock · 6,637 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:13 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 43,826 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000001 · edgardoc.xml · derivative · entry 4 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,900 Underlying: Common Stock · 43,826 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 43,826 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 43,826 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:13 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 43,826 | $49.95 | $2,189,108.70 |
DisclosureSEC source: 0000720672-17-000001 · edgardoc.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,373 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:13 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 43,826 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000001 · edgardoc.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 43,826 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 25,000 | $50.20 | $1,255,000.00 |
DisclosureSEC source: 0000720672-16-000174 · edgardoc.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,373 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.