Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Director | June 09, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 90,962 |
Reported balance
After 2026-06-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-06-09 · Grant · Acquired 2,450 · Balance 90,962 F1: Units vest quarterly over a one year period. F2: No expiration date for these Units |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 62,963 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 62,963 |
| Common StockSEC Table I · non-derivative | Direct | 247,571 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 247,571 |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 46,500 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 46,500 |
| Common StockSEC Table I · non-derivative | IndirectChildren's Trust | 66,348 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 66,348 |
Filing footnotes · ownership attribution and instrument terms
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2026 Filed Jun 11, 2026 20:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,450 | $71.40 Strike: $0.00 | $174,930.00 |
DisclosureSEC source: 0001193125-26-267610 · ownership.xml · derivative · entry 5 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,962 Underlying: Common Stock · 2,450 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:44 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 36,981 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061521 · ownership.xml · derivative · entry 7 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,008 Underlying: Common Stock · 36,981 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:44 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 46,227 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061521 · ownership.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,989 Underlying: Common Stock · 46,227 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 18, 2022. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:44 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 18,879 | $120.49 | $2,274,730.71 |
DisclosureSEC source: 0001193125-26-061521 · ownership.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,047 Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:44 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 36,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061521 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 6,898 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035679 · ownership.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,762 Underlying: Common Stock · 6,898 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 3,522 | $126.24 | $444,617.28 |
DisclosureSEC source: 0001193125-26-035679 · ownership.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,945 Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 6,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035679 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 21:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 25,591 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-027323 · ownership.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,660 Underlying: Common Stock · 25,591 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 21:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 11,981 | $129.20 | $1,547,945.20 |
DisclosureSEC source: 0001193125-26-027323 · ownership.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,569 Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 21:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 25,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-027323 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2025 Filed Dec 9, 2025 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 19,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-312793 · ownership.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,959 Read SEC document |
| December 08, 2025 Filed Dec 9, 2025 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 19,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-312793 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 41,975 Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 35,000 | $112.90 | $3,951,500.00 |
DisclosureSEC source: 0000950170-25-110709 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,360 Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:11 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 15,747 | $98.43 Strike: $0.00 | $1,549,977.21 |
DisclosureSEC source: 0000950170-25-036645 · ownership.xml · derivative · entry 5 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,251 Underlying: Common Stock · 15,747 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 6,933 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032329 · ownership.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,504 Underlying: Common Stock · 6,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 3,540 | $104.90 | $371,346.00 |
DisclosureSEC source: 0000950170-25-032329 · ownership.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,360 Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 6,933 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032329 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 27,593 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014602 · ownership.xml · derivative · entry 7 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,437 Underlying: Common Stock · 27,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Currently exercisable. F3 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 34,491 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014602 · ownership.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,030 Underlying: Common Stock · 34,491 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year. F2 · derivative.expiration_date: Currently exercisable. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 14,087 | $117.51 | $1,655,363.37 |
DisclosureSEC source: 0000950170-25-014602 · ownership.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,951 Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 27,593 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014602 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 25,744 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004206 · ownership.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,539 Underlying: Common Stock · 25,744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 11,952 | $106.08 | $1,267,868.16 |
DisclosureSEC source: 0000950170-25-004206 · ownership.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,445 Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 25,744 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004206 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 15,000 | $117.72 | $1,765,800.00 |
DisclosureSEC source: 0000950170-24-131524 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,653 Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 21:39 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 10,500 | $113.82 | $1,195,110.00 |
DisclosureSEC source: 0000950170-24-129353 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Indirect · Children's Trust Disclosed balance after: 44,232 Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 20:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 25,067 | $75.00 Strike: $0.00 | $1,880,025.00 |
DisclosureSEC source: 0000950170-24-030070 · ownership.xml · derivative · entry 5 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,283 Underlying: Common Stock · 25,067 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 20:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 25,000 | $75.41 | $1,885,250.00 |
DisclosureSEC source: 0000950170-24-030070 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,653 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 27,731 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026142 · ownership.xml · derivative · entry 9 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,216 Underlying: Common Stock · 27,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 5,967 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026142 · ownership.xml · derivative · entry 8 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,947 Underlying: Common Stock · 5,967 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 34,664 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026142 · ownership.xml · derivative · entry 7 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,914 Underlying: Common Stock · 34,664 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 17,204 | $75.00 | $1,290,300.00 |
DisclosureSEC source: 0000950170-24-026142 · ownership.xml · nonDerivative · entry 3 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,653 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 27,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026142 · ownership.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 5,967 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026142 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 36,000 | $75.37 | $2,713,320.00 |
DisclosureSEC source: 0000950170-24-019473 · ownership.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Plan reported Ownership: Indirect · Children's Trust Disclosed balance after: 54,732 F1 · kind: Open market sale pursuant to trading plans entered into by the Reporting Person on October 30, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 23,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002064 · doc4.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,250 Underlying: Common Stock · 23,271 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 10,048 | $69.15 | $694,819.20 |
DisclosureSEC source: 0001209191-24-002064 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,159 Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 23,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002064 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 21,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031493 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Indirect · Children's Trust Disclosed balance after: 90,732 Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 21,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031493 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: No plan indicated Ownership: Indirect · GRAT trust Disclosed balance after: 0 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 23,866 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016369 · doc4.xml · derivative · entry 10 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,521 Underlying: Common Stock · 23,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 6,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016369 · doc4.xml · derivative · entry 9 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,387 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 29,833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016369 · doc4.xml · derivative · entry 8 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,387 Underlying: Common Stock · 29,833 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 15,248 | $66.59 | $1,015,364.32 |
DisclosureSEC source: 0001209191-23-016369 · doc4.xml · nonDerivative · entry 3 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,246 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 23,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016369 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016369 · doc4.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 42,011 | $66.65 Strike: $0.00 | $2,800,033.15 |
DisclosureSEC source: 0001209191-23-012275 · doc4.xml · derivative · entry 6 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,554 Underlying: Common Stock · 42,011 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 21,390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004291 · doc4.xml · derivative · entry 7 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,543 Underlying: Common Stock · 21,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 8,486 | $58.37 | $495,327.82 |
DisclosureSEC source: 0001209191-23-004291 · doc4.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,628 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.